# Petition for Writ of Certiorari — Train v. Campaign Clean Water, Inc.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1975
- **Citation:** 420 U.S. 136

## Text

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INDEX

Page
Ce es cans wi cinta 1
ees adhe wauoees 2
CLG ei tice uke aca cnnenn 2
tL idk wena amore 3
PERN S. ctuaneco een TAS ca hy mR ee ep 5
I Cr oes ane ee cen S
Argument:
NN SER eh ER SIE OE el ae 11

I. Sections 205(a) and 207 of the Act au-
thorize the Administrator to control
the rate of spending under the Act by
allotting less than the full amounts au-
thorized to be appropriated________ —- 14

A. The language of Sections 205(a)
and 207 does not require the
Administrator to allot all the
amounts authorized______-___- 14
B. The legislative history of the
“Water Pollution Control Act
Amendments of 1972 shows that
Congress intended to give the
President, acting through the
Administrator, authority to con-
trol the rate of spending_--_-_- 15
C. The authority to control the rate of
spending may be exercised by
allotting less than the amounts
authorized to be appropriated __

(1)

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II

Argument—Continued
II. In Campaign Clean Water the Court of
Appeals should have directed dismissal
Se, py ee AC NCAR eels
A. Sovereign immunity bars this suit_
1. The suit is against the
sovereign because it
seeks to compel a gov-
ernment official to take
affirmative action look-
ing toward the spending
of government funds____
2. The case is not within the
exception to sovereign
immunity for situations
where the government
official acts beyond his
statutory authority or
unconstitutionally ______
3. The Administrative Pro-
cedure Act does not
waive the United States’
sovereign immunity _____
B. The only basis upon which the
district court might have au-
thority to hear this suit—the
Administrative Procedure Act—
is inapplicable because the chal-
lenged action involves s matter
committed to agency discretion_
RI asa pease til cMteuman inn © lebieaieica shox
NE, wi vadadcbankdadiakaeeunnehcewacne«

Page

30
31

31

J+

29
48
49

lil

CITATIONS

Cases: nai
Baker v. Carr, 369 U.S. 186_--------------- 47
Blackmar v. Guerre, 342 U.S. 512_---------- 11, 39
Brown v. Ruckelshaus, 364 ¥. Supp. 258 - - - - - 23
Citizens to Preserve Overton Park v. Volpe,
Te a sad paki a dee wose ene~ee 11, 47
Colegrove v. Green, 328 U.S. 549- - - -------- 47
Coleman v. Miller, 307 U.S. 483 - - - --------- 47 ;
Colson v. Hickel, 498 F. 2d 1046_----------- 39
Cyrus v. United States, 226 F. 2d 416_------- 38
Dugan v. Rank, 372 U.S. 609--- ------------ 32
Estrada v. Ahrens, 296 ¥’. 2d 690---- -------- 38
Hawaii v. Gordon, 373 U.S. 57__ 10, 32, 33, 34, 35, 37 :
Johnson v. Robison, No. 72-1297, decided
Marek 4, 1974... ...0--. 24-45 == 42 :
Kendall v. United States ex. rel. Stokes, 12 4
AE Pilecah ate oes alae > Re RPPEr eee mena Rees 37 :
Kletschka v. Driver, 411 VF. 2d 436_---------- 39 ;
Larson v. Domestic & Foreign Commerce Hi
Corp., 337 U.S. 682-_----- 10-11, 32, 34-35, 37 3
Littell v. Morton, 445 F. 2d 1207..---------- 38 ;
Malone v. Bowdoin, 369 U.S. 643----------- 32, 37 J
Martin-Trigona v. Ruckelshaus, N.D. Ill. FE
No. 72-C-3044, June 29, 1973_----------- 22 b
Motah v. United States, 402 F. 2d 1_-------- 38
Panama Canal Co. v. Grace Line, Inc., 356 :
oo ea ete taney 11, 40, 42 F
Scanwell Laboratories, Inc. v. Shaffer, 424 F. E
OE RAR etree nn aEr aye 38 :
Secretary of Agriculture v. Central Roig Re- e
fining Co., 338 U.S. 604_----------------- 43 :
Soriano v. United States, 352 U.S. 270_------ 41 '

Peers pss

Beenie

IV

Cases—Continued
State Highway Commission of Missouri v.

Page
Volpe, 479 I’. 2d 1099, affirming, as modified,
Re er a 17, 45
State of Florida v. Train, N. D. Fla., Civ. No.
73-156, February 25, 1974. __- Lie emesis 22
State of Maine v. Train, D. Maine, Civ. No.
Lee, PUN OE MUN ELY dun nsbdudacenca 22

State of Minnesota y. Fri, D. Minn., No. 4-73,
Civ. 188, June.36, 1078......... 2.0.6... 22
State of Ohio v. Environmental Protection
Agency, et al., N. D, Ohio, Nos. C. 73-1061

and C, 74-104, June 26, 1974_......_.___- 22
State of Texas v. Ruckelshaus, W. D. 'Tex.,

C. A. No. A-73-CA-38, October 2, 1973__- 22
State of Washington v. Udall, 417 V. 2d 1310... 38
Twin Cities Chippewa Tribal Council v. Min-

nesota Chippewa Tribe, 370 VW, 2d 529. __- 38
United States v. Sherwood, 312 U.S. 584_____. 41
United States v. Tucker Truck Lines, 344 U.S.

i Swans & Geica bun tebdenvie ck Ma codaua 4]
United States ex rel. Girard Trust Company v.

EEG. OE IED, Dg icnoickaknwaapeda 40
United States ex rel. McLennan vy. Wilbur,

ie SR tidan: bon che ea oka cuore 40
Wore? V, Cog, 457 Bs Oe 1k sé oc ctnnocuwn 38
Wilbur v. United States ex rel. Kadrie, 281

FI SR dvs nina as a hain eee aera 40
Work v. Louisiana, 269 U.S. 250......_----- 25, 37

Constitution and statutes:
Constitution of the United States, Fifth
I acu cnabdbacdielokicn vais 36

V

Constitution and statutes—Continued
Administrative Procedure Act, Section 10, 60
Stat. 243-244, now 5 U.S.C. 701-706:

Page
Bik ae Sf ea Lt A 41
hoe eh TO eer hy) kk
ee ee OS ole Sig FS a a earn 39
ER Ry TERI eA oe es eat ae 39

Federal Water Pollution Control Act Amend-

ments of 1972, 86 Stat. 816, 33 U.S.C.

(Supp. 11) 1251, et seq.:
i RR eg ons con dk come aes 5
Section 203... —-. Fo OR Oe are 6
Section 203(a)...----- iN 28
i Pt: a carenansetseneue 6
Raction Boe... ..-- nn. 6
Section 205 ee A 9, 10, HI, 21, 23, 29, 44
Section 205(a)- - bs 2.
3, 7, 14, 15, 16, 18, 19, 21, 99, 25, 29
Section 205(b)_......--------- 4, 18, 26, 27, 28
ee emer
etiam cee nkewen nn ees 2,
5, 7, 8, 9, 11, 14, 15, 16, 18, 21, 25, 26, 29,
43

rt 3 ome Sa ea. pacman 41
RE INS oc oics pan edees eam nan 40, 41
ES es ee a mise mee 27
ik ee Sener pled ese Ne art heat WMA ap oe 41
ates, Be. oo da cue see hate e me eee Rea 40
Oe A en ee eae cake henewae 27
Oe a we 27
OE TE BIN. So cv nnkoestccancaenee 42

VI

Miscellaneous:

118 Cong. Ree. (daily ed.): Pase
IE Ne ag ne 9, 16
DME Cains, kan sw ccemers peel arti ts bias ihe to Is
SS Ee ran ie sae ay ee 19
3h RR rere ak ee 20
“ly. See Mbsiwaunienas : 21
> sdb eik ae aes 16
p. S 16871 Slate oh rade Se 83 19
p. 8 1688] : 19
p. S 16888 ndueus 19
p. S 18547 pketsdlesird initia eee ries 20
pp. S 18550-18551. 20)

Costs of Construction of Publicly Owned Waste
Treatment Works, H. Pub. Works Comm.
Print 93-28, 93d Cong., Ist Sess. i. 27
invironmental Protection Agency, Costs of
Construction of Publicly Owned Waste
Water Treatment Works: 1973 Needs Sur-

WO Ne Bek wetted hacks legit eS . 27
H.R. 11896, 92d Cong., 2d Sess... 15
H. Rep. No. 92-911, 92d Cong., 2d Sess... _ 26

Joint Hearings before the Ad Hoe Subecom-
mittee on Impoundment of Funds of the
Senate Committee on Government Oper-
ations and the Subcommittee on Separation
of Powers of the Senate Judiciary Com-
mittee, on Impoundment of Appropriated
Funds by the President, 8. 373, 93d Cong.,

Gn the Supreme Court of the Cited States

Ocroper Term, 1973

Russert. FE. Train, Apministrator, UNirep STATES
ENVIRONMENTAL PROTECTION AGENCY, PETELIONER
v’,

Tue Crry or New York on Bevaur or Lrsene ANb
ALL OTHER StMILARLY Srruarep MUNICIPALITIES

Wiruixy tHe Stare or New York, ev AL.

No. 73-1378
Russett BE. Train, Ap ministrator, UNitep STATES
ENVIRONMENTAL Prorection AGENCY, PETITIONER
v.
Campaign CLEAN Water, INC.

