# Opposition Brief — Redgrave v. Boston Symphony Orchestra, Inc.

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385002_0521%3A3

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1989
- **Citation:** 488 U.S. 1043

## Text

No. 88-912 JOSEPH F. SPANIOL, JR,

In the
Supreme Court of the United States

OcTOBER TERM, 1988

VANESSA REDGRAVE,
PETITIONER,

Vv.

BOSTON SYMPHONY ORCHESTRA, INC.,
RESPONDENT.

ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE FIRST CIRCUIT.

Brief in Opposition to Petition for Writ of Certiorari

Of Counsel: Rosert E. SULLIVAN*
JouHN T. HARDING, Jr. HuGu G. STEVENSON
Ze_Le & LARSON CASSANDRA WARSHOWSKY
Ill University Office Park PALMER & DODGE
95 Sawyer Road One Beacon Street -
Waltham, Massachusetts 02154 Boston, Massachusetts 02108
(617) 891-7020 (617) 573-0100
Counsel for Respondent
*Counsel of Record

December 30, 1988

BATEMAN & SLADE, INC. BOSTON, MASSACHUSETTS

“Fr
Y~

COUNTERSTATEMENT OF QUESTION PRESENTED

Whether the First Circuit Court of Appeals, sitting in diver-
sity, properly relied on two state statutory grounds and a state
constitutional ground in affirming judgment against petitioner’s
civil claim under a Massachusetts statute, Mass. Gen. L.
ch. 12, §§ 11H - 111 (1986).

SS

RULE 28.1 LISTING

Respondent Boston Symphony Orchestra, Inc. has no parent
companies, subsidiaries, or affiliates to list pursuant to Sup.
Ct. R. 28.1.

Table of Contents ill

Counterstatement of Question Presented i
Rule 28.1 Listing il
Table of Authorities ili
Counterstatement of the Case 2
Reasons for Denying the Writ 6

I. Petitioner Presents No Substantial Federal Question 6

A. The Holding Below Rested on Three State Law
Grounds 6

B. The Court Below Properly Considered State
Court Responses to Certified Questions in Con-

struing State Law 8
C. Even the Federal Issue Not Reached Below
Would Be Inappropriate For Review 12

II. This Court Should Not Grant Certiorari to Review
the First Circuit’s Reading of Massachusetts Law 13

Conclusion 15
Table of Authorities
CASES

Angel v. Bullington, 330 U.S. 183 (1947) 11
Baird v. Attorney General, 371 Mass. 741, 360 N.E.2d

288 (1977) 10n
Batchelder v. Allied Stores Corp., 393 Mass. 819, 473

N.E.2d 1128 (1985) 3, Sn
Batchelder v. Allied Stores Int'l, Inc., 388 Mass. 83,

445 N.E.2d 590 (1983) 12n

Bernhardt v. Polygraphic Co. of America, 350 U.S.
198 (1956) 10

iV TABLE OF AUTHORITIES CITED

Butner v. United States, 440 U.S. 48 (1979) 14
Cabot Corp. v. Baddour, 394 Mass. 720, 477 N.E.2d

399 (1985) 11
City of Mesquite v. Aladdin’s Castle, Inc., 455 U.S.

283 (1982) 11, 13
Colonial Park Country Club v. Joan of Arc, 746 F.2d

1425 (10th Cir. 1984) 10
Commonwealth v. Upton, 394 Mass. 363, 476 N.E.2d

548 (1985) 12n
Conway v. Electro Switch Corp. , 825 F.2d 593 (1st Cir.

1987) 15n
Davis v. Sears, Roebuck and Co., 708 F.2d 862 (Ist

Cir. 1983) 15n
Domegan v. Fair, 859 F.2d 1059 (ist Cir. 1988) 14n, 15n
Doty v. Sewall, 784 F.2d 1 (ist Cir. 1986) 15n
Elwood v. Pina, 815 F.2d 173 (ist Cir. 1987) 15n

Erie Railroad Co. v. Tompkins, 304 U.S. 64 (1938) 9, 10

Grubba v. Bay State Abrasives, Div. of Dresser Indus..,
Inc., 803 F.2d 746 (ist Cir. 1986) 15n

Haring v. Prosise, 462 U.S. 306 (1983) 13

Jackson v. Liquid Carbonic Corp., No. 87-2073, slip
op. (ist Cir. Dec. 1, 1988) [available at 1988 U.S.

