# Amicus Brief — EPA v. California Ex Rel. State Water Resources Control Bd.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Brief
- **Published:** January 1, 1976
- **Citation:** 426 U.S. 200

## Text

Supreme Court, U. &. |

— —K— — 10
g

OCT 9 1975

IN TRE

Supreme Court of the United States

OCTOBER TERM, 1975

No. 74-1435

TRR ExvmonMeEntTAL Protection Acency, et al.,

Petitioners,
v.

Prorte or THE SrarE or CALAroRNIA ex rel. State WATER
Resources Cox ROL. Boarp AND State oF WasHINGTON, et al.,

Respondents.

Ox Warr or CERTIORART To THE Unrrep States Court or
APPEALS FOR THE NintH Circuit

BRIEF OF STATES OF NEW YORK, FLORIDA,
AND MINNESOTA AS AMICI CURIAE

Louis J. LerKow1tTz
Attorney General of the
State of New York
Attorney for State of
New York, Amicus Curiae
2 World Trade Center
New York, New York 10047

Tel No. (212) 488-7561

Samvue.t A. HmSROwrrz
First Assistant Attorney General

Pum WEINBERG
Ricuarp G. BERGER
Assistant Attorneys General
Of Counsel

SNS ss

TABLE OF CONTENTS

PAGE
BIE Ge GO en. eee 1
Summary of Argument ........... paves oceccceeces 3
Point I—The Federal Water Pollution Control Act

does not exempt federal sources of pollutant dis-
charges from compliance with federally-approved
state permit procedures for control and abate-
ment of water pollution ........... a 5
Por II— Compliance by federal instrumentalities
which are sources of water pollution with feder-
ally-approved state discharge permit require-
ments does not violate the Supremacy Clause or
the Plenary Powers Clause of the Constitution.. 13
rr WAA 17

Taste or Cases
Alabama v. Seeber, 502 F.2d 1238, 1245 (1974), cert.
. ee 9,10

Brown v. Environmental Protection Administration,
et al., —— F. 2d ——, 8 E. R. C. 1053 (9th Cir.
r eee 14

Getty Oil v. Ruckelshaus, 342 F. Supp. 1006, 1017
(D.C. Del. 1972), mod. on other grounds 467
F. 2d 349, cert. denied 409 U.S. 11255. 16

Kentucky ex rel. Hancock v. Train, No. 74220 3,13
Mayo v. United States, 319 US. 441, 44 15

ii TABLE OF CONTENTS
PAGE
Tcherepnin v. Knight, 389 US. 332, 336 ............ 8

United States v. Republic Steel Co., 362 US. 482 6
United States v. Netfert-White Co., 390 U.S. 228, 232 8

Walla Walla v. Walla Walla Water Co., 172 US. 1,
. . CE 10

Statutes Crrep

SF RTT ee rer er eC ese 14
rr 3, 9, 13
Federal Water Pollution Control Act, 33 U S. C.
255 6
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TABLE OF AUTHORITIES iii
PAGE
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New York Environmental Conservation Law
Aztiche 17, Titles 7 amd & ....ccccccccccccscess 2
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Water Pollution Control Act, Pub. L. 80-845, 62 Stat.
1155 (formerly 33 U.S.C. $§ 1151 et seq.) 5 1 6

1899 Rivers & Harbors Act, 30 Stat. 1152, 33 U.S.C.
GE OED, ceccccceccocnccocsuaccesesqusess 6

iv TABLE OF CONTENTS

PAGE
UNITED STATES CONSTITUTION
III e es 60 4, 13
anl. cdcven eee 600 000 4, 13, 16
Tenth Amendment. eee 14
OTHER Avurnoarrms
A Legislative History of the Water Pollution Control
Act Amendments of 1972, Vol. 1, 1973 Serial No.
... . „%s eee eee 14
Senate Report U nccacsceneenial bbs 9

In THE

Supreme Caurt of the Anited States

OCTOBER TERM, 1975

No. 74-1435

4
*

Tae EN WOW WrAL. Prorecrion Acency, et al.,

Petitioners,
v.

