# Respondents Brief — EPA v. California Ex Rel. State Water Resources Control Bd.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Respondents Brief
- **Published:** January 1, 1976
- **Citation:** 426 U.S. 200

## Text

, Supreme Court, U. &

D
yn fe OCT 1 1975
whe MICHAEL RODAK, JR, Ci FR
Ocroper Term. 1975 won lsrheartcinnthane Rectcinl
No. 74-1435

Tae EnvimonMENTAL Prorection AGENCY, ET AL.,

Petitioners,
vs.

PEOPLE OF THE SraTe or CatiFornia, Ex Rev. Strate Water
Resources Controt Boarp, anp Stare or WasHrxcTon,

ET AL.,
Respondents.

On Writ of Certiorari to the United States
Court of Appeals for the Ninth Circuit

Brief for the Respondent, State of California

Evettze J. YouncER
Attorney General of the
State of California

Cart BoronKay
Assistant Attorney General

Roperick WALSTON
Deputy Attorney General

Ricwarp C. Jacoss
Deputy Attorney General
6000 State Building
San Francisco, CA 94102
Tel: (415) 557-3920

Attorneys for
Respondent,
State of California.

—————————— EEE
SORG PRINTING COMPANY OF CALIFORNIA, 346 FIRST STREET, SAN FRANCISCO 04108

os

SUBJECT INDEX

Page
Summary of Argument .. 1
I ieeerateterrtiriaii icin 4

I. The Language, Structure and Objectives of the
Water Act Indicate That Federal Dischargers
Must Comply with State Permit Programs
Adopted Under the Act oo... ccccccccccccesssecsesoeeseeoees

A. The Primary Purpose of the 1972 Amend-
ments to the Water Act Was to Provide
Standards for Effluent Limitations Rather
Than Ambient Water Quality, to Provide for
the Development of Such Standards for
Individual Dischargers by a Permit System
and to Make the States Primarily Respon-
sible for the Administration of the Permit
System ..

B. Section 402(b), by Itself, Obligates Federal ©

Dischargers to Comply With State NPDES
Permit Programs, and Section 313 Confirms
and Clarifies That Obligation ..........................

C. The Administrator’s Authority to Issue Per-
mits to Federal Dischargers Is Based on the
Same Provisions Which Provide Such Au-
thority to the States, and Thus the Adminis-
trator Has No Greater Authority Than the
States to Issue Such Permits ...000.00. eee.

D. Other Statutory References Indicate That
the Word “Requirements” in Section 313
Includes Permits Issued Under Section 402 ..

E. Exemptions for Federal Dischargers from
State Programs Adopted Under Sections 308
and 306 Do Not Extend to State Permit Pro-
grams Adopted Under Section 402(b) ............

17

19

il Sussecr Inpex

Page

F. The Petitioner’s Distinction Between “Sub-
stantive” and “Procedural” Requirements Is
Administratively Unworkable, and Not Sup-
Te Oe ait eT

G. The Legislative History of the Water Act
Does Not Indicate That Federal Dischargers
Are Exempt from NPDES Programs Oper-
ated by the States Under Section 402(b) ......

H. The Administrator’s Interpretation of the
1972 Amendments Is, of Itself, Not Entitled
To Weight in Construing the Meaning and
Effect of the Amendments .0.0..0.0....-.--cccscceocseoeeee

II. The Constitutional Principles Contained in The
Supremacy Clause and Plenary Powers Clause
Do Not Bar the Issuance of State Permits to
Federal Dischargers Under the Water Act, Be-
cause the States Are Carrying Out Congressional
Policy in The Manner Directed by Congress ........

III. Although The States’ Authority to Issue Per-
mits to Federal Dischargers Under the Water
Act May Be Helpful in Analyzing Their Author-
ity to Do So Under the Air Act, Their Authority
Under the Air Act Sheds No Light on the
Extent of Their Authority Under the Water Act..

i PL ee ee = Oe

38

41

42

49
52

TABLE OF AUTHORITIES

CasEs
Pages
Alabama v. Seeber, 502 F.2d 1238 (5th Cir. 1972), cert.

I i 40
Askew v. American Waterways Operators, Inc., 411

Ee ae eee ND 23
California v. Davidson, 3 E.R.C. 1157 (N.D. Cal.

re ee Tee nT: 17, 23
California v. Department of the Navy, 371 F. Supp. 82

I a cnt 17
Continental Casualty Co. v. United States, 314 U.S.

SE) IIIT: bsedhibaliescsibieeniheienecstinisiainliadlaeitleaienairhcttaaeactis 28
James v. Dravo Contracting Co., 302 U.S. 134 (1937)... 48
Johnson v. Maryland, 254 U.S. 51 (1920) ..00. 43, 45
Kentucky ex rel. Hancock v. Ruckelshaus, 492 F.2d

I I ie al 50, 52
Kentucky ex re!. Hancock v, Train, No. 74-220 .............. 50
Mayo v. United States, 319 U.S. 441 (1943) 000. _ 43

MeCulloch v. Maryland, 17 U.S. (4 Wheat.) 316 (1819) 4

New York Dept. of Social Services v. Dublino, 413

ee I itctersichtiniindichitechtninnnsnenctisiniianinanniniisinbiginnniais 41
Ohio v. Thomas, 173 U.S. 276 (1889) 20.0... cecccccceeeseeeeeeee 43, 44
Paul v. United States, 371 U.S. 245 (1963) 00 43

Red Lion Broadcasting Co. v. Federal Communica-
tions Commission, 395 U.S. 367 (1969) 0.02... 41

Silas Mason Co. v. Tax Comm’n, 302 U.S. 186 (1937)... 43
State of California v. Morton, S-2924 (E.D. Cal.) ........ 24

iv TABLE OF AUTHORITIES

Udall v. Tallman 380 U.S. 1 (1964) oo cece 41
United States v. Allegheny County, 322 U.S. 174

(1944) _..... ° iiceiaiainhlichbiiiditianes 25
United States v. Sharpnack, 355 U.S. 286 (1958) ........ 46, 47
Van Brocklin v. Tennessee, 117 U.S. 151 ( 1886) .......... 25
Zemel v. Rusk, 381 U.S. 1 (1965) 0... cceccecccscececceceeseseeee. 41

Constitution, STaTuTEs AND REGULATIONS
United States Constitution:

Art. I, See. 8, Cl. 17 aaiinsiiatiiiiaes —
Act of June 30, 1948, 62 Stat. 1155 0 eee. 6
Act of July 9, 1956, 70 Stat. 498 2c ceccecceceeceeeees 6
Act of Oct. 2, 1965, 79 Stat. 908 2.0... eccccceeeeeeeseeeee 7, 49, 50
Act of Apr. 3, 1970, 84 Stat. 91.0000 cece 7, 49

33 U.S.C. 1160(c) (1) (1970) once ecececcccececececesececeeee 7

lt 7

ey UND CR ccetiiRincesenteeeecssnsntiensnensesmesmertissene 7
Clean Air Act of 1970, 84 Stat. 1676 et seq.

42 U.S.C. 1857 et seq.

Sec. 101, 42 U.S.C. 1857 (a) (3) cece cc ccecceceeeeeeees 50
Sec. 109, 42 U.S.C. 185 76-4 once cceececnececeeceseeeees 49, 50
Sec. 110, 42 U.S.C. 186705 nanan necencccceccseeeceesens. 49, 50
Sec. 110(a)(2)(B), 42 U.S.C. 1857¢-5(a)(2)(B).. 50
Sec. 111(¢), 42 U.S.C. 1857¢-6(@) occ ecccceccecceeceeeees 28
See. 114(b), 42 U.S.C. 1857¢-9(b) oe eee cceeceeees 28
See. 116, 438 UGC. 166708 ccc 50
Sec. 304(f), 42 U.S.C. 1857h-2(f) ooo cececceeeeeee 20
MOO, NEB, GB UC, BOGE nan acccececcncceeeeseecesees 4, 5, 49, n52
OO, SOG, GB WTC, BTID anc cccccecceeccceenseereeeneeesees 52

Federal Water Pollution Control Act Amendments of
1972, 86 Stat. 816 et seq., 33 U.S.C. (Supp. III) 1251
et seq.

TABLE OF AUTHORITIES v

Pages

Sec. 101, 33 U.S.C. (Supp. TIT) 1252 2. 9, 50
See. 101(f), 33 U.S.C. (Supp. ITT) 1251(f) .00000000.... 36
Sec. 201, 33 U.S.C. (Supp. ITT) 1281 20... 9
Sec. 301, 33 U.S.C. (Supp. TIT) 1312 00... 9, 16, 22, 32
Sec. 302, 33 U.S.C. (Supp. ITT) 1312 0000... 9, 16, 22, 32
See. 303, 33 U.S.C. (Supp. TTT) 1313.00.00... 9, 16, 22, 32
Sec. £06, 33 U.S.C. (Supp. ITT) 1316 0... in passim
Sec. 307, 33 U.S.C. (Supp. ITT) 1317 .............. 14, 16, 20, 32
See. 308, 33 U.S.C. (Supp. ITI) 1318 ............ 2, 26, 27, 28, 29
Sec, 313, 33 U.S.C. (Supp. ITT) 1323 0... .in passim
Sec. 401, 33 U.S.C. (Supp. ITT) 1341 2. 20
Sec. 401(a), 33 U.S.C. (Supp. ITT) 1341(a) 00... 31
Sec. 402, 33 U.S.C. (Supp. ITT) 1342 0. in passim
See. 402(a), 33 U.S.C. (Supp. ITT) 1342(a) 0000... 11, 36
Sec. 402(b), 33 U.S.C. (Supp. ITI) 1342(b) ........ in passim

See. 402(b) (1), 33 U.S.C. (Supp. IIT) 1342(b) (1)... 46
See. 402(b)(2)(B), 33 U.S.C. (Supp. ITT) 1342(b)

IIIT cinsslislbesbtetieinhalleetibahcnlicia ies beiasilhdRtaciesta thd theta adetad eh eeeee 30
See. 402(b)(7), 33 U.S.C. (Supp. ITI) 1342(b) (7)
wibiadinineiaidenmapemndmaeninaiainaditinds 11, 39, 50
Sec. 402(c), 33 U.S.C. (Supp. ITT) 1342(e) 00... 46
Sec. 402(c) (3), 33 U.S.C. (Sup. ITT) 1342(¢)(3) ... = 11
Sec. 402(d), 33 U.S.C. (Supp. ITT) 1319(d) 200000... 11
See. 502, 33 U.S.C. (Supp. ITT) 1362 0000. 24
Sec. 502(11), 33 U.S.C. (Supp. ITT) 1362(11)..22, 32, 33, 50
See, 502(12), 33 U.S.C. (Supp. ITT) 1362(12) 0000... 22
Sec. 502(17), 33 U.S.C. (Supp. ITI) 1362 (17) ............ 33
Sec. 502(19), 33 U.S.C. (Supp. ITT) 1362(19) 00... 22
Sec. 505, 33 U.S.C. (Supp. TIT) 1365 0. 19, 39

See. 505(f), 33 U.S.C. (Supp. ITT) 1365(f)..2, 19, 32, 40, 51

Sec. 509(b) (1)(D), 33 U.S.C. (Supp. ITT) 1369(b)
RP eecenseieceinnninstsncienitaiaapserntnineiattaanabieaiinotatnrtaciiianniies 52

Sec. 510, 33 U.S.C. (Supp. ITT) 1370.00... in passim

vi TaBLE OF AUTHORITIES
Pages

Refuse Act of 1899

Se PEs GUT III sctccciniactatsncresinousiesteitinadimensinrinasaauae 9
Federal Tort Claims Act

EI ee ee ee ee 47
Outer Continental Shelf Act, 43 U.S.C. 1333(a) ( 47
40 C.F.R.:

I 41
Federal Register:

I 42

38 Fed. Reg. 34793-34797 ooo... cccccceccceeceeceececeseeeeee 42
California Codes:

Cal. Wat. Code §§ 13020-13387 ooo. ccecececceeeecoeee- 35, 48

CONGRESSIONAL

Conf. Rep. (S. Rep. No. 92-1236), 92d Cong., 2d Sess.

