# Appellees Brief — Radich v. New York

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appellees Brief
- **Published:** January 1, 1971
- **Citation:** 401 U.S. 531

## Text

THE PEOPLE OF THE STATE OF NEW YORK,
Appellee.

On Appeal from the Court of Appeals of the
State of New York

———

BRIEF FOR APPELLEE

——— OO eelllllllNNSSSSaSaEWP@D@W@W@D@q"N™™™™EQEUNIYES

Faawx 8. Hocan
District Attorney
New York County
Attorney for Appellee
155 Leonard Street
New York, New York 10013
(212) BE 2-7300

TABLE OF CONTENTS

The People’s Case
The Defendant’s Case

Point I—Conduct that publicly casts contempt upon
the American flag by physical use of the flag is
not protected by the First Amendment

Point II—The flag statute is not void for vagueness or
overbreadth

Point I1I—The statutory exception that permits cer-
tain non-contemptuous uses of the flag if discon-
nected from advertisements does not deny appel-
lant equal protection

TABLE OF AUTHORITIES
Cases:

Adderly v. Florida, 385 U.S. 39 (1966)
27, 30, 40, 41
Alexander v. United States, 271 F.2d 140 (8th Cir.

Bachellar v. Maryland, 397 U.S. 564 (1970)
Bantam Books v. Sullivan, 372 U.S. 58 (1963)

Beauharnais v. Illinois, 343 U.S. 250 (1950)
Breard v. Alexandria, 341 U.S. 622 (1951)
Brown v. Louisiana, 383 U.S. 131 (1966)
Bryson v. United States, 396 U.S. 64 (1969)

California v. Williamson, 207 Cal. App.2d 839, 24 Cal.
Rptr. 734 (Dist. Ct. of App. 1962)

Cameron v. Johnson, 390 U.S. 611 (1968) 40,

Chaplinsky v. New Hampshire, 315 U.S. 568 (1942)

15, 35, 36,41, 47,5

Close v. Lederle, 424 F.2d 988 (1st Cir. 1970), cert,
denied, No. 332, Oct. Term 1970 13,

Connally v. General Construction Co., 269 U.S. 385
(1926)

Cowgill v. California, 396 U.S. 371 (1970)

Cox v. Louisiana, 379 U.S. 536 (1965)

Cox v. Louisiana, 379 U.S. 559 (1965)

Crosson v. Silver, —— F.Supp. ——, No.
70-79 Tucson (D. Ariz. Nov. 13, 1970)

Dennis v. United States, 341 U.S. 494 (1951)
Dombrowski v. Pfister, 380 U.S. 479 (1965) ...............

Fenster v. Leary, 20 N.Y.2d 309 (1967)
Fox v. Washington, 236 U.S. 273 (1915)

Garner v. Louisiana, 368 U.S. 157 (1961)
Ginzburg v. United States, 383 U.S. 463 (1966)

Golden v. Zwickler, 394 U.S. 103 (1969)

Halter v. Nebraska, 205 U.S. 34 (1907) 12, 13, 17, 1,

20n, 24, 25, 26, 34, 82
Hoffman v. United States, 256 A2d 567 (D.C. App.

Jordan v. De George, 341 U.S. 223 (1951)
Joseph Burstyn Inc. v. Wilson, 343 U.S. 495 (1952) ...41,4
Joyce v. United States, 259 A2d 363 (D.C. App. 1969).. th

shm v. United States, 300 F.2d 78 (5th Cir. 1962),
cert. denied 369 U.S. 859 (1962) .....ccccscsssssssseussse 48
ovacs v. Cooper, 336 U.S. 77 (1949) .......... 13, 20, 21, 29, 43

ong Island Vietnam Moratorium Comm. v. aa
— F.2d —— (2d Cir., Slip Opn. 328, Dec. 1970)..

‘ash v. United States, 229 U.S. 373 (1913) ....... .......... 39
ew York ex rel. Hatch v. Reardon, 204 U.S. 152
RIND 271s ha)siiscoclicunepuiencenmombieciapaeabavngeineaeiten 43

eople v. Cowgill, 274 Cal. App. 174, 78 Cal. Rptr.

853 (Cal. Super. 1969), appeal dismissed, 396 U.S.

ER CI 6h sncdoloecterhiebnohtedindhneckesentapatiaell 13, 14, 20n, 22, 34
eople v. Finkelstein, 11 N.Y.2d 300 (1962), cert. de-

ot hl SR: Ree acre 48
eople v. Hubner, N.Y.L.J., March 18, 1970 (Dist. Ct.

ee eGR EAT AS SIE EI td be Me 42n
eople v. Pregaskis, (Town Justice Ct., N.Y.) ............ 42n
eople v. Radich, 26 N.Y.2d 114 (1970), aff’g. 57 Misc.

2d 1082 (1968), aff’g. 53 Mise.2d 717 (1967) ....2, 33, 34
eople v. Stover, 12 N.Y.2d 462 (1963), appeal dis-

missed, 375 U.S. 42 (1963) 2o........cccecececscseseseseseees 13, 28, 29
eople v. Street, 20 N.Y.2d 231 (1967), rev’d, 394 U.S.

EAR RNG LR ae iba s ate Sian 13, 20n, 33
eople v. Verch, 63 Mise.2d 477 (Ct. Spec. Sess. 1970) 32
ublic Utilities Commission v. Pollak, 343 U.S. 451... 28n
edrup v. New York, 386 U.S. 767 (1967) .................... 13, 28
osen v. United States, 161 U.S. 29 (1896) .................. 49
oth v. United States, 354 U.S. 476 (1957)........ 15, 38, 40, 41

amuels v. Mackell, 288 F.Supp. 348 (S.D.N.Y. 1968)
(Farenoty, J., for three-judge court), prob. juris.
noted, 393 U.S. 975 (1968), restored to cal. for
rearg., 395 U.S. 957 (1969), 399 U.S. 922 (1970)... 45

cales v. United States, 367 U.S. 203 (1961) ................ 43, 50

Bi

Schacht v. United States, 398 U.S. 58 (1970) 15, 32, 33

Schindler v. United States, 208 F.2d 289 (9th Cir,
1953)

Shuttlesworth v. Birmingham, 382 U.S. 87 (1965)

Smith v. California, 361 U.S. 147 (1959)

State v. Schlueter, 127 N.J.C. 496, 23 A.2d 249 (N.J.
1941)

Street v. New York, 394 U.S. 576 (1969)......12, 14, 19, ne

24, 26, 30, 34, 45,4
Stromberg v. California, 283 U.S. 359 (1931)

Time, Inc. v. Hill, 385 U.S. 374 (1967)
Tnker v. Des Moines School District, 393 U.S. 508

United States v. Dennis, 183 F.2d 201 (2d Cir. 1950)
(L. Hann, J.) aff’d. 341 U.S. 494 (1951) 20...

