# Appendix — United States v. Bornstein > Briefs, arguments, decisions, and more. URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_0247%3A2 ## Record - **Collection:** Supreme Court brief - **Document type:** Appendix - **Published:** January 1, 1976 - **Citation:** 423 U.S. 303 ## Text ' APPENDIX APR 10 1STS | D! | rica pe DAK. Ta.cuERK | IN THE Supreme Court of the United States OCTOBER TERM, 1974 UNITED STATES, Petitioner —l’, PHILIP L. BORNSTEIN, ET AL. PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT PETITION FOR WRIT OF CERTIORARI FILED DECEMBER 6, 1974 CERTIORARI GRANTED JANUARY 27, 1975 tt i IN THE Supreme Court of the United States OCTOBER TERM, 1974 No. 74-712 UNITED STATES, Petitioner —Y— Puiuip L. BORNSTEIN, ET AL. PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT INDEX TO APPENDIX Page Relevant Docket Entries ...............-..-:-:-ssssessesssnsenesneennennnnnnnnnnes 1 Complaint ...............0-c-c-ccececeseseesnensnenssmenenennnnnsenananens sities alias 5 Answer of Defendant Gerald Page, Cross-Claim and Demand for Trial by Jury ............---:-:--:c-:cseeeeeeeesseenennnenens conieneal iaeacadaii 12 Answer of Defendant Philip L. Bornstein .................------ 15 Request for Admissions by Plaintiff to Defendant Page’s Attorneys ........ canes emcarrmnaecnia nat 17 | seneceai satan alae iaidiaidi 20 IE BB oon cc ccececceccsosesoscesessnvsssessnnsscesecovsssensconsenonsnssessensenss 23 WDNR © ...ccecceccescccsssessmsecesereeseesensensncverenseosensssosessosnsssssssesenees 25 Request for Admissions by Plaintiff to Defendant Born- stein’s Attorney ........ cased sie paeeeenenesnhaiaeaaeansteneaianmamanbanantte 33 Answer to Request for Admissions by Defendant Page ........ 36 Answer to Request for Admissions by Defendant Bornstein... 37 Stipulation of Facts ...............-.s---sssssssesscssensenssesetensnnenenennenes 38 U.S. Attorney’s letter of 4/19/71 ~............-ceceeeeeeseeeens 52 Interrogatories Nos. 20, 21, 22, 28 ...........--..--:-sseseeeenens 54 ii INDEX 1 Stipulation of Facts—Continued Page Civil Docket 1141-67 Supplemental Interrogatories Nos. 1-4 and all govern- ment answers thereto ..0.........cccccccccccsessessesseeneseesessececeeevees 57 UNITED STATES OF AMERICA, PLAINTIFF a a eae é1 a a 63 a meanpnpen i eonteleidennnsnes aibiiiaiasdesés qtianenieamiapsiabnmnsseiebeeetbiaaess 64 Pump L. BORNSTEIN, GERALD PAGE AND UNITED Na- BEXDIDIt 4 ...nnnseeseenseseesssessenncnnnneencnnccencnnncszencenerserseeecenees 66 TIONAL LABS, Division of Sonora Electromatics, Inc., 7 ERs ssietialieiaitadisalai lamest ihe ele 67 DEFENDANTS a EPR Rated om eM ene OE 69 COOPER TUE GE TID cecceeccscccsccccccssscnucscccnssecccccvessssesessse 71 BASIS OF ACTION: Invitation, Bid and Award dated 5/4/62 —..........--.. ee. 84 Public Voucher for Purchases and Services Other than Per- | False Claims Statute; presentation of false claim sonal No. 125544, dated 3/5/64 20...........cccccccceccseceseeceeceeeeees 85 re manufacture of radio kit Letters to U.S. District Judge Kitchen relating to Stipulation of Facts filed 4/13/73: DOCKET: ENTRIES Letter dated 5/22/73 (with official records of Toby- hanna Army Depot, Penn.) from U.S. Attorney ........ 87 _— Letters dated 5/24/18 and 6/25/73 from Attorneys DATE FILINGS—PROCEEDINGS William Rossmore and Jack Balan, respectively ........ 1 : Letter dated 6/4/73 (with affidavit of John E. Russell) 11- 6-67 Complaint filed 11-38-67. ID I - soil nielsitratmmeeipsanunaiiseiiemacideions 107 11- 6-67 Summons issued. Letter dated 6/7/73 from Attorney Ballan .................... 111 1-10-68 Summons returned served on Gerald Page on Letter dated 6/11/73 from U.S. Attorney ........................ 113 12-5-67; on Philip L. Bornstein on 1-8-68; Not Order of Dismissal ......................... sendensteosensentisevasntnnsonscensastonscensees 115 Served as to United National Labs, Division of Order Granting Petition for Certiorari ..........0..0.00.0000.000000000... 117 Sonora Electromatics, Inc., filed 1-19-68 Answer of Gerald Page; crossclaim against Philip L. Bornstein and United National Labs, Division of Sonora Electromatics, Inc.; and Demand for Jury, filed 1-18-68 1-24-68 Answer of Philip L. Bornstein, filed | 5-16-68 Plaintiff's Request for Admissions directed to de- fendant, Gerald Page, filed 5-15-68 5-16-68 Plaintiff's Request for Admissions directed to de- fendant, Philip L. Bornstein, filed 5-15-68 8- 7-68 Interrogatories of Gerald Page and plaintiff's answer filed 8-6-68. ——— ae DATE —————————————————— FILINGS—PROCEEDINGS 10-28-68 3-24-69 4-14-69 4-18-69 5- 1-69 5- 5-69 6-17-69 6-18-69 6-19-69 6-19-69 1- 8-71 1- 8-71 1-14-71 Plaintiff’s documents in answer to certain inter- rogatories of the defendant, Gerald Page, filed 10-25-68 Supplemental Interrogatories of Gerald Page and plaintiff’s answers filed 3-21-69. Plaintiff’s answer to supplemental interrogatory No. 2, filed 4-11-69 Plaintiff’s answers to interrogatories Nos. 8, 9 and 25, filed 4-17-69 Answers of defendant Philip L. Bornstein to Re- quest for Admissions, filed 4-30-69 Pre-trial order, filed 5-2-69 (Shaw) Notice mailed. Plaintiff’s supplemental answers to interrogatories of Gerald Page, filed 6-16-69 Plaintiff’s supplemental answer to interrogatory No. 18 of Gerald Page, filed 6-17-69 Plaintiff’s copies of Model Invoices with Material Inspection and Receiving Reports in compliance with Gerald Page’s interrogatory No. 18, filed 6-18-69 Affidavit of service of copies of plaintiff's Model Invoices with Material Inspection and Receiving Reports in compliance with Gerald’ Page’s inter- rogatory No. 18, filed 6-18-69. Notice of Motion by plaintiff for partial summary judgment; to strike the third affirmative defense in answer of Gerald Page, and affidavit of serv- ice, filed 4-6-71. (Brief submitted) Plaintiff’s list of documentary exhibits, filed 4-7-71 Ordered action placed on non-jury calendar. (Shaw) (4-8-71) FILINGS—PROCEEDINGS 2- 1-71 10- 4-72 3-19-73 3-19-73 3-19-73 3-21-73 3-26-73 3-29-73 4-13-73 6-26-73 6-26-73 7-12-73 7-19-73 Notice of motion by plaintiff for partial summary judgment; as to defendants, Gerald Page and Philip L. Bornstein; to strike the third affirma- tive defense in the answer of defendant, Gerald Page, and affidavits of service, filed 4-22-71 (ret. 5-24-71) (No brief submitted) Hearing on plaintiff’s motion for partial summary judgment as to defendants, Gerald Page and Philip Bornstein; to strike the third affirmative defense in answer of the defendant, Gerald Page. Ordered motion denied. (Shaw) (11-29-71) Order of Re-Assignment and Re-Allocation to Judge Cohen, filed 10-3-72. (Coolahan) Notice mailed. Supplement to List of Documentary Exhibits, filed 3-15-73 Supplemental Answer to Interrogatories, filed Second Supplement to List of Documentary Ex- hibits, filed 3-16-73 Second Supplemental Answer of Plaintiff to Inter- rogatories, filed Trial moved before Hon. John J. Kitchen, Judge and Jury; Case to be submitted on Briefs. Stipulation of Settlement placed upon the Record; Stipulation of Facts by U.S.A., filed Various letters, filed Opinion, filed (Kitchen) Notices mailed Judgment in favor of Plaintiff, United States of America, and against Defendants, Philip L. Born- stein and Gerald Page, jointly and severally, in the sum of $70,079.40, and costs, filed (Kitchen) Notice mailed. Letter Re: Costs, filed 4 DATE FILINGS—PROCEEDINGS 7-19-73 Statement of Plaintiff’s costs, taxed at $70.84, filed 7-19-73 Order of Dismissal as to defendant United National Labs, Division of Sonora Electromatics Inc., a corporation of the State of New Jersey, without costs, filed (Kitchen) Notice mailed 8-20-73 Notice of Appeal by Deft. Philip L. Bornstein, filed 7-26-73 (Copies mailed Clerk, USCA, U.S. Attorney & Stavis, Richardson, etc.) 8-20-73 Notice of Appeal, filed 8-16-73 (Copies mailed Clerk, USCA, Jack Ballan, Esq. & Stavis, Rich- ardson, etc.) 8-23-73 Record on Appeal, mailed Clerk, U.S. Court of Ap- peals. (Notice furnished Counsel) 9- 7-73 Notice of Appeal by defendant Gerald Page, filed 9-6-73 (Copies mailed to Clerk, U.S.C.A. and Jack Ballan, Esq.) 9- 9-74 Opinion of U.S. Court of Appeals, filed 9-27-74 Certified copy of Judgment of U.S. Court of Ap- peals affirming district court as to double dam- ages and the award of a single forfeiture; and vacating award of forfeitures in excess of $2,000.00, filed 5 UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil No. 1141-67 [Filed January 6, 1967] COMPLAINT The plaintiff, the United States of America, by its attorney, David M. Satz, Jr., United States Attorney for the District of New Jersey, (appearing by Assistant United States Attorney, Carolyn E. Arch), for its com- plain alleges herein: 1. This is a civil action brought by the United States pursuant to the provisions of Sections 3490 and 5438 of the Revised Statutes, 12 Stat. 696, Title 31 U.S.C. Sections 231, 233. This Court has jurisdiction of this action by virtue of Section 3491 of the Revised Statutes, 31 U.S.C. Section 232, as amended. 2. At all times hereinafter mentioned, defendant United National Labs, Division of Sonora Electromatics, Inc. (hereinafter United) was and is a corporation of the State of New Jersey with principal offices of business at No. 295 Vreeland Avenue, Paterson, New Jersey, was engaged in the business of buying and selling election tubes, and is within the jurisdiction of this Court. 3. At all times hereinafter mentioned, defendant Philip L. Bornstein was part owner and General Manager of United and defendant Gerald Page was part owner, Vice-President and Manager of Sales of defendant United. Defendant United was operated and managed by defend- ants Philip L. Bornstein and Gerald Page. Defendant Philip L. Bornstein resides at No. 51 Spottswood Road, Glen Rock, New Jersey, and is within the jurisdiction of this Court. Defendant Gerald Page resides at No. 140 Dean Street, Glen Rock, New Jersey, and is within the jurisdiction of this Court. 