Ee aN cre cl RN AEN EOS ee: 11, 30, 39
H.R. Rep. No, 91-127, 91st Cong., 2d Sess. (1970)........ 17

H.R. Rep. No, 91-1783, 91st Cong., 2d Sess. (1970) .... 51
H.R. Rep. No, 92-911, 92d Cong., 2d Sess. (1972) ..in passim

H.R. 11896, 92d Cong., 2d Sess. (1972) oo. -.eeecececeeeeoeee 11
S. Rep. No. 92-414, 92d Cong., Ist Sess. (1971) ......in passim
108 Cong. Ree. 16894, 92d Cong., 2d Sess. (1972) .......... 24
117 Cong. Ree. 38798-38800, 92d Cong., 1st Sess.
| i Bee ean te ae ee ee ATI Ee TONE 9,10
118 Cong. Rec. 16894, 92d Cong., 2d Sess. (1972) ........ 24
120 Cong. Rec. S 16644 (daily ed. Sept. 16, 1974) .......... 25

Executive Orders:
CEE ee ee er eee oT 42

TaBLE OF AUTHORITIES vii

MISCELLANEOUS
Pages
Comment, Local Control of Pollution from Federal
Facilities, 11 8. Diego L. Rev. 972 (1974) ................ 9

Federal Water Pollution Control Act Amendments of
1972: Ambiguity as a Control Device, 10 Harv.

es Be CID ccetccatceccectnecncemecennestinnmncnnccenses 9
Note, Federal Water Pollution Control Act Amend-

ments of 1972, 1973 Wis. L. Rev. 893, (1973) ............ 9
2A Sutherland, Statutory Construction (4th ed.) ........ 41

Committee Print, A Legislative History of the Water
Pollution Control Act Amendments of 1972, 93d
Cong., 2d Sess. (1973) :

ee Ss SITE cecernisnieiientineinisiadncssemnetsnseonenenane 11, 29, 40
Be SCI ticerencininieininsnciennsensnenianticememmmmenmnine 11, 30
ee ED diccrcrntenienennuniminincietenminenmemensnanel 29, 30
I, Ties GI cece cecesccscscnccencseccenssenscssseusnessens 39, 48, 53
8 eS 9
I incr nrnreninnccenctnsidibiennnibbeninnninnueiaiianee 22
a eerie ice dlansinscatanmnnentiinn 11, 29
I TIED ns saisiericnctieuseensanbnissenionnmanineneneennn 6
Be BI tociiniiciassesccssmmnpenenmesenemmmentcennal in passim
Sn I, IE as srnicateinsiecennenstommeieneenemsaeiasnate 9,11
eG IER STI sscinidibicerisenntinnespentiutnndieipeiesiennniuimmenianen 15

Supreme Court of the United States

Ocroser Term, 1975

No. 74-1435

Tae EnvmonMEnTAL Protection AGENCY, ET AL.,

Petitioners,
vs.

Prop.e or THE State or Cauirrornia, Ex Rev. Stare Water
Resources Controt Boarp, anp State or WasHINGTON,
ET AL.,

Respondents.

On Writ of Certiorari to the United States
Court of Appeals for the Ninth Circuit

Brief for the Respondent, State of California

SUMMARY OF ARGUMENT

The central purpose of the 1972 amendments to the Fed-
eral Water Pollution Control Act was to provide, first, for
the development of standards for effluent discharges rather
than ambient water quality, and, second, for the develop-
ment of standards for individual dischargers by the issu-
ance of permits. The states are authorized to adopt pro-
grams for the issuance of permits under section 402(b) of
the act. Nothing in that section provides an exemption for
federal dischargers from such state programs.

Moreover, section 313 of the act requires federal dis-
chargers to comply with state “requirements respecting

2

control and abatement of pollution to the same extent that
any person is subject to such requirements, including the
payment of reasonable service charges.” That section con-
firms and clarifies the obligation of federal dischargers to
comply with state permit programs under section 402(b).
Section 313 is not intended to limit federal compliance to
effluent “limitations” and “standards” adopted by the states
under the act, as contended by the petitioners; those terms
are used in a precise sense in the act, and Congress would
have used those terms in section 313 if it had intended for
the section to be so limited.

The authority of the Administrator of the Environmental
Protection Agency to issue permits to federal dischargers,
in states where he operates his own permit program, is
based on sections 402 and 313, the same sections which
provide such authority to the states. Thus, if the Adminis-
trator has authority to issue permits to such dischargers,
so do the states. Otherwise, such dischargers would be free
of any permit control under the act.

Other statutory references support this view. Section
505(f) specifically describes a “requirement” in section 313
as including a permit issued under section 402. Section
510 specifically distinguishes between a “requirement re-
specting control or abatement of pollution”—the phrase
used in section 313—and a “standard or limitation,” thus
undercutting the petitioner’s position that these phrases
are synonymous. The reference to “reasonable service
charges” in section 313 denotes charges levied by the states
for permit applications submitted by federal dischargers,
thus indicating that states have authority to issue permits
to such dischargers. Sections 308 and 306, which provide
exemptions for federal dischargers from certain state pro-
grams under the act, do not imply an exemption for such

inl a i i itil

3
dischargers from state permit programs under section
402(b), and indeed such an exemption was expressly re-
jected by Congress.

The petitioner’s interpretation of the act is administra-
tively impractical. The petitioner concedes that the states
have authority to formulate the “effluent limitations”—
consisting of conditions relating to numerical and time
limitations—in permits issued to federal dischargers. It is
administratively unsound to deny the states authority to
issue the permit containing such conditions. The states
achieve no additional “control” over federal dischargers
by their authority to issue such permits, since any such
“control” results from their authority to formulate and
administer the conditions in such permits, not to issue the
permit itself.

The act’s legislative history is silent concerning the issues
in this case. Any inferences in this history support the
position of the respondents, not the petitioner.

The Administrator’s interpretation of the states’ au-
thority under the act is, per se, entitled to no weight in
construing such authority.

The federal principles found in the Supremacy Clause
and Plenary Powers Clause are helpful in defining the
limits of state authority where the state acts pursuant to
its inherent, reserved powers in furtherance of a policy
peculiar to the state, but not where—as here—it acts pur-
suant to a congressional directive in furtherance of a na-
tional policy set by Congress. Further, Congress built
ample safeguards into the act to limit the intrusion of
states upon federal activities and enclaves, and these safe-
guards fulfill the purposes of these constitutional prin-
ciples.

4

Section 118 of the Clean Air Act, in defining the obliga-
tion of federal agencies to comply with state “require-
ments” under that act, contains language similar to that
found in section 313 of the Federal Water Pollution Con-
trol Act. The similarity between these and other sections
of the acts might justify a harmonious construction of
sections 313 and 118. However, the dissimilarities between
the acts, particularly with respect to the states’ express
authority to issue permits under the water act, might
justify the opposite result. In any event, the water act was
amended in 1972 to remove any ambiguities which remain
in the air act. Accordingly, section 118 might be construed
in light of the meaning of section 313, but not vice versa.

ARGUMENT
Il. The Language, Structure and Objectives of the Water Act

The petitioner argues that this case hinges on the mean-
ing of section 313 of the Federal Water Pollution Control
Act (the “water act”), which requires federal agencies and
instrumentalities to comply with federal and state “require-
ments respecting control and abatement of pollution .. . .”
33 U.S.C. (Supp. ITI) §§ 1251-1376, 1323. He argues that
this section must be interpreted similarly to section 118 of
the Clean Air Act (the “air act”), 42 U.S.C. §§ 1857-1858a,
1857f, which uses similar language in describing the obliga-
tion of federal agencies under that act. Finally, he asserts
that the word “requirements” in these sections denotes
“substantive” requirements, such as effluent “limitations”,
but not “procedural” requirements such as permits.

The petitioner fundamentally misconceives the language,
structure and objectives of the water act. By focusing on

5

the meaning of section 313, he ignores the fact that this
ease hinges principally on the meaning of section 402 of
the water act, 33 U.S.C. (Supp. ITI) § 1342, which author-
izes states to issue permits under the act; section 313,
rather than imposing an independent obligation on federal
agencies, only confirms and clarifies the obligation imposed
on such agencies by section 402. By reading section 313 in
light of section 118 of the air act, he ignores the fundamen-
tally different approaches of the water and air acts to the
problem of pollution; this difference derives from the fact
that—although the acts were substantially similar prior to
1972—the water act was fundamentally restructured by
amendments passed in that year, and the air act was not.
By distinguishing between permits and effluent “limita-
tions,” the petitioner ignores the fact that the mechanism
by which such “limitations” are formulated and applied
to individual dischargers is by the permit system estab-
lished in section 402. To fully appreciate the extent to
which the petitioner misconceives the water act, it is neces-
sary to first trace the historical evolution of the act to
fully understand its purposes.

The water act, amended extensively since its passage in
1948, has provided for increasingly tough2r controls over
water polluters, in an effort to eradicate the national cancer
of water polution. An underlying theme of ‘he act, since its
original passage, has been that the states hive the primary

6
responsibility for achieving that goal.’ Until 1972, however,
the act failed to provide clear and effective directives as to
how that goal was to be achieved.

The original 1948 act provided that the U. 8. Surgeon
General was to develop “programs” for the prevention of
water pollution, 62 Stat. 1155 (1948). The programs were
to be enforced by abatement actions brought by the states,
id, at 1156, and by federal officials in instances where the
states failed to act, id. at 1156-1157. The act declared a
congressional policy to “recognize, preserve, and protect
the primary responsibilities and rights” of the states to
prevent water pollution. 7d. at 1155. No mention was made
of the types of programs which were to be adopted and
enforced under the Act, much less the obligation of fed-
eral dischargers under the act.

The act was amended in 1956 to enlarge the authority of
the states to meet their responsibilities under the act, and
to provide for increased cooperation between federal and
state agencies towards that end. The amendments author-
ized each state to develop a “plan,” subject to approval
of the Surgeon General, setting forth methods for improv-
ing water quality. 70 Stat. 498, 500 (1956). The plan was
to be enforced by abatement actions brought by state or
federal officials. 7d. at 504-505. Federal dischargers were

1. Senate Report No. 92-414, discussing the proposed amend-
ments to the act, commented:

“For more than two decades, Federal legislation in the field

of water pollution control has been keyed primarily to an im-

portant principle of publie policy: The States shall lead the

national effort to prevent, control and abate water pollution.

As a corollary, the Federal role has been limited to support

of, and assistance to, the States.” S. Rep. No. 92-414, 92nd
Cong., Ist Sess. 1 (1971), 2 Legis. Hist. 1419.

“Legis. Hist.” refers to the legislative history of the water act
compiled by the Environmental Policy Division of the Library
of Congress in two volumes. See A Legislative History of the
Water Pollution Control Act Amendments of 1972 (Comm. on
Publ. Works Print, 1973).

7

directed to “cooperate” with the states, to the extent “prac-
ticable and consistent with the interests of the United States
and within any available appropriations.” Jd. at 506. The
admonition was repeated that the states bear the “pri-
mary responsibilities and rights” for preventing water pol-
lution. Id. at 498. However, the amendments failed to pro-
vide clear directives as to how the states were to attain that
objective, and largely gave federal dischargers the option of
voluntarily complying with such programs as the states
might develop.

Amendments in 1965 and 1970 strengthened and clarified
the authority of the states, and the obligation of federal dis-
chargers to comply with their exercise of authority. The 1965
amendments authorized the states to adopt “water quality
standards,” which included both “water quality criteria”
and a “plan” for the “implementation and enforcement” of
the criteria. 79 Stat. 903, 908 (1965).? The “standards” were
to be enforced by abatement actions brought by state or
federal officials. Jd. at 909. The 1970 amendments obligated
federal dischargers to comply with such “standards.” 84
Stat. 91, 107 (1970).* These amendments were thus similar
to the amendments to the air act passed in 1970. The latter
amendments authorize the states to adopt a “plan” for the
“implementation” and “enforcement” of the “ambient air
quality standards” provided in that act, 42 U.S.C. §§ 1857e-
4, 1857¢-5, and provide for the enforcement of such plans
by abatement actions brought by state or federal officials,

2. These provisions were codified in 33 U.S.C. 1160(c) (1)
(1970).

3. This provision was codified in 33 U.S.C. § 1160(b) (1970).

4. This provision was codified in 33 U.S.C. § 1171(a) (1970).

8

id, at §§ 1857c-5, 1857¢-8, 1857d.° As a result of these amend-
ments to the water and air acts, the acts—prior to 1972—
sought to achieve similar objectives by similar means.

However, the pre-1972 amendments to the water act still
failed to provide an adequate response to the problem of
water pollution. By providing standards for “water qual-
ity,” the amendments focused on the quality of the waters
receiving discharges of effluent, not on the quality of the
effluent itself. Thus, the primary concern of the amendments
was the formulation of ambient water quality standards
generally applicable to all who discharge effluent into a par-
ticular body of water, not the formulation of standards ap-
plicable to individual dischargers within that category. In
a sense, the amendments focused on the effects, rather than
the causes, of water pollution, Many states, unsure of their
rights and duties under the act, failed to diligently seek the
development of standards for individual dischargers, with
the result that the standards in many states reflected the
lowest legitimate water uses, such as industrial uses. To
fill the resulting void in effective water quality control,
federal officials began vigorously enforcing the Refuse
Act of 1899, which prohibits the discharge of any matter
into the nation’s navigable waters except pursuant to a
federal permit. 33 U.S.C. § 407 (1899). To restore the
balance between federal and state control over water
quality, and to strengthen such control, Congress sub-
stantially re-constructed the water act by amendments
passed in 1972. See generally H.R. Rep. No. 92-911, 92d

5. However, the amendments to the water and air acts were
different in that the water act provided that the “standards” were
to be developed by the states, and the air act provides that the
“standards” are to be developed by thé Administrator of the
Environmental Protection Agency. Compare 79 Stat. 903, 908
(1965), as codified in 33 U.S.C. § 1160(c) (1) (1970), with 42
U.S.C. § 1857¢-4(a) (1).