United States v. Ferguson, 302 F. Supp. 1111 (N.D.
Cal. 1969)

United States v. Harriss, 347 U.S. 612 (1954)

United States v. Hockman, 277 F.2d 631 (7th Cir.
1960), cert. denied 364 U.S. 837 (1960)

United States v. Knox, 396 U.S. 77 (1969)

United States v. National Dairy Corp., 372 U.S. 29
(1963)

United States v. Oakley, 290 F.2d 517 (6th Cir. 1961),
cert. denied, 368 U.S. 888 (1961)

United States v. O’Brien, 391 U.S. 367 (1968) ....12, 14, 20,21

23, 31, 32, 47, w

United States v. Petrillo, 332 U.S. 1 (1947)

United States v. Ragen, 314 U.S. 513 (1942) ...

United States v. Wurzbach, 280 U.S. 396 (1930) .. 39,8

Valentine v. Chrestenson, 316 U.S. 52 (1942)

PAGE
‘West Virginia Board of Education v. Barnette, 319

Bg”) UGCA asi Bei itil BSR Re HC 15, 26, 29
Williams v. United States, 341 U.S. 97 (1951) ........ 16, 41, 43
Winters v. New York, 333 U.S. 507 (1948)................ 15, 38, 41
wickler v. Koota, 389 U.S. 241 (1967) ..0......:cccccccceseees 46
Statutes:

PED GON oo isc ick sssnsalieievsaadthicantebatha, voscanitlaioe 46
N.Y. General Business Law §136 000.0.00.0.0..cccce cee 2,17
N.Y. Penal Law of 1909 §1425 (16) 0.000000... 2-5, 6, 8, 17, 52
Ch. 54 [1917] Laws of N.Y. 106 (caption) ...................... 19n
(5 TEESRT ASAE Soe Tay Spee mel eat ey Tae AOE ERENT TG 2 ea 24
See MMIROIOD © 5 525i L5 SiFiuadgascdansesshandiscdecnoesscee tase oe 25
RIE Y: GOMER MUU 35sec cnsiqosnchacnsonjapharvansvpamichepsaoreubiiele 26
18 U.S.C. §700 (Supp. TV 1968) 00.0... 19
IER SI OIMOD ook cnaccensasctsctccetoasadd ish nbiean bianca 19
I GEO isn hai hihi cgelensinisbisotanicebeoasssea dase 24n
56 Stat. 377, c. 435, 36 U.S.C. §§172-177 0.0.00 24

Other Authorities:
Amsterdam, The Void-for-Vagueness Doctrine in the

Supreme Court, 109 U. Pa. L. Rev. 67 (1960) ...... 44
Brief of N.Y. Att’y Gen. Street v. New York, 394 U.S.

IID csi tansee caus eg chs ab Sead eAihignala ce Paae aN 19n
Joyce Cary, The Horse’s Mouth ...000.0.00.000..00.0cccceeeceeeee 37n

Desecration of the Flag, Hearings on HR. 271 Before
Subcomm. No. 4 of the House Comm. on the Judi-

ciary, 90th Cong., 1st Sess., ser. 4 (1967) ............ 19n
Emerson, Toward a General Theory of the First

Amendment, 72 Yale L.J. 877 (1963) ..............0.000-.- 28
Flag and the Law, 4 Vatranaiso U.L. Rev. 345 (1970)

19n, 36

Holmes, C.J., remarks, 178 Mass. 627 (1901) .............. 24n

lincotn, Contectep Works (Basler ed. 1953) ............ 24n

N.Y. Daily News, May 9, 1970
Weis MO, MAO TR BT ois sisss asassnesisosncesnssrivsvidcdinncneetae
N.Y. Times, Oct. 1, 23, 26, 1966
Nov. 24, 27, 1966
Dec. 14, 1966
Weta I TD I voc och ccsisccvkcpcecensdenbasecenicauene
Bh Bc My ON TA, NTO ooo sionsscscsstecisccsnosssooncendnouisdanal
Note, The First Amendment Overbreadth Doctrine,
83 Harv. L. Rev. 844 (1970)
Our Frac (Schauffler ed. 1926) oo....000.0.0cccccccceceeeseeseenees
Presie, Onicin anp History or THE AMERICAN Fag
fs) EN ORR LRU CCRT gk BAIR eB RERUN MREE RD!
Quarre, THe Fac or tHE Untirep States (1942) .......
Tue American Herirace Dictionary of THE ENGLISH
BMA CIID ais csnsisasdscaciscntiicsnaccchagtscdteeniele
Tue Ranpom House Dictionary or THE Encuise Lax-
auace, College Edition (1968) .0.0..0.0.0.0ccccceccsen
Wesster’s Tump New Internationa Dictionary,
i eee a eer eee Bete fe o0
51 N.Y.S. Dept. Rep. 240 (1934) ooo... ccscceceecseen
1941 Rep. of N.Y. Att’y Gen. 465
1943 Rep. of Att’y Gen. 90-91

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IN THE

Supreme Court of the United States

October Term, 1970

No. 169

$$

StrepHEN Rapicw,
Appellant,
agamst

Tue PEOPLE oF THE STATE oF NEw York,

Appellee.
On Appeal from the Court of Appeals of the
State of New York
a

BRIEF FOR APPELLEE

Opinions and Proceedings Below

Appellant Stephen Radich appeals from an order of the
Court of Appeals of New York entered February 18, 1970,
affirming, with an opinion, two judges dissenting, an order
of the Appellate Term, First Judicial Department, of the
Supreme Court of the State of New York, entered June 13,
1968, unanimously affirming, without an opinion, a judgment
of the Criminal Court of the City of New York, New York
County, rendered May 5, 1967, convicting Radich, after a

———_

trial before three judges, one judge dissenting, of malicions
injury to and destruction of property (former N. Y. Peng
Law $1425 (16)(d), presently N. Y. General Business Ley
§136), and sentencing him to a fine of $500 or 6 day’
imprisonment.