4. None of the defendants were in the military or naval forces of the United States, or in the militia or 6 called into or actually employed in the service of the United States, during the times involved in this action. 5. At all times hereinafter stated Model Engineering and Manufacturing Corp., Inc., (hereafter Model), was and is an Indiana corporation, with principal offices at Huntington, Indiana, engaged in the business of manu- facturing and building electronic radio equipment and radio sets. 6. At all times hereinafter stated the United States Army Signal Supply Agency and the Chicago Procure- ment District were divisions of the Department of the Army, an agency and instrumentality of the plaintiff, vested with the responsibility for the procurement of electronic equipment and parts for the Department of the Army, as authorized by 10 U.S.C. 2304 (public law 1028, 84th Congress). 7. By Supply Contract No. DA-36-039-AMC-01080 (E), (hereafter Contract) dated August 29, 12€?. be- tween the United States Signal Supply Agency and Model, Model undertook to manufacture for and supply to the Department of the Army Radio Kit Sets, each of which was to contain the following sub-items: A radio transmitter kit, a radio receiver kit, a power supply kit, a radio transformer kit, and a radio accessory kit. The total dollar volume of the contract and its supple- ments was $2,077,861.76. The component parts list of this contract specified that Sub-item #1-5-33, to be included in the radio accessory kits, called for: 1 “2 ea. Tube, Electron JAN type 4X150G Per Speci- fications, HIL. E-1 and T55 MIL, E-1, 302F dated 4/17/57” The Specifications pertinent to JAN type tube 4X150G provided as follows: 3.7.1.1. “JAN” prefix. The designation of all tubes procured under this specification shall bear the prefix “JAN”, except that in the case of small tubes (T-6 % bulb outline or smaller) the prefix “J” shall be used. Tubes procured under a contract which either permits 7 or requires any changes in any of the conditions or re- quirements of this specification shall not bear the prefix “JAN” nor any abbreviation thereof. The “JAN” brand is registered under number 504860 by the United States Patent Office and shall be used only on tubes which have passed Government inspection. 3.7.1.2 Qualification code. The qualification code mark- ing follows the “JAN” prefix. This designation is as- signed to the manufacturer for use on all tube types of his manufacture which have passed the qualification tests and have been approved for inclusion on the Quali- fied Products List. The code-designating letters shall be as listed in Publication NAVSHIPS 900,152. The code- designation shall be used only by the manufacturer to whom it has been assigned and only as a part of the designation on tubes manufactured at the plant to which the qualification approval was granted. In the case of small tubes (see 3.7.1.1), the manufacturer’s code desig- nation may be abbreviated by deleting “C” (the indica- tion that the code has been assigned to a commercial organization in the United States or Canada). 3.7.1.2.1 Tubes not having qualification. Tubes pro- cured under this specification from a source of supply for which no qualification approval has been granted, shall be marked “JAN” followed by the type on the side wall of the base, or on the envelope of metal, lock-in tubes, or other glass tubes, or on the bulb of tubes with- out bases. The prefix “J”, abbreviation for “JAN”, shall be used only as specified in 3.7.1.1. The manufacturer’s code name which signifies qualification shall not be used on any part of the tube. 8. The JAN 4X150G electron tubes are not manufac- tured for commercial use; they are used only with mili- tary equipment. 9. The only authorized manufacturer of the 4X1500 electron “JAN” tube was and continues to be Eitel Mc- Cullough, Incorporated, of San Carlos, California (here- after Eimac). The “JAN” designation on the tubes which can only be placed thereon by the manufacturer after they have passed Government source inspection, is an abbreviation for the Joint Army Navy qualification approval standard registered by the United States Patent Office. A tube with “JAN” designation indicates it has been inspected and approved by the United States Gov- ernment at the source (place) of manufacture. 10. Model, as contractor, made the following certifica- tion concerning used or surplus material: “The offeror/contractor certifies that the material offered is new, recently manufactured, has never been used and is not former surplus of any type.” 11. Due to the requirements of the equipment specifi- cations and complete “JAN” tests as required by the “JAN” specifications the use of a commercial tube which is non- “JAN” branded would require prior written ap- proval from the Government Contracting Officer ad- ministering the contract. No such approval had been given to Model under the contract. 12. In October, 1963 defendants Philip L. Bornstein and Gerald Page, acting through defendant United, of- fered to sell electron tube type 4X1500 to Model, which were required by Model under the Contract, and Model Ordered 120 JAN 4X150G electron tubes from defend- ants. 13. In October, 1963, two shipments of 4X150G tubes, 120 in number, were sent by the defendants to Model, but did not have “JAN” stamped on the tubes which indicated to Model that the tubes were not source in- spected as called for under the Contract. Model returned them to the defendants with the request that they be source inspected and properly stamped. 14. Model became concerned that United might not be able to furnish the required tubes which met the specifications of the contract and asked that United con- firm in writing that proper tubes could be furnished. 15. By letter dated January 24, 1964, signed by de- fendant Philip L. Bornstein, Vice-President, United Na- tional Labs, Model was advised as follows: “This letter is to stand as affirmation by us that we are fully equipped and capable to delivery (sic) any and all electron tubes and semi-conductors on which we 9 accept purchase orders from you to the applicable mili- tary specifications and government source inspection sup- plied as required.” 16. Thereafter the defendants jointly and severally undertook a scheme to defraud Model and the plaintiff. Said fraudulent scheme consisted of defendants’ acquisi- tion of non-“JAN” 4X150G tubes which were defective, obsolete and without warranty; imprinting and causing to have imprinted on such tubes the Government ap- proval designation “JAN”; making or causing to be made a United States Government Inspector’s Stamp (a one inch square in which there is an eagle with three stars over it); stamping and causing to be stamped on their purchase orders a United States Government In- spector’s stamp; and shipping and causing to be shipped to Model to fulfill the Contract non-“JAN” 4X150G elec- tron tubes with the “JAN” designation imprinted there- on, together with purchase orders with a United States Government Inspector’s stamp mark thereon. 17. Thereafter Model accepted shipments from the de- fendants of the 4X150G electron tubes, believing that they were “JAN” 4X150G electron tubes as called for under the Contract. From the period of October 1963, through February 1964 Model purchased electron tubes type 4X150G from the defendants. The Sales Invoices issued by the defendants for sales of 4X150G electron tubes to Model designated as “JAN”, are as follows: INVOICE DATE QUANTITY A 11073 1/16/64 60 A 11351 1/27/64 20 A 11356 1/29/64 10 A 11357 1/29/64 6 A 11355 1/29/64 18 A 11354 1/29/64 18 A 11363 1/30/64 20 A 11364 1/30/64 20 A 11362 1/30/64 20 A 11361 1/30/64 20 10 INVOICE DATE QUANTITY A 11360 1/30/64 20 A 11372 2/ 4/64 13 A 11371 2/ 5/64 17 A 11370 2/ 5/64 20 A 11369 2/ 5/64 18 A 12263 2/18/64 20 A 12268 2/18/64 20 A 12262 2/18/64 20 A 12265 2/18/64 20 A 12264 2/18/64 29 A 12260 2/18/64 20 A 12261 2/18/64 20 Each of these invoices contained the following refer- ence: “Gov. Contract No. DA 36-039-AMC-1080 E” A total of 442 of these defective electron tubes were received by Model from the defendants. All of such tubes were used by Model to fulfill the Contract. 18. In furtherance of the above-described fraudulent scheme, defendants issued a “certificate of compliance” with each shipment of electron tubes to Model. The “Certificate of Compliance” was signed, “Gerald Page, ee United National Labs,” and read as ows: “It is hereby certified that all materials used in the manufacture of parts in the quantity called for on the subject purchase order received by Model Engineering & Mfg. Corp. conform to the material and/or manu- ae specifications as called for on said purchase order. Physical, Electrical, and/or Chemical test reports are on file with us or with our suppliers for examination and indicate conformance with applicable specification requirements.” 19. As a direct consequence of the aforesaid fraudulent scheme, the claims for payment submitted by Model to = a Oe ee il the United States or to higher tier contractors of the United States were false and fraudulent and were then known by the defendants to be false and fraudulent, and the presentation of the said false and fraudulent bills and claims were caused solely and directly by the afore- said wrongful conduct of the defendants. 20. The defendants, and each of them, thereby became and is jointly and severally liable to the United States. 