ER

9

Cong., 2d Sess. 124-128 (1972), 1 Legis. Hist. 811-815; S.
Rep. No. 92-414, 92d Cong., Ist Sess. 69-73 (1971), 2 Legis.
Hist, 1487-1491; 117 Cong. Rec. 38798-38800, 92d Cong.,
Ist Sess. (1971) (remarks of Senator Edmund Muskie).*

The 1972 amendments radically altered the focus of the
act, by providing for standards applicable to individual dis-
chargers through a permit system.’ First, the amendments
authorize the Administrator of the Environmental Protec-
tion Agency (the “Administrator”) and the states to de-
velop “limitations” and “standards” for discharges of
effluent, 33 U.S.C. (Supp. III) §§1311, 1312, 1313,
1316, 1317*, a change from the pre-1972 focus ‘on
ambient water quality standards. Second, the amendments
provide, in section 402, that these limitations are to be tai-
lored to individual dischargers by a program denominated
as the National Pollutant Discharge Elimination System
(“NPDES”). Jd. at § 1342. Under that system, no person
may discharge pollutants from a point source, such as
a pipe or outfall, into the nation’s navigable waters
except pursuant to an NPDES permit. Jd. at §§ 1811,

6. See also Note, Federal Water Pollution Control Act Amend-
ments of 1972, 1973 Wis. L. Rev. 893, 893-895 (1973) ; Note, Fed-
eral Water Pollution Control Act Amendments of 1972: Ambiguity
as a Control Device, 10 Harv. Jour. on Leg. 565, 571-572 (1973) ;
Comment, Local Control of Pollution from Federal Facilities, 11
S. Diego L. Rev. 972 (1974).

7. These standards are provided in Title III of the act, com-
mencing at section 301, 33 U.S.C. (Supp. IIT) § 1311. The act also
provides for research and related programs in Title I, commencing
at section 101, id. at § 1251, and for federal grants for construction
works in Title II, commencing at section 201, id. at § 1281.

8. The Administrator is to develop “effluent limitations” by
1977 and 1983, based on the “best practicable” and “best available”
technology, respectively. 33 U.S.C. (Supp. IIT) § 1311(b). The
states may nonetheless adopt more stringent “effluent limitations”
than those developed by the Administrator. Id. at §§ 1311(b) (1)
(C), 1313(e), 1370.

10

1362(12). Conditions are to be imposed in such permits
after administrative hearings, to assure the discharger’s
compliance with the act. Jd. at § 1342(a). To assure com-
pliance by federal dischargers with this permit system,
section 313 was added to direct such dischargers to comply
with state and federal “requirements respecting control
and abatement of pollution to the same extent that any
person is subject to such requirements ... .” Jd. at § 1323.
Thus, the permit system is the central mechanism by which
the act’s objectives are to be achieved.® After long and
frustrating experimentation, Congress finally fashioned a
statutory scheme which—by utilizing a permit system—
provides a suitably forceful response to the problem of
water pollution.

Under the 1972 amendments, the states are expected to
bear the major responsibility for administering the NPDES
permit system. As Senator Muskie declared during the
congressional debate:

“What it [the bill] does 1s continue the Federal Gov-
ernment’s authority with respect to major polluters
... until such time as the States can develop perma-
nent authority of their own. At that time it is the
expectation of this bill and of this administration to
have the States assume that permanent authority
and to administer the law directly.” 117 Cong. Ree.
38845, 92d Cong., Ist Sess. (1971).?°

9. Senator Edmund Muskie, the Senate floor leader for the
1972 amendments, summarized “the two major changes” in the
act as “the change from water quality standards to effluent limits
as the control mechanism, and the use of the permit system against
the discharge of pollutants.” 117 Cong. Rec. 38799, 92d Cong., 1st
Sess. (1971).

10. The Senate report commented on section 402 as follows:
“Tt is expected that the States will play a major role in the
administration of this p }
“The Committee believes that, after a transition period dur-
ing which the State program and capability will be upgraded,

11

Accordingly, although section 402(a) authorizes the Ad-
ministrator to develop his own permit program for each
state, 33 U.S.C. (Supp. ITI) § 1342(a), section 402(b)
authorizes each state to develop its own permit program
to replace that of the Administrator, id. at § 1342(b). Once
a state program is developed, the Administrator “shall”
approve the program if it meets the standards of the act,
ibid.," and “shall” thereupon suspend its own permit pro-
gram in that state, id at § 1342(c).% The Administrator has
no discretion to withhold approval of a state permit pro-
gram which meets the act’s standards,” and each state thus
has the option of making its own permit progrem applic-
able within the state.

the program should be administered by those States with pro-
grams which meet the requirements of this Act.

“Therefore, the bill provides that after a State submits a
program which meets the criteria established by the Admin-
istrator pursuant to regulations, the Administrator shall sus-
pend his activity in such State under the Federal permit
program. The Administrator would periodically assess the
performance of the State program and have the authority to
withdraw this delegation upon finding that the State is not
carrying out its program properly.” S. Rep. No. 92-414, 92nd
Cong., Ist Sess. 71 (1971), 2 Legis. Hist. 1489.

11. The Administrator may withdraw approval of a state per-
mit program if the state fails to adequately operate and enforce
the program. Id. at § 1342(c) (3).

12. Permits are to be enforced by actions brought by the Ad-
ministrator or the states for injunctive relief, fines and civil pen-
alties. Id. at §§ 1319(c), 1319(d), 1342(b) (7).

13. H.R. 11896, the bill which originally passed the House,
provided that the Administrator “may” approve a state permit
program which meets the act’s standards. H.R. 11896, 92d Cong.,
2d Sess. § 402(a)(5) (1972), 1 Legis. Hist. 1054. The Conference
Committee changed the word “may” to “shall,” in order to require
the Administrator to approve such a program “instead of only
permitting the Administrator to do so.” Conf. Rep. (S. Rep. No.
92-1236), 92d Cong., 2d Sess. 139 (1972), 1 Legis. Hist. 322.

12

The 1972 amendments, although fundamentally altering
the focus of the act, nonetheless preserve certain existing
features of the pre-1972 act. In particular, section 303(e)
allows states to develop “water quality standards” and
“implementation plans”, subject to the Administrator’s
approval, if such contain “efiluent limitations” which are
at least as stringent as those adopted by the Administrator.
Id. at §1313(e). Thus, section 303(¢) retains the states’
old authority to develop standards for ambient water
quality, and section 402(b) gives the states new authority
to make these standards applicable to individual discharg-
ers by a permit system.

Moreover, the 1972 amendments provide that the states’
authority to administer the NPDES permit system is a
floor, not a ceiling, with respect to their efforts to prevent
water pollution. Section 510 emphasizes that the states may
develop a more stringent “standard,” “limitation” or
“requirement” than those otherwise provided in the act.
33 U.S.C. (Supp. IIT) § 1370. Thus, the act’s oft-repeated
declaration that the states bear the “primary responsi-
bilities and rights” in preventing water pollution, reiter-
ated in the 1972 amendments, id. at §1251(b), is not a
hollow tribute to the states’ sovereignty, but an accurate
characterization of the overall statutory scheme.

Thus, as we have demonstrated, the 1972 amendments
provide for the development and administration of both
generalized standards applicable to all dischargers within
a particular class, and particularized standards made ap-
plicable to each discharger within the class by a permit
system. The Administrator is primarily responsible for
the development of generalized standards, with the states
retaining authority—under sections 303(e) and 510—to
develop more stringent standards than those of the Ad-

13

ministrator, Under section 402(b), the states are primarily
responsible for developing and administering particular-
ized standards for individual dischargers by the NPDES
permit system; the Administrator is to assume this re-
sponsibility only until it is assumed by the state, and only
thereafter if the state fails to fulfill it. Whether federal
dischargers must comply with particularized standards
developed by the states under the NPDES system depends
on the meaning and effect of sections 402(b) and 313, a
question which we shall now examine more closely.

B. Section 402(b), by Itself, Obligates Federal Dischargers to Comply With
State NPDES Permit Programs, and Section 313 Confirms and Clarifies That

Obligation.

The petitioner essentially contends that section 402 con-
templates a dual permit program, with the Administrator
issuing permits to federal dischargers and the states—
after approval of their permit programs—issuing permits
to all other dischargers. Nothing in the act suggests this
result, however. Section 402(b), in authorizing states to
develop permit programs, provides no exemption: for
federal dischargers from such programs, 33 U.S.C. (Supp.
IIT) § 1342(b). Nor does that section authorize the Ad-
ministrator, in approving a state permit program, to with-
hold approval to the extent that the program is applicable
to federal dischargers. Ibid. Further, section 402(c), in
directing the Administrator to suspend his own permit
program upon approval of a state program, does not
authorize the Administrator to continue his permit pro-
gram with respect to federal dischargers. 7d. at § 1342(c).
Thus, there is no authority whatsoever in section 402, or
elsewhere in the act, for the dual permit program proposed
by the petitioner. That section clearly contemplates that
all dischargers—including federal dischargers—shall be
subject to state permit programs adopted under the act.

14

If any confirmation of our conclusion is necessary, it
is found in section 313, which requires federal dischargers
to comply with federal and state “requirements respecting
control and abatement of pollution to the same extent that
any person is subject to such requirements, including the
payment of reasonable service charges.” 33 U.S.C. (Supp.
IIT) § 1323. The section, in requiring compliance with state
“requirements” respecting the “control and abatement” of
pollution, obviously includes permits issued by the states
under section 402(b), for such permits are the primary
means by which water pollution is to be controlled under
the act.*® In requiring such compliance “to the same extent

14. Section 313 provides in full :

“Each department, agency, or instrumentality of the exec-
utive, legislative, and judicial branches of the Federal Gov-
ernment (1) having jurisdiction over any property or facility,
or (2) engaged in any activity resulting, or which may result,
in the discharge or runoff of pollutants shall comply with
Federal, State, interstate, and local requirements respecting
control and abatement of pollution to the same extent that
any person is subject to such requirements, including the
payment of reasonable service charges, The President may
exempt any effluent source of any department, agency, or
instrumentality in the executive branch from compliance with
any such a requirement if he determines it to be in the para-
mount interest of the United States to do so; except that no
exemption may be granted from the requirements of section
306 or 307 of this title. No such exemptions shall be granted
due to lack of appropriation unless the President shall have
specifically requested such appropriation as a pat of the
budgetary process and the Congress shall have failed to make
available such requested appropriation. Any exemption shall
be for a period not in excess of one year, but additional
exemptions may be granted for periods of not to exceed one
year upon the President’s making a new determination. The
President shall report each January to the Congress all ex-
emptions from the requirements of this section granted dur-
ing the preceding calendar year, together with his reason for
granting such exemption.”

15. The Senate report, in commenting on section 402, stated:
“(T]he most effective control mechanism for point sources

15

that any person is subject to such requirements,” the sec-
tion obviously insures that federal dischargers will be
subject to the same permit program as other dischargers;
this reference confirms the lack of authority for the dual
permit program proposed by the petitioner. Nothing in
section 313 supports the petitioner’s claim that the section
only includes “substantive” requirements, not “proce-
dural” requirements; by definition, both terms are sub-
divisions of the word “requirements,” and hence encom-
passed within the statutory phraseology. Thus, section
313, rather than imposing an obligation on federal dis-
chargers independently of other provisions of the act, con-
firms and clarifies the obligation of such dischargers to
comply with permit programs adopted by the states under
section 402(b). The section was intended to forestall any
claim, such as that asserted by the petitioner here, that
federal dischargers are exempt from such programs.”

The petitioner asserts, however, that section 313 is only
intended to require federal dischargers to comply with
those state “requirements” authorized under section 303(e)
of the act, 33 U.S.C. (Supp. IIT) §1313(e). Brief for the
Petitioners (hereinafter “Pet. Brief”), 18. That section,
as we have seen, authorizes states to retain their pre-1972
authority to adopt ambient “water quality standards,”

of discharge is one which will provide for the establishment of
conditions of effluent control for each somes “ —w pr
A t or equivalent program, properly implemented an
fully atilising the resources of the State and Federal Govern-
ment should provide for the most expeditious water pollution
elimination program.” S. ro No. 92-414, 92d Cong., 1st Sess.
72 (1971), 2 Legis. Hist. 1490. (Emphasis added.)

16. Section 313 also requires compliance by federal dischargers
with other types of permits, licenses and control measures issued
. A states for the prevention of water pollution, in addition to

DES permits issued under section 402(b). See n. 23, infra.

16

which are defined in the section as including effluent “limita-
tions” and “standards” under the new act. The terms
“effluent limitations” and “standards” are used in a precise
and artful sense in the act; these terms denote authority
given to the Administrator in sections 301, 302, 303, 306
and 307, and authority given to the states in section 303(e)
—repeated in sections 510 and 30i1—to adopt more strin-
gent “limitations” and “standards” than those of the Ad-
ministrator.*’ If Congress had intended to limit section 313
to such “limitations” and “standards,” it would have em-
ployed those terms, or at least made reference to those
sections. Instead, by using the broader phrase “require-
ments respecting control and abatement of pollution,” Con-
gress clearly intended to reflect the states’ broader author-
ity to adopt NPDES permit programs under section 402.
Indeed, in view of the importance which Congress attached
to such programs in achieving the act’s goals, it would be
anomalous to read section 313 as precluding reference to
such programs. Hence, the phraseology of the section
contradicts the interpretation suggested by the petitioner.