The Court of Appeals opinions are reported at % WY.
2d 114, 308 N.Y.8.2d 846 and are reproduced in the Apps.
dix at pager 6a-22a.

The Appellate Term affirmance, without opinion, is m
ported at 57 Misc.2d 1082, 204 N.Y.8.2d 680.

The trial court opinions are reported at 53 Mise.24 711,

279 N.Y.8.2d 680, and are reproduced in the Appendix
pages 25a-36a.

Statute Involved

Radich was convicted of a violation of section 1425, sib
division 16(d), of the New York Penal Law of 1909, whi
was repealed, effective September 1, 1967, with the enad
ment of a completely revised Penal Law. Upon the repeal
of the former Penal Law, section 1425 was transferred &
the New York General Business Law, section 136, with on
change : the provision that permitted the recovery of a dvil
penalty for each offense in addition to the conviction fors
misdemeanor was repealed.

Section 1425(16) of the former Penal Law is reprodusd
in full below, with the subdivision here in question printed

ip italics, and with the exception that the civil penalty pro-
vision is omitted.

“16. Any person, who
‘a. In any manner, for exhibition or display, shall

“ce. Shall print, engrave, or otherwise place or
cause to be printed, engraved or otherwise placed on
any blank check, bill head, letter head, envelope or other
business stationery, a representation of any such flag,
standard, color, shield or ensign, or shall use any such
blank check, bill head, letter head, envelope or other
stationery for business purposes or correspondence, or

4

“*d. Shall publicly mutilate, deface, defile, or defy,
trample upon, or cast contempt upon either by words
or act, or

“‘e. Shall raffle or place in pawn any such flag
standard, color, shield or ensign, or

sub
any
flag,

E

Hit

F
3
3

number of either thereof, or by which the
the same, without deliberation may believe

4
i}

i

of the United States of America, or
New York,
‘This
pressly permitted by the statutes of the Uni
of America, or by the United States army

certificate, diploma, warrant, or commission of
pointment to office, ornamental picture, article
jewelry, stationery for use in private correspondence,
or newspaper or periodical on any of which shall k

5
painted or placed, said flag, standard, color,

Statement of the Case
The Complaint*

CRIMINAL COURT OF THE CITY OF NEW YorRK

Part 7, County of New York

State of New York )
County of New York ) ss.:

Patrolman John P. Burns, of No. 19 Precine,
County of New York, City of New York, being duly
sworn, deposes and says that on December 27, 1966 at
about 8:30 a.m. and December 28, 1966 at about 5%
p.m. at on second floor at 818 Madison Avenue in te
County of New York, State of New York, the deja
dant, Steruzw Ravicu did commit the crime of : did vie
late section 1425 of the New York State Penal Lay,
subdivision 16-Paragraph d & f, in that any person whe
shall publicly mutilate, deface, defile or defy, trample
upon, or cast contempt upon the flag, standard, shidd
or ensign, of the United States of America, either y
words or act or shall publicly carry or display any &
blem, placard or flag which casts contempt, either y
word or act, upon the flag of the United States d
America:

under the following circumstances :

your deponent states that at the above location, the
Radich Gallery, on December 27, 1966 at 8:30 am, hk
observed that the defendant did have on display, ins
large window, facing the public sidewalk, the flag of the
United States of America, in the form of a body ham
ing from a yellow noose. Deponent further states thi
on December 28, 1966 at about 5:30 p.m., at the abow

* Reproduced in the Appendix . 2Za-Sa. italics ide

tify the standard en at te ont

me:
dis;
Sta
for
of 1
and

RIPFRESES

ef 8%

e
B

7

tioned location, the defendant did have on public
lay and for public viewing the flag of the United
es of America, in the following manner; 1—in the
n of a male sexual organ, protruding from the body
orm, in the anterior portion of the body of the form

American flag attached to a gas meter. 6—The
erican flag wrapped around a bundle attached to a
wheeled vehicle. 7—The American flag in the form
1 body, hanging from a yellow noose. Your de-
ent further states that the defendant is the owner
operator of the premises mentioned above.

Wherefore deponent prays that the defendant be
it with according to law.

wn to before me
uary 4, 1967
(signed) Ptl. John P. Burns
(signed) Walter J. Bayer
Judge, Criminal Court
of the City of New York

ee ee

The Evidence at the Trial
The People’s Case

Patrolman John P. Burns of the New York City Police
Department testified that on December 27, 1966, at 8%
a.m., while on duty, he was outside the premises 818 Mad.
son Avenue (39a-40a).° He observed in the second story
window of the building what apeared to be the flag of the
United States, formed in the shape of a human body, sm
pended by a yellow noose (40a, 45a; People’s Exhibit 1),

The following day, December 28, 1966, at 5:00 pm, bv
returned to 818 Madison Avenue, accompanied by Patri
man Myrich of the Police Department’s Photo Unit (4s),
They entered an art gallery located on the second floor,
The gallery was open to the public, free of charge (4s).

Within the gallery, he saw twelve or thirteen exhibits o
display (45a). Some of the exhibits employed the flag of
the United States (47a). Nearby, he saw the defendant
engaged in conversation with an unknown female. Whe
asked by the officer, the defendant identified himself »
Stephen Radich, proprietor of the gallery. Thereupm,
Patrolman Burns served the defendant with a summom
for a violation of Section 1425 of the Penal Law (40a).

When questioned, the defendant said that he was no
the person who created the works exhibited in the gallery;
however, he received a commission for their sale (40a4is,
54a-55a).