ON WRITS OF CERTIORARI TO THE UNITED STATES COURTS OF
APPEALS FOR THE DISTRICT OF COLUMBIA AND THE FOURTH
CIRCUITS

BRIEF FOR THE PETITIONER

OPINIONS BELOW

The opinion of the court of appeals in City of New

York, No. 73-1377 (Pet. App. A, pp. LA-o4A), Is
(1)

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reported at 494 F.2d 1033. The opinion of the district
court (Pet. App. BE, pp. 59A-78A4) is reported at 358 F.
Supp. 669,

The opinion of the court of appeals in Campaign
Clean Water, No. 73-1378 (Pet. App. B, pp. 35A-
I3N), is reported at 489 F, 2d 492. The opinion of the
district court (Pet. App. F, pp. 79A-100A) is re-
ported at 361 F. Supp, 689.

JURISDICTION

The judgment of the Court of Appeals for the Dis-
trict of Columbia Cirenit in City of New York was
entered on January 23, 1974 (App. C. yp. 55A-56A).
The judgment of the Court of Appeals for the Fourth
Cireuit in Campaign Clean Water (Pet. App. D, pp.
VTA-SRA) was entered on December 10, 1973.

The petitions for writs of certiorari were filed on
March 11, i974, and were granted on April 29, 1974.
The jurisdiction of this Court is conferred by 28
U.S.C. 1254(1).

QUESTIONS PRESENTED

1, The question presented in City of New York is
whether Sections 205(a) and 207 of the Water Pollu-
tion Control Act Amendments of 1972 authorize the
Administrator, acting at the direction of the Presi-
dent, to control the rate of spending under the pro-
gram by alloting Jess than the full amounts authorized
by the Congress,

2. The question presented in Campaign Clean
Water is whether the court of appeals, upon recog-
nizing that the question whether the Administrator
nas discretion to allot less than the amounts author-

3

ized was no longer an issue in the case, should have
directed the district court to dismiss the complaint
instead of remanding the case for a hearing de nove
to determine whether the Administrator abused his
discretion in making the particular allotments.

STATUTES INVOLVED

The Administrative Procedure Act, in the introdue-
tory clause to Section 10, 60 Stat. 245, now 5 U.S.C. 701
(a) (2), provides:

This chapter applies, accerdiix te the pro-
visions thereof, except to the extent that * * *
agency action is committed to agency discretion
by law.
The pertinent portions of the Federal Water Pollu-
tion Control Act Amendments of 1972, 86 Stat. 816
(33 U.S.C. (Supp. ID) 1251 ef seq.) provide:

Sec. 205. (a) Sums authorized, to be appro-
priated pursuant to section 207 for each fiseal
year beginning after June 30, 1972, shall be
allotted by the Administrator not later than
the January Ist immediately preceding the
beginning of the fiscal year for which author-
ized, except that the allotment for fiseal year
1973 shall be made not later than 30 days after
the date of enactment of the Federal Water
Pollution Control Act Amendments of 1972.
Such sums shall be allotted among the States
hy the Administrator in accordance with regu-
lations promulgated by him, in the ratio that
the estimated cost of constructing all needed
publicly owned treatment works in each State
bears to the estimated cost of construction of

552 -254—74-——-2

4

all needed publicly owned treatment works in
all of the States. For the fiseal years ending
June 30, 1973, and June 30, 1974, such ratio
shall be determined on the basis of table IIT of
House Publie Works Committee Print No,
92-0). Allotments for fiseal years which begin
after the fiseal year ending June JO, 1974, shall
be made only in accordance with a revised cost
estimate made and submitted to Congress in
accordance with section 516(b) of this Act and
only after such revised cost estimate shall have
been approved by law specifically enacted here-
after.

(b) (1) Any sums allotted to a State under
subsection (a) shall be available for obligation
under section 203 on and after the date of such
allotment. Such sums shall continue available
for obligation in such State for a period of one
year after the close of the fiseal year for whieh
such sums are authorized, Any amounts so al-
lotted which are not obligated by the end of
such one-year period shall be immediately re-
allotted by the Administrator, in accordance
with regulations promulgated by him, generally
on the basis of the ratio used in making the
last allotment of sums under thi section. Such
reallotted sums shall be added to the last allot-
ments made to the States. Any sum made avail-
able to a State by reallotment under this sub-
section shall be in addition to any funds
otherwise allotted to such State for grants
under this title during any fiseal Year.

(2) Any sums which have been obligated
under section 203 and which are released by
the payment of the final voucher for the project
shall be immediately eredited to the State to

a

which such sums were last allotted. Such re-
leased sums shall be added to the amounts last
allotted to such State and shall be immediately
available for obligation in the same manner
and to the same extent as such last allotment.
* * * + ca

Sec. 207. There is authorized to be appro-
priated to carry out this title, other than sections
208 and 209, for the fiscal vear ending June 50,
1973, not to exceed ¥5,000,000,000, for the fiscal
year ending June 30, 1974, not to exceed $6,000,-
000,000, and for the fiscal vear ending June 50,
1975, not to exceed ¥7,000,000,000,

STATEMENT

These actions seek to compel the Administrator of
the Environmental Protection Agency to increase al-
lotments he has made under Title IT of the Water Pol-
lution Control Act Amendments of 1972 (“the Act’).
Allotment is a process under the statute by which the
Administrator allocates from the sams authorized par-
ticular amounts to the eligible jurisdictions ’ pursuant
to a percentage formula specified hy Congress.

1. THE STATUTORY SCHEME

Tithe IL creates a federal grant program under
which the federal governn«nt pays 75 percent (Section
202 (a)) of the cost of building approved sewage treat-
ment facilities. The granting of such funds takes place
in several stages. First, the Congress authorizes ap-
propriations for such grants (Section 207). Then the

'These are the states. the District of Columbia. and certain
territories. See Table I. infra. p. 49.

Rese te Sy |

alg

[ er a WROTE ¥

6

Administrator makes allotments from the authorized
amounts among the siates pursuant to specified per-
centage formulas (Section 205). The Administrator
then may approve qualified projects within the state out
of cach state’s allotment (Sections 203. 204). Approval
of a project constitutes an obligation of the U nited
States. Finally, as grantees make expenditures on the
approved projects, the sums due under the obligations
are appropriated by the Congress and paid (Section
205(b)).

Sections 205 and 207 of the Act are directly involved
in these cases, Section 207 authorizes appropriations
“not to exceed” &) billion for fiscal year 1973, $6 billion
for fiseal year 1974 and $7 billion for fiseal year 1975.
Section 205 provides that the sums authorized by See-
tion 207 “shall be allotted’’ by the Administrator
among the states. The Administrator has const rued the
statutes as empowering him to control the rate of
spending by making allotments of less than the full
amonnts authorized by Section 207,

On November 28, 1972, the Administrator, acting
pursuant to the direction of the Pre sident, allotted 2
billion for fiscal year 1973 and 83 billion for fiseal year
I9t4 (Pet. App. A, p. 7A). These actions are ¢hal-
lenged in this tice seoe, On January 15, 1974, the Ad-
Ininistrater, in an action not directly challenged here,
allotted $4 billion out of the $7 billion authorized for
fiscal vear L975,

As of May 31, 1974, not all of the sums allotted in
November, 1972 had been obligated: substantially all
of the #4 billion allotted in January, 1974 remained

‘

available (see Table I, iufra, p. 49). Only after the
wlotinents already made have been fully obligated, and
only if the President then decides not to authorize
mediately further allotments, will the allotments
here involved have any substantial effeet on the rate
of obligation and subsequent expenditure under the
program.

Thus, the reduction in allotments here challenged
has not in fact significantly reduced the rate of obliga-
tion and subsequent expenditure under this program,
Rather, it has acted as a pre-set limit on obligation
under the program, always subject to subsequent up-
ward adjustment in response to later developments.

2. THE VARTICULAR CASES
A. CITY OF NEW york ~

On December 12, 1972, the City of New York filed a
complaint in the United States District Court for the
District of Columbia alleging that under Section 205
of the Act the Administrator was required to ‘allot all
sums authorized by Section 207—an additional ¥8
billion for 1973 and #5 billion for 1974 (App. 6-14).

The district court held that the Act imposed a
mandatory duty to allot (Pet. App. Ey p. 77A) and
that control over the rate of spending should be
exercised at the obligation, not the allotment stage
(Pet. App. FE, p. 724). The court of appeals affirmed,
holding that Section 205(a) imposes a mandatory duty
on the Administrator to allot all sums authorized by
Section 207 (Pet. App. A, p. 344).

8

B CAMPAIGN CLEAN WATER

On January 15, 1973, the plaintiff, an organization
of Virginia ecologists, filed a complaint in the United
States District Court for the Eastern District of
Virginia alleging that the defendant Administrator
had a duty to allot all sums authorized by Section
207 or, alternatively, that his failure to allot more
than 45 percent of the funds authorized was an abuse
of discretion (App. 36-37). The district court held
that the Administrator had discretion under the statute
to allot less than the full amount authorized (Pet. App.
F, pp. 95A-96A), but that his decision to allot only
45 percent violated the Act (Pet. App. F, p. 994).

On appeal, the court of appeals, noting that the
plaintiff conceded that the Administrator had discre-
tion to allot less than the amounts authorized by
Congress (Pet. App B, p. 39..), reversed the holding
of violation of the Act on the ground that the record
does not support this finding of “fact” (Pet. App B,
pp. 47A-224A). The court of appeals held, however,
that the exercise of the Administrator’s discretion is
subject to judicial review by a hearing de novo in the
district court and remanded the case to that court for
proceedings to d&ermine whether there had been ap
abuse of discretion (Pet. App. B, p. 53A).

SUMMARY O° ARGUMENT
I
The Administrator’s interpretation of Sections 205
and 207 as authorizing him to allot less than the

9

total sums authorized to be appre priated is supported
by the language of the statute and its legislative his-
tory. These sections reflect two initial changes made
by the conference committee: It eliminated the word
“all” before the words **sums authorized to be appro-
priated pursuant to Section 207,” which the Adminis-
trator is directed to allot; and it added the words “not
to exceed” before the specific amounts authorized to
he appropriated in Section 207.