Our conclusion is also supported by the history of sec-
tion 313. That section succeeded section 21(a) of the pre-

17. Section 301 authorizes the Administrator to develop “efflu-
ent limitations” at selected target dates, and subdivision (b) (1)
(ec) thereof authorizes the state to develop more stringent “effluent
limitations.” 33 U.S.C. (Supp. III) § 1311(b). Section 302 author-
izes the Administrator to develop “effluent limitations” for
specific bodies of water. Id. at § 1312. Section 303, and particular!
subdivision (e) thereof, authorizes the states, subject to the Ad.
ministrator’s approval, to develop “water quality standards,” in-
eluding “effluent limitations.” Id. at §§ 1313(a), 1313(e). Section
306 authorizes the Administrator to develop “national standards of
performance” for new sources of water pollution. 7d. at § 1316.
Section 307 authorizes the Administrator to develop “toxie and
pretreatment effluent standards.” Id. at § 1317. Section 510 author-
izes the states to develop a more stringent “standard” and “limi-
tation” than those of the Administrator. 7d. at § 1370. (All em-
phasis has been added.)

17

1972 act, which required federal dischargers to comply
with state “water quality standards.” 84 Stat. 91, 107
(1970).2* Since the states’ pre-1972 authority to adopt
“water quality standards” was preserved by section 303(e),
section 21(a) need not have been changed if—as contended
by the petitioner—the 1972 amendments were intended only
to preserve the obligation of federal dischargers to comply
with state “water quality standards.” Hence, by changing
the focal reference from “water quality standards” in sec-
tion 21(a) to “requirements” in section 313, Congress
clearly indicated its intent that the latter section is not
limited to “water quality standards” adopted by the states
under section 303(e).

C. The Administrator's Authority to Issee Permits to Federal Dischargers Is
Provisions

The petitioner, in asserting that the “requirements” de-
scribed in section 313 do not include permits issued under
section 402, overlooks the fact that this result would free
federal dischargers from any permit control under the act,
whether exercised by the states or the Administrator. The
Administrator’s authority to issue permits to federal dis-
chargers, in states where he operates his own permit pro-
gram, is based on sections 402 and 313, the same provisions
which provide such authority to the states. Section 402(a)
gives the Administrator his authority to operate a permit
program, and section 313 requires compliance by federal

18. Although section 21(a) made no specific reference to the
authority of the states, the legislative history of the section in-
dicates that state as well as federal “standards” were included
within its ambit. H.R. Rep. No. 91-127, 91st Cong., 2d Sess. 19
(1970) ; California v. Davidson, 3 E.R.C. 1157 (N.D. Cal. 1971) ;
California v. Department of the Navy, 371 F. Supp. 82, 83 (N.D.
Cal. 1973) (dictum).

18

dischargers with state and federal “requirements.” Nothing
in these sections distinguishes between the authority of the
Administrator and the states, with respect to the issuance
of permits to federal dischargers. The distinction between
their authority depends solely on whether the Administra-
tor has approved a state permit program, not on the iden-
tity of the discharger. Hence, the Administrator’s authority
to issue permits to federal dischargers is based on the
identical provisions which provide such authority to the
states, and he has no greater power to issue such permits—
in states where he operates his own permit program—than
the states have elsewhere.

Thus, the Administrator faces an unenviable dilemma,
which he has yet to even acknowledge. Either the word
“requirements” in section 313 includes permits issued under
section 402, or it does not. If it does, then the states have
authority to issue permits to federal dischargers. Other-
wise, the word “requirements” would be given a varying
meaning, depending on whether the permits are issued by
the states or the Administrator. Nothing in the act supports
such a whimsical, vagarious construction of that term.

On the other hand, if the word “requirements” in section
313 does not include permits issued under section 402, fed-
eral dischargers would not be bound to comply with permits
issued by the states or the Administrator. This result would
give such dischargers the option of voluntarily complying
with the act’s permit system, an option which was clearly
not intended by the 1972 amendments. In fact, Congress
took particular note of the unresponsiveness of federal
dischargers to the nation’s water quality goals, and the
need to strengthen—not weaken—controls over such dis-
chargers. S. Rep. No. 92-414, 92d Cong., Ist Sess. 67
(1971), 2 Legis. Hist. 1485. To assure that federal dis-

19

chargers comply with the NPDES system, section 313
specifically directs such dischargers to comply with state
and federal requirements “to the same extent that any
person is subject to such requirements.” Thus, such dis-
chargers must comply with systems operated by the states
—in instances where the Administrator has approved such
systems—as fully as they must comply with systems op-
erated by the Administrator. The petitioner, by distinguish-
ing between “requirements” in section 313 and permits
issued under section 402, has ignored the double-edged
implications of such a distinction.

D. Other Statutory References Indicate That the Word “Requirements” in Sec-

tion 313 Includes Permits Issued Under Section 402.

in sections 505, 510 and 313 itself, Congress has provided
further indications of the interrelationship between the
word “requirements” in section 313 and permits issued un-
der section 402.

1. Section 505. Section 505(f), which provides for citi-
zen suits to enforce the act, describes an “effluent standard
or limitation” as including “a permit or condition thereof
issued under section 402 of this Act, which is in effect under
this Act (including a requirement applicable by reason of .
section 313 of this Act).” 33 U.S.C. (Supp. III) § 1365(f).
(Emphasis added.) This provision expressly equates a
“requirement” in section 313 with a permit issued under sec-
tion 402, and thus clearly contradicts the petitioner’s argu-
ment that the two sections are mutuaily exclusive.

We are unable to understand the petitioner’s discussion
of section 505(f). He first points out that the reference to a
“requirement” in that section appears at the end of a list of
six categories—the last of which is a “permit” issued under
section 402—which may be enforced by a citizen suit. Pet.

20

Brief, 31-32. He then argues, apparently, that since not all
of the first five categories can be classified as a “require-
ment,” the sixth category cannot be so classified either. /bid.
His conclusion, aside from the fact that it is a non sequitur,
is based on a misreading of the section. The word “require-
ment” in the sixth category does not refer to all, or even
any, of the first five categories, but only refers to a “per-
mit” described in the sixth category.’® In other words, the
word “requirement” is intended to clarify the meaning of
the sixth category, not the preceding five. Thus, section
505(f), on its face, explicitly reads section 313 into section
402.”

2. Section 510. Section 510, in describing the extent of
state authority under the act, specifically distinguishes be-
tween a “standard or limitation” in subdivision (1)(A), and
a “requirement respecting control or abatement of pollu-

19. Section 505(f) provides in full:

“For purposes of this section, the term ‘effluent standard or
limitation under this chapter’ means (1) effective July 1, 1973,
an unlawful act under subsection (a) of section 301 of this
title; (2) an effluent limitation or other limitation under sec-
tion 301 or 302 of this title; (3) standard of performance
under section 306 of this title; (4) prohibition, effluent stand-
ard or pretreatment standards under section 307 of this
title; (5) certification under section 401 of this title; or (6)
a permit or condition thereof issued under section 402 of this
title, which is in effect under this chapter (including a require-
ment applicable by reason of section 313 of this title).”

20. The petitioner also claims that section 505(f) is “bor-
rowed directly” from section 304(f) of the air act, 42 U.S.C.
§ 1857h-2(f). Pet. Brief, 31. However, the petitioner fails to
note that the provision in the air act contains no reference to a
“permit,” but merely defines a “requirement” as included within
a “control or prohibition respecting a motor vehicle fuel or fuel ad-
ditive.” Thus, whatever the other similarities between these pro-
visions in the water and air acts, the provision in the water act
expressly ties a “requirement” to a “permit,” and the air act does
not.

21

tion” in subdivision (1)(B). 33 U.S.C, (Supp. III) § 1370.”
The reference to a “standards or limitation” obviously con-
notes those “standards” and “limitations” described else-
where in the act. Hence, the reference to a “réquirement
respecting control or abatement of pollution” in section 510
—which is similar to the phrase appearing in section 313—
obviously connotes more than such “standards” and “limi-
tations.” Thus, section 313 is not limited to the “standards”
and “limitations” described elsewhere in the act, but also
includes permits issued under section 402.

The petitioner argues, however, that the word “require-
ment” in section 510 has a different meaning than the word
“requirements” in section 313. Pet. Brief, 22-23. He points

out that the word “requirements” in section 313 inferenttatly --:

includes the “standards” and “limitations” described else-
where in the act, and that the word “requirement” in section
510 is differentiated from, and hence arguably excludes,
such a “standard” or “limitation.” Jbid. He concludes that
section 510, so interpreted, sheds no light on the meaning of
section 313.

21. Section 510 provides in full:

“Except as expressly provided in this chapter, nothing in
this chapter (1) preclude or deny the right of any State
or political subdivision thereof or interstate agency to adopt
or enforce (A) any standard or limitation respecting dis-
charges of pollutants, or (B) any requirement respecting con-
trol or abatement of pollution ; except that if an effluent limi-
tation, or other limitation, effluent standard, prohibition,
pretreatment standard, or standard of performance is in effect
under this chapter, such State or political subdivision or inter-
state agency may not adopt or enforce any effluent limitation,
or other limitation, effluent standard, prohibition, pretreat-
ment standard, or standard of performance which is less
stringent than the effluent limitation, or other limitation,
effluent standard, prohibition, pretreatment standard, or stan-
dard of performance under this chapter; or (2) be construed
as impairing or in any manner affecting any right or juris-
diction of the States with respect to the waters (including
boundary waters) of such States.”

22

The petitioner’s argument ignores both the language
and purposes of section 510, however. The purpose of the
section is to insure that the act will not be construed as
preempting the states from adopting “standards,” “limi-
tations” and “requirements” at least as stringent as those
otherwise provided in the act.”” Thus, the disjunctive ref-
erence to a “standard or limitation,” and a “requirement
respecting control or abatement of pollution,” assures that
the states retain the power to impose higher “standards”
and “limitations” than those imposed by the Administrator
under seetions 301, 302, 303, 306 and 307, as well as higher
“requirements”—in the form of permits, licenses and other
forms of pollution control—than those imposed by the Ad-
ministrator or the states under the NPDES system estab-
lished by section 402(b).% By making specific reference

22. The report of the House of Representatives commented on
section 510 as follows:

“The Committee considers section 510 to be of extreme im-
portance in assuring the States of the right to adopt or enforce
provisions at least as strict as those established in this legisla-
tion. Thus, the Committee rejected in most instances sugges-
tions for preemption by the Federal Government and pre-
empted the States only where the situation warranted it based
upon the urgent need for uniformity such as in section 312(f)
relating to marine sanitation devices.” H.R. Rep. 92-911, 92d
Cong., 24 Sess. 136 (1972), 1 Legis. Hist. 823.

23. The NPDES system established by section 402 is limited to
the “discharge of a pollutant,” 33 U.S.C. (Supp. ITI) §§ 1342(a)
(1), 1311(a), a phrase defined in the act as a discharge into navi-
gable waters from a “point source,” such as a pipe or outfall. Jd. at
§ 1362 (12). This term is differentiated in the act from “pollution,”
which is defined as “the man-made or man-induced alteration of
the chemical, physical, biological, and radiological integrity of
water.” Id. at § 1362(19). Hence, although the phrase “discharge
of a pollutant” is limited to point source discharges, the word
“pollution” is not so limited, but also includes, for example, run-
offs from agricultural lands.

Section 510, in subdivision (1)(B), uses the word “pollution”
rather than the phrase “discharge of a pollutant,” thus insuring

23
to a “standard or limitation” in section 510, Congress
sought to forestall arguments by those who might argue

that the states may adopt systems—such as permit or licensing
systems—to prevent water pollution which is not caused by point
source discharges. Section 313 also uses the word “pollution” rather
than the phrase “discharge of a pollutant,” thus insuring that
federal agencies must comply with such state systems. If Congress
had intended otherwise, it certainly would have so expressed its
intention in section 313, rather than using a general phrase—‘re-
quirements respecting control and abatement of pollution”—virtu-
ally identical to that appearing in section 510. Thus, section 313
requires federal compliance with state programs adopted under
both sections 402(b) and 510.

This conclusion is also supported by the legislative history of
section 313. According to that history, the section is “similar to
one in existing law,” a reference to section 21(a) of the pre-1972
act. 84 Stat. 91, 107 (1970); S. Rep. No. 92-414, 92d Cong., 1st
Sess. 67 (1971), 2 Legis. Hist. 1485. Since section 21(a) antedated
the passage of the 1972 amendments, which initiated the NPDES
permit system, that section obviously required federal compliance
with state control measures other than NPDES programs, and two
federal district courts in California have so held. See California v.
Davidson, 3 E.R.C. 1157 (N.D. Cal. 1971); California v. Depart-
ment of the Navy, 371 F. Supp. 82, 83 (N.D. Cal. 1973) (dictum) ;
ef. Askew v. American Waterways Operators, Inc., 411 U.S. 325,
331 n. 3 (1973) (“requirements” in section 311 of the water act
held to include a state “licensing” system different from the
NPDES system).