App. LEXIS 16115] 14n
Lehman Bros. v. Schein, 416 U.S. 386 (1974) 9
MacGregor v. State Mutual Life Assurance Co., 315

U.S. 280 (1942) 10n
Michigan v. Long, 463 U.S. 1032 (1983) 8,9, 10, 11
Mills v. Rogers, 457 U.S. 291 (1982) 11
Nolan v. Transocean Air Lines, 365 U.S. 293 (1961) 9
Palmer v. Hoffman, 318 U.S. 109 (1943) 14
Propper v. Clark, 337 U.S. 472 (1949) 14

TABLE OF AUTHORITIES CITED Vv
PruneYard Shopping Center v. Robins, 447 U.S. 74

(1980) 12n

Redgrave v. Boston Symphony Orchestra, Inc., 855
F.2d 888 (ist Cir. 1988) (en banc) 1, 2, 6, 7, 8 et seq.

Redgrave v. Boston Symphony Orchestra, Inc., 399

Mass. 93, 502 N.E.2d 1375 (1987) G,2s'453
Sutter v. Pitts, 639 F.2d 842 (1st Cir. 1981) 15n
The Tungus v. Skovgaard, 358 U.S. 588 (1959) 4
West v. American Telephone and Telegraph Co., 311

U.S. 223 (1940) 9

STATUTES AND RULES

Constitutions and Statutes:

U.S. Const. amend. I 12n, 13
Mass. Const. pt. 1, art. 16 8, 11, 12n
Massachusetts Civil Rights Act, Mass. Gen. L. ch.

12, $§ 11H - 111 (1986) passim
28 U.S.C. § 1332(a) (1982) 3
42 U.S.C. § 1983 (1982) 3

Rules:
Sup. Ct. R. 17 14
Former Sup. Ct. R. 19(1)(b), 398 U.S. 1011, 1030-

31 (1970) 14

S.J.C. Rule 1:03 12

No. 88-912
In the

Supreme Court of the United States
OcTOBER TERM, 1988

VANESSA REDGRAVE,
PETITIONER,

V.

BOSTON SYMPHONY ORCHESTRA, INC.,
RESPONDENT.

ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE FIRST CIRCUIT.

Brief In Opposition To Petition For Writ Of Certiorari

The respondent, Boston Symphony Orchestra, Inc. (BSO),
respectfully requests that this Court deny the petition for writ
of certiorari seeking review of the First Circuit Court of Ap-
peals’ opinion in this case. In that opinion, reported at 855
F.2d 888 (ist Cir. 1988) (en banc) (Coffin, J.) and set forth
at pages 1a-67a of petitioner’s appendix, the Court of Appeals
held, “in light of [its] understanding of state law, that the

2

district court correctly entered judgment for the BSO” on the
state statutory claim petitioner seeks to pursue before this
Court. /d. at 912, Pet. A. 43a.'

COUNTERSTATEMENT OF THE CASE

Petitioner Redgrave, an actress, sued the BSO for cancelling
a series of concerts that she had been hired to narrate in Boston
and New York. Soon after petitioner’s engagement the BSO
began receiving dozens of angry and abusive calls protesting
petitioner’s support of the Palestine Liberation Organization.
One caller stated that there would be “bloodshed and violence”
at Boston’s Symphony Hall if Redgrave appeared. C.A. App.
1386a, 1600a. Other callers threatened “trouble,” and some
stated that Redgrave’s engagement would “haunt” the Sym-
phony, that she “should perish,” and that the Symphony would
“mourn.” C.A. App. 1383a-1390a, 1674a. The people receiv-
ing these calls were “scared” and “shaken.” C.A. App. 1599a-
1601la, 1659a, 1673a.