Congressman Harsha, the floor manager of the bill,
explained that these changes were intended to em-
phasize “the President’s flexibility to control the rate
of spending”. 118 Cong. Ree. (daily ed.) H 9122. Simi-
lar explanations of the changes were given by the Senate
floor managers. After the President vetoed the bill,
Congress overrode the veto. In the debates on such
overriding, the President’s authority *to control the
rate of spending was again stressed. The legislative
history thus shows that both the House and the Sen-
ate, on the original enactment of the bill and in over-
riding the Presidential veto, were fully aware that the
Act gave the President authority to control the rate
of spending because of the discretionary language
employed in Sections 205 and 207,

The court of appeals failed to recognize that the
rate of spending may be controlled through the allot-
ment process as well as through the obligation process,
and that there is no practical difference between exer-
cising such control at the two stages. The court of
appeals believed that control of the rate of spending

Pr an

yO

Re ae

Beever

10

at the allotment stage could thwart the congressional
intent that $18 billion be expended for water pollution
control construction projects (Pet. App. A, pp. 19A-
25A). The court unwarrantedly assumed that sums
not allotted initially under Section 205 would “lapse”
and be irretrievably lost to the States. There is noth-
ing in the statute, however, which indicates any con-
gressional intention to preclude the Administrator
from making subsequent allotments until the entire
*18 billion has heen spent. The discretion that Cor-
eress gave the President acting through the Adminis-
trator, to control the rate of spending, may be exer-
cised at the allotment stage. Such control may be exer-
cised in the interest of overall government fiscal
policies that are not related to the particular program
involved.

II

In Campaign Clean Water, Ine., the court of ap-
peals should have directed the district court to dismiss
the complaint onee the plaintiffs had conceded that
the Administrator has discretion in making allot-
ments. The district court has no jurisdiction to deter-
mine upon remand whether the Administrator had
abused his discretion in allotting only 45 percent of
the funds authorized. Sovereign immunity bars liti-
gation of the claim because the ultimate effect of the
relief sought—the allotment of additional sums to the
states—would require the expenditure of the funds of
the United States. Hawaii v. Gordon, 373 U.S. 57;
Larson V. Domestic & Fore:gn Commerce Corp., 33

11

U.S. 682. The Administrative Procedure Act does not
Waive sovereign immunity, and does not of itself con-
fer jurisdiction. Blackmar v. Guerre, 342 U.S. 512,
515-516.

The Administrative Procedure Act is inapplicable be-
cause the Aduiinistrator’s action was committed to
agency discretion by law. 5 U.S.C. 701(a); Panama
Canal Co. v. Grace Line, Inc., 356 U.S. 309, 317-319.
The Water Pollution Control Amendments contain no
criteria or standards governing the Administrator’s
exercise of his discretion. This is one of the rave In-
stances where administrative action is precluded from
judicial review because ‘there is no law to apply.”
Citizens to Preserve Overton Park v. Volpe, 401 U.S.
402, 410. The inquiry which the court of appeals
directed the district court to make would require the
court to decide a political question, involving mana-
gerial judgments by the President, which is not meet
for judicial resolution,

ARGUMENT
INTRODUCTION

The Administrator interprets Sections 205 and 207
together as authorizing him to allot less than the
total sums authorized to be appropriated. In his view,
those sections impose a limit upon the amount he
can allot—it cannot exceed the amount authorized—
but do not require him to allot immediately all that
has been authorized.

By allotting less than the full amounts authorized,
the Administrator is able to reduce the funds avail-

552-253-—74——_-3

12

able during a particular time period, 7.e., to reduce
the rate of spending. This action was taken pursuant
to a direction of the President, who, acting with the
advice of the Office of Management and Budget, las
the responsibility to evaluate the competing needs
of this program and other claims on the limited total
federal financial resources from which all expendi-
tures are made.

At the time the original aliotments were made, the
Executive Branch had not considered whether further
allotments could be made at later times until the full
$18 billion was exhausted, i.e., whether the allotment
authority continued after the particular specific vear
for which the appropriation was authorized. Since
it was assumed that Congress would be willing to
authorize additional sums, the question whether such
authorization was required before additional allot-
ments could be made appeared to be of little practical
significance. However, in response to a question from
Senator Muskie to the Deputy Attorney General
during hearings of the Ad Hoc Subcommittee on
Tmpoundment of Funds on February 6, 1973, the
Department of Justice studied this issue.

The Department concluded that the proper con-
struction of the statute—the one which best accom-
modates its language and its legislative historv—is
that additional allotments may be made without fur-
ther congressional authorization, at least until the
time when rveallotment of funds not utilized was re-

13

quired under Section 205(b).2 The Department. re-
ported its conclusion to the Senate Committee on Feb-
ruary 26, 1973,’ but did not so inform the district
courts in this. litigation. The Department subse-
quently advised the Court of Appeals for the Eighth
Circuit, in a supplemental brief filed in State of Min-
nesota V. United States Environmental Protection
Aycney, No. 73-1446, that the power to allot continues
until the full $18 billion has been exhausted. The
Executive Branch is now administering the statute
under that construction of these sections.

Although the district court and the court of appeals
in the City of New York case imply that the Adminis-
trator has authority to control the rate of spending at
the obligation stage of this program (Pet. App. E,
p. T2A; Pet. App. A, p. 23A), the government’s pres-
ent plan is to exercise that control only at the allot-

“Under Section 205(b) funds allotted but not obligated are
to be reallotted one year after the end of the fiscal year for
which authorized pursuant to the most recent allotment formula.
That means authorized sums not obligated are withdrawn
from all jurisdictions and the total then reallotted. This has
two functions: (1) it ensures that the relative share of each
jurisdiction is determined by more recent information on need:
and (2) it. to some extent, transfers unused authorization from
jurisdictions that have not made full use of their allotments to
those that have. It is the position of the government that
supplemental allotments made after the date for reallotment
should be allotted according to the reallotment formula.

*Joimt Hearings before the Ad Hoe Subcommittee on Im-
poundment of Funds of the Senate Committee on Government
Operations and the Subcommittee on Separation of Powers of the

Senate Judiciary Committee, on Impoundment of Appropriated
Funds by the President, S. 373, 93rd Cong., Ist Sess., 840-841.

pict eS ee ee | ee Te ee ee

erg

CM ea eee oe ae tae ties

Bere tenon: «

14

ment stage. This procedure enables the states in their
planning to rely on allotments once they have been
made. However, if this Court should hold that the en-
tire amount authorized must be allotted at the outset,
the Administrator, in consultation with the President,
will then have to decide whether to exercise his au-
thority to impose comparable obligation controls for
the same purpose.

In this consolidated brief we will first argue the
question presented in City of New York: Does Section
205(a) require allotment of the full amounts author-
ized? In our view, if it does, then allotment is a minis-
terial act and the district courts have jurisdiction to
order that it be done.

We will then argue the question presented in Cam-
paign Clean Water: Tf discretion to allot less than the
full amounts authorized exists, as was coneeded by the
plaintiffs and accepted by the court in that case, do
the district courts have jurisdiction to review the exer-
cise of that discretion ?

I
SECTIONS 205(A) AND 207 OF THE ACT AUTHORIZE THE
ADMINISTRATOR TO CONTROL THE RATE OF SPENDING
UNDER THE ACT BY ALLOTTING LESS THAN THE FULL
AMOUNTS AUTHORIZED TO BE APPROPRIATED
A. THE LANGUAGE OF SECTIONS 205(A) AND 207 DOFS NOT REQUIRE
THE ADMINISTRATOR TO ALLOT ALL THE AMOUNTS AUTILTORIZED
Section 205(a) of the Act provides that “Sums
euthainel to be appropriated pursuant to section 207
for each fiscal year * * * shall be allotted by the

15

Administrator.” Section 207 provides that, with re-
spect to the years involved in this litigation, “There
is authorized to be appropriated * * * not to exceed”
&5 billion for 1973 and “not to exceed” $6 billion for
1974. The obligation to allot in Section 205(a) thus is
defined by the appropriation authorization in Section
207, and the latter does not specify a specific amount
but merely sets a maximum limit.

Section 205(a) does not require the Administrator
initially to allot all the moneys authorized to be
appropriated by Section 207; it merely directs him to
allot “sums” so authorized, Section 207 provides broad
discretion with respect to the amount authorized to
be appropriated. In view of the interrelationship and
parallel thrust of the two sections, we submit that
Section 205(a) similarly gives the Administrator
broad discretion to determine how much of the
amounts authorized to be appropriated he will initially
allot.
ib. THE LEGISLATIVE HISTORY OF TILE WATER POLLUTION CONTROL ACT

AMENDMENTS OF 1972 SHOWS THAT CONGRESS INTENDED TO GIVE

THE PRESIDENT, ACTING THROUGH THE ADMINISTRATOR, AU THOR-

IrY TO CONTROL THE RATE OF SPENDING

The House bill (H.R. 11896, 92d Cong., 2d Sess.) pro-
vided in Seetion 205(a) that “all sums authorized * * *
pursuant to section 207” shall be allotted by the Admin-
istrator, and in Section 207 specitied the exact duiiar
amounts authorized to be appropriated—$5 billion for
fiscal year 1973, $6 billion for fiscal year 1974 and $7 bil-
lion for fiscal year 1975. The Senate bill (S. 2770, 92d
Cong., Ist Sess.) also provided in Section 205(a) that
“all sums * * * authorized * * * shall be allocated

f
.
a

SSE Log TL EIEIO LL:

FOAOTION

Were

Bosses ters ee erremere

16

{allotted]” and Section 207(b)(1) authorized “not to
exceed” an “aggregate of #12 billion” prior to July 1,
1976. Beeause of these and other differences in the
two bills, the legislation was sent to conference on
March 29, 1972, after passage of the House bill. After
extensive deliberation, the conference committee re-
ported an amended bill six months later on September
28, 1972.*

The Committee made two changes, the so-called
“Harsha Amendments,” which are eritical to the ques-
tion before the Court. First, it eliminated the word
“ali” from the requirement in Section 205(a) that
the Administrator allot ‘tall sums authorized” by See-
tion 207, Second, it adopted the phrase “not to exceed”
from the Senate bill as a qualification upon the amounts
authorized to be appropriated by Section 207.