21. As a further direct consequence of the aforesaid fraudulent scheme, the United States was caused to sus- tain total damages in the amount of $18,042.44, com- puted as follows: The unit price of “JAN” 4X150G electron tube is $40.82 each; 442 x $40.82 — $18,042.44. WHEREFORE, the plaintiff, the United States of America, demands judgment against the defendants in the sum of double the damages sustained as a result of defendants’ violations of the False Claims Statute; $2,- 000.00 against each of the defendants for their individual acts in furtherance of the fraudulent scheme; $2,000.00 against each of the defendants for each and every other act done in violation of the False Claims Statute, together with interest and costs of this suit. Davip M. SaATzZ, JR. United States Attorney By: /s/ Carolyn E. Arch CAROLYN E. ARCH Assistant U.S. Attorney 12 UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil Action File No. 1141-67 [Filed January 19, 1968] ANSWER OF DEFENDANT, GERALD PAGE, CROSS- CLAIM AND DEMAND FOR TRIAL BY JURY Defendant Gerald Page answers the complaint herein as follows: . 1. This defendant admits the allegaiions of Paragraph . 2. This defendant admits the allegations of Paragraph 8. This defendant denies the allegations of Paragraph 3, insofar as those allegations apply to him except that he admits that he resides at 140 Dean Street, Glen Rock, New Jersey and that he denies knowledge or in- formation as to the allegations with respect to the other defendants. , 4. This defendant admits the allegations of Paragraph 5. This defendant denies knowledge or information as to the allegations of paragraph 5. 6. This defendant denies knowledge or information as to the allegations of paragraph 6. 7. This defendant denies knowledge or information as to the allegations of paragraph 7. 8. This defendant denies knowledge or information as to the allegations of paragraph 8. 9. This defendant denies knowledge or information as to the allegations of paragraph 9. 10. This defendant denies knowledge or information as to the allegations of paragraph 10. 11. This defendant denies knowledge or information as to the allegations of paragraph 11. 12. This defendant denies the allegations of paragraph 12 except that he admits that defendant United offered et ae ee ee ee 13 to sell electronic tube Type 4X150G to Model and that Model ordered 120 JAN 4X150G electronic tubes from United. 13. This defendant denies the allegations of paragraph 13 with respect to him and denies knowledge or in- formation thereof with respect to the other defendants. 14. This defendant denies knowledge or information with respect to the allegations of paragraph 14. 15. This defendant denies knowledge or information with respect to the allegations of paragraph 15. 16. This defendant denies the allegations of paragraph 16 as to him and denies knowledge or information thereof with respect to the other defendants. 17. This defendant denies the allegations of paragraph 17 as to him and denies knowledge or information thereof with respect to the other defendants. 18. This defendant denies the allegations of paragraph 18 except that he admits signing substantially the form quoted therein and relies on the original thereof for the language thereof. 19. This defendant denies the allegations of paragraph 19. 20. This defendant denies the allegations of paragraph 20. FIRST AFFIRMATIVE DEFENSE Model ordered and accepted the tubes referred to in the complaint knowing or having reason to know that they did not comply with the terms of its contract with the plaintiff. Any damage suffered by the plaintiff was as a result of the conduct of Model and not the result of the conduct of the defendants herein. SECOND AFFIRMATIVE DEFENSE Any acts and conduct of the defendant Page were carried out at the direction of the defendant Bornstein and in all respects this defendant acted as an agent and servant of defendants Bornstein and United and without knowledge on his part of any fraud or other wrongdoing. 14 THIRD AFFIRMATIVE DEFENSE The plaintiff suffered no damage as a result of the alleged acts and conduct of the defendants. CROSS-CLAIM Defendant Page repeats the allegations of the Second Affirmative Defense set forth above. As a result thereof, the defendants Bornstein and United are required and obligated to indemnify and reimburse the defendant Page for all claims, damages and payments which he may be required to make under the complaint herein. WHEREFORE defendant Page demands judgment: (a) Dismissing the complaint herein with costs, (b) On his crossclaim, for damages against the de- fendants Bornstein and United in whatever amount may be found against him in favor of plaintiff together with costs ; Defendant demands a trial by jury of all issues in this action. STAVIS, RICHARDSON, KOENIGSBERG AND ROSSMOORE Attorneys for defendant Gerald Page By /s/ William Rossmoore William Ressmoore A Member of the Firm 15 UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil No. 1141-67 [Filed January 19, 1968] ANSWER Defendant, Philip L. Bornstein, by and through his attorney, Jack Ballan, by way of Answer says: 1. Defendant, Philip L. Bornstein, has no informa- tion either to affirm or deny paragraph 1. 2. Said defendant admits paragraph 2. 3. Said defendant admits paragraph 3. 4. Said defendant admits paragraph 4. 5. Said defendant has no information either to affirm or deny paragraph 5. 6. Said defendant has no information either to affirm or deny paragraph 6. 7. Said defendant has no information either to affirm or deny paragraph 7. 8. Said defendant has no information either to affirm or deny paragraph 8. 9. Said defendant has no information either to affirm or deny paragraph 9. 10. Said defendant has no information either to affirm or deny paragraph 10. 11. Said defendant denies paragraph 11. 12. Said defendant denies paragraph 12. 13. Said defendant denies paragraph 13. 14. Said defendant has no information either to affirm or deny paragraph 14. 15. Said defendant admits paragraph 15. 16. Said defendant denies paragraph 16. 17. Said defendant has no information either to affirm or deny paragraph 17. 18. Said defendant denies paragraph 18. 19. Said defendant denies paragraph 19. 16 20. Said defendant denies paragraph 20. 21. Said defendant denies paragraph 21. /s/ Jack Ballan JACK BALLAN Attorney for defendant 17 UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil No. 1141-67 [Filed May 18, 1968] REQUEST FOR ADMISSIONS TO: STAVIS, RICHARDSON, KOENIGSBERG and ROSSMORE, ESQS. Attorneys for defendant Gerald Page 744 Broad Street Newark, New Jersey The Plaintiff, the United States of America, hereby requests the defendant, Gerald Page, pursuant to the provisions of Rule 36 of the Federal Rules of Civil Pro- cedure, to admit, within ten days after service of this Request, for the purpose of the above-entitled action only, and subject to all pertinent objections to admissibility which may be interposed at trial, that the following statements are true: 1. That the defendant, Gerald Page, in several signed, sworn statements furnished by him to the Federal Bureau of Investigation stated that it was the defendant, Philip L. Bornstein, who caused the fictitious “JAN” designa- tion to be placed on the electron tubes shipped to Model Engineering and Manufacturing Corp., Inc. (Model). 2. That the defendant, Gerald Page, in a signed, sworn statement furnished by him to the Federal Bureau of Investigation, admitted that he knew that a United States Government Inspector’s Stamp (a one inch square in which there is an eagle with three stars over it) had been: (a) procured by defendant Philip L. Bornstein; (b) used by defendant Philip L. Bornstein on pur- chase orders for Electron tubes shipped by defendant United National Labs, Division of Sonora Electromatics, 18 Inc., (United) to Model required by Model to fulfill Government Contract No. DA-36-039-AMC-01080(E). 3. That the defendant, Gerald Page, in a signed, sworn statement furnished by him to the Federal Bureau of Investigation stated that he knew that the electron tubes shipped from United to Model were falsely branded “JAN-CIM” and were falsely dated. 4. That the defendant, Gerald Page, in a signed, sworn statement furnished by him to the Federal Bureau of Investigation stated that he knew that the tubes sold to Model by United through United—Page, Inc., were “falsely” inspected. 5. That in an indictment dated December 8, 1965, found by the Grand Jury in and for the District of New Jersey, sitting at Newark, the defendant, Gerald Page, was charged with violation of Title 18 U.S.C., Sections 1001, 1002, 371, and 286. 6. That on March 11, 1966, the defendant, Gerald Page, entered a plea of guilty before the Honorable Anthony T. Augelli, United States District Court Judge to Count II of said Indictment which charged as follows: That from on or about January 24, 1964 through June 3, 1964, in Glen Rock and Paterson, in the State and District of New Jersey, PHILIP L. BORNSTEIN; GERALD PAGE did knowingly, wilfully, and unlawfully, conspire, con- federate and combine, and agree with one another, to commit offenses against the United States as follows: A) PHILIP L. BORNSTEIN and GERALD PAGE conspired to cause to be submitted to an agency of the United States of America, that is, the Chicago Procure.nent District of the Department of the Army, false and fraudulent statements and representations to material facts in a mat- ter which was then pending before the said agency of the United States, contrary to the provisions of Section 1001, Title 18, U.S.C. B) PHILIP L. BORNSTEIN and GERALD PAGE conspired to possess false and forged documents : ; 5 : PROS ew ee 19 for the purpose of enabling the Model Manu- facturing Company to obtain from the United States of America money under a contract that the Model Manufacturing Company then had with the Chicago Procurement District of the Department of the Army, which contract called for the use of items which had been falsely represented by the documents possessed by PHILIP L. BORNSTEIN and GERALD PAGE, contrary to the provisions of Section 1002 of Title 18, U.S.C. And the Grand Jury further charges: That in furtherance of the aforesaid conspiracy and to accomplish the objects thereof, the said defendants did commit divers overt acts, among which were the following: a) On or about January 27, 1964, PHILIP L. BORNSTEIN and GERALD PAGE shipped In- voice No. A11351, accompanied by certain radio tubes to Model Manufacturing Company. b) On January 24, 1964, PHILIP L. BORNSTEIN and GERALD PAGE sent a letter to Model Manufacturing Company. In violation of Title 18, U.S.C., Section 371. 