BSO decision makers consulted with police authorities and
other people knowledgeable about the threatened disruptions.
They were told that Redgrave’s appearance at New York’s
Carnegie Hall might cause a riot, C.A. App. 593a-596a, that
security measures at Carnegie Hall had not prevented disrup-
tions in the past, C.A. App. 611a-613a, and that no amount
of security precautions could prevent the acts expected to dis-
rupt the concerts at Boston’s Symphony Hall. C.A. App.
1739a-1747a. Redgrave’s own agent cautioned her that “some-

‘References to “ Pet. A __” are to the appendix to the petition for certiorari.
References to “C.A. App. _” are to the joint appendix filed with the Court
of Appeals.

ee

3

thing might happen to her.” C.A. App. 1874a. The BSO de-
cided to cancel the concert series and offered all the guest
artists, including petitioner, their full performance fees. C.A.
App. 1515a-1517a.

Petitioner refused her fee and sued in federal court under
several state and federal theories, most of which were dismissed
as meritless before trial. C.A. App. 2a. Remaining for trial
were two state law claims, with jurisdiction resting on diversity
of citizenship. 28 U.S.C. § 1332(a) (1982). Petitioner and
another’ sued for breach of contract, and petitioner alone sued
under a state statute known as the Massachusetts Civil Rights
Act (MCRA), Mass. Gen. L. ch. 12, §§ 11H - 111 (1986).

Redgrave’s MCRA claim — the subject of this petition —
was that the BSO was liable under the Massachusetts statute
for allegedly interfering, “by threats, intimidation or coercion,”
with her exercise of free speech rights. The MCRA creates a
private cause of action for “[a]ny person whose exercise or
enjoyment of rights secured by the constitution or laws of the
United States, or of rights secured by the constitution or laws
of the commonwealth, has been interfered with . . . .” Mass.
Gen. L. ch. 12, § 111. A person may be liable for inter-
ference “by threats, intimidation or coercion” with such rights,
“whether or not acting under color of law.” Jd. § 11H. The
State statute thus “extend[s] beyond the limits of its Federal
counterpart,” 42 U.S.C. § 1983, “by incorporating private
action within its bounds.” Batchelder v. Allied Stores Corp.,
393 Mass. 819, 822, 473 N.E.2d 1128, 1131 (1985).

The district court (Keeton, J.) and a jury sitting in an advisory
capacity both concluded that the BSO did not cancel the con-
certs because of any disagreement with petitioner’s political
views. Rather, the district court specifically found that the
BSO decision makers cancelled the concerts because they were

? Vanessa Redgrave Enterprises, Ltd.

“4

concerned about potential disruptions that could jeopardize the
artistic integrity of the performance and the physical safety of
the performers and audience. Pet. A. 182a.’ The district court
concluded that the BSO could not in such circumstances be
held liable under the MCRA, and accordingly entered judgment
for the BSO.

Petitioner appealed, arguing that the district court should
have read the MCRA to impose liability on the BSO, even
though it cancelled the concerts for reasons of physical safety
and artistic integrity, because the cancellations ultimately re-
sulted from protests over petitioner’s political views. The First -
Circuit heard argument, and then on its own motion certified
two questions on the MCRA to the Massachusetts Supreme
Judicial Court (SJC). Pet. A. 93a-94a.*

The Supreme Judicial Court answered the specific questions
certified, and also provided explicit advice on “serious issues
which are not addressed in the questions but which are
suggested by the record of the case.” Redgrave v. Boston
Symphony Orchestra, Inc., 399 Mass. 93, 97, 502 N.E.2d
1375, 1377 (1987), Pet. A. 112a (plurality opinion). After
hearing argument from the parties and considering numerous
amicus submissions,* the SJC pointed out state law limits to
the MCRA resulting from this case’s unusual fact situation:

‘Petitioner has never challenged the sufficiency of the evidence supporting
these findings, notwithstanding her efforts to recast the trial record before this
Court. Petition at 5-9.

‘First, the Court of Appeals asked whether a defendant could be held liable
under the MCRA “if the defendant had no personal desire to interfere with the
rights of that person but acquiesced to pressure from third parties.” Pet. A.
93a. Second, the Court of Appeals asked if it would be a defense under the
MCRA “for the defendant to show that its actions were independently motivated
by additional concerns,” such as economic loss or physical safety. Pet. A. 94a.