Each of the objects in which the American flag appeared
was photographed and the photographs were received i
evidence as People’s Exhibits 1 through 9 (41a-44a).

* References are to the pages of the printed Appendix.

The Defendant's Case

Stephen Radich, the defendant, testified that he is the
sole proprietor of an art gallery located at 818 Madison
Avenue; he owned the gallery for seven years (76a, 88a).
On December 27th and 28th, 1966, he exhibited, in his gal-
lery, thirteen works by Mare Morrel (78a). The gallery
was open to the public, there was no admission charge,
and brochures were sent out to publicize the exhibit (78a,
88a; Defendant’s Exh. B).

All of Morrel’s works were for sale. There was a set
price list and Morrel’s works ranged in price from $250
to $1200. By an arrangement with Morrel, Radich’s com-
mission for a sale was thirty-three and one-third per cent
(80a, 82a-83a, 88a). He sold one work for $900 and ac-
cordingly received a commission of $300 (89a).

Radich considered Morrel’s work to be protest art (81a).
In his opinion, the works protested war; destruction; cer-
tain societies ; injustices in this country; and infringement
upon the freedom of speech (82a). During the exhibit
“war protest songs’’ were played on a tape recorder (80a).
In exhibiting Morrel’s works, he did not intend to be
contemptuous of the flag of the United States (82a). He
“displayed them because they were works of art, and be-

cause [like] all other works of art in the gallery they were
for sale’ (94a-95a).

One of Morrel’s works [depicted in People’s Exhibits 3
and 4] was a cross from which protruded the American
flag, formed in the likeness of a human penis; tassels at
the base of the cross were ‘‘probably a decorative or pubic
hair” (89a-91a). Church flags and the Panama flag were

draped over the cross’s horizontal and vertical pieces,
In appellant’s opinion, the message imparted by this
sculpture was that there is no separation of church and
state; that this government is involved in aggressive acts
of war. The church flags indicated that the organized

church either supports, leads or is being led by acts of
aggression (91a). The work was priced at $1200, but was
not sold (91la-92a). In his view, the artist was not being
disrespectful toward the flag; he thought Morrel questioned
the behavior of the government and organized religion in
aggressive acts of war (92a).

Another of Morrel’s works, which hung in his gallery's
window, was made up of an American flag in the form of
a body, suspended by a hangman’s noose [depicted in Peo
ple’s Exhibits 1, 2, Defendant’s Exh. A (49a)]. In the
defendant’s opinion, this sculpture illustrated Morrel’s
doubt whether the people of the United States are enjoy-
ing their constitutional rights (94a).

Hilton Kramer, art news editor of the New York Times,
qualified as an expert witness after recounting his back-
ground in the field of art (98a-10la). In his opinion, ‘‘there
is virtually no material which contemporary artists are
not applying in some form or other * * * in a work of art”
(10la). He ‘‘would define a work of visual art as any
physical object specifically whose visual properties [are]
specifically designed to communicate an aesthetic emotion”
(101a); and ‘‘anything specifically designed to be a work
of art, whether it’s poor or high quality, is a work of
art’’ (108a).

Pa> oe he OUcrelC situations.

The knowing display of such objects nee. not be exeus
because the exhibitor's specific intent is other than o
temptuous. The statute is properly malum prohbibitam; |
defendant is held to the natural consequences of his delib
ate, knowing act of exhibiting items whose subject he +
aware of and which were found contemptuous of the &
In Smith v. California, 361 U.S. 147 (1959), upon which:
pellant relies, the state was prohibited from punishing
proprietor of s bookstore for exhibiting items whose «
ject matter be was unaware of. If the bookseller had &
aware of the contents of the items, bis subjective opiz
that they were not obscene would have been immaterial

Radich aleo alleges that the statute denies him og
protection, based on his erroneous reading of an except
contained in the statute for “ornamental pictures,” 1

17

newspapers and periodicals. Hadich argues that this pro-
vision denies equal protection to sculptors and exhibitors
of sculpture since it forbids him to use the flag contemptu-
ously on ornamental sculpture, while permitting contemptu-
ous use in other media. However, read in the context of the
entire statute, the major portion of which seeks to prohibit
the use of the flag in advertisements, it is quite clear that
the exception is intended to permit only non-contemptuous
ose of the flag for certain purposes, when such use is ‘‘dis-
connected and apart from any advertisement’ and legisla-
dive dictinetions between contemptucus end nan-contempte-
ous use of the flag do not result in a denial of equal protec
tion. See Halter v. Nebraska, supra. Bince Radich has been
convicted of using the flag contemptoously, the exemption
provision, properly construed, is not even here in issue.

POINT I

Conduct that publicly casts contempt upon the
American flag by physical use of the flag is not pro
tected by the First Amendment.

Appellant Stephen Radich was convicted of ‘‘acts’’ that
publicly ‘‘ cast contempt"’ upon the flag of the United States,
under « statute providing that no person shall “publicly
mutilate, deface, defile, or defy, trample upon, or cast con-
tempt upon’’ the American flag, ‘either by word or act.”
Former N.Y. Pewat Law $1425(16)(d), now N.Y. Geax.
Bos. Law §136(d). Although the criminal complaint filed
against appellant, in setting forth the statute as a matter
of form, included the term *‘word"’ as well as ‘‘act"’ (2a),
be was prosecuted and convicted not for words, but for

publicly displaying constructions that misused the flag con.
temptuously. No words were alleged in the complaint, the
charges being confined to his display of three-dimensional
objects (2a-3a), and words formed no part of the People’s
evidence, although the defense evidence included reference
to protest songs that were broadcast in the gallery during
the exhibition. The opinion of the trial court, reflecting its
findings of fact, limited culpability to the ‘‘constructions”
(27a). Violation of the statute was found in the presents
tion in the display window facing Madison Avenue of “as
American flag stuffed and shaped in a form suggesting s
human body hanging from a yellow noose around its neck”
(25a; Peo’s Exhs. 1, 2; 41a-42a; Def’s Exh. A; 4a).
Among the 12 other constructions, inside the gallery, the
trial court singled out the one displaying an American flag
in the form of an erect penis protruding from the vertical
standard of a cross (25a; Peo's Exhs. 3,4, 42a). The fied
ers of fact found ‘‘that these so-called ‘constructions’ con
stitute a contemptuous use of the flag of the United States
and that the defendant by exhibiting them to the public cast
contempt upon it in violation of paragraph (d) of the
statute’ (27a). The New York Court of Appeals upheld
this finding, stating:

‘Whether defendant thinks so or not, a reasonable

tion of the supposed expression of protest stands in no
better position’’ (15a).
In Street v. New York, 394 U.S. 576 (1969), this Court left
open the question whether the First Amendment permitted
s prosecution for such conduct, the Court merely declaring
that freedom of speech barred a conviction for casting con-
tempt upon the flag by “‘word.’’