Prorln or THE Strate or CaLAronxwIA ex rel. Stare Warn
Resources Cow rROL Boarp AND State or WasHinoToy, et al.,

Respondents.

Ox Wait or Ceatiornagi To THE Untrep States Court or
APPEALS FoR THE Nintu Circuit

4
ww

BRIEF OF STATES OF NEW YORK, FLORIDA,
AND MINNESOTA AS AMICI CURIAE

Interest of Amicus

New York, as other states, has cooperated with the fed-
eral government in its efforts to abate water pollution.
Pursuant to the Federal Water Pollution Control Act
Amendments of 1972, 33 U.S.C. $1251 et seq. (the Act
or ‘‘FWPCAA’’), New York State enacted legislation de-
signed to allow it to administer its own discharge permit
system. New York Environmental Conservation Law,

2

Article 17, Titles 7 and 8. New York law specifically refers
to the federal law in defining its purpose (E.C.L. §17-
0801) and its terms (E.C.L. § 17-0807).

The 1972 Amendments prohibit the discharge of pollu-
tants into the navigable waters of the United States as
defined in the statute, 33 U.S.C. § 1311 (a), unless a permit
is obtained from the U.S. Environmental Protection
Agency (‘‘EPA’’), 33 U.S.C. §1342(a). However, the
Amendments allow the delegation of permit system powers
to any State whose laws and regulations comply with the
requirements of federal law. 33 U.S.C. §1342(b). New
York believes it will soon take over the responsibility of
—— istering the pollutant elimination system within its

rders.

New York considers it essential that it have full control
over the quality of water within its boundaries when it
takes over such responsibility under the Act. Only then
can it exercise its constitutionally protected police powers
to protect the health and welfare of its citizens. The Ad-
ministrator of the U.S. Environmental Protection Agency
proposes that the State permit program exclude all federal
sources of pollutant discharges and that they be subject to
no permit program. 40 C.F.R. 125.2(b). The New York law
which sets up a State Pollutant Discharge Elimination
System, E.C.L. Article 17, Titles 7 and 8, makes no dis-
tinctions between types of polluters; all are required to
obtain permits. If federal facilities were held to be ex-
empt from State permits, the State could not assure water
quality standard maintenance in any stream which a fed-
eral facility was polluting. Located within New York
State are Army, Navy, Coast Guard and Air Force in-
stallations, including West Point, Governor’s Island and
Griffiss Air Force Base, as well as numerous other federal
facilities. Similarly, the States of Florida and Minnesota
have many federal pollution-causing installations. Con-
trol of discharges from these sources is essential to clean
water in New York and other states.

_

New York has already filed a brief with this Court as
amicus curiae in a case which presents the same question
with reference to the federal Clean Air Act, 42 U.S.C.
§$1857f. Kentucky ex rel. Hancock v. Train, No. 74-220.

Summary of Argument

I. The Court of Appeals correctly held that federal
facilities which are sources of water pollution must comply
with state permit procedures established pursuant to the
Federal Water Pollution Control Act Amendments of 1972,
33 U.S.C. § 1251 et seq. The Act was passed by Congress
to rid the nation of a major national disgrace, the sys-
tematic pollution of our waters by both public and private
dischargers. It established a comprehensive program of
federal and state cooperation in the cleanup effort. Peti-
tioners’ argument that federal facilities which are sources
of pollutant discharges are exempt from state pollutant
discharge elimination permit requirements is contrary to
the clear wording of the Act.

Federal policy on water pollution abatement has con-
sistently recognized the States’ “primary responsibilities”
in this area, and that policy is continued in the present
Act. 33 U.S.C. 5 1251 (b). The FWPCAA requires all
dischargers of pollutants to obtain a permit delineating the
amount of pollutants they may discharge. 33 U.S.C. § 1342
(a). The Administrator of EPA must delegate his au-
thority to issue permits to any state that has a permit
program which meets the Act’s requirements. 33 U.S.C.
§ 1342(c) (1).