*The Attorney General of Massachusetts, the American Jewish Congress,
the Lawyers’ Committee for Civil Rights Under Law of the Boston Bar Assoct-
ation and the Civil Liberties Union of Massachusetts submitted amicus briefs
to the SJC.

5

the BSO was itself engaged in speech protected by the MCRA,
and “was itself a victim of violations of [the MCRA] by those
persons who put pressure on the BSO to cancel” its own concert
series. Id.

The SJC justices, while writing three separate opinions on
the narrow questions certified, all agreed that the atypical
nature of this case could protect the BSO from MCRA liability.
The justices forming the plurality on the certified questions
acknowledged that, as a matter of statutory construction, “it
can be argued . . . that it was not within the legislative intent”
to punish a defendant under the MCRA simply for deciding
“not to speak (i.e., perform).” 399 Mass. at 97, 502 N.E.2d
at 1377, Pet. A. 112a-113a. The dissent similarly doubted that
“[mJere cancellation of the performances” could subject the
BSO to liability under the statute. Jd. at 110, 502 N.E.2d at
1385, Pet. A. 126a. The concurrence added that it was “unable
to think of any theory under which . . . statutory liability may
properly be imposed on the BSO in the face of its State con-
stitutional right to determine what artistic performances it will
or will not perform.” /d. at 102, 502 N.E.2d at 1380, Pet. A.
118a. Having thus explicated the MCRA’s reach in this atypical
case, the SJC answered the certified questions “as they [were]
worded,” namely “as addressed to a typical [MCRA] action”
that did not involve a defendant itself engaged in speech. /d. at
97, 502 N.E.2d at 1377, Pet. A. 113a (emphasis added).°

A divided panel of the First Circuit held in favor of petitioner.
Pet. A. 72a-108a. The First Circuit en banc vacated that deci-
sion, and affirmed the district court’s judgment on the MCRA
claim, based on the SJC’s opinions as to the reach of that state
Statute. Petitioner then moved without success to certify addi-
tional state law questions to the SJC. Pet. A. 70a-7 1a.

*The “typical” MCRA action seeks to redress racial violence by private
parties. It was “‘serious problem[s] of racial harassment’” that prompted
passage of the Act. Batchelder, 393 Mass. at 821, 473 N.E.2d at 1130 (citation
omitted).

6
REASONS FOR DENYING THE WRIT

The supreme Court should not grant certiorari to reconsider
the First Circuit’s reading of Massachusetts law, a reading
even petitioner has called “reasonable.” Petitioner would have
this Court reverse the Court of Appeals on each of three state
law grounds for decision, in order to decide a federal constitu-
tional defense that the First Circuit en banc did not reach.
Petitioner has not explained why this Court, contrary to its
usual practice, should grant certiorari to venture opinions on
State statutory and state constitutional issues that Massachusetts
courts could repudiate tomorrow. Moreover, petitioner asks
this Court to reach the undecided federal constitutional issue
without any showing that it has arisen before or since in Mas-
sachusetts. Nor has petitioner shown that this federal issue
could possibly arise under the statutes of any other state. Su-
preme Court review of such a case is iiiappropriate.

I. PETITIONER PRESENTS NO
SUBSTANTIAL FEDERAL QUESTION

A. The Holding Below Rested On Three State Law Grounds.

Petitioner seeks to manufacture for review a federal “hold-
ing” that does not exist. Petitioner asks this Court to review
“(t]he ‘holding’ below, that there is an ‘artistic integrity’ con-
stitutional defense to MCRA liability.” Petition at 27. The
Court of Appeals, however, “decline[d] to reach the federal
constitutional issues.” 855 F.2d at 911, Pet. A. 43a (emphasis
added). Instead, the Court of Appeals held for the BSO based
on state law: “we hold, in light of our urderstanding of state
law, that the district court correctly entered judgment for the

7

BSO on Redgrave’s MCRA claim.” /d. at 912, Pet. A. 43a
(emphasis added). This holding rested explicitly on two state
Statutory grounds and on the state constitution.