Appellant's attack on the constitutionality of the ‘‘act’’
provision draws into question not only the New York stat-
ute, which originated in 1899, but laws in all of the other
states prohibiting desecration of the flag, and a recently
enacted law of Congress making it a crime to knowingly
“cast contempt’’ upon the United States flag by publicly
mutilating, defacing, burning, or trampling upon it. 18
USC. 4700 (Supp. IV 1968). The federal legislation spe-
cifically does not pre-empt state legislation in the field. 18
USC. §700(c). In 40 states, laws prohibit casting con-
tempt upon the American flag by act; and laws in three
other states, without using the word ‘‘contempt”’ or “‘con-
temptuous,’’ prohibit conduct dishonoring the flag. The
remaining seven states prohibit various specified physical
acts against the fag.* One purpose of these laws is to pre-
serve the integrity of the flag as a symbol of national unity
under the Constitation.** The second purpose is to prevent

a a 4 Vatranatso U. L. Rev.

362-
M67 (1970) ; Desecration of the Flag, Hearing om HH. 271 hijo
Sate te. 4 the House Come. on the Judiciary, 90th Cong.,
is Ses sr. 4, (1967).

Ch Laws of NLY. 106
Gen. 9051, 1O41 Rep. oh NY. Atty en. 465, 31 ¥
Dee Rep. 240 (1938) oa N.Y. fate Gen 0a 2 4, Sen ©.
New York, 4 US. 199) ; Joyce v. United States, 299 A2d
ped m4 2 199) : H ¥. gh my
19%)
);

wited States ¥. F 08 7 Sopp. 313i
see Halter v. Nebraska, 5.4K, 41

the potential of public disorder occasioned by public dis.
plays of contempt toward a widely revered national sym.
bol.*

Appellant’s primary contention is that his conviction
and the New York statute violate the First Amendment
guarantee of freedom of speech. In reviewing such posi.
tions, this Court has distinguished ‘‘conduct’”’ and “‘pure
speech’’; in this case we deal ‘‘not with free speech alone,”
but at most with ‘‘expression mixed with particular con.
duct.”” See Coz v. Lowisiana, 379 U.S. 559, 564 (1965).
Appellant’s unsupported assertion that this case involves
‘‘pure speech”’ entitled to ‘‘maximum constitutional pro
tection,’’ and is governed by Street v. New York, is with
out merit (Brief for Appellant, p. 13, n.6). Street deal
with the ‘‘words’’ portion of the statute. And as thi
Court said in United States v. O’Brien, 391 U.S. 367, 37
(1968), ‘‘We cannot accept the view that an apparent;
limitless variety of conduct can be labeled ‘speech,’ ”’ ever
when ‘‘the person engaging in the conduct intends thereby
to express an idea.’”’ Appellant’s displaying of actual flag
in the form of a male sexual organ and a dead body hang
ing by the neck was not ‘‘speech.’’ Whatever communica
tive elements it may have had, the non-verbal element
were substantial, indeed overpowering—physical alters
tion, and the display of altered flags, propped with pulleys
ropes, and hung in a window and upon the floor. Thes
displays, like the displays of armbands in Tinker v. De
Moines School District, 393 U.S. 503 (1969), were at mos
“symbolic acts.’’ Id. at 505.

* 9a-lla; People v. Street, 20 N.Y24 231 (1967), —_ b

Rar Ad ism): P 4 sapped 274 Cal 174, 78
pr 83 (Cal Soper 90), fs Gente diomissed, 396 US. ai 1900}

Reasonable regulation of symbolic acts or symbolic con-
duct is permissible under the First Amendment, ‘‘even
though intertwined with expression.’’ Coz v. Lowisiana,
supra at 563. A recent formulation of this principle ap-
peared in United States v. O’Brien, supra:

“This Court has held that when ‘speech’ and ‘non-
speech’ elements are combined in the same course of
conduct, a sufficiently important governmental interest
in regulating the nonspeech element can justify inci-
dental limitations on First Amendment freedoms * * °
[A] government regulation is sufficiently justified if it
is within the constitutional power of the government;
if it furthers an important or substantial governmental
interest; if the governmental interest is unrelated to
the suppression of free expression; and if the inci-
dental restriction on alleged First Amendment freedom
is no greater than is essential to the furtherance of
that interest.’’
Id. at 376-377; see also Street v. New York, 394 U.S. 576,
594-617 (1969) (dissenting opinions) ; Tinker v. Des Moines
School District, supra; Adderly v. Florida, 385 US. 39
(1966); Cox v. Louisiana, supra; Kovacs v. Cooper, 336
US. 77 (1949). This case, we shall show, involves minimal
expression, important public interests, and minimal, polit-
ically neutral limitations on expression, permitting reason-
ably adequate alternative means of communication.