This issue is important in states which, although not operating
their own NPDES programs, operate other permit or licensing
systems designed to control “pollution,” and seek to require federal
agencies to comply with such programs. This issue is also impor-
tant, however, in states which operate their own NPDES pro-
grams, and seek to control “pollution” that does not result from
point source discharges. For instance, California presently seeks
to require a federal agency, the U. S. Bureau of Reclamation, to
comply with conditions—designed to prevent “pollution” resul
from salinity intrusion—imposed by California in permits issu
to the federal agency to appropriate water for tion pur-
poses in California. Since salinity intrusion does not result from a
point source di , an NPDES permit is not required for such
an appropriation of water. However, salinity intrusion clearly
results in “pollution” within the act’s meaning. This conclusion
ap from Senator Muskie’s remarks during the congressional
debates to the effect that “it is the intent of the conferees and of the
bill that such salt water intrusion is pollution as defined in section

24

that the word “requirement” does not include those terms,
that the word should be construed—in the manner urged
by the petitioner here—without reference to its common
and ordinary meaning. Congress’ intent to provide such
clarity should not be construed as a basis for interpreting
the effect of sections 510 and 313 differently. Its effort to
strengthen the states’ authority in section 510 should not
be used to limit their authority in sections 402 and 313.
Hence, the word “requirement” in section 510 clearly means
the same thing as the word “requirements” in section 313.
It is not without significance that the petitioner, although
disagreeing with this interpretation, has failed to provide
an alternative meaning of the word “requirement” in sec-
tion 510.

3. Section 313. Section 313, after describing the obliga-
tion of federal dischargers to comply with state “require-
ments,” provides a clarifying example by using the phrase
“including the payment of reasonable service charges.” 33
U.S.C. (Supp. III) § 1323. The clear meaning of the phrase
is that Congress intended to authorize federal dischargers
to pay fees to a state for permit applications, such as ap-
plications for permits under section 402(b).* Such fees con-

502 of the bill.” 118 Cong. Rec. 16894, 92d Cong. 2d Sess. (1972).
Hence, California may require a permit for the appropriation of
such water pursuant to its broader powers in sections 510 and 313.
This issue is now in litigation in a federal district court in Califor-
nia. See State of California v. Morton, S-2924 (E.D. Cal.). The
Court need not address this issue in this case, of course, as this case
only involves the authority of the states to apply their NPDES
programs to federal dischargers.

24. Our construction of the phrase is supported by a recent
statement of Senator Howard Baker, a member of the Senate Com-
mittee on Public Works which drafted the water act. Senator
Baker stated:

“Tt is my recollection that the language on payment of such
charges was intended to authorize Federal agencies’ compli-

25

tain certain characteristics of a tax, and a state is without
power to levy a tax on federal agencies in the absence of
congressional authorization. See, e.g., United States v. AL
legheny County, 322 U.S. 174 (1944) ; Van Brocklin v. Ten-
nessee, 117 U.S. 151 (1886). Congress intended to assure
such authorization by inserting the clarifying phrase in
section 313.8

The petitioner argues, however, that the phrase was
inserted in section 313 only to authorize federal dischargers
to pay charges to local agencies attendant to the collection
and treatment of sewage from federal facilities. Pet. Brief,
24. Such charges are voluntarily incurred by the federal
discharger as the result of an agreement with the local
agency for sewage services; in the absence of such an
agreement, a federal agency is not under an obligation
to accept such services, nor a local agency under an ob-
ligation to provide such services. There can be no ques-
tion of the authority of federal agencies, aside from the
effect of section 313, to pay for services which they volun-
tarily receive under an agreement. Hence, as the Ninth
Circuit properly noted, the petitioner’s interpretation of
the phrase in section 313 would render it superfluous. 511
F.2d at 970.

ance with such requirements even if, for example, this meant
that an agency had to pay a charge or fee to a State as part
of a requirement that the agency obtain a State effluent per-
mit under section 402 of the act.” 120 Cong. Rec. S 16644
(daily ed. Sept. 16, 1974).

25. Federal dischargers have applied for permits from Cali-
fornia’s water agencies for several years prior to the passage of the
1972 amendments, and have paid the filing fees required by Cali-
fornia law. Appendix, 37, 40, 41. Congress may have been aware
of this administrative practice, and intended to codify it by insert-
ing the “reasonable service charges” phrase in section 313.

26

The petitioner concedes that it “might have been unnec-
essary” for Congress to authorize federal dischargers to
pay charges to local agencies for sewage services. Pet.
Brief, 24. However, he suggests that Congress, by author-
izing only the payment of service charges which are “rea-
sonable,” may have inserted the phrase to prevent local
agencies from assessing unreasonable service charges on
federal dischargers. Jd. at 24-25. This interpretation over-
looks the fact that local agencies cannot impose any service
charges on federal dischargers for sewage services, whether
reasonable or not, unless such dischargers seek such serv-
ices and agree to such charges. Hence, there is no need for
legislation to protect such dischargers from “unreasonable”
service charges.

Moreover, the petitioner’s interpretation is inconsistent
with the basic purpose of section 313. The section, in direct-
ing that federal dischargers “shall” comply with state
requirements to the same extent that others are “subject”
to such requirements, obligates federal dischargers to com-
ply with certain state laws, rather than protects them from
this obligation. The purpose of the section was to combat
the unresponsiveness of such dischargers to the nation’s
water quality goals, not the states’ efforts to meet those
goals. S. Rep. No. 92-414, 92d Cong., Ist Sess. 67 (1971),
2 Legis. Hist. 1485. It can hardly be suggested that the
section, or any part thereof, was intended to relax the
restraints imposed on federal dischargers under the act.

F "Secrlons 300 and 308 Do Not Extend to Store Permit Programs Adopted
Under Section 402(b).

The petitioner argues that the states are unable to de-
velop permit programs with respect to federal dischargers
which meet the standards set forth in section 402(b). Pet.
Brief, 25-29. That section requires, as a condition of the
Administrator’s approval of a state permit program, that

27

the state have “adequate authority,” inter alia, to “apply,
and insure compliance with,” the provisions of sections
308 and 306, and to “inspect, monitor, enter and require
reports” under section 308. 33 U.S.C. (Supp. III) §§ 1342
(b)(1)(A), 1342(b)(2)(B). Section 308, which authorizes
the Administrator to inspect, monitor and enter a discharg-
er’s facilities in enforcing certain provisions of the act, id.
at § 1318, also authorizes the states to develop procedures
for inspection, monitoring and entry, but exempts federal
dischargers from such procedures. Id. at § 1318(c). Section
306, which authorizes the Administrator to develop “na-
tional standards of performance” for new sources of water
pollution, id. at § 1316, authorizes the states to develop a
procedure for applying and enforcing such standards, but
exempts federal dischargers from such a procedure. /d. at
§ 1316(c). Since, concludes the petitioner, the states are
unable to develop permit programs for federal dischargers
which meet the standards of section 402(b), Congress did
not intend for the states to apply such programs to fed-
eral dischargers.”

However, the petitioner’s argument is unsupported by
the language, purposes or legislative history of section
402(b). That section authorizes a state program entirely
different from the programs authorized under sections 308
and 306. The fact that Congress provided an express ex-
emption for federal dischargers under the latter sections
shows that Congress knew how to exempt such dischargers
from state programs. The fact that no similar exemption
was expressly provided for federal dischargers from state
permit programs under section 402(b) shows that no such

26. The petitioner notes that the Ninth Circuit, in the decision
below, failed to consider this argument. Pet. Brief, 26 n. 55. The
petitioner fails to note, however, that he failed to present this
argument to the Ninth Circuit.

28

exemption was intended. Cf. Continental Casualty Co. v.
United States, 314 U.S. 527, 533 (1942). If Congress had
intended to exempt such dischargers from state permit
programs, it would undoubtedly have so provided with the
clarity which appears in sections 308 and 306. Thus, the
fact that exemptions were expressly given to federal dis-
chargers in the latter sections strengthens—not, as con-
cluded by the petitioner, weakens—the conclusion that a
similar exemption was not intended under section 402(b).
Therefore, although states may not independently monitor
federal facilities under section 308, or develop new source
performance standards for federal dischargers under sec-
tion 306, they can acquire similar authority under section
402(b) in instances where their permit program is approved
by the Administrator.

It can hardly be suggested that Congress’ failure to pro-
vide an express exemption for federal dischargers in section
402(b) is the product of accident rather than design. The
NPDES permit system conceived in that section is the cen-
tral mechanism by which the act’s objectives are to be
achieved, as we have seen. Moreover, the programs author-
ized under sections 308 and 306, and the exemptions for fed-
eral dischargers from such programs, are patterned after
identical programs and exemptions found in the air act. See
42 U.S.C. §§ 1857¢-6(c), 1857¢-9(b). However, the air act
does not provide for a program similar to the NPDES per-
mit program found in the water act. This strengthens the
inference that a state NPDES program, which is the major
innovation of the 1972 amendments to the water act, is fully
applicable to federal dischargers.

In fact, the language of section 402(b) itself fails to sup-
port the petitioner’s position. That section requires, as a
condition of the Administrator’s approval of a state permit
program, that the state have “adequate authority” to issue

29

permits which insure compliance with the requirements of
sections 308 and 306. 33 U.S.C. (Supp. IIT) § 1342(b). The
quoted reference is clarified by the language of the preced-
ing sentence, which requires that “the laws of such State”
provide “adequate authority” to carry out the program. /bid.
Thus, the section does not require that the state have in-
dependent authority under sections 308 and 306 to operate
programs under those sections. Rather, the section only re-
quires that state law itself provide authority to the appro-
priate state agency to operate such programs, as part of the
NPDES program. The ianguage relied on by the petitioner
was merely intended to require the state to build certain
features into its permit structure, not to limit the size or
scope of the structure. It was intended only to require a
state program to attain a minimum level of acceptability,
not to impose a maximum level of authority.”

If any confirmation of our view is necessary, it is found
in the legislative history of section 402(b) itself. That sec-
tion, as originally passed by the House of Representatives,
expressly exempted federal dischargers from the states’
authority under an approved NPDES program to “inspect,
monitor, enter and require reports” under section 308. H.R.
11896, 92d Cong., 2d Sess. § 402(a)(5) (1972), 1 Legis. Hist.
1054. However, this exemption was eliminated by the Con-
ference Committee, and was omitted from the bill which

27. This conclusion is also supported by the House Report,
which discussed section 308 as follows:

“The individual States a in the permit program
authorized by section 402 are required by section 402 to have
the authority to inspect, monitor, enter, and require [reports]
to at least the same extent as required in section 308. Such
State actions are not a delegation of Federal authority.” H. R.
Rep. 92-911, 92d Cong., 2d Sess. 114, 1 Legis. Hist. 801.

The report thus makes clear that the reference in section 402(b)
to section 308 is not an incorporation of the limitation included
in the latter section, but a reference to the powers necessary under
state law for approval of an NPDES permit system.

30

Congress finally approved.” The House—in exempting fed-
eral dischargers from one of the elements required to be in-
cluded in a state permit program—clearly intended for such
dischargers to be subject to the remaining elements, includ-
ing the element relating to new source performance stand-
ards under section 306. More importantly, the Conference
Committee—in removing the exemption—clearly intended
for such dischargers to subject to all elements of a state
permit program.

Congress’ decision to give the states authority under
section 402(¢b) which they independently lack under sec-
tions 308 and 306, is based on sound public policy. The
primary purpose of allowing a state to enter federal fa-
cilities, monitor federal operations and inspect federal
records is to allow the state to acquire information in
issuing, administering and enforcing NPDES permits
applicable to federal dischargers.” Thus, there is

28. As originally passed by the House, section 402 (b) (2) (B)

provided that, as a condition for the Administrator’s approval of

a state permit program, the state must have authority, “except
with respect to sources owned or operated by the United States,
to inspect, monitor, enter, and require reports to at least the same
extent as required im section 308 of this Act.” H.R. 11896, 92d
Cong., 2d Sess. § 402(b)(2)(B) (1972), 1 Legis. Hist. 1056. The
Conference Committee subsequently noted, in commenting on that
section :
“Subsection (b)(2)(B) is revised to remove the exception
for federally-owned and operated point sources from inspee-
tion, monitoring and reporting requirements.” Conf. Rep. (S.
PA > oe 92d Cong., 2d Sess. 139 (1972), 1 Legis.
ist.

29. The House report noted that the purpose of such monitor-
ing was “basically for control of the discharge of pollutants and
not the gathering of data,” and that the right to inspect “is lim-
ited to control of Sutetee peels son et Se ee

standard setting.” Pet. Brief, 30 n. 60.

31

little reason to give a state such control over federal dis-
chargers if the Administrator—rather than the state—ad-
ministers the NPDES permit program in that state. The
same reason does not apply, however, in instances where the
state operates its own NPDES program, It would be difficult
for a state to effectively administer its NPDES program if
it lacks authority over a class of dischargers—federal dis-
chargers—which, according to the act’s legislative history,
have been notoriously unresponsive to the nation’s water
quality goals.* Moreover, as we shall discuss fully below,
the specific procedures which the states must follow in
adopting, administering and enforcing their NPDES pro-
grams limit the extent to which they can interfere with fed-
eral operations. For these reasons, Congress wisely chose
not to exempt federal dischargers from state NPDES pro-
grams, as it exempted such dischargers from lesser state
programs under the act.*

30. See quotation in text on page 53, infra.

31. The petitioner also notes that federal dischargers are ex-
empt from section 401(a) of the water act, which requires- appli-
eants for federal licenses and permits—if such authorize discharges
into navigable waters—to secure a certification from the state that
the discharge will be in compliance with certain provisions of the
act. 33 U.S.C. (Supp. III) § 1341(a). The section also provides
that the Administrator shall give such a certification in instances
where the state lacks authority to do so. Ibid. The petitioner does
not claim that a state certification under section 401(a) is a neces-
sary requisite of a state-issued permit under section 402(b), but
only that the programs authorized by the sections are “analogous.”
Pet. Brief, 33. Howe-er, the fact that Congress expressly exempted
federal dischargers from the states’ authority to issue certifications
under section 401(a), and expressly gave such authority to the
Administrator, demonstrates anew that Congress knew how to
exempt such dischargers from state control. Hence, the exemption
in that section strengthens the conclusion that no such exemption
was intended under section 402(b). Thus, the exemption for fed-
eral dischargers in section 401(a) is another example of the limita-
tions, such as those also found in sections 308 and 306, which
Congress placed on states which do not administer their own permit
programs under section 402(b).