Petitioner simply disregards the First Circuit’s conclusion
that the state statute on which her claim rests “does not in the
first instance impose liability for refusing to perform.” 855
F.2d at 909, Pet. A. 38a. First, the Court of Appeals noted
the SJC plurality’s suggestion of the observation that “ ‘it was
not within the legislative intent that anyone should be punished
under [the MCRA] for exercising the constitutional right not
to speak (i.e., perform).’” /d. at 907, Pet. A. 34a (quoting
399 Mass. at 97, 502 N.E.2d at 1377) (emphasis added). The
Court of Appeals noted that the SJC dissent raised much the
same point, indicating that the BSO would not be liable under
the MCRA if it “intended ‘only to exercise its constitutional
right not to present an inartistic performance.’” /d. at 909,
Pet. A. 38a (quoting 399 Mass. at 103, 502 N.E.2d at 1381).
“We have no reason to think,” the First Circuit concluded,
“that the Massachusetts Legislature enacted the MCRA in an
attempt to have its courts, at the insistence of private plaintiffs,
oversee the editorial judgments of newspapers, the speech-re-
lated activities of private universities, or the aesthetic judg-
ments of artists.” Jd. at 906, Pet. A. 33a. Petitioner offers no
reason why this Court should think otherwise.

The Court of Appeals also relied on a second state statutory
ground for its decision. The Court found no indication that
any SJC justice would dispute Justice O’Connor’s observation,
made as an aside to his dissent on the certified questions, that
the “‘[mJere cancellation’” of concerts “*would not appear to
convey the message that the BSO intended to take any future
action’” against petitioner. 855 F.2d at 908, Pet. A. 37a (quot-
ing 399 Mass. at 110, 502 N.E.2d at 1385). The First Circuit,
like Justice O’Connor, therefore could not find the interference

“ese

8

“by threats, intimidation or coercion’” with petitioner’s rights
required for MCRA liability. /d. The First Circuit concluded
that the SJC would follow this reasoning and “interpret the
statute so as to find that cancellation of a performance could
not be the basis for MCRA liability.” 855 F.2d at 909, Pet.
A. 39a. ;

The Court of Appeals was “equally confident that a majority,
if not all, of the [SJC] justices, would agree with the concur-
rence that a state constitutional defense also bars liability.”
855 F.2d at 910, Pet. A. 40a (emphasis added). As the Court
of Appeals observed, the SJC’s plurality opinion acknowledged
constitutional doubts, and the concurrence addressed explicitly
the BSO’s “constitutional right to free speech under art. 16 of
the Massachusetts Declaration of Rights.” 399 Mass. at 102,
502 N.E.2d at 1380, Pet. A. 117a (Wilkins, J., concurring).
The concurrence stated it was “unable to think of any theory
under which . . . statutory liability may properly be imposed
on the BSO in the face of its State constitutional right to
determine what artistic performances it will or will not per-
form.” /d., Pet. A. 118a (emphasis added). The First Circuit,
having thus found that petitioner had no state law claim to
begin with, concluded it was “unnecessary and improper” to
reach the BSO’s federal constitutional defense. 855 F.2d at
909, Pet. A. 38a.

B. The Court Below Properly Considered State Court
Responses to Certified Questions in Construing State Law.

Petitioner fails to convert the First Circuit's reading of state
law into anything more than a garden-variety diversity decision
by suggesting that the Court of Appeals “violated” Michigan
v. Long, 463 U.S. 1032 (1983). This Court formulated the
Long doctrine — requiring a “plain statement” of a state law

9

basis for decision to preclude review of a federal question —
for direct review of state court decisions. Petitioner can cite
no decision that reads Long to require federal courts interpreting
state law sources in diversity to pass over possible state grounds
for decision. Nor is there any reason it should.

The doctrine that governs federal court interpretation of state
law is the Erie’ doctrine, not the Long doctrine. The Erie line
of cases, which petitioner tellingly ignores, long ago estab-
lished that federal courts have the power — indeed, the duty
— “in every case to ascertain from all the available data what
the state law is . . . .” West v. American Telephone and
Telegraph Co., 311 U.S. 223, 237 (1940) (emphasis added).
All the available data includes the SJC’s “mere dicta,” on
which, petitioner complains, the Court of Appeals relied. Peti-
tion at 21. Cf. Nolan v. Transocean Air Lines, 365 U.S. 293,
295-96 (1961) (per curiam) (remanding for consideration of
State supreme court opinion’s “considered dictum” on issue).
The contrary rule petitioner suggests would require a federal
court to ignore advice on state law sought from — and given
by — the state’s highest court.