The absence of an appreciable ‘‘expression”’ affected by
the conviction of appellant is demonstrated by his candid
concession at the trial that his interest in displaying the
constructions was commercial, not political. Although ap-
pellant never claimed that he wished to convey political or
social ideas or assist the artist, Mare Morrel, in that pur-

pose, his brief in this Court is written as if he were the
artist. At trial he merely testified to his opinions about
the artist’s intention to express certain protests (82a, 9la-
93a), but when asked by the court his purpose in displaying
the constructions, he stated, ‘‘I displayed them because
they were works of art and because [like] all other works
of art in the gallery they were for sale’’ (94a-95a; see
also 80a, 83a). The existence of a commercial rather than
a political or social motive is relevant in assessing the
validity of the application of a law to communications.
Valentine v. Chrestenson, 316 U.S. 52 (1942) (commercial
handbills distributed in the street; political text added
as an evasion); Breard v. Alexandria, 341 U.S. 622,
641-645 (1951) (prohibition of door-to-door soliciting
validly applied to salesmen of magazine subscriptions).
Although a commercial intent is not always material when
pure speech or freedom of the press is involved [see Time,
Inc. v. Hill, 385 U.S. 374 (1967) ; Bantam Books v. Sullivan,
372 US. 58, 64 n.6 (1963) ], this case involves symbolic acts
at most, not pure speech, and the actor’s lack of an ex-
pressive purpose may be considered in assessing the ex-
pressiveness of his conduct and his claim to First Amend-
ment protection.

Nor do the constructions, by themselves, convey a de
terminable thought or idea. Like the flag shirt in People
v. Cowgill, 274 Cal. App. 174, 78 Cal. Reptr. 853 (Cal. Super.
1969), they display no ‘‘recognizable communicative as-
pect’’ of substance. See Cowgill v. California, 396 US. 371
(1970) (concurring opinion). Although this Court has not
announced a test of the sufficiency of the communicative or
expressive aspect of a course of conduct that would war-
rant application of the First Amendment, the Court has re-

ected a subjective test, based on the intent of the actor.
Jnited States v. O’Brien, supra at 376. We suggest an
bjective test: conduct has no sufficient communicative as-
ct warranting application of the First Amendment unless
, reasonable man, reasonably well-informed, would under-
tand its meaning—its alleged ‘‘speech’’ element—in the
ontext in which it occurs. Thus, burning of a draft
ard publicly would bring into play the First Amendment
cf. United States v. O’Brien, supra at 376); similarly,
first Amendment principles did apply to the black arm-
ands worn by the students in Tinker, since a reasonably
yell-informed member of the school community would
ave understood this as a gesture of protest against
he Vietnam war. But in the present case even an un-
ually well-informed man, appellant’s expert witness—
he art news editor of the New York Times, formerly the
rt critic for the New Leader, a magazine of political and
ocial commentary (98a)—saw no discernible political or
ocial comment in the constructions (105a, 108a, 109a, 110a).
While he concluded that the artist ‘‘probably intended to
onvey a political message,’’ he was assisted in this infer-
mee by the anti-war songs playing on the sound track
109a). As to the construction hung in the display window
-facing passers-by who were unaided by the sound track—
he art critic ‘‘didn’t take the work of art to be one that
ommunicated a message exactly’’ (108a).

While the expression affected in this case was ‘‘min-
mal’’ (cf. 108a), the governmental interests served by the
lew York statute are important. Laws prohibiting public
ontemptuous treatment of the flag of the United States
fotect the integrity of the flag as a national symbol, ‘the
mblem of our unity, our power, our thought and purpose

24

as a nation.’’* Perhaps this was the ‘‘major motivating
factor’’ that the New York Court of Appeals alluded to ip
its opinion in this case (9a). As Mr. Justice Forras gaid
in Street v. New York, 394 U.S. 576 (1969), ‘‘the flag is a
special kind of personalty.’’

‘*Its use is traditionally and universally subject to spe-
cial rules and regulations. As early as 1907, this Court
affirmed the constitutionality of a state statute making
it a crime to use a representation of the United States
flag for purposes of advertising. Halter v. Nebraska,
205 U.S. 34 (1907). Statutes prescribe how the flag
may be displayed; how it may lawfully be disposed of;
when, how and for what purposes it may and may not
be used. See, ¢.g., 4 U.S.C. §3; 56 Stat. 377, c. 435, 3%
U.S.C. §§172-177. A person may ‘own’ a flag, but own-
ership is subject to special burdens and responsibilities,

A flag may be property in a sense; but it is property
burdened with peculiar obligations and restrictions,”
Id. at 616-617 (dissenting opinion).

Just as the grounds of a jail or the area near a courthouse
may be declared off limits for protest [Adderly v. Florida,
385 U.S. 39, 47-48 (1966); Cox v. Louisiana, 379 U.S. 559
(1965) ], so may the national flag; it has been ‘‘dedicated
to other purposes’’ by the people. Cf. Brown v. Louisiana,
383 U.S. 131, 166 (1966) (Brack, J., dissenting). It is the
national trademark, not a private brand [cf. Halter v.

* Woodrow Wilson, Flag Day address, June 14, 1917, quoted in

Alre, THe Frac or tHe Unitep States 193 (1942); see also

alter v. Nebraska, 205 U.S. 4" 41-43 (1907) ; Lafayette, letter to

John Adams (1786), quoted in 2 Preste, Oricin Awp History oF

THE AMERICAN FLAG, ay (1917); 4 Apranam Lincoxn, a
Lectep Works 192, 21 fame, Henry Wt 1953) ; Francis Scott

Ward Beecher, address (1861),
collected in Our Fic
+» Remarks, 178 Mass. @

Nebraska, supra at 39; 15 U.S.C. §1052(b)], and the public
may restrict its use as a medium of commercial advertising
or a physical target of disgrace or shame. It is national,
and belongs to all the public.* Protection of this interest

*In an editorial on the most recent Flag Day, the New York
Times stated :

“Thirty years ago today the conquering armies of the most
powerful snltitory ictatorship the world had ever known were
sweeping through Western Europe under the hooked cross and
blood-red banner of Nazi Germany. The flags of Norway, Den-
mark and the low countries had already been struck. On this
very day in 1940 the swastika was for the first time unfurled
atop the Eiffel Tower. The Battle of Britain was about to begin.
“The American peo ot were watching apprehensively, with
every passing day of Nazi triumph, increasingly conscious of
what our own democracy and our own flag meant to us. It was
in this spirit and this atmosphere that Robert L. Duffus y heed
editorial board of The New York Times wrote the small classic
~ gga below, which first appeared on this page on Flag Day,
1940.