F. The Petitioner's Distinction Between “Substantive” and “Procederai” Re-
quirements Is Administratively Unworkabie, and Not Supported by the Act.

The weakness of the petitioner’s theory of this case is
particularly apparent in its actual operation. He concedes
that the states may impose “substantive” requirements—
in the form of “effluent limitations”—against federal dis-
chargers, but denies their authority to subject such dis-
chargers to “procedural” requirements, such as permits
issued under section 402(b). This suggested distinction
ignores the fundamental interrelationship between “sub-
stantive” and “procedural” requirements under the act,
and the extent to which the power to issue the one implies
the power to issue the other.

An “effluent limitation” is defined in the act as a restric-
tion imposed by the states or the Administrator on “quan-
tities, rates, and concentrations of chemical, physical, bio-
logical, and other constituents” discharged from point
sources into navigable waters. 33 U.S.C. (Supp. IT)
§ 1362(11). Hence, an “effluent limitation” includes numeri-
cal limitations on the quantity and quality of pollutants
which may be discharged into receiving waters. Such limi-
tations are to be developed, first, for categories and classes
of dischargers by regulations issued by the Administrator
or the states, id. at §§ 1311, 1312, 1313, 1316, 1317, 1370,
and, second, for individual dischargers by the issuance of
NPDES permits under section 402, id. at § 1342. In fact,
section 505(f), as we have noted, describes an “effluent
limitation” as including a “permit or condition thereof
issued under section 402 of this Act... .” Id. at § 1365(f).
Thus, an “effluent limitation” may even include a permit
issued to a discharger, but at least includes limitations on
the quality and quantity of effluent discharges inserted as
a condition in the permit.”

32. Under California’s water quality program, such numerical
measurements typically include, inter alia, maximum and mimimum

Re ee te

33

An “effluent limitation” is also defined in the act as “in-
cluding schedules of compliance.” Jd. at § 1362(11). The
latter phrase is in turn defined as “a schedule of remedial
measures including an enforceable sequence of actions or
operations leading to compliance with an effluent limita-
tion.” Jd. at § 1362(17). Hence, an “effluent limitation” in-
cludes not only numerical limitations on the quantity and
quality of effluent discharges, but also time limitations—
to be enforced by specific remedial measures—within which
such numerical limitations must be met. Since the numeri-
cal limitations may be inserted as conditions in a permit,
the time limitations may also be so inserted. Thus, the
petitioner, by conceding the states’ authority to develop
“effluent limitations” applicable to federal dischargers, con-
cedes the states’ authority to formulate conditions—relat-
ing both to numerical and time limitations—for permits
issued to such dischargers.

The states’ authority to formulate such conditions im-
plies authority to administer its conditions as well. Other-
wise, a state would be unable to change its conditions in
light of changed circumstances, such as a change in the
quality of the effluent discharge or of the receiving waters.
If a state lacked flexibility to thus change its conditions,
it would have no recourse but to bring a legal action when-
ever the conditions were violated. Thus, to deprive a state
of its administrative remedies, in instances when federal
dischargers violate conditions formulated by the states,
would limit the state to pursuit of its judicial remedies.
This result would, of course, promote litigation between
state and federal agencies, rather than promote reconcilia-

levels of acidity (“pH”), maximum levels of bio-chemical oxygen
demand (“BOD”) and maximum levels of suspended solids which
may be permissibly contained in discharges of effluent by a par-
ticular disecharger over a particular period of time.

34
tion of their differences by administrative means. Hence,
the states clearly have authority not only to formulate con-
ditions applicable to federal dischargers, but to administer
such conditions as well.

The authority to formulate and administer such condi-
tions clearly implies authority to conduct an administrative
hearing for that purpose. Such a hearing enables the state
to evaluate the many factors—such as the nature of the
activity resulting in the effluent discharge and the nature
of the receiving waters—that bear upon the numerical lim-
itations to be included as such conditions. For instance,
discharges from a lumber mill create different problems
than discharges from a municipality providing sewage
service to a large metropolitan area; discharges into a
shallow, interior stream create different problems than dis-
charges into the ocean. Further, such a hearing enables
the state to evaluate other factors—such as the discharg-
er’s capacity to meet these numerical limitations—which
bear upon the time limitations to be included as conditions
in the permit. Finally, such a hearing enables the state,
in instances when its limitations are violated, to ascertain
the precise reasons for the violation, thus assisting the
state in determining what course of action to take in ad-
ministering the limitations.

Thus, a federal discharger, unfettered by the obligation
to participate in administrative hearings conducted by the
state, could prevent the state from acquiring, or even know-
ing of, information relevant to the formulation and admin-
istration of “effluent limitations,” notwithstanding the
petitioner’s concession that such dischargers are subject
to such limitations.”

33. The impracticality of the petitioner’s position becomes par-
ticularly apparent when viewed in light of California’s NPDES

35

The petitioner argues, however, that section 313 is
“silent” as to how the states are to formulate and admin-
ister conditions for permits issued to federal dischargers,
and thus that such dischargers need only “cooperate” with
the states by supplying such information as, in the opinion
of the discharger, is sufficient for that purpose. Pet. Brief,
30 n. 60.*%* Section 313, however, is not “silent” on this sub-
ject, but rather—by requiring federal dischargers to com-
ply with state requirements “to the same extent that any
person is subject to such requirements”—requires federal
dischargers to participate in administrative hearings con-
ducted by the states to the same extent that others must so
participate. Since California’s NPDES program, which has

program, the first to be approved by the Administrator. Cal. Wat.
Code §§ 13370-13389 (Supp. 1975). Under California’s program,
any person who discharges, or proposes to discharge, pollutants
into navigable waters in California must submit a report of the
discharge to the appropriate regional water quality control board.
Id. at § 13376. Thereafter, the conducts a hearing to deter-
mine whether, and under what conditions, to issue “requirements,”
the equivalent of a permit, to the discharger. Id. at §§ 13374,
13377-13379. The requirements, which are subject to review .every
five years, id. at § 13380, must insure compliance with the effluent
limitations and standards contained in the federal water act, id. at
§§ 13377, 13379. If the nature of the discharge changes, the re-
quirements must be modified or terminated. Id. at § 13381. If the
requirements are violated, the board, after a further hearing, may
issue a cease-and-desist order. Id. at §§ 13301, 13386(b), 13387(a).
If the cease-and-desist order is violated, the board may seek judi-
cial relief. Id. at §§ 13385, 13386, 13387. Thus, if the board cannot
conduct an administrative hearing in issuing its requirements, it
cannot effectively formulate the contents of such requirements.
If, when its requirements are violated, it cannot conduct an ad-
ministrative hearing in issuing a cease-and-desist order, it cannot
adapt its requirements to new exigencies, and thus cannot effec-
tively administer its requirements.

34. According to the petitioner, the obligation of federal dis-
chargers to “ te” with the states is based solely on an execu-
tive order ieee tor the President, and a federal regulation issued
by the Administrator. Pet. Brief, 30 n. 60. Under this interpreta-
tion, this obligation could thus be withdrawn at the whim of the
President or the Administrator.

Ee eT en a ee

36
been approved by the Administrator, requires all discharg-
ers to participate in such hearings, section 313 imposes the
same obligation on federal dischargers in California. In
fact, the act specifically authorizes a “public hearing” to
be conducted for the purpose of formulating “conditions”
in NPDES permits. 33 U.S.C. (Supp. IIT) § 1342(a).

We thus conclude that the states—through the adminis-
trat've hearing process—may formulate and administer
conditions in permits issued to federal dischargers. Given
this conclusion, it would be unwise, from the standpoint of
sound administrative practice, to forbid the states to issue
the permit which contains such conditions, Otherwise, a
federal discharger would be required to go to the state to
obtain its conditions, go to the Administrator to obtain its
permit, and go back to the state to have its conditions
changed. Such an unprecedented bifurcation of the admin-
istrative process serves no useful purpose, and is awkward,
cumbersome and inefficient. The act provides, to the con-
trary, that:

“Tt is the national policy that to the maximum extent
possible the procedures utilized for implementing this
Act shall encourage the drastic minimization of paper-
work and interagency decision procedures, and the
best use of available manpower and funds, so as to
prevent needless duplication and unnecessary delays
at all levels of government.” Jd. at § 1251(f).*

Thus, Congress clearly intended that the authority to for-
mulate and administer conditions in a permit, and the

35. Additionally, the House report commented on section 402
as follows:

“A system of permits which requires duplicative effort or
destroys the initiative of the States and local governments is
wasteful and non-productive.” H.R. Rep. No, 92-911, 92d
Cong,. 2d Sess. 125 (1972), 1 Legis. Hist. 812.

37
authority to issue the permit itself, would reside in the
same agency.

In fact, the petitioner, in urging a bifurcation of the
administrative process, does not defend this result as con-
sistent with sound administrative practice. Rather, he
argues that the authority to issue a permit—as contrasted
with the authority to conduct an administrative hearing—
enables the state to acquire “control” over federal dis-
chargers, and that this result is inimical to the doctrine of
sovereign immunity. Pet. Brief, 30 n. 60. We will fully
explore below the extent to which Congress, rather than
forbidding such state “control,” tightly cireumscribed it by
providing limited exemptions for federal dischargers from
state permit programs, and by imposing restrictions on the
states in the adoption, administration and en*orcement of
such programs. For the moment, however, we need only
note that whatever “control” a state acquires over federal
dischargers under the act derives from their authority to
formulate and administer conditions in permits issued to
federal dischargers, not their authority to issue the permit
itself. The conditions in such permits—relating to the
numerical and time limitations applicable to the discharger
—define the nature of the discharger’s obligation. Thus, the
issuance of the permit itself is merely a ministerial act. If
a state may define the nature of the obligation for federal
dischargers—as conceded by the petitioner—it acquires no
greater “control” over such dischargers by performing the
ministerial act of issuing a permit describing the obligation.
If the doctrine of sovereign immunity has been waived
sufficiently to allow the states to determine the steps which
must be taken by federal dischargers in controlling water
pollution, there is no reason to retain the doctrine with
respect to the issuance of a permit setting forth those steps.

38
Hence, the petitioner’s distinction between “substantive”
and “procedural” requirements, which must be rejected for
sound administrative reasons, is not supported by any con-
stitutional reasons.

Since the petitioner concedes the states’ authority to
develop the “substantive” contents of permits issued to
federal dischargers, one might wonder why the parties in
this case are so concerned about the states’ ministerial
authority to issue the permit itself. The answer lies in
the fact that the petitioner—by seeking to deprive states,
such as California, of authority to conduct administrative
hearings for federal dischargers—is seeking to deprive
such states of the means to formulate and administer the
conditions which comprise the “substantive” contents of
the permits. Hence, the petitioner, although conceding in
theory the states’ authority to impose conditions, seeks in
practice to deny the states the benefit of that concession.
The petitioner apparently seeks to create a de facto void
which he hopes to fill by formulating and administering his
own conditions. In fact, many federal dischargers in Cali-
fornia, endorsing the petitioner’s interpretation of the act,
are now refusing to comply with any conditions imposed
by California.” Thus, this case, rather than presenting a
narrow procedural question, presents the broad question
whether the states or the Administrator will be primarily
responsible for controlling water pollution by federal
agencies. Congress has already answered this question, by
directing such agencies to comply with state requirements

36. For instance, the U. S. Air Force operates the Norton Air
Force Base and Point Arena Radar Station in California. The Air
Force refuses to seek NPDES permits from California in discharg-
ing waste from the bases into California’s waters. The Adminis-
trator has issued permits for discharges from both bases, and has
refused to insert conditions in the permits as requested by Cali-
fornia’s water quality control board. Appendix, 37, 41, 47, 51.

One ne oe

ee

i a a a tie 1 la neem em ems meee

39
“to the same extent that any person is subject to such
requirements. ... ” 33 U.S.C. (Supp. ITI) § 1323. The peti-
tioner, by seeking to expand his power at the expense of
the states, is seeking to circumvent a clear expression of
the congressional intent.”

G. The Legislative History of the Water Act Does Not Indicate That Federal

Dischargers Are Exempt from NPDES Programs Operated by the States
Under Section 402(b).