Congressman Harsha, the House floor manager of
the bill and the author of the amendments, explained
that **the elimination of the word ‘all’ before the word
‘sums’ in section 205(a) and insertion of the phrase
‘not to exceed’ in section 207 was intended by the man-
agers of the bill to emphasize the President's flexibility
te control the rate of spending.” 118 Cong, Ree. (daily
ed.) H 9122. He continued (ibid.):

‘Senator Muskie, a Member of the Conference Committee,
sated “I have been a Member of the Senate for 15 years, and
I have newer before participated in a conference which has
consumed so many hours, been #0 arduous in its deliberations, or
demanded so much attention to detail from the members. The
difficulty in reaching agreement on this legislation hae been
matched only by the gravity of the problems with which it
works to cope.” 118 Cong. Ree. (daily ed.) S 16869,

17

Furthermore, let me point out, the Committee
on Publie Works is acutely aware that moneys
from the highway trust fund have been im-
pounded by the Executive. Expenditures from
the highway trust fund are made in accordance
with similar contract authority provisions
to those in this bill, Obviously expenditures and
appropriations in the water pollution control
bill could also be controlled. However, there is
even more flexibility in this water pollution
control bill because we have added **not te ex-
coed” in section 207, as L indicated before.

Surely, if the administration can impound
monies from the highway trust fund which
does not have the flexibility of the lancuage of
the water pollution control bill, it can just as
rightly coutrol expenditures from the contract
authority produced in this legislation by that
same means,”

The same view was expressed in the subsequent
colloquy among Representative Harsha, Representa-
tive Jones, the Chairman of the House Conferees, and
Representative Ford, In response to a statement from

*The fact that the Court of Appeals for the Bighth Cirenit
in State Highway Commission of Missouri v. Volpe, V9 ¥, 24
10), subsequently held that the highway statute does not au-
thorize the obligation of lesser amounts than those allotted does
not undermine the significance of the references to highway
impounding in the legislative history. The Members of Con-
gree who referred to highway impounding were referring to
the pereticn (which, in spite of an adverse district court deci-
sion, 34+ F. Supp. 050 (WUD. Mo. 1972)). they apparently till
assumed te be proper as an example of the type of control the
Executive Branch could exercise over spending under the Water
Pollution Contro: Act Amendments,

en eee Se eee ee

ee

= ——

es ous

18

Representative Ford that it was ‘vitally important
that the intent and purpose of section 207 is spelled
out in the legislative history here in the discussion on
this conference report,’ Mr. Harsha stated:

I do not see how reasonable minds could come
to any other conclusion than that the language
means we can obligate or expend up to that
sim—anything up to that sum but not to exceed
that amount, Surely, if the Executive can im-
pound moneys under the contract authority
provision in the highway trust fund, which
does not have the tlexible language in this bill,
they could obviously do it in this instance.

Mr. Jones stated that he agreed with Mr. Harsha,
pointing out that the latter “offered this amendment
which we have now under discussion in the committee
of conference, so there is no doubt in anybody's mind
of the intent of the language. It is reflected in the
language just explained by the gentleman from Ohio
(Mr. Harsha).*’

Mr. Ford then stated:

Mr. Speaker, this clarifies and certainly
ought to wipe away any doubts anyone has, The
language is not a mandatory requirement for
full obligation and expenditure up to the au-
thorization figure in each of the 3 fiscal years.
[118 Cong. Ree, (daily ed.) H 9123. ]

The disenssion of the conference bill in the Senate
similarly shows a recognition that the changes made
in Sections 205(a) and 207 were intended to give the
Executive Branch power to control the rate of spend-
ing. In explaining these two changes Senator Muskie,

19

although describ ng the change in Section 205(a) as
providing that ** ‘all’ sums authorized to be obligated
need not be committed, though they must be allocated,”
stated that the changes in the two sections “were
suggested to give the administration some flexibility
concerning the obligation of construction grant funds”
(118 Cong. Rec. (daily ed.) 8 16871). Senator Cooper, a
Senate conferee, noted that the funding of the legisla-
tion would total “over $24 billion—subject to the usual
presidential responsibility for evaluating these needs in
relation to other national priorities.” 118 Cong. Ree.
(daily ed.) S 16881. Senator Nelson stated, with respect
to expenditure controls: “Only if the President’s Office
of Management and Budget or the Congress specifically
directed otherwise would the money not be available at
the levels in the legislation, according to my understand-
ing.”’ 118 Cong. Rec. (daily ed.) S 16888.

The President vetoed the bill, stating in his veto
message that it would lead to excessive spending.’ 118
Cong. Ree. (daily ed.) H 10266. The Congress then
passed the bill over the veto.

In the Senate debates on overriding the veto, Sen-
ator Muskie challenged the President’s view that the
bill would lead to excessive spending, stating:

[T]he President is in a position to control the
amount of such authority that is used by the
Administrator of EPA, and probably the Office
of Management and Budget as well.

*The Administration had recommended expenditures of 6
billion. The Bill provided for an $18 billion grant program
as well as $6 billion in other expenditures, a total of $24
billion.

562-253—74—_4

ron gaeney

Las te vy Fif Cgmeenne PODIUM

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20

May [| point out to the Senator that im the
language of the authorization are the words
“not to exceed.” Obviously, those are words of
control [LIS Con. Ree. (daily ed.) S 18550-
18551. |

Senator Cooper reviewed the history of the legisla-
tion at some Jength and explained that the conference
amendments had been expressly itended to offset the
#18 billion figure adopted in the final bill by giving
the President the “option of impoundment” (118
Cong. Ree. (daily ed.) S 18551). Likewise, the following
statement of Senator Baker, also a conferee, was read to
the Senate by Senator Muskie (118 Cong. Ree. (daily
ed.) S 18547):

[Thhe Congress has gone out of its way to
make it clear to the President that the funds
authorized by the water pollution bill did not
have to be spent in their entirety.

It was on the basis of these statements of the Presi-
dent’s authority to control spending that the Senate
overruled the veto.

In the House debates on overriding the veto the
same point was made. Representative Harsha stated
(118 Cong. Ree. (daily ed.) TE 10268) :

[Wile have emphasized over and over again
that if Federal spending must be curtailed, and
if such spending cuts must affect water pol-
lution control authorizations, the administra-
tion can impound the money,

I want to point out that the elimination of
the word “all” before the word “sums” in see-
tion 205(a) and insertion of the phrase
“not to exceed” in section 207 was intended

21

to emphasize the President's flexibility te con-
trol the ro’ + of spending.

Similarly, wepresentative Clausen, also a conferee,
stated that it was “unfortunate that the President
felt that he had to veto this bill” because of “his con-
cern for the task he has of holding the reins on the
Federal budget,” since the effect of the Marsha amend-
ments in eliminating the word “all” in Section 205(a)
and the addition of the words “not to exceed” in See-
tion 207 “gave the President the authority and the
flexibility he needs to control the rate of spending”
(118 Cong. Ree. (daily ed.) TE 10272), In his closing re-
marks, just before the House voted to override the veto,
Representative Clausen stated:

It [should] have been abundantly clear that
the President has the authority to control the
rate of spending. This was the clear intent of
the managers. [Tbid.]

This legislative history shows that both the House
and the Senate, on the original enactment of the bill
and in overriding the Presidential veto, were fully
aware that the bill that was enacted gave the Presi-
dent full authority to control the rate of spending. The
elimination of the word “all” from Seetion 205 and
the addition of the words “not to exceed” in Section
207 were frequently described together as the means
by which authority to exercise that control was as-
sured, As we now show, such control may be exercised
by allotting less than the total amounts authorized to
he appropriated.

5 Ae Oe LER GLAVIN E PTE OSES

PIE POS LRT ONES TA re >

22

( THE AUTHORITY TO CONTROL THE RATE OF SPENDING MAY BE
EXERCISED BY ALLOTTING LESS THAN THE AMOUNTS AUTHORIZED
TO BE APPROPRIATED
The court of appeals in City of New York coneluded

(Pet. App. A, pp. LA, 23.4), on the basis of its reading

of the legislative history, that *‘while the Administra-

tor might control the timing of future spending
through delay of obligation, he must fully allot” and
that “the amendments were intended to grant the
executive discretion in the obligation phase, not in the
allotment phase” (emphasis in original). As shown
above, however, the legislative }'story does not sup-
port this conclusion. Indeed, the action of the confer-
ence committee, discussed above (pp. 15-16), in delet-
ing the word “all” from the requirement in Section

205(a) for allotment of “sums authorized” by Section

207, supports the contrary conclusion, Virtually all

of the discussion upon which the court of appeals

relied was directed to the question whether the Execu-
tive Branch could control the rate of spending, and

did not focus upon the stage at which such control

would be exercised.