7. That pursuant to the aforesaid plea of guilty the de- fendant, Gerald Page, was sentenced by the Honorable James A. Coolahan, Judge, United States District Court, to imprisonment for two years, the imposition of which was suspended, and placed on probation for two years. 8. That the attached documents designated Exhibit “A”, “B” and “C”, respectively, photostatic copies of sworn, signed statements furnished by the defendant, Gerald Page, to the Federal Bureau of Investigation are genuine. DAvip M. SAtTz, JR. United States Attorney By: /s/ Carolyn F. Arch CAROLYN E. 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DESCRIPTION OF EXHIBIT G-1 United Packing List No. A 11351 G-1(a) Tube 4X150G—SN 1C-16972 G-1(b) Tube 4X150G—SN 1B-38157 G-1(c) Tube 4X150G—SN 1C-45676 G-1(d) Tube 4X150G—-SN 1C-20586 G-1(e) Tube 4X150G—SN 1G-32008 G-1(f) Tube 4X150G—SN 1C-37453 G-1(g) Tube 4X150G—SN 1¥-13259 G-1(h) Tube 4X150G—-SN 1C-21304 G-1(i) Tube 4X150G—SN 1D-12571 G-1(j) Tube 4X150G—SN ID-04460 G-1(k) Tube 4X150G—SN 1F-22625 G-1(1) Tube 4X150G—SN 1C-16977 G-1(m) Tube 4X150G—SN 1C-28057 G-1(n) Tube 4X150G—-SN 1B-36135 G-1(0) Tube 4X150G—SN 1D-04364 G-1(p) Tube 4X150G—SN 1F-11142 G-1(q) Tube 4X150G—SN 1D-04323 G-1(r) Tube 4Xi150G—SN 1D-03999 G-1(s) Tube 4X150G—SN 1C-13420 G-1(t) Tube 4X150G—-SN 1F-47216 G-2 United Packing List No. A 11354 G-2(a) Tube 4X150G—SN 1A-09209 72 NO. DESCRIPTION OF EXHIBIT G-2(b) G-2(c) G-2(d) G-2(e) G-2(f) G-2(g) G-2(h) G-2(i) G-2(j) G-2(k) G-2(1) G-2(m) G-2(n) G-2(0) G-2(p) G-2(q) G-2(r) G-3 G-3(a) G-3(b) G-3(c) G-3(d) G-3(e) G-3(f) G-3(g) G-3(h) G-3(i) G-3(j) G-3 (k) G-3(1) G-2 (m) G-3(n) G-3(0) G-3(p) G-3(q) G-3(r) G-4 G-4(a) Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN United Packing List No. A 11355 Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN 1D-20008 1H-05366 1C-27970 BO-39921 11-59628 1B-11125 1D-04600 1C-37490 2B-27361 1F-23746 1F-36686 1F-22929 1C-22299 1C-37585 J9-22904 21-09008 21-08307 L9-05282 1B-10427 1B-29512 1C-29454 1B-10565 2C-32202 2H-16724 BO-2¢ 203 2G-24061 Tube 4X150G—SN 1C-37830 Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN 1 F-04349 1H-04767 21-07867 1C-37516 1C-10804 2H-16976 21-16383 Tube 4X150G—SN 2H-13895 United Packing List No. A 11356 Tube 4X150G—SN 21-13406 73 DESCRIPTION OF EXHIBIT Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4¥150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN United Packing List No. A 11357 Tube 4X150G—-SN Tube 4X150G—-SN 17-15664 2H-13682 BO-40069 DO-16655 1J-12551 1C-11282 1C-28145 2H-15202 2F-13192 1H-55380 DO-11641 21-08632 2G-23679 L9-42428 1A-10293 AO-22382 21-06542 21-22312 DO-23703 P/L 11357 delineating tube 4X150G SN DO-23703 P/L A 11357 delineating tube 4X150G SN KO-23979 P/L A 11357 delineating tube 4X150G SN DO-0042 Tube 4X150G—SN J9-16341 United Packing List No. 11356 Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—-SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN Tube 4X150G—SN L9-28972 17-01524 L9-21255 1C-29196 1C-21216 1B-38163 1C-10824 1C-29015 1C-13748 1C-28937 DO-16634 FO-19782 AO-16346 74 NO. DESCRIPTION OF EXHIBIT G-6(n) Tube 4X150G—SN 1C-37552 G-6(0) Tube 4X150G—SN 1C-37540 G-6(p) Tube 4X150G—SN 1C-29186 G-6(q) P/L delienating tube 4X150G—SN 1B-13067 G-6(r) Tube 4X150G—SN 1C-10396 G-6(s) Tube 4X150G—SN 1C-28941 G-6(t) Tube 4X150G—SN 1C-13729 G-7 United Packing List No. A 11361 G-7(a) Tube 4X150G—SN 1D-05022 G-7(b) Tube 4X150G—SN 1C-18414 G-7(c) Tube 4X150G—SN 1C-29347 G-7(d) Tube 4X150G—SN 1E-29495 G-7(e) Tube 4X150G—SN 1C-21543 G-7(f) Tube 4X150G—SN 1B-10544 G-7(g) Tube 4X150G—SN 1C-29529 G-7(h) Tube 4X150G—SN 1C-37691 G-7(i) Tube 4X150G—SN 1D-12617 G-7(j) Tube 4X150G—SN 1C-29283 G-7 (k) Tube 4X150G—-SN 1F-11522 G-7(1) Tube 4X150G—SN 1C-11424 G-7(m) Tube 4X150G—SN 1D-03180 G-7(n) Tube 4X150G—SN 1H-07858 G-7(0) Tube 4X150G—SN 10-32253 G-7(p) Tube 4X150G—SN 1C-29116 G-7(q) Tube 4X150G—SN 1C-37862 G-7(r) Tube 4X150G—SN 1C-29016 G-7(s) Tube 4X150G—SN 1D-24781 G-7(t) Tube 4X150G—SN 1C-37854 G-8 United Packing List No. A 11362 G-8(a) Tube 4X150G—-SN 1D-12220 G-8(b) Tube 4X150G—SN 1C-37558 G-8(c) Tube 4X150G—SN 1C-28985 G-8(d) Tube 4X150G—SN 1C-29628 G-8(e) Tube 4X150G—SN 1C-17185 G-8(f) Tube 4X150G—SN EO-24488 G-8(g) Tube 4X150G—SN L9-23934 G-8(h) Tube 4X150G—SN 1E-12748 G-8 (i) Tube 4X150G—SN DO-11579 75 NO. DESCRIPTION OF EXHIBIT G-8(j) Tube 4X150G—SN I7-09700 G-8(k) Tube 4X150G—SN 1C-13442 G-8 (1) Tube 4X150G—SN 1C-13672 G-8(m) Tube 4X150G—SN 1C-28062 G-8 (n) Tube 4X150G—SN 1C-17100 G-8(0) Tube 4X150G—SN 1C-46707 G-8(p) Tube 4X150G—SN FO-32384 G-8(q) Tube 4X150G—SN I7-15753 G-8(r) Tube 4X150G—SN K9-38084 G-8(s) Tube 4X150G—SN K9-38080 G-8(t) Tube 4X150G—SN BO-29205 G-9 United Packing List No. A 11363 G-9(a) Tube 4X150G—SN H7-17449 G-9(b) Tube 4X150G—SN DO-20794 G-9(c) Tube 4X150G—SN F8-06811 G-9(d) Tube 4X150G—SN I7-09712 G-9(e) P/L A 11363 delineating tube 4X150G SN 1(C-43231 G-9(f) Tube 4X150G—SN J9-24541 G-9(g) Tube 4X150G—SN 1G-35768 G-9(h) Tube 4X150G—SN 1F-13747 G-9(i) Tube 4X150G—SN CO-05318 G-9(j) P/L delineating tube 4X150G—SN F8-14582 G-9(k) Tube 4X150G—SN DO-14714 G-9(1) Tube 4X150G—SN 1C-16913 G-9(m) Tube 4X150G—SN BO-31128 G-9(n) Tube 4X150G—SN 1G-22374 G-9 (0) Tube 4X150G—SN 1D-04828 G-9 p) Tube 4X150G—SN D9-06036 G-9(q) Tube 4X150G—SN EO-23862 G-9(r) Tube 4X150G—SN BO-33622 G-9(s) Tube 4X150G—SN J9-16667 G-9(t) Tube 4X150G—SN AO-16444 G-10 United Packing List No. A 11364 G-10(a) Tube 4X150G—SN J9-23199 G-10(b) Tube 4X150G—SN E7-05811 G-10(c) Tube 4X150G—SN I17-15712 G-10(d) Tube 4X150G—SN C8-13118 G-10(e) Tube 4X150G—SN I7-01429 76 NO. DESCRIPTION OF EXHIBIT G-10(f) Tube 4X150G—SN EO-16345 G-10(g) Tube 4X150G—SN L9-24115 G-10(h) Tube 4X150G—SN G8-18875 G-10(i) Tube 4X150G—SN L9-24256 G-10(j) Tube 4X150G—SN AO-16348 G-10(k) Tube 4X150G—SN I7-04620 G-10(1) P/L delineating tube 4X150G—SN E7-06888 G-10(m) Tube 4X150G—SN CT7-07306 G-10(n) Tube 4X150G—SN K9-44371 G-10(0) Tube 4X150G—SN AO-25206 G-10(p) Tube 4X150G—SN H7-06827 G-10(q) Tube 4X150G—SN BO-31131 G-10(r) Tube 4X150G—SN FO-31486 G-10(s) Tube 4X150G—SN I7-15730 G-10(t) Tube 4X150G—SN G7-14349 G-11 United Packing List No. A 11369 G-11(a) Tube 4X150G—SN 1D-03986 G-11(b) Tube 4X150G—SN 1C-29526 G-11(c) Tube 4X150G—SN GO-26880 G-11(d) Tube 4X150G—SN 1H-50193 G-11(e) Tube 4X150G—SN 1C-29864 G-11(f) Tube 4X150G—SN 2D-25248 G-11(g) Tube 4X150G—SN 2H-13588 G-11(h) Tube 4X150G—SN K9-38077 G-11(i) Tube 4X150G—SN 2I-08029 G-11(j) Tube 4X150G—SN 1C-21408 G-11(k) Tube 4X150G—SN 1C-13584 G-11(1) P/L delineating tube 4X150G—SN 1B-36464 G-11(m) Tube 4X150G—SN 1C-16996 G-11(n) Tube 4X150G—SN 2]-07986 G-11 (0) Tube 4X150G—SN 2G-18332 G-11(p) Tube 4X150G—SN 2B-24426 G-11(q) Tube 4X150G—SN 2H-13121 G-11(r) Tube 4X150G—SN 2A-11984 G-12 United Packing List No. A 11370 G-12(a) Tube 4X150G—SN 2H-16934 G-12(b) Tube 4X150G—SN K9-42463 G-12(c) Tube 4X150G—SN 2F-20919 77 NO. DESCRIPTION OF EXHIBIT G-12(d) Tube 4X150G—SN 2A-12614 G-12(e) Tube 4X150G—SN 2F-15200 G-12(f) Tube 4X150G—SN 2I-17322 G-12(g) Tube 4X150G—SN 2I-17495 G-12(h) Tube 4X150G—SN 2I-08965 G-12(i) Tube 4X150G—SN 2D-10886 G-12(j) Tube ‘X150G—SN 2G-23864 G-12(k) Tube 4X150G—SN 2A-09665 G-12(1) Tube 4X150G—SN 2H-16782 G-12(m) Tube 4X150G—-SN K9-39870 G-12(n) Tube 4X150G—SN 2A-09562 G-12(0) Tube 4X150G—SN 2B-58783 G-12(p) Tube 4X150G—SN 2I-08279 G-12(q) Tube 4X150G—SN 2G-24037 G-12(r) Tube 4X150G—SN 2H-12607 G-12(s) Tube 4X150G—SN 2F-16246 G-12(t) Tube 4X150G—SN K9-42462 G-13 United Packing List No. A 11371 G-13(a) Tube 4X150G—SN 1L-23200 G-13(b) P/L delineating tube 4X150G—SN K9-38063 G-13(c) Tube 4X150G—SN 2H-16835 G-13(d) Tube 4X150G—SN 2F-35032 G-13(e) Tube 4X150G—SN 2B-25202 G-13(f) Tube 4X150G—SN DO-14637 G-13(g) Tube 4X150G—SN K9-38069 G-13 (h) Tube 4X150G—SN 2D-19310 G-13(i) Tube 4X150G—SN 2C-26366 G-13(j) Tube 4X150G—SN 1J-51849 G-13(k) Tube 4X150G—SN 2H-10989 G-13(1) Tube 4X150G—SN 2I-13772 G-13(m) Tube 4X150G—SN 1K-18565 G-13(n) Tube 4X150G—SN 2I-09914 G-13(0) Tube 4X150G—SN 21-09194 G-13(p) Tube 4X150G—SN 2I-13714 G-13(q) Tube 4X150G—SN 2F-38479 G-14 United Packing List No. A 11372 G-14(a) Tube 4X150G—SN 2F-45733 G-14(b) Tube 4X150G—SN 2I-14797 Se 78 NO. DESCRIPTION OF EXHIBIT G-14(c) Tube 4X150G—SN 1J-13818 G-14(d) Tube 4X150G—SN 2F-34960 G-14(e) Tube 4X150G—SN 2C-28834 G-14(f) Tube 4X150G—SN 1K-21701 G-14(g) Tube 4X150G—SN 1L-42953 G-14(h) Tube 4X150G—SN 21-14798 G-14(i) Tube 4X150G—SN 2I1-08549 G-14(j) Tube 4X150G—SN 2H-12285 G-14(k) Tube 4X150G—SN 2D-20803 G-14(1) Tube 4X150G—SN 2A-12373 G-14(m) Tube 4X150G—SN 2B-24110 G-15 United Packing List No. A 12260 G-15(a) Tube 4X150G—SN 1C-22284 G-15(b) Tube 4X150G—SN 1L-21336 G-15(c) Tube 4X150G—SN 1K-12055 G-15(d) Tube 4X150G—SN 1L-10878 G-15(e) Tube 4X150G—-SN 1B-37399 G-15(f) Tube 4X150G—SN 1D-04802 G-15(g) Tube 4X150G—SN 1G-45820 G-15(h) Tube 4X150G—SN 1D-12293 G-15(i) Tube 4X150G—SN 1D-12528 G-15(j) Tube 4X150G—SN 1C-29302 G-15(k) Tube 4X150G—SN 2E-11985 G-15(1) Tube 4X150G—SN 1D-10943 G-15(m) P/L—Inv. delineating tube 4X150G SN 1C-29388 G-15(n) Tube 4X150G—SN 11-52768 G-15 (0) P/L—Inv. delineating tube 4X150G SN 1C-29384 G-15(p) Tube 4X150G—SN 1D-12402 G-15(q) P/L—Inv. delineating tube 4X150G SN 11-58147 G-15(r) Tube 4X150G—SN 1J-51317 G-15(s) Tube 4X150G—SN 11-58697 G-15(t) P/L—Inv. delineating tube 4X150G SN 1B-37636 G-16 United Packing List No. A 12261 G-16(a) Tube 4X150G—SN 1C-29355 G-16(b) Tube 4X150G—SN 1F-26922 G-16(c) P/L—Inv. delineating tube 4X150G SN 1C-21668 G-16(d) Tube 4X150G—-SN 1L-28326 G-16(e) Tube 4X150G—SN 1J-15856 79 NO. DESCRIPTION OF EXHIBIT G-16(f) Tube 4X150G—SN 1B-38344 G-16(g) Tube 4X150G—SN 1D-12183 G-16(h) Tube 4X150G—SN 11-52273 G-16(i) Tube 4X150G—SN 1D-28116 G-16(j) Tube 4X150G—SN 11-34960 G-16(k) Tube 4X150G—SN 1B-36096 G-16(1) Tube 4X150G—SN 2C-31994 