7 * ”

dreadful winter. It is the Minuteman pr his nfpneol- at
on ae sas. Vou en It is the Army in rags, sick,
freezing, starvi alley Forge. It is the and the
men on foot jo. Be westward over Cumberland , floating
Olous Oe ee ee, SS Oe Pe ee ee ‘It is the
settler pyr inet tor} 1 forest on his new, his own
lands. It is eau at Walden Pond, Lincoln at Cooper Union,
and Lee riding home from Appomattox. It is
disgrace, answered always fon 3 who would not let hy lie
in the dust, who have every generation to fight for
the old ideals and the old rights, "al ik a on at
auieas Saeed ae ae ilgrimage, common
filled with such a ho charged wi inc
filled with as never caught the imaginations and the

hope of justice. The hope of a land in whi
straight, without fear, without rancor.

“*The land and the people and the flag—the land a con-
tinent, the people of every race, the flag a symbol of what hu-
pray ea Ay nck pelligqeen) sengednrend wipe Baht yon gona
are down; to i

26

is not limited to Congress, but may be offered by the states,
which are ‘‘indissolubly connected’’ with the Union. Halter
v. Nebraska, 205 U.S. 34, 43 (1907). Thus, in Street v. New
York, four members of this Court indicated that ‘‘the
States and the Federal Government do have the power to
protect the flag from acts of desecration and disgrace.”
See 394 U.S. at 605 (Wannzen, C.J., dissenting).

Such protection is not, as appellant contends, ‘‘compel-
ling veneration’’ of the flag (Brief for Appellant, p. 14),
any more oa lowe prohibiting mutilation of draft cards,
coins or paper currency [see 18 U.S.C. §§331, 333] compel
‘*veneration’’ of those objects. This case is distinguish-
able from West Virginia Board of Education v. Barnette,
319 U.S. 624 (1943), which held that a state may not com-

pel a salute to the flag. Barnette involved ‘‘compulsion of
students to declare a belief’’ [id. at 633]; the flag desecra-
tion law at issue leaves appellant free to refrain from con-
duct and affirmation of belief, and allows him to speak

secrated anew, to defend with life itself, if need be, but, above
all, in friendliness, in hope, in courage, to live for.’

* * *

“This was the meaning of the flag thirty years ago; this is
the meaning of the flag today. But it is a measure of the bitter
divisions of the era in which we le that the symbolism of that
flag should have become distorted and degraded by the partisan
extremists of both New Left and Old Right. The flag must not
be captured either by the repressive legions of the right who
employ it daily to prove they are for Agnew against the stu-
dents; nor must its meaning be destroyed by the frustrated
demagogues of the left who find a cheap and easy outlet by re-
viling it and dragging it in the dust. The flag is a symbol of the
unity of America. We mst not allow it to be perverted by the
forces of disunity, whether the Birchers or Weathermen, that
today are abroad in this land.” N.Y. Times, June 14, 1970, p.
16, col. 1 (Emphasis in original).

27

ntemptuously of the flag. He merely must abstain from
blicly desecrating it.

The governmental interest in preserving the integrity of
is emblem is particularly strong where, as in this case, the
sgraced flag is thrust upon a captive audience. This Court
s rejected ‘‘the assumption that people who want to
opagandize protests or views have a constitutional right
do so whenever and however and wherever they please.’’
dderly v. Florida, 385 U.S. 39, 47-48 (1966). For more
an three weeks (78a), Radich displayed the flag as a
daver hung by the neck, in the. window of his gallery
cing a busy city street, in a manner designed to draw the
tention of passing pedestrians, motorists and bus pas-
ngers (Peo’s Exhs. 1, 2, Def’s Exh. A). The effigy was
ridently calculated to shock the viewer; surely it was of-
nsive to many passers-by. Appellant’s alleged right to
resent an artist’s symbolic protest conflicted with the
ghts of others, adults and children, to use the street un-
stracted by an eye-catching, unavoidable image, larger
an life, of the respected symbol of America hanging like
corpse.

As the Court of Appeals suggested, the range of this
rightly colored display on the second floor of the building
as greater than that of a sidewalk speaker (9a-10a), whose
arangue can be avoided by crossing the street or walking
1a wide arc around the soapbox. To respecters of the flag,
r citizens for whom it had special significance, perhaps
ecause of the loss of a relative in the Armed Forces, or
fan honored national leader, the harm was instantaneous,
iflicted as soon as the effigy was seen. Regulation of such
isplays does not infringe freedom of speech. As has been
tid in a similar context:

28

‘Where a shock effect is produced by forcing an
‘obscene’ communication upon a person contrary to his
wishes, the issue is somewhat similar to that involved
in private defamation. The harm is direct, immediate
and not controllable by regulating subsequent action,
The conduct can realistically be considered an ‘assault’
on the other person, and hence placed within the cate-
gory of ‘action.’ Issues of this sort arise, of course,
only in limited situations such as where the communi-
cation is displayed publicly on a billboard, or sent into
a private home through the mail. Regulations can be
devised to deal with this matter that do not create
serious administrative problems. Under the circum.
stances, restriction of communications of this nature
would not be inconsistent with the first amendment.”
Emerson, Toward a General Theory of the First
Amendment, 72 Yaue L.J. 877, 938-939 (1963).

This sound»rationale was applied in Close v. Lederle,
424 F.2d 988 (1st Cir. 1970), cert. denied, —— U.S. —,
No. 332, Oct. Term 1970, to uphold the removal of an art
instructor’s paintings from the walls of a corridor of a uni-
versity building, although the art was not legally obscene,
It depicted male or female nudes displaying the genitalia in
clinical detail, and bore cheap titles. ‘‘ Where there was, in
effect, a captive audience,’’ including children who regn-
larly used the corridor, the school authorities ‘‘had a
right to afford protection against ‘assault upon individual
privacy,’ see Redrup v. New York, 1967, 386 U.S. 767, 769
***9* Tn People v. Stover, 12 N.Y.2d 462 (1963), appeal
dismissed, 375 U.S. 42 (1963), this Court found no substan-

* In Redrup the Court spoke of “an assault upon individual privacy
by publication in a manner so obtrusive as to make it impossible for
an unwilling individual to avoid exposure to it. Cf. Breard v. Alex-
andria, 341 U.S. 622; Public Utilities Commission v. Pollak, 343 US.
451,”