It is significant that those courts that have rejected
the government's position in this case—following the
opinion of the district court in City of New York ‘—

"City of New York in the court of appeals (Pet. App. A):
State of Minnesota v. Fri, D. Minn., No. 4-75, Civ. 133, June 25,
1973: Martin-Triqona v. Ruckelshaus, N. VD. Ul... No. 72-C-30H4,
June 20. 1973: State of Teras v. Ruckelshaus. W.VD. Tex..C. A. No.
A-75-CA-38, October 2, 1973: State of Flovida y. Train, N. D.
Fla. Civ. No. 73-156, February 25, 1974: State of Maine v.
Vrain. D. Maine. Civ. No. 14-51, June 21, 1974: State of Ohio

v. Environmental Protection Agency, cf al.. N. D. Ohio, Nos.
C. 75-1061 and C. 74-104, June 26, 1974.

23

have offered no explanation for the deletion of the
word “all” from Seetion 205, But the two courts that
attached any meaning to this change found that the.
power to control the rate of spending could properly
be exercised at the allotment stage.

We submit that the selection of the method by
which the control of spending should be exercised—
through restrictions upon allotment or upon obliga-
tion—lies within the sound discretion of the Presi-
dent and the Administrator. The issue is basically one
of timing—at what stage in the administrative process
are the controls upon the rate of spending to be im-
posed. If the Act gives the Administrator ‘*control
over the ‘rate of spending,’ as the eourt of appeals
recognized ( Pet. App. A, pp. 25A-26A ), there is no prac-
tical difference in result between exercising such con-
trol at the allotment or at the obligation stage (see
infra, pp. 25-29).

The court of appeals, however, stressed the alleged
distinction between control of spending at the obliga-

" Cam paigu Clean Water in the district court (Pet. App. I. })-
MA): “[T his interpretation * * * appears to de-emphiasize
the syntactical history of Section 205 which shows the purpose-
ful removal of the word ‘all’ from §205.° Brown ve Ruchels-
haus, 364 F. Supp. 258, 269 (C.D. Calif.): “With all due
respect to the judges who wrote those opinions. we believe that
they are not correct. Neither the amendments nor the sponsors”
statements received proper attention in any of the decisions.
No one has convinced us that when a legislature removes the
word ‘all’ from the phrase, *All sums authorized to be appro-
priated shall be allotted’ they mean that every penny must be
spent. Nor has anybody argued successfully that adding the
phrase ‘not to exceed” before a sum means anything more than
that an upper limit must be imposed.”

24

tion stage and control at the allotment. stage. The

court eoneluded (1) that the controls at the two stages

are very different and that (2) control at the allot-

ment stage interferes with the legislative objective of

committing $18 billion to the program. In response to

the Administrator’s argument that ‘tin terms of the

impact on potential recipients, control over allotments

and control over obligations would have the same
effect’ (Brief for appellant Administrator, p. 21,
Reply Brief, p.5), the court said (Pet. App. A, p. 314) :

We disagree emphatically. Discretion over
allotments necessarily confers discretion over
the amount available to be spent and thus
grants the executive the power to contravene the
oft-stated legislative purpose to make federal
money available. Could the Administrator allot
802 Happily, this is not the case, but the Ad-
ministrator suggests no limit on his alleged dis-
cretion not to allot. Such authority would be
ereater than the power to control the rate of
expenditures to which the sponsors repeatedly
referred. Further, diseretionary — allotment
would not be consonant with the overall eon-
cern, clearly expressed, of providing a total of
£18 billion to combat water pollution. We find
that discretion in obligation is distinctly differ-
ent than discretion in allotment, and that. it
was only the former which this legislation was
intended to confer.

A plausible but erroneous assumption underlies this

reasoning: that control over the rate of spending and

control over the amount of spending are very differ-

ent things. This is not se. Control over the rate of

spending is necessarily control over the amount to be
spent during a particular time period. A rate is de-
fined as an amount of something during a given period
of time. A rate can be reduced cither by reducing the
amount or extending the time period.

The court of appeals believed that control of the
rate of spending at the allotment stage should not be
permitted because such control could thwart the con-
gressional intent to require that a total of $18 billion
be expended on this program, @.e., the amount author-
ized to be appropriated in Section 207 (Pet. App. A,
pp. 19A-25A ). Implicit in this conclusion is the apparent
assumption that sums not allotted imitially are there-
after lost to the program, “e., that the authorizations
for the particular vears provided in Section 207 lapse
unless the funds therefor are allotted before the year
expires. The assumption is unsound; the President
and the Administrator have authority to continue to
make allotments for as long as necessary, until the
total amount authorized has been allotted.”

Although Congress provided in Section 205(a) that
“[s]ums authorized” in Section 207 “shall be allotted

*Even if allotments not made did lapse, the only difference
would be that Congress would have another occasion to examine
the issues related to amounts and rate of spending under this
program. Lapse is a doctrine which preserves continuing con-
gressional authority over executive spending. Only if one as-
sumes that the plaintiffs have some sort of entitlement to the
1972 authorizations of Section 207 apart from and in addition
to any subsequent authorization by Congress, does the fear of
lapse make any difference. Such an assumption is m error. This
is not a case like Work v. Louisiana, 269 US. 250. where Con-
gress had granted specific. unique property to the plaintiffs.

ERR EPA PR MRL LIE TE ELI I RLS TTI TE ER: IT NRT WREST

26

by the Administrator tet later than the January Ist
immediately preceding the beginning of the fiscal year
for which authorized,” this provision, as we have ex-
plained, supra, pp. 14-15, does not require him initially
to allot all sums so authorized. With respect to the
sums allotted, Congress provided in Section 205(b) (1)
that they “tshall continue available for obligation im
such State for a period of one vear after the close
of the fiscal vear for which such surus are authorized,”
and that “[a]ny amounts so allotted which are not
obligated by the end of such one-year period shall be
immediately reallotted by the Administrator.” Con-
gress thus provided that even with respect to sums
initially allotted, they are te continue to be available
indefinitely, subject only to reallotment."

There is nothing in the statute which indicates any
congressional intention to preclude the Administrator
from subsequently allotting sums not initially allotted
during the vear for which the sums were authorized.
To the contrary, it would further the congressional
intent that the full $18 billion authorized be expended on
the program, to permit the Administrator, if he initially
allots less than the full amount authorized, to allot the
balance at some future time when he considers it ap-
propriate to channel further amounts into the pro-

"TL. Rep. No. 92-911. 92d Cong... 2d Sess.. p. 93, states:
“|with a periodic reallotment of unused allotments, the Com-
mittee expects each of the authorizations provided in section
207 to be ultimately used and las accordingly provided tndef-
nite appropriation authority to permit the payment of the
obligations regardless of the year in which this may occur.”

(Emphasis added.)

27

gram." It was presumably for these reasons that the
Fourth Cireuit in Campaign Clean Water was
“strongly pursuaded” that the Administrator has that
authority (Pet. App. B, p.51A).

Once it is recognized that the Administrator has
authority to allot funds beyond the authorized years,
then there is no practical difference in result whether
the controls upon spending are exercised at the allot-
ment or at the commitment stage. If the Administra-
tor were required to allot all the sums authorized, he
would then. control spending by restricting the rate
of obligation. Such controls upon obligations would be
modeled on the spending controls used under the High-
way Act, which were referred to in the legislative
history (supra, pp. 17-18). After all the sums were
allotted, the portion of them equivalent to the amounts
that were originally allotted would be made available
for obligation. The balance of the allotted funds would

" The concept of continued authority to commit government
funds is not novel. Cf. 381 U.S.C. 706, which provides for the
withdrawal of “[t]he unobligated balances of appropriations * * *
not limited to a definite period of time™ only “whenever the
head of the ageney concerned shall determine that the purposes
for which the appropriation was made has been fulfilled:
or * * * whenever disbursements have not been made against
the apprepriation for two full consecutive fiscal years.” Appro-
priations are defined to include contract authority. 31 U.S.C. 2.
The determination that ihe purpose has been fulfilled is unlikely
to be made here, since the 1975 needs survey made pursuant to
Sections 205(b) and 516 showed total needs of 860 billion. See
Costs of Construction of Publicly Owned Waste Treatment
Works, H. Pub. Works Comm, Print 93-28, 93d Cong., 1st
Sess... p. 2; Environmental Protection Agency, Costs of Con-
struction of Publicly Owned Waste Water Treatment Works:
1973 Needs Survey, Table II, p. 12.

g

rye

POET

oy

~:

FO EEE OT OAR NT Eats OPIN Foy

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| 2 NESTS SOT RSG ORR Ra He cag Sy

28

be placed in “reserve” accounts, which the Adminis-
trator could not commit until the accounts were
released.

An ilustration may clarify the point. For fiscal
vear 19723 New York was allotted $221,156,000 under
the Water Pollution Control Amendments. If the full
$5 billion authorized had been allotted instead of the
&2 billion actually allotted, New York would have been
allotted $552,890,000 under the 1973 allotment formula,
an inerease of $331,734,000. If full allotments had been
made, and obligation controls imposed, New York’s
total allotment of $552,890,000 would have been divided
into two accounts. The amount of $221,156,000 would
have been placed in one account, which the Admin-
istrator could have immediately obligated for qualified
projects. The balance of $331,734,000 would have been
placed in a reserve account, which the Administrator
could not obligate until the funds were released.”

The court of appeals also relied on the provision of
Section 206(f)(1) permitting the Administrator to

* This arrangement would not contravene the provision of
Section 205(b) (1) that “Any sums allotted * * * shall be available
for obligation * * * on and after the date of such allotment.”
because the sums in the reserve account would continue avail-
able until released. The Administrator's duty to act on applica-
tions “as soon as practicable” under Section 203(a) would not be
violated because the obligation of funds by the Administrator
from reserve accounts is not “practicable” if he has not been
authorized to release them. Sums held in a reserve account more
than one year after the close of the fiscal year would be re-
allotted under Section 205(b) (1). along with similar funds allot-
ted to all other states, pursuant to the allotment formula dictated
by the most recent needs survey. Likewise sums allotted after
the time for reallotment should be allotted according to the
reallotment formula.