G-16(m) P/L—Inv. delineating tube 4X150G SN 1C-22212 G-16(n) Tube 4X150G—SN JO-06651 G-16 (0) Tube 4X150G—SN 1K-23783 G-16(p) Tube 4X150G—SN 11-61581 G-16(q) Tube 4X150G—SN 10-32387 G-16(r) Tube 4X150G—SN 2A-09659 G-16(s) Tube 4X150G—SN AO-14421 G-16(t) Tube 4X150G—SN 1D-03083 G-17 United Packing List No. A 12262 G-17(a) Tube 4X150G—SN 1D-28217 G-17(b) Tube 4X150G—SN 1C-11274 G-17(c) Tube 4X150G—SN AO-10355 G-17(d) Tube 4X150G—SN 1C-13499 G-17(e) Tube 4X150G—SN L9-23624 G-17(f) Tube 4X150G—SN 1G-33418 G-17(g) P/L delineating tube 4X150G—SN LO-22993 G-17(h) Tube 4X150G—SN 1C-29066 G-17(i) Tube 4X150G—SN AO-13038 G-17(j) Tube 4X150G—SN K9-26257 G-17(k) Tube 4X150G—SN L9-17974 G-17(1) Tube 4X150G—SN 1D-28782 G-17(m) P/L—Inv. delineating tube 4X150G SN 1C-37636 G-17(n) Tube 4X150G—SN I0-34358 G-17(0) Tube 4X150G—SN 1L-21824 G-17(p) Tube 4X150G—SN 1L-09768 G-17(q) Tube 4X150G—SN 1B-25725 G-17(r) Tube 4X150G—SN 1C-29007 G-17(s) Tube 4X150G—SN 1D-24416 G-17(t) Tube 4X150G—SN 1D-03219 G-18 United Packing List No. A 12263 G-18 (a) Tube 4X150G—SN 2A-12495 NO. DESCRi? TION OF EXHIBIT G-18(b) Tube 4X150G-—SN 1D-03359 G-18(c) Tube 4X150G—SN 1C-21679 G-18(d) Tube 4X150G—SN 2A-11227 G-18(e) P/L—Inv. delineating tube 4X150G SN 1C-38475 G-18(f) Tube 4X150G—SN 1C-11220 G-18(g) Tube 4X150G—SN 1C-10731 G-18(h) Tube 4X150G—SN 1C-29046 G-18(i) Tube 4X150G—SN 1C-29303 G-18(j) P/L Al2263 delineating tube 4X150G SN 1D-04509 G-18 (k) Tube 4X150G—SN 1C-13299 G-18(1) Tube 4X150G—SN 1C-29331 G-18(m) Tube 4X150G—SN 1C-20537 G-18(n) P/L—Inv. delineating tube 4X150G SN 1C-16929 G-18 (0) Tube 4X150G—SN 1B-28877 G-18(p) Tube 4X150G—SN 1C-18013 G-18(q) Tube 4X150G—SN 1C-29138 G-18(r) P/L—Inv. delineating tube 4X150G SN 1C-17028 G-18(s) Tube 4X150G—SN 1F-11282 G-18(t) Tube 4X150G—SN 11-52039 G-19 United Packing List No. A 12264 G-19(a) ‘Tube 4X150G—SN 1C-28614 G-19(b) P/L—Inv. delineating tube 4X150G SN 1D-10674 G-19(c) P/L delineating tube 4X150G—SN 1C-29021 G-19(d) Tube 4X150G—SN 1C-45699 G-19(e) P/L—Inv. delineating tube 4X150G SN 1C-29101 G-19(f) P/L—Inv. delineating tube 4X150G SN 1F-26429 G-19(g) Tube 4X150G—SN 1C-21281 G-19(h) Tube 4X150G—SN 1C-46840 G-19(i) Tube 4X150G—SN 1C-12307 G-19(j) Tube 4X150G—SN 1D-04350 G-19(k) Tube 4X150G—SN 1G-23337 G-19(1) Tube 4X150G—SN 1C-37440 G-19(m) Tube 4X150G—SN 1C-45551 G-19(n) P/L—Inv. delineating tube 4X150G SN 1C-22305 G-19(0) Tube 4X150G—SN 1C-46928 G-19(p) Tube 4X150G—SN 1C-45462 G-19(q) Tube 4X150G—SN 1D-24620 G-19(r) P/L delineating tube 4X150G—SN 1D-05285 81 NO. DESCRIPTION OF EXHIBIT G-19(s) Tube 4X150G—SN 1D-05439 G-19(t) Tube 4X150G—SN 1C-10619 G-19(u) Tube 4X150G—SN 1C-27909 G-19(v) Tube 4X150G—SN 1C-21592 G-19(w) Tube 4X150G—SN 1C-12808 G-19 (x) Tube 4X150G—SN 1D-12373 G-19(y) Tube 4X150G—SN 1G-24360 G-19(z) Tube 4X150G—SN 1G-21669 G-19(aa) Tube 4X150G—SN 1D-03323 G-19 (bb) Tube 4X150G—SN 1D-29982 G-19(cec) Tube 4X150G—SN 1G-33711 G-20 United Packing List No. A 12265 G-20(a) Tube 4X150G—SN 1L-39932 G-20(b) Tube 4X150G—SN L9-18197 G-20(c) Tube 4X150G—-SN 1K-17174 G-20(d) Tube 4X150G—SN 1C-20496 G-20(e) Tube 4X150G—SN 1K-43823 G-20(f) Tube 4X150G—-SN GO-26812 G-20(g) Tube 4X150G—SN 1L-08808 G-20(h) Tube 4X150G—SN 1C-17947 G-20(i) Tube 4X150G—SN 1D-24499 G-20(j) Tube 4X150G—SN 11-52219 G-20(k) Tube 4X150G—SN 1C-11180 G-20(1) Tube 4X150G—SN 1C-13177 G-20(m) Tube 4X150G—SN 1J-05374 G-20(n) Tube 4X150G—SN 1C-13838 G-20(0) P/L delineating tube 4X150G—SN 1D-12546 G-20(p) Tube 4X150G—SN 1C-12497 G-20(q) Tube 4X150G--SN 1C-18172 G-20(r) Tube 4X150G—SN L9-35357 G-20(s) P/L delineating tube 4X150G—SN 1C-42619 G-20(t) Tube 4X150G—SN 1J-46112 G-21 United Packing List No. A 12268 G-21(a) Tube 4X150G—-SN 1K-21745 G-21(b) Tube 4X150G—SN 1C-18022 G-21(c) Tube 4X150G—SN 1J-50359 G-21(d) Tube 4X150G—SN 1G-31976 G-21(e) Tube 4X150G—SN 1G-32437 82 NO. DESCRIPTION OF EXHIBIT G-21(f) Tube 4X150G—SN 1C-11197 G-21(g) Tube 4X150G—SN 1C-29105 G-21(h) Tube 4X150G—SN L9-08902 G-21(i) Tube 4X150G—SN 1C-29561 G-21(j) Tube 4X150G—SN 1D-04753 G-21(k) Tube 4X150G—SN AO-14548 G-21(1) Tube 4X150G—SN 1C-46901 G-21(m) Tube 4X150G—SN AO-14534 G-21(n) Tube 4X150G—SN 1D-12331 G-21(0) Tube 4X150G—SN 1D-03926 G-21(p) Tube 4X150G—SN L9-23956 G-21(q) Tube 4X150G—SN 1D-24633 G-21(r) Tube 4X150G—-SN 1D-03925 G-21(s) Tube 4X150G—SN 1L-13500 G-21(t) P/L—Inv. delineating tube 4X150G SN 1C-10387 G-22 Government Contract #DA-36-AMC-01080(E) with Model Engineering & Mfg. Co. dated 8/29/62 G-23(a) Government Voucher #124842, dated 2/18/64 with MEMCOR Invoices & Inspection Report G-23 (b) Government Voucher #125189, dated 3/4/64 G-23(c) Government Voucher #125544, dated 3/24/64 G-23 (d) Government Voucher #125937, dated 4/13/64 G-23(e) Government Voucher #126335, dated 4/29/64 G-23 (f) Government Voucher #126726, dated 5/14/64 G-23(g) Government Voucher #127370, dated 6/12/64 G-23(h) Government Voucher #120601, dated 7/31/64 G-24 Patent Registration No. 504,860 for JAN G-25 Model Engineering “Certification” G-26 Sonora Electromatics file on United National Labs transaction with Model Engineering (FBI file) G-26(a) Model Engineering Purchase Order No. 1-63645 E dated 4/4/63 G-26(b) Model Engineering Purchase Order dated 9/27/63 G-26(c) Model Engineering Purchase Order dated 12/26/63 G-26(d) Model Engineering Shipping Memo dated 1/9/64 G-26(e) Model Engineering Shipping Memo dated 1/14/64 G-26(f) Model Engineering Shipping Memo dated 4/2/64 G-26(g) Arthur H. Richardson, Inc. triplicate invoices (8) G-26(h) Arthur H. Richardson, Inc. invoice packet (3) — —————L lll 83 NO. DESCRIPTION OF EXHIBIT G-26(i) Saxon Laboratory, Inc. documents (18) G-26(j) United National Labs Invoices with REA receipts (11) G-26(k) Arthur H. Richardson, Inc. Credit Memorandum dated 3/13/64 (3) G-26(1) United National Labs Packing Lists (4) G-26(m) Miscellaneous papers (4) G-27(a) Arthur H. Richardson, Inc. triplicate invoice #10149 G-27 (b) Arthur H. Richardson, Inc. triplicate invoice #10397 G-27(c) Arthur H. Richardson, Inc. triplicate invoice #10506 G-27(d) Arthur H. Richardson, Inc. triplicate invoice #09950 G-28 Bornstein’s sworn statement dated 8/14/64 G-29 Page’s sworn statement dated 8/14/64 G-30 Page’s sworn statement dated 10/6/64 G-31 Page’s sworn statement dated 10/15/64 (12) G-32 Bornstein’s letter to Model Engineering dated 1/24/64 G-33 Page’s letter to Model Engineering dated 5/10/63 G-34 Indictment in Cr. No. 516-65 G-35 Bornstein Judgment of Conviction G-36 Page Judgment of Conviction G-37 Eagle Stamp in envelope G-38 Bornstein Response to Requests for Admissions G-39 Page Response to Requests for Admissions G-40 Page Response to Request for Admissions admitting substance of Paragraph 3 of Complaint G-41 Bornstein Answer Admitting Paragraph 3 of Com- laint G-42 Desustetn Answer admitting paragraph 15 of Com- laint G-43 ~ Answer admitting paragraph 18 of Complaint G-44 EIMAC Sales Order dated April 30, 1963 G-45 United Packing List A 11073 Dated January 16, [1964]. . / e A - 7 . . HBO en ryoce WOZats » 2" su ses £0 29 ‘ee CFI9_ 9 MFWHITe > 89 89 ‘ttsO Fey UO epeUE eg rs prehy SA 22c- ak +. aie eee} 200 reer - weer ene = $8 amet VAVYU HY siUy wDIVieT §=GCEVIIAOTL, : mei ee ee ee” ee eT On. Bae (4 pe 00 ' ) VAS 6E0-9ES TE=THONA 6OZ9-Z9E OocKTE FTI, eee , sOUSTIOTTV Yupnottos} ,_. 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LMI WNESAOD ern 87 May 22, 1973 The Honorable John J. Kitchen United States District Judge P.O. Building & Court House Camden, New Jersey Re: U.S.A. v. Philip L. Bornstein, et al. Civil Action No. 1141-67 Dear Judge Kitchen: In compliance with Stipulation No. 17(o0) in the Stipulation of Facts filed in the captioned matter on April 18, 1973, we are enclosing the official records of the Tobyhanna Army Depot, Tobyhanna, Pennsylvania, cer- tified under the seal of the Secretary of the Army, which consist of and report the following: 1. Letter dated June 18, 1964, from the Chief, Quality Assurance Office, Department of the Army, directing, inter alia, that: “Box 5/5 subject equipment received from Model Engineering Mfg. Corp., P.O. 15263-PP-63 be opened and all electron tubes type 4X150G, FSN 5960-264- 9508, manufactured by Eitel-McCullough (Eimac) be replaced with tubes from stock. * * *” (Emphasis supplied), and “All tubes removed from the equipment must be isolated and placed in * * * a secure location. * * *”. 2. Coordination Sheet, dated July 2, 1964, consist- ing of two pages, referencing the June 18, 1964 letter, reporting, inter alia, at page 1 thereof: “Requirements of referenced letter has (sic) been accomplished.” and “Two hundred and ninety-eight (298) such tubes have been removed from 149 each Accessory Kits, 88 boxes #5/5, are being held in abeyance in the security area. Tubes have been obtained to replace the tubes taken from the accessory kits. Sets have been retained in issue stock.” (Emphasis supplied). and reporting, at page 2 thereof, the replacement cost for each 4X150G electron tube, as follows: “300 each tube type 4X150G at $40.82—$12,246.00.” As is indicated on the designated page 2 of the at- tachment, 48 radio kit sets, each containing two 4X150G electron tubes, were shipped from the Tobyhanna Army Depot to the Lexington Blue Grass Army Depot, Lex- ington, Kentucky and to the Electronic Proving Ground, Fort Huachuea, Arizona. The subject tubes in these sets were not examined at Tobyhanna prior to ship- ment. In addition, 48 radio kit sets, each also contain- ing two 4X150G electron tubes, were shipped to the Sac- ramento Army Depot, Sacramento, California. We are awaiting the receipt of certified copies of comparable official documents, under the seal of the Secretary of the Army, or affidavits, from each of the aforesaid depots. We anticipate that we will be in receipt of such docu- mentation by no later than May 30, 1973. However, in lieu thereof, if the defendants are willing to stipulate to the cost of replacing the 4X150G electron tubes in the kits shipped to said depots on the basis of