Petitioners claim that federal facilities are free to ignore
state administrative procedures for water quality control,
but admit that they must meet state-applied substantive
effluent limitations. But the clear language of 33 U.S.C.
§ 1323 requires that federal water polluters comply with
state “requirements respecting control aud abatement of

4

pollution to the same extent that any person is subject to
such requirements, including reasonable service charges.’’
The term “requirements’’ is used throughout the Act as a
generic term and must be given its ordinary, broad mean-
ing. It clearly does not mean just “effluent limitations,”
as petitioners argue.

In two sections of the Act (§ 1316 and § 1318) Congress
specifically prohibited the Administrator from delegating
certain of his powers over federal facilities. If Congress
had chosen to exempt federal facilities from state permits,
it would have done so in a similar manner.

In practice, it is virtually impossible for states to set
substantive effluent limitations on federal polluters with-
out the administrative procedures used in the permit
process. Exempting federal facilities from state permits
effectively exempts them from any effiuent limitations.

The language of 33 U.S.C. § 1323 which requires federal
facilities to pay “reasonable service charges” is further
evidence that Congress intended them to be subject to state
permit programs. The term “service charges’’ refers to
permit charges as well as sewer hook-up charges.

Once a state permit program is certified by the Ad-
ministrator, he caa no longer issue permits in that state.
33 U.S.C. §1342(¢e)(1). If federal facilities were exempt
from state permits as well, they would be unregulated.
Even if the Administrator were to attempt to continue to
issue permits to federal facilities in a certified state, the
states would be precluded from setting more stringent
limitations than those required by the Act for federal facil-
ities. This would violate 33 U.S.C. 4 1320, which specifically
says that states are not preempted from setting more
stringent standards.

II. Petitioners argue that subjecting federal facilities to
state permit procedures would violate the Supremacy
Clause and the Plenary Powers Clause of the Constitution.
On the contrary, the thrust of the Act as a whole is to

expand federal authority into areas which were formerly
the domain of the states. States are preempted from
issuing discharge permits with less stringent requirements
than those of the Act. 33 U.S.C. § 1370. Delegation of per-
mit authority from the Administrator can only be made
if a state has an approvable program to control water
pollution. 33 U.S.C. § 1342. Even after certification of a
state permit program, much of the standard-setting author-
ity remains with the Administrator. Congress, recognizing
this, gave the states the primary responsibility for en-
forcement of the Act, including the enforcement against
federal enclaves.

Congress fully protected federal facilities from the im-
position of any unreasonable state requirements. Section
1323 allows the President to exempt any facilities from the
requirements of the Act “if he determines it to be in the
paramount interest of the United States to do so.”

Congress has specifically authorized state regulation of
federal facilities in 33 U.S.C. 4 1323, meeting the test de-
seribed in Mayo v. United States, 319 U.S. 441, 448, that
Congress ‘affirmatively declare“ a federal instrumentality
subject to state regulation. Since violation of a state per-
mit program is a violation of federal as well as state law,
the Supremacy Clause does not absolve federal facilities
from compliance.

POINT I

The Federal Water Pollution Control Act does not
exempt federal sources of pollutant discharges from
compliance with federally-approved state permit pro-
cedures for control and abatement of water pollution.

In 1972, Congress enacted the Federal Water Pollution
Control Act Amendments, 33 U.S.C. 5 1251 et seq., eul-
minating years of endeavor in designing environmental
legislation to meet the awesome problems of contamination
of our nation’s waterways. The Act established a system

of federal-state cooperation with the goal of elimination
of pollutant discharges into the waters of the United States
by 1985. 33 U.S.C. § 1215(a)(1).

Petitioners here maintain that despite the clear man-
date of the FWPCAA, federal facilities need not comply
with state permit procedures for the discharge of pollutants
into state waters, even though those same facilities con-
cededly must meet state-applied effluent discharge limita-
tions. The fallacy of this argument is evident not only
on its face but from examination of the Act as a whole.