29

obligate from future *texpected”’ allotments. That sec-
tion permits such obligation where allotments already
made have been fully obligated, if a congressional au-
thorization is in effect, and if the obligation will not
exceed the expected allotment from that authoriza-
tion. The court concluded that this section ‘would
have scant operative effect if the ‘state’s expected
allotment’ could not be known because the Adminis-
trator had discretion to allot only a portion of such
authorization’? (Pet. App. A, pp. 33A-34A). This
overlooks, however, an important fact. The ‘ex-
pected”? allotment is the same as the state's likely
percentage share of the total authorization because the
expectation is not limited in time and the Adminis-
trator expects ultimately to release the full $18 billion.

Section 206(f) is part of the overall scheme of the
statute which gives the Administrator power te con-
trol the rate of obligation under the program. Sections
205 and 207 give him power to slow the rate of obliga-
tion by deferring allocations. Section 206(f) gives
him power to accelerate the rate of obligation beyond
that dictated by the initial allotment dates of Section
205(a). Section 206(1) is consistent with the statutory
plan conferring discretion on the Administrator to
allot, and, the covet of appeals suggested (Pet. App. A,
p. 344A), with a mandatory duty to do so.

In sum, the Executive Branch did not abuse its discre-
tion in making the judgment that the allotment stage is
the proper occasion to exercise control over spending.
There is nothing in the Act or its legislative history
reflecting any clear congressional intent to bar the
Executive Branch from exercising contro! at this

NSAI ENA NIES OLLI ND DE

TR ONPG, FRO RA EOP IL > AP ME MENTS

WS GDN Drees

&

Peer ete

stage. In the absence of such congressionally shown
intent, the courts should respect the expert judgment
of the officials to whom Congress committed the ad-
ministration of the program.

Il

IN CAMPAIGN CLEAN WATER THE COURT OF APPEALS SHOULD
HAVE DIRECTED DISMISSAL OF THE SUIT

In its complaint, Campaign Clean Water alleged
that the Administrator had acted unlawfully because
(1) he “lacks the discretion to refuse to allot among
the states the full sums authorized by Congress”
amd (2) he abused his discretion ‘by withholding a
creater amount of funds than contemplated by the Con-
gress under the Act” (App. 36-37). During the litiga-
tin, however, the plaintiff abandoned the first claisas,
amd when the case reached the court of appeals it
invelved only the second theory of illegality. As the
court of appeals stated (Pet. App. B, pp. 39A-40A) ;

The plaintiff concedes the Congress intended
to give the executive certain discretion in mak-
ing allotments under Section 205; the defendant
Administrato: asserts the existence of such dis-
cretion; and the District Court found that there
was such discretion, The existence of discretion,
therefore, is not in issue on this appeal. [Foot-
note omitted. ]

Thus, the only portion of the complaint now rele-
vant is the allegation that the Administrator abused
hix discretion by alloting less than Congress intended.

nee the court of appeals recognized that there is
no issue in this case whether the Administrator has

41

discretion to allot less than the sums authorized, it
should have directed the district court to dismiss the
complaint. The district court had no jurisdiction to
determine, as the court of appeals directed it to do on
remand, whether the Administrator abused his discre-
tion in alloting only 45 percent of the funds author-
ized, This is so for two reasons: (a) Sovereign
immunity bars litigation of that claim, and (b) the
only statutory basis the district court had for enter-
taining the claim—the Administrative Procedure
Act—is unavailable because the elaim involves a
matter committed to agency discretion, so that the
Act cannot apply.

A. MIVVEREIGNTY IMMUNITY BARS THIS stIT

1, The suit is against the soverciqn because it secks
fo compel a government official to take affirmative
action looking toward the spending of government
funds, The complaint in this ease sought to compel
action by the Administrator that would have the ulti-
mate effect of requiving the expenditure of funds
by the United States. The relief sought, in addition
to a declaratory judgement, was an order directing the
Administrator to inerease the allotments he had pre-
viously made, and granting any other appropriate re-
lief, including retaining jurisdiction to insure that the
defendant does not by cther unauthorized means
“defer the obligation by states, municipalities, and
other authorized agencies of allotted sums” (App. 37).
The allotments, as explained above (pp. 5-6), constitute

32

the first step in the administrative process by which
federal funds are provided to the states.

Since the allotments provide a ceiling upon the
amounts which the states can receive, the increase in
the allotments sought necessarily was intended to and
ultimately would increase the funds the United States
will furnish to the states. Indeed, the complaint recog-
nized this by its request for possible other relief to
prevent the Administrator from deferring the obliga-
tion of authorized funds. Obligation of funds is the
mechanism by which the government actually commits
funds to particular projects. Once the funds have
heen obligated, the state is entitled to receive them.

Such an attempt to compel a government official
to take affirmative action that will result in the disposi-
tion of government property is an unconsented suit
against the sovereign that is barred by sovereign im-
munity. See, eg. Hawaii vy. Gordon, 373 US, 97;
Dugan ¥. Rank, 372 US. 609; Malone v. Bowdoin,
369 U.S. 643; Larson ¥. Domestic & Forcign Commerce
Corp., 337 US, 682,

Hawaii ¥. Gordon, supra, involved a similar situa-
tion. That was an original action by the State of
Hawaii against the Director of the Burean of the
Budget challenging his interpretation of the Hawaii
Statehood Act. The Aet provided for the transfer by
the United States to Hawaii of lands there that the
United States no longer needed. The Director held
that this provision applied only to lands originally
ceded by Hawaii to the United States o: tands ob

33

tained for exchange of such lands, and not to lands
obtained by the United States by purchase, gift or
condemnation, and so advised other federal agencies.
Hawaii's suit sought an order requiring the Director
“to withdraw this advice to the federal agencies, de-
termine whether a certain 203 acres of land in Hawaii
acquired by the United States through condemnation
was land or properties ‘needed by the United States’
and, if not needed, to convey this land to Hawaii”
(p.373 U.S. at 58).

This Court held that the suit was barred by sov-
ercign immunity. It stated (7bid.) :

Here the order requested would require the
Director’s official affirmative action, affect the
public administration of governr nt agencies
and cause as well the disposition of property
admittedly belonging to the United States.

The Campaign Clean Water challenge to the Ad-
intinistrator’s discretion is subject to the same infir-
nities. It seeks to ‘require the [Administrator’s] of-
ficial affirmative action” of increasing the allotments:
it would ‘affect the public administration of govern-
ment agencies” by forcing the Administrator to
change the bass upon which he is operating the pro-
gram pursuant to the direction of the President; and
it would cause “the disposition of property admittedly
belonging to the United States,”’ namely, a portion of
the authorized funds that the Administrator had not
vet allotted. Like the complaint that this Court dis-
missed in Hawaii vy. Gordon because it was an uncon-
sented “suit against the United States’ ibid.), this ac-

TCR WRENN RUT PRONE MN tT RR, EN A eT

Edt We

Pore Pra

34

tion also is harred by sovereign immunity.

2. The case is not within the exception to sovereign
immunity for situations where the government official
acts beyond his statutory authority or unconstitution-
ally. An exception to sovereign mununity is recognized
“if the offieer’s action is ‘not Within the officer's
statutory powers or, if within those powers * * * if
the powers, or their exercise in the particular case,
are constitutionally void.’ ” Malone y. Bowdoin, supra,
369 U.S. at 647, quoting from Larson vy. Domestic &
Foreign Commerce Corp., supra, 337 U.S. at 702.
Neither exception applies here,

a. Although the complaint alleged that the Admin-
istrator’s action in allotting only 45 percent of the
sums authorized was “unlawful” and “outside the scope
of his diseretion and authority” (App. 36), this claim
does not establish that his action Was not “within the
officer’s statutory powers.” Larson, supra, 337 US.
at 691-692, 702, discussed below. For, once it is ae-
knowledged that the Administrator has discretion to
allot less than the full amounts authorized, his disere-
tionary act of determining the total amount to be
initially allotted cannot be beyond his “statutory pow-
ers.” Even assuming arguendo that it may involve
error in exercising those powers, it is still within
them and not beyond them, It is necessarily an exer-
cise of thos powers.

Larson and Hawaii, supra, both support this con-
clusion. Larson was a suit against the Administrator
of the War Assets Administration to prevent him
from disposing of coal that the Administration alleg-

35
edly had sold to the plaintiff. The plaintiff's right to
the coal depended upon the interpretation of the sales
contract between itself and the Administration. As in
the present case, the complaint alleged that the Ad-
ministrator “was acting ‘illegally,’ and that the re-
fusal to deliver was ‘unauthorized’ (337 US. at
691). The Court held that this allegation was insuf-
ficient to show that the Administrator was acting
beyond his “statutory powers,” since—
There is no allegation of any statutory limita-
tion o@ his powers as a sales agent. In the ab-
sence ef such a limitation he, like any other
sales agent, had the power and the duty to
construe such contracts and to refuse delivery
in cases in which he believed that the contract
terms had not been complied with. His action
in so doing in this case was, therefore, within
his authority even if, for purposes of decision
here, we assume that his construction Was
Wrong and that title to the coal had, in facet,
passed to the respondent under the contract.
[337 US. at 703; see also, id. at 691-692. |

Similarly, in the present case the Adininistrator’s
statutory authority to allot Jess than the total amounts
authorized includes the right ts determine the amount
to be initially allotted,

In Hawaii y. Gordon, the claim was that the Diree-
tor of the Bureau of the Budget was acting on the
basis of an erroneous interpretation of the Hawaii
Statehood Act, Despite this claim of illegal action, the
Court held that sovereign immunity barred the suit.
indeed, the present case is an even stronger one for

Yo Vea wee ETN REP ETS eee

R re ay

36

application of the doctrine. There the claim was that
the government officer had misinterpreted an Act of
Congress; here it is only that he abused his discretion
in administering the Act.