the enclosure, the proofs for this aspect of the case can be closed and the matter could be set down for argument forthwith. By carbon copy of this letter, the attorneys for the defendants are being provided with a copy of the en- closure and are being requested to immediately advise us 89 whether or not they will accept the enclosure as proof of the replacement cost for each 4X150G electron tube. Respectfully, HERBERT J. STERN United States Attorney By: CAROLYN E. ARCH Assistant U.S. Attorney Encl. CM/RRR No. 271140 ec: Jack Ballan, Esq. CM/RRR No. 271141 William Rossmoore, Esq. CM/RRR No. 271142 90 UNITED STATES OF AMERICA [SEAL] DEPARTMENT OF THE ARMY Tobyhanna, Pa. 18 April 73 I HEREBY CERTIFY that the documents attached hereto are true and correct copies of letter dated July _ 1964, with attachments, and Disposition Form dated 18 June 1964 pertaining to quantity of vacuum tubes 4X 150G supplied by Model Engineering and Manufacturing Corporation, official documents in the custody of the Director for Quality Assurance at Tobyhanna Army Depot, Tobyhanna, Pa. /s/ William J. Lord (Signature of Custodian) WILLIAM J. LorD Director of Quality Assurance I HEREBY CERTIFY that William J. Lord, who signed the foregoing certificate, is the Director for Quality Assurance and custodian of the official document contained in this file, and that full faith and credit should be given to his certification. IN TESTIMONY WHEREOF I, ROBERT F. FROE- HLKE, Secretary of the Army, have hereunto caused the seal of the Department of the Army to be affixed and my name to be subscribed by the Administrative Assist- ant of the said Department, at the City of Washington, this 23rd day of April, 1973. /s/ Robert F. Froehlke ROBERT F. FROEHLKE Secretary of the Army By /s/ John G. Connell, Jr. Administrative Assistant 91 [ILLEGIBLE] FORM [For OFFICIAL UsE ONLY] Symbol or File Reference: SSMTO-AQ Subject: Radio Set, Group OA-1387A, TRC, FSN 5820-892-0698 To—Ch, SPAR From-—Ch, Qual Assur O Date—i8 Jun 64 CMT I S. Ponder/ama/249 1. Request that Box 5/5 subject equipment received from Model Engineering Mfg. Corp., P.O. 15263-PP-63 be opened and all electron tubes type 4X150G, FSN 5960- 264-9508, manufactured by Eitel-McCullough (Eimac) be replaced with tubes from stock. Tubes are available — stock procured from Eitel-McCullough on P.O. 07200- P-61. 2. All tubes removed from the equipment must be isolated and placed in CRC-9 in a secure location. Each tube must be tagged or otherwise identified as being removed from a specific serial number, pkd, date, etc., and signed by two responsible individuals, capable of attesting in criminal or civil proceedings. Photograph should be taken to depict various phases of the project. 3. The serial number and manufactured date number are to be recorded for reporting to the Chicago Army District. This office will formalize the report on com- pletion. 4. Subject stock is to be retained in issue stock on completion of the project. It is currently frozen from issue. 5. Mr. Gabriel Unis, QC Specialist, of this office will be present to witness the operation. Request that he be contacted when the project is started. 92 6. Request this project be expedited. /s/ Seldon Ponder SELDON PONDER Chief, Quality Assurance Office Cy furn: Legal O (2 cys) Ch, Storage Div TO C/Storage Div. From C/SPAR Div. Date 25 June 64 CMT 2 T O’'HARA/mv/610 Request concurrence with comment No. 1 and SPAR Division notified of action completion. /8/ Thomas W. O’Hara MASON C. LINN C/SPAR Div. 93 COMEBACK COPY: Q.A.0. COORDINATION SHEET (“For OFFICIAL UsE ONLY’’} 2 JUL 1964 SSMTO-AQ-C SUBJECT: Alleged MIL-E-1 Irregularities of Vacuum Tubes Jan 4X150G, Reference DA-36-039- 01188(E) and DA-36-039-01080(E) TO: Commanding Officer U.S. Army Material Command Chicago Procurement District ATTN: AMXCH-IT-3 623 South Wabash Avenue Chicago, Illinois 60605 1. Reference your letter dated 18 June 1964. 2. Requirements of referenced letter has been accomp- lished. a. Quantity of one hundred fifty (150) sets were available in depot stock. b. One (1) set remaining intact as received, has been frozen from issue, and held in the security area. c. Two hundred and ninety-eight (298) subject tubes have been removed from 149 each Accessory Kits, boxes #5/5, are being held in abeyance in the security area. Tubes have been obtained to replace the tubes taken from the accessory kits. Sets have been retained in issue stock. d. Attached as inclosure #1 is a list of subject tube serial numbers, and other required information. e. Inclosure #2 is a sample of the tag that was annotated, signed and attached to each of the 298 each tubes removed from the 149 each Accessory Kits, box #5 of 5. 3. Records at this depot indicate that forty-eight (48) sets were shipped to the following consignees: 94 a. 39 each on requisition number A2256641040438 and 1 each on requisition #+A2256641040439 to Signal Stock Account Programmed Stock, Lexington Army Depot, Lex- ington, Kentucky. b. 8 each on requisition #A6130041072126 to Con- solidated Supply Property Officer, U.S.A. Electronic Prov- ing Ground, Fort Huachuca, Arizona. 4. The following is a cost break-down for labor, ma- terial and inspection to remove tubes from 149 sets: 20.5 hrs @ $2.93 per hr. $ 60.07 20.5 hrs @ 2.28 per hr. 46.74 61.5 hrs @ 2.36 per hr. 145.14 20.5 hrs @ 4.27 per hr. 87.54 123 hrs total labor $ 339.49 overhead 123 hrs @ 0.95 116.85 Total labor $ 456.34 300 each tube type 4X150G @ $40.82 $12,246.00 Total $12,702.34 5. Photographs depicting various phases of this project i.e. removing tubes from kits, are available for evi- dentiary purposes from this headquarters upon request. 6. 298 each tube type 4X150G are being held in abeyance pending disposition instructions from your of- fice. For THE COMMANDER: B. R. YARGS Ist Lt, CrdC Adjutant 2 Incl as Cy furn: CG, USAMC, ATTN: AMCGC-S, WASH DC CG, USASMC, ATTN: Judge Advocate Wash, D.C., (2 cys) CG, USASMC, ATTN: AMSSN-QA, Wash, DC 95 [Dispatched 2 Jul 1964—Dispatched Message Center Tobyhanna Army Depot] Serial Numbers Box Number Partial No. B/L No. DO-23703 48-50 6 B7339243 2H-16782 48-50 6 B7339243 K9-42463 44-50 6 B7339243 1C-21408 44-50 6 B7339243 J-9-16341 45-50 6 B7339243 (B, R or P) 0-40069 45-50 6 B7339243 2F-20919 43-50 6 B7339243 2H-12285 43-50 6 B7339243 2H-12607 46-50 6 B7339243 21-09194 46-50 6 B7339243 2F-15200 45-50 5 B7339242 2D-20803 45-50 5 B7339242 2D-25248 42-50 5 B7339242 21-17322 42-50 5 B7339242 21-09914 47-50 5 B7339242 2G-18332 47-50 5 B7339242 AO-22382 49-50 6 B7339243 2F-45732 49-50 6 B7339243 J9-22904 42-50 6 B7339243 DO-16655 42-50 6 B7339243 2G-24037 50-50 5 B7339242 2H-16934 50-50 5 B7339242 2F-38479 48-50 5 B7339242 2H-13121 48-50 5 B7339242 2C-26366 46-50 5 B7339242 2F-35032 46-50 5 B7339242 1L-42953 44-50 5 B7339242 2B-25202 44-50 5 B7339242 3L-08535 28-30 20 B7340402 3L-06243 28-30 20 B7340402 2G-23864 43-50 5 B7339242 2A-12373 43-50 5 B7339242 D9-06036 42-50 4 B7339098 3K-30824 42-50 4 B7339098 21-07986 41-50 5 B7339242 1K-21701 41-50 5 B7339242 3L-05690 45-50 4 B7339098 1C-29196 45-50 4 B7339098 AO-25206 41-50 4 B7339098 3L-04779 41-69 4 B7339098 Serial Numbers Box Number Partia! No. B/L No. 1F-04349 50-50 2 B7338449 21-13406 50-50 2 B7338449 1C-28145 41-50 2 B7338449 1A-09209 41-50 2 B7338449 1B-11125 46-50 2 B7338449 1H-05366 46-50 2 B7338449 L9-05282 44-50 2 B7338449 1F-23746 44-50 2 B7338449 1H-04767 48-50 3 B7339097 21-16383 48-50 3 B7339097 1D-04323 45-50 1 B7338448 1B-36135 45-50 1 B7338448 1B-10427 46-50 3 B7339097 2H-13895 46-50 3 B733°9097 2G-23679 48-50 2 B7338449 2H-16976 48-50 2 B7338449 2C-32202 47-50 2 B7338449 2H-15202 47-50 2 B7338449 1J-12551 45-50 3 B7339097 21-07867 45-50 3 B7339097 3L-11264 50-50 4 B7339098 3L-06889 50-50 4 B7339098 3L-08534 49-50 4 B7339098 FO-19782 49-50 4 B7339098 21-14798 49-50 5 B7339242 2H-13588 49-50 5 B7339242 2F-13192 50-50 3 B7339097 1C-11282 50-50 3 B7339097 3L-09744 46-50 4 B7339098 EO-24488 46-50 4 B7339098 3L-04655 44-50 4 B7339098 EO-16345 44-50 4 B7339098 L9-21255 47-50 4 B7339098 FO-32384 47-50 4 B7339098 BO-31128 43-50 4 B7339098 DO-16634 43-50 4 B7339098 3L-06357 48-50 4 B7339098 3K-14363 48-50 4 B7339098 1C-21304 49-50 | B7338448 1C-20586 49-50 1 B7338448 2B-27361 43-50 2 B7338449 1C-29454 43-50 2 B7338449 1C-27970 49-50 2 B7338449 1C-37490 49-50 2 B7338449 1A-10293 42-50 2 B7338449 1B-29512 42-50 2 B7338449 Serial Numbers Box Number Partial No. B/LNo. 11-59628 42-50 3 B7339097 1H-55380 42-50 3 B7339097 21-08307 41-50 3 B7339097 2G-24061 41-50 3 B7339097 21-06542 49-50 3 B7339097 21-22312 49-50 3 B7339097 1C-37516 47-50 3 B7339097 1D-20008 47-50 3 B7339097 1D-04600 43-50 3 B7339097 1C-37830 43-50 3 B7339097 1F-22929 44-50 3 B7339097 21-08632 44-50 3 B7339097 1B-10565 45-50 2 B7338449 1C-22299 45-50 2 B7338449 1F-22625 44-50 1 B7338448 1C-28057 44-50 1 B7338448 1F-11142 42-50 1 B7338448 1D-04364 42-50 1 B7338448 1F-13259 46-50 1 B7338448 1D-12571 46-50 1 B7338448 1G-32008 41-50 1 B7338448 1C-16972 41-50 1 B7338448 1F-47216 47-50 1 B7338448 1D-03999 47-50 1 B7338448 1C-37453 48-50 1 B7338448 1C-13420 48-50 1 B7338448 1D-04460 50-50 1 B7338448 1C-16977 50-50 1 B7338448 1J-05734 50-50 14 B7339935 1D-04802 50-50 14 B7339935 1E-29495 43-50 14 B7339935 1C-13442 43-50 14 B7339935 1B-37399 44-50 14 B7339935 L9-17974 44-50 14 B7339935 1B-38157 43-50 1 B7338448 1C-45676 43-50 1 B7338448 1D-12402 42-50 13 B7339934 1B-38344 42-50 13 B7339934 1C-45551 49-50 14 B7339935 1C-29066 49-50 14 B7339935 11-52768 46-50 14 B7339935 1C-27909 46-50 14 B7339935 1C-37540 45-50 14 B7339935 10-21216 45-50 14 B7339935 1L-23200 49-50 7 B7339244 21-08965 49-50 7 B7339244 Serial Numbers Box Number Partial No. B/L No. 1J-13818 46-50 7 B7339244 21-08549 46-50 7 B7339244 2D-10886 50-50 7 B7339244 21-13714 50-50 7 B7339244 1C-10804 47-50 7 B7339244 DO-11641 47-50 7 B7339244 1C-16996 42-50 8 B7339456 K9-39870 42-50 8 B7339456 2A-12614 41-50 7 B7339244 2F-16246 41-50 7 B7339244 2C-28834 48-50 7 B7339244 