Here the First Circuit considered “all the available data,”
as required by the Erie doctrine, and indeed went further. On
its own motion it certified questions of state law to the SJC
and then carefully considered the responses. That the First
Circuit could in its “sound discretion” certify certain issues to
the state court, Lehman Bros. v. Schein, 416 U.S. 386, 390-91
(1974), does not give petitioner the right to insist that the
federal court must then somehow extract from the state court
definitive answers to every applicable state law question.*

’ Erie Railroad Co. v. Tompkins, 304 U.S. 64 (1938).

* Petitioner complains that the First Circuit went beyond the “yes” or “no”
answers to the certified questions and considered all the comments that the
SJC offered, both on the state constitution and on the scope of the MCRA.
E.g., Petition at 22 n.18. But that was exactly what the SJC intended. The SJC

_

10

Petitioner, after all, was the party who chose to bring her state
law claims in federal rather than state court. Cf. Colonial Park
Country Club v. Joan of Arc, 746 F.2d 1425, 1429 (10th Cir.
1984) (appellant “chose to file its case in federal court, and
hence is in a somewhat awkward position to now claim that
the federal judge misunderstood [state] law’’).

The Long doctrine, which petitioner seeks to apply here,
rests on the fact that in cases of direct review state courts have
entire cases squarely before them. In such cases the state courts
can protect and develop state jurisprudence merely by stating
plainly whether they are deciding state or federal law. Long,
463 U.S. at 1041. In diversity cases, on the other hand, state
courts do not have the cases before them; rather, federal courts
are predicting what the state courts would do. This is by def-
inition a less exact exercise: “As long as there is diversity
jurisdiction, ‘estimates’ are necessarily often all that federal
courts can make in ascertaining what the state court would
rule to be its law.” Bernhardt v. Polygraphic Co. of America,
Inc., 350 U.S. 198, 209 (1956) (Frankfurter, J., concurring).

Petitioner argues in essence that the Court of Appeals must
proceed to respondent’s federal constitutional defense unless
there is a state court decision directly on point against her on
a State issue. See Petition at 17-24. This proposition collides
with the Erie doctrine. Surely a federal court does not err by
construing a state statute simply because there is no state court
decision on point.* Otherwise a federal court would not be

views certification as a “cooperative decision making process” in which, “even
if not asked, [it] might volunteer unsolicited comments on State law which
could be largely dispositive of the matter before the . . . Court.” Baird v.
Attorney General, 371 Mass. 741, 765, 360 N.E.2d 288, 302 (1977).

°Cf. MacGregor v. State Mutual Life Assurance Co., 315 U.S. 280, 281
(1942) (per curiam) (affirmance of lower federal court's reading of state law

11

acting as “‘only another court of the State,’” Angel v. Bull-
ington, 330 U.S. 183, 187 (1947) (citation omitted), but would
be playing by different rules.

Petitioner’s argument for passing over possible: state law
grounds also conflicts with the Court’s “settled policy [of]
avoid[ing] unnecessary decisions of constitutional issues.”
Mills v. Rogers, 457 U.S. 291, 305 (1982). Thusin City of
Mesquite v. Aladdin’ s Castle, Inc., 455 U.S. 283 (1982), this
Court remanded specifically so that the Court of Appeals could
decide whether the state constitution disposed of the con-
troversy in order to avoid the federal constitutional issue. 455
U.S. at 293-95. The Court’s concern in that case — “that we
may be unnecessarily reaching out to decide a novel constitu-
tional question,” id. at 295 — is equally applicable here.