». The complaint does not allege that the Adminis-
trator acted unconstitutionally in alloting only 45
percent of the sums authorized, and it is difficult to
see how any substantial constitutional challenge could
be made to that action. The state’s claim to the allot-
ment of funds under the Federal Water Pollution
Control Act Amendments rests wholly upon those
Amendments, not upon any constitutional provision.
There is not and could not be any valid claim that the Ad-
ministrator’s allotment action violated any rights of
the State or its residents under the Fifth Amendment.

The court of appeals stated (Pet. App. B, pp. 46.A-
47.\) that when the executive withholds from spending
“so substantial an amount of the appropriation as to
make impossible the attainment of the legislative goals,
the executive trespasses beyond the range of its legal dis-
cretion and presents an issue of constitutional dimen-
sions which is obviously open to judicial review.’ But
the court’s characterization of the validity of the Ad-
ministrator’s refusal initially to allot more than 45
percent of the amounts authorized as presenting “an
issue of constitutional dimensions’’ does not bring this
‘ase within the “unconstitutional action” exception to
sovereign immunity. The theory of that exception is
that when a government official acts unconstitutionally,
it is not the action of the sovereign at all but the per-
sonal act of the official, since the latter cannot be
acting for the sovereign when he exceeds the sovereign’s

37

constitutional power. The validity of the amount of
the initial allotments the Administrator made in the
exercise of his statutory discretion does not even re-
motely approach an unconstitutional exercise of gov-
ernment authority.

¢. Most cases in which the government official alleg-
edly has acted beyond his statutory authority or un-
constitutionally were situations where the plaintiff
claimed that the property being held by the sovereign
was his property. Cf. Larson and Malone, supra. In
this case, however, as in Hawaii vy, Gordon, the prop-
erty which the plaintiff secks to obtain is admittedly
property of the sovereign, and the claim is that he is
entitled to receive the property from the sovereign
under a statutory right to entitlement. This Court
recognized in Larson, supra, that such a claim is one
against the sovereign and not subject to the exceptions
for unauthorized or unconstitutional action:

Of course, a suit may fail, as one against the
sovereign, even if it is claimed that the officer
being sued has acted unconstitutionally or
beyond his statutory powers, if the relief
requested can not be granted by merely order-
ing the cessation of the conduct complained of
but will require affirmative action by the sov-
ereign ov the disposition of unquestionably sov-
ereign property. [337 U.S. at 691, n.11.]

Only where the official’s duty to dispose of the
sovereign’s property is ministerial have the courts
permitted suit to be maintained to compel its disposi-
tion. Work v. Louisiana, 269 U.S. 250; Kendall vy.
United States cx rel. Stokes, 12 Pet. 524. The present
ease, in which the plaintiff is seeking to compel a

crn ene |

4 SAS

ae

38

government official to furnish him with greater gov-
ernment funds than the official believes is appropriate,
is a suit against the sovereign.

3. The Administrative Procedure Act does not waive
the United States’ sovereign timunity. The cirenits
are divided over whether the sovereign immunity of
the United States has been waived by the Administra-
tive Procedure Act. Five courts of appeals have held
that it has not been waived. Littell vy. Morton, 445 F.
2d 1207, 1212 (CLA. 4); State of Washington v. Udall,
417 F. 2d 1310, 1320 (CLA. 9); Motah v. United States,
402 F. 2d 1,2 (C.A. 10): Twin Cities Chippewa Tribal
Council v. Minnesota Chippewa Tribe, 870 FB. 2d 529, 532
(CLA. 8): Cyrus v. United States, 226 F.2d 416 (CLA.
1). Three circuits have taken the contrary view.
Scanwell Laboratorics, Tne. v. Shaffer, 424 VF. 2d 859,

8735-874 (C.A.D.C.); Estrada vy. Ahrens, 296 FF. 2d
H90 (CLA. 5); Compare Warner v. Cor, 487 BF. 2d 1301

“In Littell and State of Washington, however, the courts
held sovereign immunity inapplicable because they concluded
that the interests served by judicial review in the particular
case outweighed the interests served by sovereign immunity.
even though both actions sought to effect a disposition of sov-
ereign property. See 445 F. 2d at 1215-1214. 417 PF. 2d at 1520.
Littell involved a claim for legal fees for services rendered.
State of Washington involved a claim that certain water should
be made available to the State without legal restrictions thought
controlling by the agency. If the suit is against the sovereign,
however, only Congress can waive immunity, and the courts
cannot. dec'de whether to entertain such suits based upon their
evaluation of the relative interests to be served by judicial
review in the particular case. In any event, the present action,
involving an administrative process central to the operation of
the entire executive branch (see ‘nfra, pp. 4446), involves
wholly different considerations.

39

(CLA. 5) and Colson v. Hichkel, 428 F. 2d 1046 (CLA.
5); Kletschka v. Driver, 411 BF. 2d 486, 445 (CLA, 2
(alternative ground for decision).

The cases holding that the Administrative Proce-
dure Act waived sovereign immunity rely upon Section
10(a) of that Act (60 Stat. 243), now 5 U.S.C. 702,
which provides: **A person * * * adversely affected or
aggrieved by agency action within the meaning of a
relevant statute, is entitled to judicial review thereof.”
This section does not deal with jurisdiction, however,
but only with standing. The provision dealing with
jurisdiction, Section LO0(b), now 5 U.S.C. 703, states
that the “form of proceeding for judicial review
is * * * any applicable form of legal action * * * in
a court of competent jurisdiction” — Cemphasis
supplied).

The Administrative Procedure Act does not of it-
self confer jurisdiction, but only prescribes the pro-
cedures for administrative review in courts having
jurisdiction. Since sovereign immunity is a jurisdic-
tional issue, the Administrative Procedure Act did not
waive it. As this Court said of that Act in Blackmar
v. Guerre, 342 U.S. 512, 515-516, “Still less is the Act
to be deemed an implied waiver of all governmental
immunity from suit.”

b&b THE ONLY BASIS UPON WHICH THE DISTRICT COURT MIGHT HAVE
AUTHORITY TO HEAR THIS SUIT—THE ADMINISTRATIVE PROCEDURE
ACT—IS INAPPLICABLE BECAUSE THE CHALLENGED ACTION
INVOLVES A MATTER COMMITTED TO AGENCY DISCRETION
A district court may review an administrative order

only if (1) the governing statute itself provides for

review and the plaintiff has followed the statutory
procedures, or (2) the Administrative Procedure Act

25 RAIN ARLENE GAN TET EE IS LIRA PP

oe

*

yee, en

40

permits review. Neither basis is present here, and the
court of appeals accordingly should have directed the
district court to dismiss the complaint.”

1. The Federal Water Pollution Control Act Amend-
ments authorize any citizen to file a civil action
“against the Administrator where there is alleged a
failure of the Administrator to perferm any act or
duty under this Act which is not discretionary with the
Administrator” and give the district courts “jurisdie-
tion * * * to order the Administrator to perform such act
or duty * * *” (Section 505(a)). This authority, how-
ever, is specifically subject to the requirement in sub-
paragraph ()) that “No [such] action may he com-
meneed * * * prior to sixty days after the plaintiff has
given notice of such action to the Administrator.”

The complaint in this case does not allege that snb-
paragraph (b) was complied with, and the Admin-

eects

“Campaign Clean Water also invoked the jurisdiction of the
district. court under the federal mandamus statute, 28 U.S.C.
1361, Since petitioner recognizes that the Administrator has
discretion to allot less than the amount authorized, however,
mandamus would not lie, That writ may issue only to compel
performance of a ministerial act, but not to control the exer-
cise of discretion. Wilhur ve United States cr re 1. Nadrie, 231
U.S. 206, 218: United States er pel. McLennan vy. Wilbur, 285
US. 414. 420: United States er yel. Girard Trust Company N.
Helrvering, 301 U.S. 540, 43: Panama Canal Company VN. Grace
Line. Ine.. 356 U.S. 309, 315. Section 1361 recognizes that limi-
tation upon the use of mandamus, since it gives the district
courts jurisdiction “of any action in the nature of mandamus to
compel an officer er employee of the United States or any
agency thereof to perform «a duty owed to the plaintif!™
(emphasis added).

41

istrator has advised us that he was not given such
rotice. Indeed, the complaint on its face shows that
tie 60-day statutory notice could not have been given
before it was filed. The action of the Administrator in
allotting less than the total amounts authorized was
announced on November 28, 1972 and the complaint
was filed on January 15, 1973, only 48 days later (App.
33, 36, 37). Moreover, the plaintiff did not invoke the
jurisdiction of the district court under this provision,
but only under 28 U.S.C. 155 and 1361 (App. 39).

Since Congress required, as a condition of invoking
the jurisdiction of the district court under Section
505, that 60 days’ notice be given to the Adminis-
trator prior to the filing of the suit, the failure to give
such notice resulted in the district court having no
jurisdiction under that Section. Since that section con-
stituted a waiver of sovereign imnimunity, the terms
upon which Congress consented to suit must be ob-
served. Soriano v. United States, 352 U.S. 270, 276;
United States v. Sherwood, 312 U.S. 584, 590-591. The
fact that had the plaintiff given such notice, it was
unlikely that the Administrator would have changed
his action, is immaterial. Cf. United States v. Tucker
Truck Lines, 344 U.S. 33, 37.

Finally, for the reasons we now discuss, the action
of the Administrator here challenged was diseretion-
ary, and hence not cover ed by Section 505(a).