Federal efforts towards controlling water pollution date
back to the 1899 Rivers and Harbors Act, 30 Stat. 1151,
1152, 33 U.S.C. §§ 401 et seq., which originally was applied
to obstructions to navigation and was later applied to dis-
charge of pollutants. United States v. Republic Steel Co.,
362 U.S. 482. In 1948, the Water Pollution Control Act,
62 Stat. 1155 (formerly 33 U.S.C. & 1151 et seq.) was
enacted, declaring (§ 1)

“the policy of Congress to recognize, preserve and pro-
tect the primary responsibility of the states in con-
trolling water pollution.“

This policy has been preserved through successive amend-
ments of the 1948 Act into its present form. See 33 U.S.C.
§ 1251(b). While it has been the trend of federal legisla-
tion to progressively involve the federal government more
deeply in pollution control, in the 1972 Amendments Con-
gress continued to rely upon the states as the primary
agents in the fight to clean our waters.

The Act sets up a National Pollutant Discharge Elimina-
tion System (“NPDES”) which requires every person!“

The term person is defined in 33 U.S.C. § 1362(5) to mean
an individual, corporation, partnership, association, state, munic-
ipality, commission, or political subdivision of a State, or any in-
terstate body.” In 33 U.S.C. § 1323 each federal facility is re-
quired to comply with “Federal, State, interstate and local re-
quirements respecting control and abatement of pollution to the
same extent that any person is subject to such requirements

7

who discharges pollutants into any navigable body of water
to obtain a permit. 33 U.S.C. 55 1311, 1342(a)(1). The
NPDES permit must contain effluent limitations“ required
by 5 1311 for point sources,’ which will allow the attain-
ment or maintenance of applicable water quality standards
by July 1, 1977. 33 U.S.C. 5 1312. In most cases, water
quality standards will be those already set by states (33
U.S.C. § 1313), so long as they conform to the requirements
of the Act of “protection of public water supplies, agricul-
tural and industrial uses, and the protection and propaga-
tion of a balanced population of shellfish, fish and wildlife,
and to allow recreational activities in and on the water.
. . . 33 U.S. C. $1312(a).

The Administrator is required to delegate his powers to
issue permits to any state that has adequate authority to
conduct its own permit system, 33 U.S.C. 5 1342 (b), and
that has approved water quality standards. 33 U.S.C.
§ 1313. Thus, both ambient“ water quality and point
source standards will ultimately be under state control.

The sole question before this Court involves the division
of authority under the Act between the states and federal
government with respect to federal facilities. Petitioners
here claim that even after permit program (NPDES) pow-
ers of the Administrator have been delegated to the states,
federal facilities need not comply with what they term
“administrative” state permit procedures. Petitioners at
the same time admit that federal facilities must comply
with state applied point source effluent limitations.‘

2 An ‘‘effluent limitation is a restriction in the discharge of
pollutants from a point source. 33 U.S.C. § 1362(1).

A point source is any ‘‘discernible, confined and discrete’’
source from which pollutants may be discharged. 33 U.S.C. § 1362
(4).

*40 C.F.R. 125.2 (b), a regulation of the Administrator pur-

suant to the FWPCAA, imposes this interpretation of the Act on
states seeking approval of their permit programs.

Central to this question is 33 U.S.C. 4 1323, which states:

“Each department, agency, or instrumentality of the
executive, legislative, and judicial branches of the Fed-
eral Government (1) having jurisdiction over any
property or facility, or (2) engaged in any activity
resulting, or which may result in the discharge or run-
off of pollutants shall comply with Federal, State, in-
terstate, and local requirements respecting control and
abatement of pollution to the extent that any person
is subject to such requirements, including the payment
of reasonable service charges. The President may
exempt any effluent source of any department, agency,
or instrumentality in the executive branch from com-
pliance with any such a requirement if he determines
it to be in the paramount interest of the United States
to do so; except that no exemption may be granted
from the requirements of section 1316 or 1317 of this
title. No such exemptions shall be granted due to lack
of appropriation unless the President shall have spe-
cifically requested such appropriation as a part of the
budgetary process and the Congress shall have failed
to make available such requested appropriation. * * *”