We thus conclude that nothing in the water act, viewed in
light of its language, structure and objectives, supports the
petitioner’s claim that federal dischargers are exempt from
permits issued by the states under section 402(b). However,
the petitioner argues that his claim is supported by the
act’s legislative history. He notes that the congressional
committee reports preceding the act’s passage, in describing
the effect of section 313, made reference to “effluent limi-
tations,” “other limitations,” “effluent standards”—and even
“requirements”—but made no reference to permits issued
under section 402(b). H.R. Rep. No. 92-911, 92d Cong., 2d
Sess. 118-119 (1972), 1 Legis. Hist. 805-806; S. Rep. No. 92-
414, 92d Cong., Ist Sess. 67 (1971), 2 Legis. Hist. 1485; Conf.
Rep. (S. Rep. No. 92-1236), 92d Cong., 2d Sess. 135 (1972),

37. We are baffled by the petitioner’s additional argument that
section 505, which authorizes suits by private citizens to enforce
the act, also provides authority for the states to enforce their
effluent limitations against federal dischargers, and that in this
way Congress took care of the “loophole” caused by the states’
inability to enforce their permits against such dischargers. 33
U.S.C. (Supp. III) § 1365; Pet. Brief, 30 n. 61. The act contains
no such “loophole” except under the petitioner’s interpretation.
Section 402(b)(7) authorizes the states to adopt procedures for
the enforcement of their permit programs, including procedures
for abatement and for civil and criminal penalties. 33 U.S.C.
(Supp. III) § 1342(b)(7). Therefore, the act contemplates that
the states will enforce their effluent limitations by enforcing their
own permits under section 402(b)(7), not that the states will
enforce their limitations by the remedies made available to private
citizens in section 505.

40
1 Legis. Hist. 318; Pet. Brief, 34-38. According to the peti-
tioner, this shows that the states lack authority to issue
permits to federal dischargers under the act.

A more accurate analysis of these reports, however, war-
rants the conclusion that the reports are silent with respect
to the issues in this case. The random scraps of termin-
ology collected by the petitioner reveal only that federal
dischargers are subject to effluent limitations issued by the
states, not whether such dischargers must comply with
permits issued by the states in achieving that objective.
Thus, the reports summarize the act’s goals, and do not
spell out the method by which these goals are to be attained.
In the words of the Fifth Circuit, in considering similar
reports relevant to the air act, the reports are “more accu-
rately read as a statement of the ultimate goal of the pro-
vision rather than as a road map of how to get there.”
Alabama v. Seeber, 502 F.2d 1238, 1246 (5th Cir. 1972), cert.
pending, No. 75-851.

In fact, the references to “effluent limitations” in the
committee reports imply the power to issue a permit, rather
than the opposite. We have already noted that the authority
to issue such limitations is equivalent to the authority to
impose conditions in a permit, which in turn implies author-
ity to issue a permit. These powers are so fundamentally
interrelated, so vitally linked in the functioning of
a continuous and ongoing process, as to be incapable of the
facile distinction urged by the petitioner. In fact, section
505(f), which describes an “effluent standard or limitation”
as including a permit issued under section 402, 33 U.S.C.
(Supp. IIT) §1365(f), perhaps indicates the sense in which
the committee reports made reference to “effluent limi-
tations” and “standards.” In any event, whether these
terms include a permit, they clearly imply the issuance
of a permit.

— es

41

H. The Administrator's Interpretation of the 1972 Amendments Is, of Itself,
Not Entitied to Weight in Construing the Meaning and Effect of the
Amendments.

A well-established rule of statutory construction requires
weight to be given to a long-standing interpretation of a
statute by the agency charged with its enforcement. See,
e.g., Zemel v. Rusk, 381 U.S. 1 (1965) ; Udall v. Tallman, 380
U.S. 1 (1964). The petitioner argues that his position, which
is supported by a regulation issued by the Administrator,
40 C.F.R. § 125.2(b) (1973), thus gains force ffom this rule
of construction, Pet. Brief, 39-40.

However, this rule of construction has no significance in
this litigation.** First, the purpose of the rule is to give
weight to an administrative interpretation rendered con-
temporaneously with the statute’s passage, or an interpre-
tation which has been unchallenged for such a period of
time as to justify the conclusion that the interpretation cor-
responds with the congressional intent. 2A Sutherland,
Statutory Construction (4th ed.) 251-252, 255. Here, how-
ever, the Administrator issued his regulation substantially
after the passage of the 1972 amendments, the regulation
was immediately challenged by the states in this litigation
and comparatively little time has elapsed since the regula-
tion was issued.** Second, the Administrator’s regulation

38. The interpretation of Senator Howard Baker, a member of
both the Senate and conference committees which considered the
bills which were finally enacted, is obviously entitled to more
weight than that of the Administrator, and the senator’s interpre-
tation supports the position of the states in this case. See n. 24,
supra.

39. The petitioner’s citations on this point are inapposite. See
Pet. Brief, 40 n. 76. In Red Lion Broadcasting Co. v. Federal
Communications Commission, 395 U.S. 367, 382 (1969), the Court
gave effect to “thirty years of consistent administrative construc-
tion left undisturbed by Congress .. . .” Similarly, in New York
Dept. of Social Services v. Dublino, 413 U.S. 405, 420 (1973), the
Court gave effect to a “settled administrative pvolicy.” In Zemel v.
Rusk, 381 U.S. 1 (1965), the Court recognized an administrative
construction of more than forty years’ duration.

42

was rendered after California applied for approval of its
NPDES program, and after the Administrator approved
the program.* This sequence suggests that the Administra-
tor’s regulation was issued to bolster his position in antici-
pation of the litigation now before the Court. Third, the
states—rather than the Administrator—have the primary
responsibility for adopting, administering and enforcing
NPDES programs, as we have seen. Thus, the interpre-
tation given by the states to their authority under the water
act should, under this rule of construction, carry no less
weight than that of the Administrator. Fourth, and most
importantly, the issue in this case is of such national im-
portance that it should not be resolved in favor of the peti-
tioner, as against the states, merely because the petitioner
says so, For all these reasons, the rule of construction cited
by the petitioner, which offers judicial guidance in many
cases, offers no such guidance here.**

ll. The Constitutional Principles Contained in the Supremacy
Clause and Plenary Powers Clause Do Not Bar the Issuance
of State Permits to Federal Dischargers Under the Water Act,

Because the States Are Carrying Out Congressional Policy in
the Manner Directed by Congress.

The petitioner argues that this case should be decided in
accordance with the traditional principles of federalism con-

40. California applied to the Administrator for approval of its
NPDES permit program on February 15, 1973, and provided sup-
plementary information on April 10, 1973. Appendix, 15. The
program was approved by the Administrator on May 14, 1973. Id.
at 18-19. The Administrator issued his regulation, limiting the
effect of state NPDES permit programs to non-federal dischargers,
on May 22, 1973. 38 Fed. Reg. 13530 (1973).

41. The petitioner also points out that his position is sustained
by a presidential executive order. Exec. Order No, 11752, 38 Fed.
Reg. 34793-34797 (1973); Pet. Brief, 40 n. 77. However, as noted
by the Ninth Circuit, this executive order was issued after this
litigation had commenced, a sequence which suggests that the exec-
utive order was intended to strengthen the petitioner’s position in
this case. 511 F.2d at 971 n. 13.

—— —— ~— eee

eC A a 3

CO ———————_—————

43
tained in the Supremacy Clause and Plenary Powers Clause
of the U. S. Constitution, which—in the absence of con-
gressional authorization—prohibit the states from regu-
lating federal activities or federal enclaves. Pet. Brief, 17-
20.% We do not assert, of course, that the states have power
to regulate federal activities on federal enclaves, or else-
where, in the absence of congressional authorization;
rather, we assert that such authorization is found in the
water act. We do not, and could not, urge that conflicts be-
tween federal and state law be resolved in favor of state
law; rather, we urge that no such conflict exists here, that
the position of the states in this case is based fully on fed-
eral law. Nor does the petitioner claim to perceive any such
conflict, given our interpretation of the water act. Rather,
he claims only that constitutional principles have tradi-
tionally operated to bar state regulation of federal activi-
ties or enclaves, and that this tradition should be followed
in this case in the absence of a clear and unambiguous
congressional expression to the contrary. Pet. Brief, 17-20.

42. Under the Supremacy Clause, a state may not interfere
with the performance of a federal function, in the absence of con-
geen authorization. U. 8. Const., Art. VI, Cl. 2; McCulloch v.
Maryland, 17 U.S. (4 Wheat.) 316 (1819); Johnson v. Maryland,
254 U.S. 51 (1920); Ohio v. Thomas, 173 U.S. 276, 283 (1889);
Mayo v. United States, 319 U.S. 441, 446 (1943). Under the
Plenary Powers Clause, Congress has “exclusive” legislative power
over federal enclaves, and a state may not apply its laws on such
enclaves in the absence of congressional authorization. U. S. Const.,
Art. I, § 8, Cl. 17; Paul v. United States, 371 U.S. 245, 263 (1963) ;
James v. Dravo Contracting Co., 302 U.S. 134 (1937); Silas Mason
Co. v. Tax Comm’n, 302 U.S. 186 (1937).

However, Congress acquires “exclusive” legislative power over a
federal enclave only if the state “consents” to federal acquisition
of the enclave, or thereafter “cedes” its legislative authority over
the enclave to the federal government. Paul v. United States, supra
at 264; James v. Dravo Contracting Co., supra at 141-142; Silas
Mason Co. v. Tax Comm’n, supra at 197. Thus, the Plenary Powers
Clause does not bar state regulation of a federal enclave in in-
stances where the state has not given such “consent” or otherwise
“ceeded” its authority. Ibid.

44

We believe, of course, that Congress has clearly and un-
equivocally indicated that federal dischargers are subject to
state permit programs under the act. Moreover, the oft-
repeated federal principles cited by the petitioner have
traditionally been applied in cases where the state asserted
its own inherent, reserved powers to achieve a policy
peculiar to the state; the only question in those cases was
whether Congress meant to tolerate the exercise of such
powers over federal activities or enclaves. For instance, in
Ohio v. Thomas, 173 U.S. 276 (1889), the state sought to
regulate the sale and use of oleomargarine at a federal sol-
diers’ home, pursuant to its police power ; the Court rejected
the states’ position on grounds that Congress did not intend
for the state to so apply its laws. These constitutional
principles are of less help in this case, however. Here, the
states—rather than acting pursuant to their reserved
powers to achieve policies set by the states—are acting pur-
suant to a congressional directive to achieve a national goal
set by Congress. The power asserted by the states in this
ease thus flows from the congressional power, as contained
in the water act, not from the states’ police powers or other
residual powers. Having been enlisted by Congress to spear-
head the nationwide fight against water pollution, the states
are functioning as Congress’ own legions, not as defenders
of their own bastions of sovereignty. California seeks only
to fulfill its role as an instrument of congressional policy,
in implementing a permit system denominated as the
National Pollutant Discharge Elimination System. Nothing
in the constitutional principles cited hy the petitioner sug-
gests an inference that the states may not so act, even to
the extent of regulating federal activities and enclaves.

Underlying these constitutional principles, of course, is
the fear that a state may impose undue burdens on the per-

45

formance of federal functions, thus impeding the objec-
tives of federal law. See, e.g., Johnson v. Maryland, 254 U.S.
51 (1920). We could respond simply that Congress con-
cluded that the objectives of the water act outweigh the risks
of such burdens. Or we could respond that, since the states
convededly have authority to impose such burdens by virtue
of their authority to impose “substantive” limitations on
federal dischargers, little additional burden results from
their “procedural” authority to issue permits.** However,
neither response wholly dispels the fear that some states,
in moments of unbridled enthusiasm, might impose condi-
tions on federal dischargers which unduly impair the per-
formance of federal functions, or even threaten the national
interest.

Congress, aware of this danger, avoided it not by prevent-
ing the states from exercising any control over federal dis-
chargers, but rather by building safeguards in the act to
limit the extent of such control. Section 313, for example,
authorizes the President to exempt effluent sources of
federal agencies from state permit programs if such is in
the “paramount interest” of the United States. 33 U.S.C.
(Supp. ITI) § 1323. The section also authorizes the President
to provide such an exemption if funds are unavailable to
meet the act’s requirements, but only if such funds were
requested by the President but not approved by Congress.
Ibid. These provisions allay any fear that the states will un-
duly impair the performance of vital federal functions, and
thus serve to protect the same national interests as the con-
stitutional principles cited by the petitioner.

Moreover, additional safeguards are found in the elab-
orate procedures devised by Congress for the adoption,

43. The Ninth Cireuit, in the case below, characterized the
function of such permits as to “certify” compliance with the “limi-
tations” and “standards” of the act. 511 F.2d at 968.

46

administration and enforcement of state permit programs.
First, the act provides that a state NPDES permit program
must contain nine elements, none of which—as noted by the
petitioner—may be excluded at the option of the state. 33
U.S.C. (Supp. ITI) §§ 1342(b) (1)-1342(b) (9) ; Pet. Brief, 25
n. 54. Second, the act provides for extensive federal review
of such programs, both before and after their adoption. For
instance, such programs cannot become effective unless
approved by the Administrator, 33 U.S.C. (Supp. IT)
§ 1342(b), and such approval must be withdrawn if the state
fails to properly administer its program, id. at § 1342(c).
The Administrator can disapprove the issuance of an indi-
vidual permit by the state, id. at § 402(d)(2), and can en-
force a state permit if the state fails to do so, id. at § 1319.
Thus, the states’ discretion under the act is sufficiently cir-
cumscribed to dispel any fear that the states will unduly
impair the performance of federal functions. If such an
impairment nonetheless results, Congress retains the ulti-
mate power to revoke the authority of the states, individ-
ually or collectively, under the act.