The SJC’s opinion serves in any event to satisfy the general
interpretive principles set forth in Long. Long requires a clear
statement of an independent and adequate state ground where
“a state court decision fairly appears to rest primarily on federal
law, or to be interwoven with the federal law.” Long, 463
U.S.at 1040. Here the SJC’s opinion addressed state statutory
grounds that could hardly be confused with the federal constitu-
tion. Reliance on the state constitution was also explicit. The
SJC concurrence refers by name to Article 16 of the Massachu-
setts Declaration of Rights. 399 Mass. at 102, 502 N.E.2d at
1380, Pet. A. 117a (Wilkins, J., concurring). Indeed, the SJC
was necessarily discussing the state constitution, since in
answering certified questions it has explicitly limited its role
“to answering certified ‘questions of [the] law of this State.’ ”
Cabot Corp. v. Baddour, 394 Mass. 720, 721, 477 N.E.2d
399, 400 (1985) (SJC declined to consider question of federal

where no decision construing the relevant state law “has been brought to our
attention”).

iii

12

law, quoting S.J.C. Rule 1:03 on certification).'° As even the
dissent below conceded, “had this exact case arisen in the
Massachusetts state courts and proceeded in its present form
to the SJC, the BSO would not have been subjected to liability”
under state law. 855 F.2d at 914, Pet. A. 47a (Bownes, J.,
dissenting).

C. Even The Federal Issue Not Reached Below
Would Be Inappropriate For Review.

Petitioner could pose no federal constitutional issue worthy
of further review even if she could persuade this Court to
second-guess the First Circuit’s reading of state law. Petitioner
would have this Court decide whether the First Amendment
furnishes the BSO with a defense to petitioner's MCRA claim.
This issue was not reached below, and it is inappropriate for
the issue to be decided for the first time by this Court.

Petitioner also makes no showing that the issue could ever
arise again. She cites no other case in which the same issue
has arisen, nor has she pointed to any other state statute that
even arguably could pose the same constitutional issue. To
the contrary, petitioner herself speaks of the MCRA’s “peculiar
genius,” Petition at 4, peculiar in that it allows a “free speech”

Petitioner is wrong to suggest that the SJC simply interprets Article 16 as
coextensive with the federal constitutions’s First Amendment. E.g., Petition
at 13 n.9. To the contrary, the state constitution provides a ground for decision
independent from the federal constitution. On similar facts the SJC has “reached
different results under the State Constitution from those that were reached by
the Supreme Court . . . under the Federal Constitution.” Commonwealth v.
Upton, 394 Mass. 363, 372, 476 N.E.2d 548, 555 (1985). The First Circuit
correctly recognized that one area where the Massachusetts constitution some-
times has broader application is freedom of speech. 855 F.2d at 910-11, Pet.
A. 4la (citing cases). One marked distinction relevant to this case is that
Article 16 — “ [t}he nght of free speech shall not be abridged™ — is not limited
to protection against state action. Compare Batchelder v. Allied Stores Int'l,
Inc., 388 Mass. 83, 445 N.E.2d 590 (1983) (suggesting that Article 16, unlike
the First Amendment. would protect free speech at private shopping mall) with
PruneYard Shopping Center v. Robins, 447 U.S. 74 (1980) (First Amendment
provides no such protection).

13

claim without any requirement of state action. Mass. Gen. L.
ch. 12, § 11H. Similarly, the court below acknowledged that
“there are not any federal cases directly, or even closely, on
point in such a strange fact situation and with such an unusual
state statute.” 855 F.2d at 911, Pet. A. 42a (emphasis added).
Nothing suggests that this is now an issue of nationwide impact,
and everything suggests that by deciding the First Amendment
issue the Court might risk giving an entirely advisory opinion.
In short, “[nJo reason for hasty decision of the constitutional
question presented by this case has been advanced.” City of
Mesquite, 455 U.S. at 294."

Il. THIS COURT SHOULD NOT GRANT CERTIORARI
TO REVIEW THE FIRST CIRCUIT’S READING OF
. MASSACHUSETTS LAW

This Court should not exercise its certiorari power to review
a decision based on state law. The First Circuit held that
petitioner’s MCRA claim failed on three distinct state law
grounds. The Supreme Court should adhere to its general prac-
tice of deferring to such readings of state law, both to conserve
its own resources and because the lower federal courts are
better situated to interpret the local law of their respective
circuits.