Congress has here declared, in as clear language as pos-
sible, that federal facilities are not above the law, and that
they must comply “with Federal, State, interstate and local
requirements respecting control and abatement of pollution
to the same extent that any person is subject to such re-
quirements, including the payment of reasonable service
charges. This court should give this statute enacted for
the protection of the public health a generous construc-
tion consistent with its plain and clearly-expressed mean-
ing. United States v. Neifert-White Co., 390 U.S. 228, 232;
Tcherepnin v. Knight, 389 U.S. 332, 336.

Congress specifically expressed dismay at the failure of
the Federal government to lead the effort in pollution

<=

abatement. Accordingly, Federal compliance with the new
Act was strongly spelled out.

“Evidence received in hearings [on the FWPCAA]
disclosed many incidents of flagrant violations of air
and water pollution requirements by Federal facilities
and activities. Lack of Federal leadership has been
detrimental to the water pollution control effort. The
Federal Government cannot expect private industry to
abate pollution if the Federal Government continues
to pollute. This section requires that Federal facili-
ties meet all ontrol requirements as if they were pri-
vate citizens.” Senate Report No. 92-414, p. 66 (em-
phasis added)

Beyond the clear language of § 1323, petitioners’ inter-
pretation of the Act does not comport with its terms or
overall design. They argue that the term “requirements”
refers only to effluent limitations and not to administrative
procedures such as state permits. This procedure-sub-
stan, dichotomy which petitioners seek to employ has
beer. denounced as a “semantical red herring” in reference
to the almost identical language in the Clean Air Act. 42
U.S.C. §1847f. Alabama v. Seeber, 502 F. 2d 1238, 1245
(1974), cert. pending No. 74-851. The term “requirements”
is used throughout the Act to refer to both effluent limita-
tions and administrative procedures. It is clearly not a
term of art—nowhere is it defined in the Act. Rather,
it is a generic term, to be given its ordinary meaning. If
Congress had wanted to restrict its meaning, it would have
referred to “effluent limitations.“ In 8 1342(b), the sec-
tion dealing with state permit systems, “requirements” is
used in reference to 44 1311 and 1312 which deal with ef-
fluent limitations [33 U.S.C. § 1342(b)(1)(A)] ; and also in
reference vo § 1318 of the statute, which deals with inspec-
tion, monitoring aud entry [33 U.S.C. §1342(b)(2)]. In

* Defined in 33 U.S.C. § 1362(11).

10

§ 1314(h), ‘‘requirements’’ is used to describe forms for the
gathering of “information from owners and operators of
point sources of discharge’’ subject to state permit proce-
dures. In light of the generalized usage of the term
throughout the Act, petitioners’ assertion that “require-
ments” in § 1323 means only “effluent limitations” is il-

logical and totally unwarranted by any language of the Act

or its intent.

In several sections of the Act, Congress expressly pro-
hibited the Administrator from delegating his authority to
regulate federal facilities. In 4 1316, new federal facilities
are exempted from state-applied new source standards of
performance, and in 5 1318 all federal facilities are ex-
empted from state inspection, monitoring and entry re-
quirements. Petitioners point out these specific exceptions
in support of their argument, maintaining that states are
barred from devising acceptable permit programs for fed-
eral facilities under & 1342(b) (Pet. Brief pp. 27-28). Quite
to the contrary, the doctrine of expressio unius est exclusio
alterius applies. Walla Walla v. Walla Walla Water Co.,
172 U.S. 1, 22. These exceptions show that Congress specif-
ically exempted federal facilities where it sought to do so,
and it therefore must be taken that if Congress had also
desired to exempt them from state permit procedures, it
would have done so. See Alabama v. Seeber, supra, 502 F.
2d at 1244. And merely because states are precluded from
the right to inspect, monitor or enter federal point sources,
it does not follow that states may not subject them to their
permit procedures. Such a suggestion would run counter
to the very purpose of a pollutant discharge elimination
system.