29, The judicial review provisions of the Adminis-
trative Procedure Act (5 U.S.C. 701-706) are appli-
cable “except to the extent that—(1) statutes preclude
judicial review; or (2) ageney action is committed to

scones te ese teat ee

42

ageney discretion by law’ (5 U.S.C. TOL(a)). These
two exceptions must be read together. The exception
for matters “committed to agency discretion by law”
covers more than the situation where the statute pro-
vides that the administrative action is not subject to
judicial review, such as 388 U.S.C. 211 (a), “which
prohibits judicial review of decisions of the Adminis-
trator [of Veterans Affairs] (Johnson v. Robison, No.
72-1297, decided March 4, 1974 (slip op. p.3)). Rather,
it retlects the congressional judgment that administra-
tive determinations that turn upon the exercise of
discretion are not to be judicially reviewed under the
Administrative Procedure Act. Panama Canal Co. Vv.
Grace Line, Inc., supra, 356 U.S. at 317-319.

In the Panama Canal case, the court held that a
suit to compel the Canal Company to preseribe new
tolls for the use of the Canal and to refund tolls
allegedly illegally collected raised issues that were
“by law committed to ageney discretion” within the
meaning of Administrative Procedure Act (356 U.S.
at 317). Noting that determining the proper level of
tolls for the Canal ‘involve[s] mice issues of judg-

ment and choice * * *

Which require the exercise of
informed discretion” and requires the Canal Company
to make ‘questions of judgment requiring close anal-
ysis and nice choices”? (356 U.S. at 317, 318), the
Court concluded: “*the initiation of a proceeding for
readjustment of the tolls of the Panama Canal is a
matter that Congress has left to the discretion of the
Panama Canal Co.” (id. at 317).

Similarly, the action of the President, acting
through the Administrator, in setting the levels of

Le)

43

allotment is committed to agency discretion by law.
The words in the Administrative Procedure Act **by
law’? are not limited te a statute that specifically
commits the matter to the agency, since that inter-
pretation would render superthious the other exception
for situations where “statutes preclude judicial re-
view.” Rather, the determination whether a matter is
committed to agency discretion depends upon the
entire statutory scheme. Here, as we have shown above,
the Water Pollution Control Act Amendments leave
the making of the allocation to the discretion of the
Executive Branch.

Tndeed, unlike some statutes which provide guide-
lines for officials to consider in exercising their dis-
cretion (see, e.g., Secretary of Agriculture Vv. Central
Roiy Refining Co., 338 U.S. 604), here the governing
statute does not announce any specific precepts that
are to guide the President in determining allottments.
On the contrary, the legislative history discussed above
shows that Congress recognized that under the Act
the President would have discretionary authority to
control the rate of spending by initially committing
less to the program than the total amounts authorized
in Section 207.

The determination of the amount of funds to be
ulotted at a particular time is the essence of discre-
tionary action, and is not subject to judicial revision
upon the claim shat the allottment actually made con-
stituted an abuse of discretion. Indeed, it is difficult
to formulete an appropriate basis upon which a court
properly could review the validity of the President's

SRP ROTORS ODI IL LRM NERC A 4

44

discretionary determination in setting the particular
level selected.

The court of appeals suggested that on the remand
the district court should consider whether there has
been “a withholding of so substantial an amount of
the appropriation as to make impossible the attain-
ment of the legislative goals” (Pet. App. B, p. 46A),
whether “the Administrator, in exercising his discre-
tion under Section 205, acted so arbitrarily as to
frustrate the attainment of the legislative goals’? (id.
DOA), and “whether the factors used by the defendant
| Administrator] in fixing the allotments were the
ones that were ‘relevant’ under a proper construction
of the discretionary power found to exist in the exee-
utive’ (id. SBA). In his letter directing the Adminis-
trator to allot not more than #2 billion for fiscal year
1973 and not more than *3 billion for the following
fixeal year, however, the President stated that his deci-
sion, while “providfing] for improving water qual-
ity.” “recognizes the highest national priority, the
neal to protect the working men and women of
America against tax increases and renewed inflation”
(App. 16).

In other words, the President ordered these par-
ticular limits upon the amounts to be allocated pri-
marily to avoid a tax inerease and inflation. It was
because Congress recognized that the President should
have discretion to control the rate of spending in
order to further these interests that it authorized him,
acting through the Administrator, to commit less to
this program initially than the total amounts an-
thorized.

4

In these circumstances, it was inappropriate for
the court of appeals to direct the district court to
conduct the freewheeling inquiry that would neces-
sarily be involved in deciding such questions as
whether the amount withheld through allotment would
“frustrate” or “make impossible’ the ‘‘attainment
of the legislative goals.” Such an inquiry Yaixes @X-
tremely complex and difficult issues relating to the
proper effectuation of legislative policies by the Ex-
ecutive Branch that the courts are ill suited to resolve.
They involve determinations that Congress has com-
mitted to the executive branch of government, not to
the judicial branch.”

The court of appeals may have been questioning
whether the President properly could reduce allott-
ments in order to further broad national fiseal policies
not directly related to the Water Pollution Control
Program itself. In State Highway Commission of
Missouri v. Volpe, 479 F. 2d 1099 (CLA, 8), the court
adopted that limited view of the scope of the Seeretary
of Transportation's discretionary authority to obligate

*As the Administrator testified :

If fixcal responsibility is to be achieved. as the President
has resolved it will be. hard decisions to fund Federal pro-
grams at lew than their maximums may be necessary. The
inevitable eriticiam and controversy should not deter those
decisions.

“As I mentioned earlier, the responsibility to make the
decision on funding was placed on the President's shoulders
by the legislation itself. It is a difficult and complex re-
sponsibility and it has been carried out in the full context
of a comprehensive and long-range policy directed toward

the health and prosperity of the Nation.
Joint Hearings. supra. p. 405.

CS LOC 8 OC ee ee

or

B- ee

46

less than the total amounts authorized under the Fed-
erval-Aid Highway Act of 1956. There the court relied
upon what it deemed to be indications that Congress did
not intend to sanction withholding of funds under that
statute as an anti-inflation measure (479 F. 2d at 1115-
1116) and it interpreted the statute itself as providing
that apportioned funds are not to be withheld from
obligation for purposes totally unrelated to the high-
way program’ (id. 1116, footnote omitted ).”°

The statute involved in this case, however, contains no
such indication. To the contrary, av we hove shown,
the legislative history indicates that Congress recog-
nized that the Executive could control the rate of spend-
ing because of general fiseal considerations unrelated to
the program.”

In holding that the discretionary action of the
Administrator in this ease was not excepted from
judicial examination by the Administrative Procedure
Act’s exemption for “matters committed to agency
discretion,” the court of appeals relied (Pet. App. 1, p.
45A) upon this Court's statement in Citizens to Pre-

We submit that the court in State [ghiray misconstrued the
statute there at issue.

* The question whether Congress's use of mandatory language
can subsequently prevent the President from spending les than
the total amount appropriated for a particular program, when
the reduction is necessary to protect the financial integrity of
the government, presents difficult and complex constitutional
issues involving the allocation of powers. Since the legislative
history shows that Congress recognized in the Water Pollution
Control Act Amendments that the President would and should
have discretion to control the rate of spending because of general
fiseal considerations, there is no occasion for the Court here to
reach the broad constitutional issues, and accordingly we do not
discuss them.

47

serve Overton Park v. Volpe, 401 U.S, 402, 410 that
“[t]his is a very narrow exception * * * that it is ap-
plicable in those rare instances where ‘statutes are
drawn in such broad terms that in a given case there
ix no law to apply.’” The present case is one of those
“rare instances” since here, unlike the situation in
Overton Park, Congress has not prescribed the stand-
ards the President is to apply in deciding how much
of the amounts authorized are to be initially allocated.
Although the Water Pollution Control Act Amendments
specify in detail the criteria for determining whether
a particular project should be authorized, they do not
provide standards by which the discretionary allot-
ment authority is to be exercised.

The inquiry which the court of appeals directed the
district court to make would thrust the courts into the
area of political judgments by requiring managerial!
decisions. Criteria fitted for judicial decision-making
are absent. The district court would thus be asked to
make a decision that courts have always eschewed as
political questions. Such issues are not justiciable in
the federal courts. Colegrove v. Green, 328 U.S. 549;
Baker v. Carr, 369 U.S. 186, 208-237. “In determining
whether a question falls within that [political ques-
tion] category, the appropriateness under our system
of government of attributing finality to the action of
the political departments and also the lack of satis-
factory criteria for a judicial determination are domi-
nant considerations” (Coleman v. Miller, 307 U.S.
433, 454-455, footnote omitted). Both of these con-
siderations show that the propriety of the amounts

s
;
*
7
ik
:
F
R
E
b

48

the Administrator has initially allotted, pursuant to
the direction of the President, presents an unstruc-
tured managerial issue or political question that is not
for judicial resolution.

CONCLUSION

The judgments of the court of appeals in both cases
should be reversed and the cases remanded to the dis
trict court with instructions to dismiss the complaints.

Respectfully submitted.

Rosert H. Bork,
Solicitor General.
Carta Hits,

‘Assistant Attorney General.
Dante. M. FriepMan,
Deputy Solicitor General.
tpmMuND W. Kitcu,

"Assistant to the Solicitor General.
Rovert E. Korr,
Evowe EF. Davies,
Attorneys.
Jury 1974.

Ot. GOVERNMENT PRINTING OFFICE, 1974

FOLD OUT Is Too LARGE TO BE FILMED

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Acti+ ities of Grants Assistance Programs, May 1974, pp. 14-15.
'

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385001_1612%3A08. Public record. Not legal advice.