K9-38062 48-50 7 B7339244 2A-09665 45-50 7 B7339244 2B-24426 45-50 7 B7339244 21-08279 42-50 7 B7339244 1K-18565 42-50 7 B7339244 21-14797 44-50 7 B7339244 2B-24110 44-50 7 B7339244 1C-29526 50-50 8 B7339456 K9-38069 50-50 x B7339456 2A-11984 44-50 x B7339456 1B-37464 44-50 x B7339456 2H-16835 43-50 7 B7339244 1D-03986 43-50 7 B7339244 21-13772 50-50 6 B7339243 21-17495 50-50 6 B7339243 2F-34960 Loose Dome 47-50 6 B7339243 BO-29203 47-50 6 B7339243 2H-10989 41-50 6 B7339243 2B-58783 41-50 6 B7339243 DO-14637 45-50 8 B7339456 1C-13584 45-50 x B7339456 2A-09562 49-50 x B7339456 21-08029 49-50 B7339456 1C-29864 46-50 ~ B7339456 1H-50193 46-50 - B7339456 3L-08019 43-50 ~ B7339456 K9-42462 43-50 8 B7339456 CO-26880 41-50 x B7339456 K9-38077 41-50 x B7339456 1B-38163 66-75 10 B7339458 DO-14714 66-75 10 B7339458 L9-23934 49-50 9 B7339457 CO-24254 49-50 9 B7339457 1H-07858 61-75 10 B7339458 G7-14349 61-75 10 B7339458 Serial Numbers Box Number Partial No. B/L No. BO-23862 63-75 10 B7339458 17-01429 63-75 10 B7339458 1C-29015 64-75 10 B7339458 1C-28062 64-75 10 B7339458 8K-30220 74-75 10 B7339458 1G-22374 74-75 10 B7339458 17-09700 41-50 11 B7339459 K9-38084 41-50 11 B7339459 3L-04391 70-75 10 B7339458 31-14251 70-75 10 B7339458 H7-17449 50-50 11 B7339459 1C-29347 50-50 11 B7339459 17-15753 43-50 11 B7339459 1C-29116 43-50 11 B7339459 G8-18875 46-50 11 B7339459 E7-05811 46-50 11 B7339459 1C-37862 47-50 11 B7339459 K9-44371 47-56 11 B7339459 1C-37691 42-50 11 B7339459 1F-11552 42-50 11 B7339459 1C-29016 49-50 11 B7339459 1C-28941 49-50 11 B7339459 17-15730 45-50 11 B7339459 1C-37558 45-50 11 B7339459 11-58697 42-50 15 B7339936 2A-09659 42-50 15 B7339936 1C-28985 49-50 12 B7339933 1D-28782 49-50 12 B7339933 1C-17100 44-50 11 B7339459 1C-21543 44-50 11 B7339459 1C-28937 46-50 12 B7339933 1D-05022 46-50 12 B7339933 1C-46928 48-50 16 B7339937 1C-21679 48-50 16 B7339937 1C-18172 43-50 12 B7339933 1C-29007 43-50 12 B7339933 1C-13177 50-50 17 B7340225 1C-37440 50-50 17 B7340225 1C-10396 47-50 12 B7339933 1C-10619 47-50 12 B7339933 1K-43823 45-50 12 B7339933 10-32253 45-50 12 B7339933 3K-30063 47-50 ® B7339456 3G-23261 47-50 x B7339456 1C-13729 41-50 12 B7339933 1L-21336 41-50 12 B7339933 Serial Numbers Box Number Partial No. B/L No. 3L-11740 73-75 10 B7339458 3L-04777 73-75 10 B7339458 31-21268 68-75 10 B7339458 3L-05131 68-75 10 B7339458 1F-13747 65-75 10 B7339458 3L-09777 65-75 10 B7339458 17-01524 48-50 ll B7339459 1G-35768 48-50 ll B7339459 17-09712 75-75 10 B7339458 1C-13748 75-75 10 B7339458 3L-11830 69-75 10 B7339458 3L-08567 69-75 10 B7339458 L9-24115 72-75 10 B7339458 H7-06827 72-75 10 B7339458 1C-13299 50-50 12 B7329933 1C-18024 50-50 12 B733¢933 1G-45820 48-50 12 B7339933 L9-08902 45-50 12 B7339933 1L-39932 42-50 12 B7339933 1C-29105 42-50 12 B7339933 2D-19310 48-50 8 B7339456 1J-51849 48-50 x B7339456 L9-24256 47-50 9 B7339457 B,P or R 0-39921 47-50 9 B7339457 C8-13118 42-50 9 B7339457 2H-16724 42-50 9 B7339457 AO-14548 42-50 14 B7339935 1C-46707 42-50 14 B7339935 1D-12220 41-50 14 Loose dome B7339935 1D-03187 41-50 14 B7339935 1E-12748 48-50 14 B7339935 1B-10544 48-50 14 B7339935 2A-11227 50-50 13 B7339934 1C-11180 50-50 13 B7339934 1D-12373 48-50 13 B7339934 1B-28877 48-50 13 B7339934 11-61581 45-50 13 B7339934 1G-33418 45-50 13 B7339934 FO-31486 71-75 10 B7339458 K9-38080 71-75 10 B7339458 3L-06430 67-75 10 B7339458 3L-05354 67-75 10 B7339458 1C-13672 62-75 10 B7339458 1C-29529 62-75 10 B7339458 L9-28972 50-50 9 B7339457 Serial Numbers Box Number Partial No. B/L No. 1F-36686 50-50 9 B7339457 AO-16444 45-50 i) B7339457 L9-42428 45-50 9 B7339457 21-09008 41-50 9 B7339457 17-15664 41-50 9 B7339457 DO-20794 43-50 9 B7339457 BO-33622 43-50 9 B7339457 2H-13682 44-50 9 B7339457 BO-40042 44-50 9 B7339457 J9-16667 46-50 9 B7339457 J9-23199 46-50 9 B7339457 1C-37585 48-50 9 B7339457 DO-11579 48-50 9 B7339457 1D-12183 47-50 14 B7339935 K9-26257 47-50 14 B7339935 1G-23337 43-50 13 B7339934 1D-04753 43-50 13 B7339934 1C-29046 47-50 13 B7339934 1C-18022 47-50 13 B7339934 1C-46901 46-50 13 B7339934 GO-26812 46-50 13 B7339934 AO-14534 44-50 13 B7339934 1K-12055 44-50 13 B7339934 1L-10878 49-50 13 B7339934 1G-31976 49-50 13 B7339934 1C-18013 41-50 13 B7339934 1D-10943 41-50 13 B7339934 1C-10731 44-50 12 B7339933 17-15712 44-50 12 B7339933 102 DATE OF INSPECTION SHIPMENT NUMBER ON WHICH RECEIVED —— BILL OF LADING NUMBER CONTRACT NUMBER DA-36-039-AMC-01080(E) P.O. 15263-PP-63-A1-51 SIGNATURE OF INSPECTOR GABRIEL F. UNIS, Q.A.0. INSP. SIGNATURE OF ITEM IDENTIFIER WILLIAM FRITCH, STG. DIV. LT. SERIAL NUMBER OF TUBE DATE TUBE WAS TAKEN OUT OF BOX Ineld #2 103 WILLIAM ROSSMOORE Counselor at Law 744 Broad Street Newark, New Jersey 07102 (201) 622-3791 [Miss Arch, United States Attorney, District of New Jersey, Rec’d Mail Room. 1973 May 25 AM 9:07 613694—Civ. 1141-67] May 24, 1973 Honorable John J. Kitchen U.S. District Court Post Office Building Camden, New Jersey 08101 Re: U.S. v. Philip L. Bornstein, et al. Civil Action No. 1141-67 My dear Judge Kitchen: I am in receipt of a copy of Miss Arch’s letter to you dated May 22, 1973. I was quite surprised, at this late date, after briefs had been submitted by both sides, and almost two months after the scheduled trial date to receive this attempt to add totally new facts to the case. I point out to the Court the following: 1. While Miss Arch’s letter states that it is “in com- pliance with Stipulation No. 17(0)”, it most cer- tainly is not in such compliance. Stipulation No. 17 (o) called for proof by “affidavit or voucher”. The attachments to Miss Arch’s letter contain neither. 2. The attachments in no way substantiate the claim in Stipulation No. 17(0) that the “cost to the United States in replacing the 442 falsely marked 4x150G electron tubes was $40.82 per tube or a total of $18,042.44”. The letter from the Chief of the Quality Assurance Office dated June 18, 1964 specifically a ee 104 states, “that the tubes are to be replaced with tubes from stock”. The letter from B. R. Yaros dated July 2, 1964 indicates compliance with this and the re- moval of only 298 tubes. The hypothetical cost break down in para. 4 of that letter is unsupported by either an affidavit or a voucher. . Even if the attachments to Miss Arch’s letter be accepted by the Court for whatever they are worth, they show maximum damages of 298 x $40.82 or a total of $12,164.36 instead of the $18,042.44 claimed. . Since the Government’s claim for 35 forfeitures is based on 35 invoices accompanying 8 vouchers in- volving the shipment of 342 radio sets containing 684 of the tubes in question, we have at this point no way of knowing how many of these 8 vouchers and 35 invoices actually contained the 150 radio sets, or 298 tubes which were removed as faulty. Accord- ingly there is now a total lack of proof to justify any more than one forfeiture based on the one contract involved. . Obviously I cannot enter into the stipulation requested by Miss Arch neither as to the cost of the 298 tubes referred to in the attachments to her letter, nor as to an additional 96 radio kit sets shipped to Lexing- ton, Kentucky; Ft. Huachuca, Arizona; or Sacra- mento, Calif. If these additional radio sets, each containing 2 of the tubes in question were included, the total would rise to 492 tubes, 50 more than the highest claim the Government has made to date. The total of 492 tubes arises from the 150 sets referred to in the attachments to Miss Arch’s letter and the additional 96 sets or a total of 246 sets each con- taining 2 tubes. . In any event, no further evidence should now be received which was not at hand or readily available at the last trial date of March 29, 1973 and was known of, or could have been known of, by the Government at that time. Stipulation 17(0) clearly contemplated the prompt submission of an affidavit 105 or vouchers in lieu of evidence which the Govern- ment attorneys would have been prepared to offer at trial at that time, not an endless search through countless government offices for new evidence. This applies equally to the atiachments to Miss Arch’s letter of May 22 and to tie future submissions re- ferred to therein. Respectfully submitted, /s/ William Rossmoore lb William Rossmoore Attorney for Defendant Gerald Page ec: Jack Ballan, Esq. Carolyn Arch, Esq. 106 JACK BALLAN Counselor at Law 14-25 Plaza Road Fair Lawn, N.J. 07410 (201) 796-0719 796-4900 [Arch, United States Attorney, District of New Jersey, Rec’d Mail Room. 1973 May 29 AM 8:35, May 25, 1973. 613694—Civ. 1141-67. See 737,606] Hon. John J. Kitchen United States District Court Post Office Building Camden, New Jersey 08101 Re: U.S. v. Philip L. Bornstein, et al. Civil Action No. 1141-67 My dear Judge Kitchen: I have received the letter of William Rossmoore, Esq., dated May 24, 1973, which pertains to the Government’s most recent submission of documents in the above. Mr. Roosmoore’s letter was written following our consulta- tion. The undersigned attorney for the defendant Philip L. Bornstein, agrees in every respect with the contents of Mr. Roosmoore’s letter and herewith adopts the same with regard to the defendant Bornstein. Respectfully yours, /s8/ Jack Ballan JACK BALLAN JB/do ec: William Rossmoore, Esq. Carolyn Arch, Esq. 107 June 4, 1973 The Honorable John J. Kitchen United States District Judge P.O. Building & Court House Camden, N.J. Re: U.S.A. v. Philip L. Bornstein, et al. Civil Action No. 1141-67 Dear Judge Kitchen: Transmitted is the Affidavit of John E. Russel, Chief, Maintenance Quality Control Division, Directorate for Quality, Sacramento Army Depot, Sacramento, California, which he states, inter alia, that— (a) 96 counterfeit 4X150G [electron] tubes were found in and removed from all Radio Kit Sets on hand at said Depot which were manufactured by Model En- gineering and Manufacturing Corp., Inc.; that (b) each of the 96 counterfeit 4X150G tubes was re- placed with a genuine JAN 4X150G tube received di- rectly from the manufacturer, Eitel-McCullough; that (c) at the time in question, the unit price for a new, unused, genuine JAN 4X150G electron tube was $40.82; and that (d) the total cost to replace the 96 counterfeit tubes with genuine JAN tubes was $3,918.72. Respectfully, HERBERT J. STERN United States Attorney By: CAROLYN E. ARCH Assistant U.S. Attorney Encl. CM/RRR No. 271144 ce: (w/encl.) Jack Ballan, Esq. (CM/RRR No. 271145) William Rossmoore, Esq. (CM/RRR No. 271146) 108 CEA:Ie UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil No. 1141-67 UNITED STATES OF AMERICA, PLAINTIFF Vv. PHILIP L. BORNSTEIN, ET AL., DEFENDANTS AFFIDAVIT STATE OF CALIFORNIA ) ) ss: COUNTY OF SACRAMENTO ) I, JOHN E. RUSSELL, of full age, being first duly sworn, upon my oath, depose and say: 1. I am, and have been for the last 21 years, employed by the United States Army, at the Sacramento Army Depot, Sacramento, California, in employment positions involving the inspection of military electronic equipment. 