“[{S]tanding alone, a challenge to state-law determinations
by the Court of Appeals will rarely constitute an appropriate
subject of this Court’s review.” Haring v. Prosise, 462 U.S.
306, 314 n.8 (1983). This Court no longer even lists alleged

'' Petitioner tags on to her petition the argument that the court below violated
“her basic due process right” because it supposedly did not “apply the applicable
law to the facts” after construing the SJC’s answers to the certified questions.
Petition at 24. Petitioner cites not a single case to explain what this “due
process” claim is about. In any event, the First Circuit carefully considered
the factual findings below in reaching its decision. See, e.g., 855 F.2d at
901-02, Pet. A. 24a (section of opinion entitled “The Findings Below”).

alan aeenaenenteianamaaiienll

14

misreadings of state law by Courts of Appeals as a consider-
ation governing review on certiorari. Compare Sup. Ct. R. 17
with former Sup. Ct. R. 19(1)(b), 398 U.S. 1011, 1030-31
(1970).

Even in cases otherwise presenting an issue worthy of re-
view, the Court has deferred to lower federal court interpreta-
tions of state law. Such determinations will not be set aside
“except on a plain showing of error,” Palmer v. Hoffman, 318
U.S. 109, 118 (1943), where the Court of Appeals is “clearly
wrong,” The Tungus v. Skovgaard, 358 U.S. 588, 596 (1959),
and its conclusion is “unreasonable.” Propper v. Clark, 337
U.S. 472, 486-87 (1949). Here petitioner herself conceded
below that the First Circuit's reading of state law was “bona
fide and reasonable ,” based on judgments “upon which reason-
able persons may differ” regarding the meaning of the SJC’s
opinion on the MCRA. See Motion of Plaintiffs-Appellants
For Rehearing and For [A Second] Certification of Issues to
the Massachusetts Supreme Judicial Court at 2, 3. There is
thus no call for further review by this Court.

Moreover, the Court may properly defer to the First Circuit
as the tribunal more experienced in interpreting both the MCRA
and Massachusetts law in general. This Court has often recog-
nized that the courts of appeals, which “deal regularly with
questions of state law” in their respective circuits, “are in a
better position than we to determine how local courts would
dispose of comparable issues.” Butner v. United States, 440
U.S. 48, 58 (1979). The Court is therefore rightly “hesitant
to overrule decisions by federal courts skilled in the law of
particular states.” Propper, 337 U.S. at 486.

Here the state law at issue — Massachusetts law — is by
definition within the First Circuit's ken. Moreover, the First
Circuit has dealt repeatedly with the MCRA." The First Cir-

* See. ¢.@.. Jackson v. Liquid Carbonic Corp., No. 87-2073, slip op. (1st
Cir. Dec. 1, 1988) [available at 1988 U.S. App. LEXIS 16115); Domegan v

15

cuit’s familiarity with the state law at issue thus confirms the
wisdom of deferring to its reading of state law. There is no
reason why this Court should venture interpretations of Mas-
sachusetts law in a case that presents no other issues.

CONCLUSION

The petition for certiorari should be denied.

Respectfully submitted,

Of Counsel: ROBERT E. SULLIVAN*
JOHN T. HARDING, JR. HUGH G. STEVENSON
ZELLE & LARSON CASSANDRA WARSHOWSKY

III University Office Park PALMER & DODGE

95 Sawyer Road One Beacon Street

Waltham, Massachusetts 02154 Boston, Massachusetts 02108

(617) 891-7020 (617) 573-0100

Counsel for Respondent

*Counsel of Record

December 30, 1988

Fair, 859 F.2d 1059 (ist Cir. 1988); Conway v. Electro Switch Corp., 825
F.2d 593 (ist Cir. 1987); Elwood v. Pina, 815 F.2d 173 (ist Cir. 1987);
Grubba v. Bay State Abrasives, Div. of Dresser Indus., Inc., 803 F.2d 746
(ist Cir. 1986); Doty v. Sewall, 784 F.2d 1 (ist Cir. 1986); Davis v. Sears,
Roebuck and Co., 708 F.2d 862 (ist Cir. 1983); Sutter v. Pitts, 639 F.2d 842
(Ist Cir. 1981). Indeed, to respondent's knowledge the First Circuit is the only
Court of Appeals that has dealt with the MCRA at all.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385002_0521%3A3. Public record. Not legal advice.