This statutory scheme thus fails to present the constitu-
tional concerns raised in cases where Congress has adopted
state law as a form of “surrogate” federal law.** For in-
stance, in United States v. Sharpnack, 355 U.S. 286 (1958),
the Court considered the constitutionality of the Assimila-
tive Crimes Act of 1948, which made the laws of each state
—including laws yet to be enacted—applicable on federal
enclaves within the state. The Court, in upholding the con-
stitutionality of the act, noted that such state laws become
part of the body of the federal law, and stated:

44. There are other examples of such federal laws. See, e.g.,
Outer Continental Shelf Act, 43 U.S.C. § 1333(a)(2); Federal
Tort Claims Act, 28 U.S.C. § 1346(b).

ee cet | ee os ae ee ee

47

“This procedure is a practical accommodation of the
mechanics of the legislative functions of State and
Nation in the field of police power where it is especially
appropriate to make the federal regulation of local con-
duct conform to that already established by the State.”
Id. at 294.

Here, Congress did not even proceed to the constitutional
brink, as it did in the Sharpnack case. The water act does
not assimilate the varying and random laws of the state
into a disjointed body of federal law; rather, it provides
specific procedures which the states must follow in achieving
a specific national objective, and provides for federal review
of state action. Rather than blindly dumping all the states’
laws into a federal hopper, the act carves out a narrow
pathway for the states to tread in arriving at a particular
destination, and employs a federal guide to assure that the
states do not lose their way.

In authorizing the states to bear the primary burden
in preventing water pollution, and directing federal dis-
chargers to comply with state requirements towards that
end, Congress achieved an accommodation between federal
and state interests which significantly contributes to the
act’s objectives. Many states have acquired a keen famili-
arity, borne out of long experience, with local water quality
problems. These problems vary from state to state, and
community to community. For instance, the water quality
problems of the populous, industrial northeastern states
contrast sharply with those of the semi-arid, agrarian west-
ern states. Congress obviously did not intend—except as
otherwise expressly provided in the act—for the Adminis-
trator to develop national standards for federal discharg-
ers, oblivious to state and local water needs and uses.
Rather, Congress intended for such dischargers to bear,
equally with other dischargers, the burdens imposed b.

4s

state and local communities. It would be difficult to achieve
the act’s objective if some dischargers were exempted from
the standards which are applied to others. To the contrary,
Congress intended that “Federal facilities shall be a model
for the Nation,” and “shall be required to meet all require-
ments as if they were private citizens.” H.R. Rep. No. 92-
911, 92d Cong., 2d Sess, 118-119 (1972), 1 Legis. Hist.
805-806.

Moreover, many states have acquired abundant resources
—in terms of skills, manpower and experience—in the field
of water quality control, and Congress obviously intended
to marshal and deploy these resources in the fight against
water pollution.” It is doubtful if the Administrator, with
his many environmental concerns and limited staff, could
easily duplicate these resources in most states. Finally,
Congress may also have believed that the states are less
likely to be sensitive to those internal bureaucratic pres-
sures which federal dischargers may exert on the Adminis-
trator—himself a member of the federal bureaucracy—and
thus are more likely to be sensitive to the public interest
itself. For all these reasons, the act produces not only a
total national commitment to the problem of water pollution,
at all levels of government, but also a practical and workable
solution to the problem.

45. For instance, California’s NPDES permit program, adopted
in 1972, supplements, and is similar to, a stringent and highly
effective water quality control act adopted in 1969, the Porter-
Cologne Act. Cal. Wat. Code §§ 13020-13361. The latter act also
provides for the issuance of “requirements,” the equivalent of per-
mits, to individual dischargers. [bid. That act superseded Califor-
nia’s first statutory effort at water quality control, the Dickey Act,
which was enacted in 1949. 1949 Cal. Stat., ch. 1549. The success
of California’s water quality programs is perhaps best revealed by
the Administrator’s comment that California’s “actions in the past
have shown that water quality can be controlled.” Appendix, 18.

Authority Under the Air Act Sheds No Light on the Extent
of Their Authority Under the Water Act.

Section 313 of the water act is similar to section 118 of
the air act, which provides that federal agencies must
comply with state “requirements respecting control and
abatement of air pollution to the same extent that any
person is subject to such requirements.” 42 U.S.C. § 1857f.
The petitioner argues that, because of the similarity of these
sections, they must be construed similarly, Pet. Brief, 14,
21. He also argues that, because section 118 was enacted
prior to section 313, the latter section must be given the
same meaning as the former. /bid. He thus concludes that
the Court should reach the same conclusion in this case
and in Kentucky ex rel. Hancock v. Ruckelshaus, 492 F.2d
1172 (6th Cir, 1974), cert. granted sub. nom. Kentucky ex
rel. Hancock v. Train, No. 74-220.

The difficulty with the petitioner’s argument is that it
ignores the fundamentally different approaches of the
water and air acts to the problem of pollution. This differ-
ence results from the fact that the water act was substan-
tially amended in 1972, and the air act was not. Prior to
the 1972 amendments, the approaches of the acts were
virtually identical. Both acts provided for the development
of ambient “standards” for polluters, and for state
“plans” to “implement” the “standards.” Compare 79 Stat.
903, 908 (1965), with 42 U.S.C. §§ 1857¢-4, 1857-5. The

46. Although section 118 of the air act requires federal agen-
cies to comply with “requirements,” the pre-1972 water act re-
quired such agencies to comply with water quality “standards.”
Compare 42 U.S.C. § 1857f, with 84 Stat. 91, 107 (1970). This
difference evidently derives from the fact that the ambient
“standards” of the acts were defined differently. Under the air act,

50
authority of the states to tailor these “standards” to indi-
vidual polluters, including federal agencies, by a permit
system arose only by implication.

However, the 1972 amendments to the water act removed
any ambiguities concerning the states’ authority to issue
permits under that act. The amendments expressly author-
ize the states to develop limitations for individual dis-
chargers by an NPDES permit program, and provide no
exemption for federal dischargers. In this context, section
313 clearly confirms the obligation of federal dischargers
to comply with such permit programs. This clarity is not
found in section 118, of course, since the air act contains no
equivalent permit system.

We do not necessarily resist the conclusion, however,
that sections 313 and 118 should be read similarly. Indeed,
there are many similarities in the language, structure and
legislative history of the acts which support this conclu-
sion.” Perhaps the 1972 amendments to the water act,

“standards” are different from the “plans” by which they are im-
plemented. 42 U.S.C. § 1857e-4, 1857¢-5. However, under the pre-
1972 water act, “standards” included the “plan” to implement the
“water quality criteria” of the act. 79 Stat. 903, 908 (1965). Thus,
Congress apparently used the word “requirements” in the air act
to insure that federal agencies are subject to such “plans,” but was
content to use the word “standards”—which already included such
“plans”—in the pre-1972 water act.

47. For instance, both acts provide that the “primary” respon-
sibility for preventing pollution rests with the states. Compare
33 U.S.C. hae. III) § 1251(b), with 42 U.S.C. § 1857(a) (3).
Both contain a section authorizing the states to develop a more
stringent “standard or limitation,” and a more stringent “require-
ment” respecting the “control and abatement” of pollution than
those otherwise provided in the acts. Compare 33 U.S.C. (Supp.
III) = with 42 U.S.C. § 1857d-1. Both allow states to adopt
“schedules” for “compliance” with the plans or re developed
by the states under the acts. Compare 33 U.S.C. (Supp. IT)
§ 1362(11), with 42 U.S.C. § 1857¢-5(a) (2) (B).

The legislative history of both acts is also similar. The congres-
sional reports describing the effect of section 313 made reference

51

which removed the ambiguities which might still remain
in the air act, provide a clue to the meaning of the air act,
with respect to the issues in this and the Kentucky case;
perhaps the NPDES permit system fathered by the water
act is an approximation of the type of program which
Congress expected the states to develop in adopting “imple-
mentation plans” under the air act. However, the converse
is not true. The air act, which lacks the clarity found in
the 1972 amendments to the water act, sheds no light on
the meaning of those amendments, with respect to the
issues here. Thus, if sections 313 and 118 are to be inter-
preted harmoniously, section 118 must be interpreted in
light of the meaning of section 313, not—as contended by
the petitioner—vice versa.

Another option is open to the Court, of course. The
fundamental dissimilarities of the water and air acts, par-
ticularly with respect to the states’ authority to adopt
NPDES permit programs under the water act,** might be

to “effluent limitations,” “standards,” and so forth. See pp. 38-39,
supra, The congressional reports describing the effect of section 118
made reference to “applicable standards of air quality and emis-
sions.” Conf. Rep. (H.R. Rep. No. 91-1783), 91st Cong., 2d Sess.
48 (1970). None of these reports indicated whether the states may
issue permits to federal agencies.

48. The acts contain dissimilarities other than with respect to
the states’ authority to adopt NPDES permit programs. For in-
stance, section 505(f) of the water act describes an “effluent stand-
ard or limitation” as including a “permit” issued under section
402, and the latter as including a “requirement” under section 313.
33 U.S.C. (Supp. IIT) § 1365(f). Section 313 of the water act
provides an example of such “requirements” by using the phrase
“including the payment of reasonable service charges.” Id. at
§ 1323. No similar provisions are found in the air act.

Additionally, the water act expressly allows the states to enforce
their permit programs by injunctions and civil and criminal pen-
alties. Id. at § 1342(b)(7). The air act, by way of contrast, does
not indicate how the states are to enforce the “implementation
plans” adopted under that act. Also, the water act expressly allows

52

construed as denoting a congressional intent that sections
313 and 118 are to be construed differently. Under this
approach, the states would have authority to issue permits
to federal agencies under the water act, but not under the
air act. Because of these options, the Ninth Circuit, in up-
holding the states’ position in this case, properly observed
that its decision is consistent with an affirmance or reversal
of the Sixth Circuit’s decision in the Kentucky case. 511
F.2d at 973.

Therefore, the petitioner, in arguing that sections 313
and 118 must be read harmoniously, ignores the funda-
mentally different contexts of these sections, and oversim-
plifies the task which faces the Court. Rather than pro-
ceeding on the assumption that the sections must be read
in pari materia, the Court must examine the similarities
and dissimilarities of the acts to determine whether that
assumption is correct, Because of the greater clarity found
in the water act, section 313 might illuminate the meaning
of section 118, but the reverse is not true. Thus, the issues
in this case may be helpful in resolving the issues in the
Kentucky case, but the issues in that case provide no
guidance here.

CONCLUSION

The water act reposes in the states the primary respon-
sibility in achieving the national goal of improved water
quality, and prevention of water pollution. The Adminis-
trator is to act as a general overseer of the states’ actions

the states to bring actions against the Administrator to compel
adoption of a state permit program. Id. at § 1369(b)(1)(D). The
air act, however, does not expressly indicate that the states may
bring actions against the Administrator to compel adoption of
a state implementation plan, although such authority is arguably
found in sections 118 and 304 of that act. 42 U.S.C. §§ 1857f,
1857h-2.

53
in meeting that responsibility, and—in instances where a
state fails to meet it—to assume it directly. He is not,
however, to assume responsibility over a class of dis-
chargers—federal dischargers—in instances where a state
is meeting its responsibility in the manner intended by
Congress.

Indeed, the states cannot adequately meet the respon-
sibility entrusted to them if they lack authority to control
water pollution by federal dischargers. Without minimizing
the extent to which other dischargers—particularly indus-
trial and municipal dischargers—have contributed to the
nation’s water quality problem, federal dischargers have
also significantly contributed to the problem. As Congress
noted :

“Evidence received in hearings disclosed many inci-
dents of flagrant violations of air and water pollution
requirements by Federal facilities and activities. Lack
of Federal leadership has been detrimental to the water
pollution control effort.” 8. Rep. No. 92-414, 92d Cong.,
ist Sess. 67 (1971), 2 Legis. Hist. 1485. Accord, H.R.
Rep. No. 92-911, 92d Cong., 2d Sess. 118 (1972), 1
Legis. Hist. 805.

In California, for example, the Navy, which operates a
series of bases that ring San Francisco Bay, is among the
largest polluters of the bay. To immunize federal dis-
chargers from the states’ water quality effort, by immu-
nizing them from the permit programs which form the very
heart of that effort, would impede the states in achieving
the very goal which Congress—after years of experimenta-
tion and months of debate—deemed to be of the highest
national importance.

California, in developing a stringent water quality pro-
gram based on the NPDES system, has properly responded

54
to the congressional mandate contained in the water act.
The petitioner, in seeking to prevent the application of
that program to federal dischargers, is seeking to limit the
effect of California’s program, and to expand his power at
California’s expense. His effort shows little regard for the
clear expression of congressional intent found in the water
act, and denies California the control and responsibility
over her resources envisioned by Congress, If the Adminis-
trator wishes to change the act, his remedy is with Congress,
not the courts. We thus urge affirmance of the judgment of
the Ninth Circuit.
luVELLE J. YOUNGER
Attorney General of the
State of California
Cart Boronkay
Assistant Attorney General

Roperick WALSTON
Deputy Attorney General

Ricnarp C. Jacoss
Deputy Attorney General
6000 State Building
San Francisco, CA 94102
Tel: (415) 557-3920

Attorneys for
Respondent,

State of California.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_0420%3A06. Public record. Not legal advice.