The employment of a permit system drastically eases
the administrative burden upon a regulatory agency. All
dischargers of pollutants are thereby required to come for-
ward with data showing what their effluents contain and
how much, what their processes are, and what technology
is available to reduce or eliminate effluents. From all this

— —

ll

data, as well as water quality standards, the permit agency
can decide what effluent limitations shall apply to a par-
ticular point source. Without such an obligation on pol-
luters, it would be virtually impossible to apply effluent
limitations. What petitioners in essence are arguing, sub
silentio, is fur federal sources to be exempt from effluent
limitations as well. All the specific exemptions of 5 1316
and 1318 mean is that once a state sets effluent limitations
for a federal source, only the federal EPA can enter to in-
spect and monitor the facility. Significantly, federal facili-
ties are not exempted from the requirements of § 1318 to
report their discharges, maintain records of them which
are correlated to effluent limitations ( applied by states)
and to make these reports public. 33 U.S.C. § 1318(a)(A)
and §1318(b). Thus state or public enforcement against
federal facilities was not intended by Congress to be
precluded.

The language of $1323 also subjects federal facilities
to state or local service charges. Petitioners here offer
& narrow reading of this term, to mean sewer system user
charges. However, as the court below found in rejecting
this contention, sewer charges may presently be levied by
a local government on a federal facility. 511 F. 2d 969,
970. Also, assuming for argument that “requirements” in
§ 1323 only meant effluent limitations, the phrase ‘‘inelud-
ing reasonable service charges’’ would be a non sequitur.
Id. There are no charges for effluent limitations. Since
the cost of processing a permit application is quite high,
Congress most likely intended for states to be reimbursed
for such costs by federal facilities in permit application
charges. The term ‘‘service charges“ is nowhere else used
in the statute and it should be given its broad, generic
meaning, consistent with the clearly-expressed need to
purify the Nation’s waterways, so as to include both sewer
charges and permit charges.

Denying states the power to issue permits to federal
facilities would leave them totally unregulated, an event

12

clearly obnoxious to the intent of Congress. Section 1342
(e) (J) of the statute provides that within ninety days after
a state submits an approvable permit system program to
the Administrator, he shall suspend the issuance of per-
mits under subsection (a) of this section (NPDES per-
mits) ....’’ 33 U.S.C. 5 1342 (e) (1). In other words, the
Administrator could no longer issue permits within the
boundaries of the state. Accordingly, if the states were
unable to issue a permit to federal facilities, no efuent
limitations whatever could be imposed upon their dis-
charges. Even petitioners concede (Pet. Brief p. 18) that
such an eventuality would be inconsistent with the Act.

Petitioners’ argument assumes that somehow the states
would apply effluent limitations to federal facilities and
those would be made effective by NPDES permits issued
by the Administrator. We have already shown why this
hypothetical process is not practicable; legally it would
be impossible. Under § 1370 of the Act, states may enforce
(A) any standard or limitation respecting discharges of
pollutants, or (B) any requirement respecting control and
abatement of pollution“ so long as it is at least as
stringent as those required by this Act. Thus a state may
choose to enforce more stringent requirements on polluters
than the Administrator would require, but without permit
authority, would be unable to effectuate those stricter
standards against federal facilities. As the court below
indicated,

some federal agencies may in fact be refusing in
certain instances to comply with water quality stand-
ards established by state administrative boards.“ App.
A, pp. 7a-8a, see n. 2.

**. . « [T]he practical effect of reading Section 313
(51323) so as to compel only ‘substantive’ federal
agency compliance would be to render state permit
programs ineffectual as to those dischargers, both sub-
stantively and procedurally.“ App. A, pp. 26a-27a.