2. I am presently Chief of the Maintenance Quality Control Division, Directorate for Quality, Sacramento Army Depot, Sacramento, California. 3. In June, 1964, my employment position at the Sac- ramento Army Depot was Chief, Quality Assurance Of- fice, Engineering Branch. 4. In June, 1964, the Sacramento Army Depot re- ceived a teletype from the Commanding General, U.S. Army Materiel Command, Washington, D.C., referenced: “Subject: Defective JAN Tubes” which (a) advised that non-standard, without warranty, 4X150G tubes that had been sold by their manufacturer, Eitel McCullough (EIMAC), to Arthur H. Richardson, Inc., Chicago, Illinois (Richardson), which further sold them to Sonora Electromatics, Inc., Paterson, New Jersey 109 (Sonora), might possibly be included in the Radio Set Groups manufactured by Model Engineering and Manu- facturing Corp., Inc., Indiana (MEMCOR), under Con- tract No. DA-36-039-AMC-01080(E), that had been shipped to the Sacramento Army Depot, (b) that Sonora had added on the suspect tubes, in an orange paint which almost matched the EIMAC symbolization, the nomenclature: “JAN-CIM-4X150G”, and (ce) directed that the following project be under- taken: that the Sacramento Army Depot inspect said Radio Set Groups for and locate the counterfeit tubes, remove them, freeze them, and compare their serial num- bers to a list of serial numbers of the tubes known to have been sold by EIMAC to Richardson, as aforesaid. 5. On June 15, 1964, I was appointed Project Officer for this project and, in accordance therewith, proceeded to obtain and have obtained, for inspection, the location at the Sacramento Army Depot of all electronic equip- ment which could possibly contain the counterfeit 4X150G tube types. 6. By June 24, 1964, all electronic equipment manu- factured by MEMCOR under the aforesaid Contract lo- cated at the Depot had been inspected. Ninety-six coun- terfeit 4X150G tubes were found in the Radio Set Groups, removed therefrom, tagged and placed under the control of the Security Officer. 7. Each of the 96 counterfeit tubes removed was re- placed with a genuine JAN 4X150G tube received di- rectly from the manufacturer, EIMAC. 8. The unit price, in June, 1964, for new, unused, genuine JAN tube type No. 4X150G, identified in the Department of Army Supply Manual, SM 11-2-4, as Federal Schedule Stock No. 5960-264-9508, was $40.82. 9. The total replacement cost for the 96 genuine JAN 4X150G tubes was $3,918.72. /s/ John E. Russell JOHN E. RUSSELL 110 111 Sworn and Subscribed to before me this 30th day of JACK BALLAN May, 1973. COUNSELLOR AT LAW 14-25 Plaza Road Fair Lawn, N. J. 07410 /s/ Amelia J. Edwards (201) 796-0719 AMELIA J. EDWARDS 796-1900 Notary Public {Notary Public Stamp] June 7, 1973 Hon. John J. Kitchen United States District Judge P.O. Building & Court House Camden, New Jersey Re: U.S.A. v. Philip L. Bornstein, et al. Civil Action No. 1141-67 My Dear Judge Kitchen: I object to the most unusual tactics of the Government in periodically submitting statements to the Court, long after the time to respond has passed. The latest statement, of June 4, 1973, contained preju- dicial statements of fact to which the undersigned would never have agreed, if given an opportunity to discuss the same. I most respectfully ask the Court to ignore and reject this and the prior submission, both of which are viola- tive of the letter and spirit of the Stipulation of Facts heretofore agreed upon, after several days of very in- tensive negotiations. I wish to register the strongest objection to the unfair tactics of the Government in its use of the word “counter- feit”, to describe the tubes in question. This opens up an entire new factual area and is highly improper. Finally, if the Court does not choose to refuse to admit these documents, may I note that the latest document includes an additional and different claim of damages. Again, as pointed out in a previous response by defend- | ants, such data renders the Government’s entire case qaaneennee, See 112 ambiguous and makes it impossible to fix either damages or forfeitures. Respectfully Submitted, /s/ Jack Ballan JACK BALLAN Attorney for Defendant Bornstein JB/do ec: U.S. Attorney Attn: Carolyn E. Arch Assistant U.S. Attorney Newark, N.J. ec: William Rossmoore, Esq. 113 WAC,Jr:le The Honorable John J. Kitchen U.S. District Judge P.O. Building & Court House Camden, N.J. RE: U.S.A. v. Philip L. Bornstein, et al. Civil No. 1141-67 June 11, 1973 Dear Judge Kitchen: We have received the letters of William Rossmoore, Esq. dated May 24, 1973 and June 8, 1973 and Jack Ballan, Esq. dated May 25, 1973 and June 7, 1973 in the captioned matter. These letters complain that the United States, by submitting additional proofs pursuant to para- graph 17(0) of the Stipulation of Facts, is engaging in unusual and unfair tactics and is attempting to add addi- tional and different claims and totally new facts to the case. Nothing could be further from the truth. The facts which are binding upon the parties in this case are set forth in the Stipulation filed on April 13, 1973. Moreover, the Government will not, and indeed, cannot claim that it suffered at the hands of the defend- ants, damages in excess ef $18,042.44 as set forth in the complaint. Paragraph 17(0) of the Stipulation requires the United States to prove by affidavit or voucher that the cost in replacing the 442 falsely marked 4X150G tubes was $40.82 per tube or a total of $18,042.44. The documents tendered by the Government under letters dated May 24 and June 4, 1973 are intended to do noth- ing more than meet this proof. These documents are not intended to alter, change or modify any of those facts which are set forth in the Stipulation. However, regardless of paragraph 17(0), the United States submits that the measurement of damages which it suffered by receipt of the 442 counterfeit tubes is clearly established by paragraph 17(q) to be $18,000— the amount Model paid the Government in November 1964 for submission of these tubes. 114 The Government has argued (Supplemental Memoran- dum of Law, p. 21) that this $18,000 should not be credited to the defendants, but that if it is, it should be set off from the double damages. The defendants have replied (defendants’ Answering Trial Memorandum, p. 10) that this sum should be credited before damages are doubled. We have recently discovered cases in the analogous area of anti-trust trebel damages that may shed some light on this issue, which we believe should be brought to the Court’s attention: Lysfjord v. Flintkote, 135 F. Supp. 672 (S.D. Cal. 1955), rev. on other grounds, 246 F.2d 368, 397-98 (9th Cir. 1957), cert. denied, 355 U.S. 835 (1957); Bal Theatre Corp. v. Paramount Film Dis- tributing Corp., 206 F.Supp. 708, 715 (N.D. Cal. 1962) ; Semke v. Enid Automobile Dealers Association, 320 F. Supp. 445, 447 (W.D. Ok. 1970), rev. on other grounds, 456 F.2d 1361 (10th Cir. 1972). Respectfully yours, HERBERT J. STERN United States Attorney By: WILLIAM A. CARPENTER, JR. Assistant U.S. Attorney ec: William Rossmoore, Esq. Jack Ballan, Esq. 115 CEA:Ie UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Civil No, 1141-67 UNITED STATES OF AMERICA, PLAINTIFF v. PHILIP L. BORNSTEIN, ET AL., DEFENDANTS ORDER OF DISMISSAL WHEREAS, the summons which issued in the above- entitled action to defendant, United National Labs, Divi- sion of Sonora Electromatics, Inc., a corporation of the State of New Jersey, was returned to this Court on January 10, 1968, endorsed: “not served”; WHEREAS, because said defendant has not, to date, been served with process in the above-entitled action, no jurisdiction over it has been obtained by this Court, and the matter has proceeded to judgment against the re- maining defendants; NOW, THEREFORE upon the application of the plain- tiff, the United States of America, by these presents, pursuant to and in accordance with Rule 41(a) (2) of the Federal Rules of Civil Procedure, 28 U.S.C., this Court hereby orders that the above entitled action be and the same hereby is dismissed as to defendant, United National Labs, Division of Sonora Electromatics, Inc., a corporation of the State of New Jersey, without costs. JOHN J. KITCHEN JOHN J. KITCHEN United States District Judge 116 On the Motion of: HERBERT J. STERN United States Attorney Attorney for Plaintiff, United States of America By: /s/ Carolyn E. Arch CAROLYN E. ARCH Assistant U.S. Attorney [Original Filed Jul. 19, 1973] 117 SUPREME COURT OF THE UNITED STATES No. 74-712 UNITED STATES, PETITIONER v. PHILIP L. BORNSTEIN, ET AL. ORDER ALLOWING CERTIORARI—Filed January 27, 1975 The petition herein for a writ of certiorari to the United States Court of Appeals for the Third Circuit is granted. Mr. Justice Douglas took not part in the consideration or decision of this petition. W ov. S. GOVERNMENT PRINTING OFrice; 1975 S71710 ©6130 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_0247%3A2. Public record. Not legal advice.