13

The Court of Appeals’ determination below draws
much support from the Clean Air Act Amendments of
1970, 42 U.S.C. § 1857, which were the precursor, in de-
sign, of the FWPCAA. The Clean Air Act contains a
section exactly analogous to the provision now in question
in the Water Act (Compare 33 U.S.C. § 1323 (Water
Act), and 42 U.S.C. & 1857f (Air Act) ], which is also before
this Court for final determination of its meaning. Ken-
tucky ex rel. Hancock v. Train, No. 74-220. Both Acts
create a federal system for the control of pollution and
place the heavy burden of enforcement mainly upon the
States. While the Acts have some significant differences,
a reading of one will assist the Court in interpreting the
other. See Brief of the Attorney General of the State of
New York as Amicus Curiae in No. 74-220.

POINT Il

Compliance by federal instrumentalities which are
sources of water pollution with federally-approved
state discharge permit requirements does not violate
the Supremacy Clause or the Plenary Powers Clause
of the Constitution.

The petitioners in their brief recite in sober terms the
supposed violence which would be done to our federal sys-
tem of government if states were allowed permit authority
over the discharge of pollutants from federal enclaves,
They cite the Supremacy Clause (Art. VI, cl. 2) and the
Plenary Powers Clause (Art. I, § 8, el. 17) and numerous
court decisions as evidence of the long tradition of federal
immunity from state control.

In fact, the gloss of state intrusion into the federal
prerogative which petitioners urge is no more than an il-
lusion. Actually, the Act is an example of ‘‘new federal-
ist“ legislation, which extends federal authority into areas
traditionally of state concern. While the Act’s preamble

14

states that water pollution is primarily a state concern, 33
U.S.C. F 1251(b), the thrust of the Act is to create a Fed-
eral system for controlling water pollution until a state per-
mit program, devised according to the Act, is approved by
the Administrator of EPA. 33 U.S.C. § 1342. Even under
an approved state program, the quality of waters within a
state must meet federally-approved standards, 33 U.S.C.
§ 1313(a)(2), and point sources are required to utilize fed-
erally-specified control technology. 33 U.S.C. §1314(b).
States are preempted from setting less stringent standards
than those required by the Act. 33 U.S.C. § 1370.

The legislative history of the Amendments makes clear
that many Congressmen were sensitive to the extension of
the federal domain to areas formeriy regulated by the
states. See the remarks of Reps. Blatnik (pp. 335-356),
Jones (pp. 358-359) and Kluczynski (p. 363) in A Legisla-
tive History of the Water Pollution Control Act Amend-
ments of 1972,“ Vol. 1, 1973, Serial No. 93-1. The states
were given the major administrative burden under the Act
because Congress recognized the importance of state and
local involvement to the achievement of the Act’s goals.
States were given the primary responsibility for enforce-

ment of the Act, including enforcement against federal en.

claves. See Brown v. Environmental Protection Adminis-
tration, et al., —— F. 2d ——, 8 E.R.C. 1053 (9th Cir.
1975), concluding that the Clean Air Act Amendments of
1970, the precursor in form to the FWPCA Amendments,
would violate 10th Amendment principles if interpreted to
impose sanctions upon a non-complying state. The provi-
sion interpreted, 42 U.S.C. § 1857e-S(a) (2), in the Clean
Air Act is the analogue of 33 U.S.C. §1319(a)(2) in the
FWPCAA.

Nor can the spectre of unreasonable state permit require-
ments forcing the closing of a federal facility be realisti-
cally raised here. Section 1323 of the FWPCAA specifi-
cally allows the President to exempt any federal effluent

—

15

source from compliance with state requirements “if he de-
termines it to be in the paramount interest of the United
States to do so.” This provision is intended to be used in
extraordinary circumstances, however, and the President
may only exempt a source for one year at a time. Certainly
most federal sources will be required to comply, as they
should be. Their efforts to meet state-determined effluent
limitations will surely be more burdensome than compli-
ance with state administrative regulations. Thus the ar-
gument of state-imposed burdens on federal facilities which
violate the Supremacy Clause is of no merit.

Moreover, any state permit procedures which will apply
to federal facilities are authorized by Congress and are, in
effect, federal law. As the court below stated,

„It is of course well established that Congress may
waive exclusive jurisdiction over the activities of Fed-
eral enclaves in deference to State regulation of those
activities, at least so long as in doing so it does not
undermine its ultimate legislative control over these
areas.’’ (Citations omitted.) App. A, p. 10a.

In Mayo v. United States, 319 U.S. 441, 446, this Court
held that ‘‘[i)t lies within the Congressional power to au-
thorize regulation, including taxation, by the state of fed-
eral instrumentalities. Under the FWPCA Amendments,
the states act as agents of the federal government and are
explicitly given the authority to regulate federal facilities.
Section 1323 provides that federal agencies must comply
with state requirements respecting control and abatement
of pollution to the same extent that any person is subject
to such requirements, including the payment of reasonable
service charges. This provision fully satisfies the test in
Mayo, supra, 319 U.S. at 448, that Congress ‘‘affirmatively
declare’’ federal instrumentalities subject to state regula-
tions. See decision below, App. A, p. 10a.

Finally, the refusal of federal instrumentalities to com-
ply with a state permit program is a federal offense. The

16

Administrator, upon approving a state permit program,
delegates all of his permit-granting authority within that
state and part of his enforcement powers. He retains con-
current jurisdiction to enforce any standards contained in
state permits. 33 U.S.C. §1319(3). If the violations of
state permits were not violations of federal law as well as
state law, the Administrator would have no authority to
enforce them. (See Getty Oil v. Ruckelshaus, 342 F. Supp.
1006, 1017 (D.C. Del. 1972), mod. on other grounds 467 F.
2d 349, cert. denied 409 U.S. 1125, which held violations of
state Clean Air Act plans are federal offenses enforceeble
by the Administrator).

The FWPCA Amendments provide that a citizen may
sue to enforce “an effluent standard or limitation under
this chapter... .” 33 U.S.C. § 1365 (a) (1). These “effluent
standard[s] or limitation[s]’’ are to be determined by a
state after its program is certified. Yet even then, juris-
diction of such actions is conferred upon the federal dis-
trict courts and is considered a federal question. The re-
fusal of a federal facility to comply with state permit regu-
lations would violate federal law, and the Supremacy
Clause would not absolve it from compliance. |

Unless the judgment of the Court of Appeals is affirmed,
the states will be paralyzed from protecting the purity of
their waterways from discharges by federal instrumentali-
ties. This would create a double standard which Congress
never envisaged, under which the same acts of non-com-
pliance which could result in fines and penalties for a pri-
vate polluter or a state or municipal agency would be,
under legislation enacted by Congress, immune from per-
mit regulation if caused by federal agencies. That double
standard would severely hamper enforcement of water-
quality legislation and discourage others from compliance.
Nothing in the Act or the Constitution compels such an
anomalous result.

17

CONCLUSION

The judgment of the Court of Appeals snould be
affirmed.

Dated, New York, October 6, 1975.

Respectfully submitted,

Louts J. Lerxowrrz
Attorney General of the
State of New York
Attorney for State of
New York, Amicus Curiae
2 World Trade Center
New York, New York 10047
Samvuet A. Hmsnowrrz Tel. No. (212) 488-7561
First Assistant Attorney General

Pamir WEINBERG
Ricuarp G. BRA
Assistant Attorneys General
Of Counsel

Nore: Charles Harak, Legal Assista also —— in
the preparation of this brief.

Susscrisrne States

The following Attorneys General, on behalf of their re-
spective States, join as amici curiae in support of the
States of California and Washington, and subscribe to this
brief.

Rosert L. SHevin

Attorney General of Florida
State Capitol

Tallahassee, Florida 32304

Warren Sraxxaus
Attorney General of Minnesota

Perer W. Srexins
Solicitor General

EL Dbox G. Kavi

Assistant Attorney General
102 State Capitol

St. Paul, Minnesota 55155

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_0420%3A12. Public record. Not legal advice.