29

tial federal question raised by the application of an ordi-
nance, prohibiting the maintenance of a clothesline in a yard
abutting a street, to appellants’ clothesline filled with old
clothes and rags, which they displayed as a peaceful protest
against the high taxes imposed by the town. Judge Futp
had noted that the ordinance, apparently passed in re-
sponse to appellants’ flamboyant protest, was validly ‘‘de-
signed to proscribe conduct which offends the sensibilities.’’
12 NY2d at 470. The rule that ‘‘the public expression of
ideas may not be prohibited merely because the ideas are
themselves offensive to some of their hearers’’ [see Bachel-
lar v. Maryland, 397 U.S. 564, 567 (1970)] has no applica-
tion to such a case, or to Radich’s. Here, as in Stover,
“any shock effect caused’’ was attributable not to ‘‘the
content of the ideas being expressed’’ [ibid.]|—it is doubt-
ful that any ‘‘ideas’’ were conveyed to the average passer-
by—but to the method of expressing them. Similarly, in
the interest of protecting individual privacy from verbal
assaults, Kovacs v. Cooper, 336 U.S. 77, 81, 86-89 (1949)
upheld a prohibition against loudspeakers emitting ‘‘loud
and raucous noises,’’ even as applied to political messages.
This approach does not impair freedom of expression. Ap-
pellant ‘‘may express his opinions,’’ or Mare Morrel’s,
“on controversial subjects like the conflict in Vietnam, if
he does so * * * without colliding with the rights of others.’’
See Tinker v. Des Moines School District, 393 U.S. 503, 513
(1969) ; see also West Virginia Board of Education v. Bar-
nette, 319 U.S. 624, 630 (1943).

Thus, the application of the statute to the display
in the show window is clearly consistent with the
First Amendment. Nor is appellant’s conviction vitiated

because the statute does not expressly limit its coverage to
contemptuous conduct before a captive audience. First, as
is discussed throughout this brief, the legislation may val-
idly be applied to public contempt even before a voluntary
audience.

Even if the First Amendme. were deemed to preclude
the application of the statute to conduct before a voluntary
audience, the conviction still would survive. The findings of
the trial court and of the Court of Appeals show that the
effigy in the window was a separate basis of the conviction
(9a, 15a, 25a, 27a); in Street v. New York, by contrast, the
generality of the complaint, of the People’s evidence, and of
the verdict led this Court to conclude that the verdict might
have been based upon *onstitutionally protected behavior,
the defendant’s words. Moreover, the statute did not have
to specify the theory of unwilling audience. The trespass
statute in Adderly v. Florida, 385 U.S. 39 (1966), was
validly applied to non-violent protests on jail grounds,
even though it was not limited in terms to such property.
See also United States v. Petrillo, 332 U.S. 1, 212 (1947).
In many situations where the First Amendment is appli-
cable, the statute may be validly applied if certain facts
obtain, even though the statute does not specify these con-
stitutional conditions for prosecution. See Ginzburg v.
United States, 383 U.S. 463 (1966) (evidence of pandering
in obscenity prosecution); Dennis v. United States, 341
U.S. 494, 513-515 (1951) (in prosecution for conspiracy to
advocate violent overthrow, clear and present danger test
is not an element of the crime, but a ‘judicial measure of
constitutional applicability,’’ which the trial court alone
may rule on).

31

Not only is there an important public interest in pre-
serving the flag as a national symbol, free from public dis-
grace, but this interest is ‘unrelated to the suppression of
free expression,’’ and ‘‘the incidental restriction on alleged
First Amendment freedom is no greater than is essential
to the furtherance of that interest.’’ See United States v.
O’Brien, 391 U.S. 367, 377 (1968). While the flag is to be
preserved, and is off limits fer disgracing acts, no topic is
proscribed ; the regulation is unrelated to ‘‘the prohibition
of expression of one particular opinion.’’ Compare Tinker
v. Des Moines School District, supra at 511. Although
appellant’s argument associates contemptuous misuse of
the flag specifically with the expression of sentiment against
the Vietnam war, the statute by its terms conveys no such
meaning. It is an accident of history that in some quarters
the flag currently brings to mind a hawkish position on a
war, or right-wing politics. But the statute was enacted
long before these controversies arose. It is neutral on po-
litical matters, like the flag. A disappointed hawk, express-
ing by a lynched flag, or a drooping flag-penis, his protest
against American troop withdrawals, bombing halts, cease-
fires or truces (all of which occurred or were contemplated
in the fall of 1966, shortly before appellant’s exhibition),*
would also be violating the statute.

Pure free-floating ‘‘contempt,’’ the subject of the statute,
is ‘‘expression’’ in a broad sense, but not in the sense con-
templated by the First Amendment; notwithstanding its
recurrent use as a medium of political expression, ‘‘there
is nothing necessarily expressive about such conduct.’’ See

* N.Y. Times, Oct. 1, 1966, p. 1, col. 2, Oct. 23, p. 1, col. 1, Oct.

i 1, col. 1, Nov. 24, p. 1, col. 1, Nov. 27, p. 1, col. 8, Dec. 14, p. 1,

32

United States v. O’Brien, supra at 376. Indeed, knowingly
destroying or mutilating a draft card shows contempt for
the draft system, but the statute prohibiting such willful
conduct is unrelated to the suppression of ‘‘expression”
in terms of the First Amendment. Ibid. Similarly, public
desecration of the flag, unless explained, conveys no par-
ticular meaning. If it is explained as a protest, the viola-
tion of the flag is merely incidental to the thought conveyed,
and is simply an act dramatizing it. But the statute applies
to the ‘‘act,’’ not the explanation. Thus, hanging a flag
covered with paint out of a window facing a public street,
as occurred in People v. Verch, 63 Mise.2d 477 (Ct. Spee.
Sess. 1970), may cast contempt on it, but no communicative
aspect inheres in the act alone. Prosecutions under the
flag desecration law would properly be aimed at the non-
expressive, physical elements of this conduct.

In Stromberg v. California, 283 U.S. 359 (1931), on the
other hand, the statute prohibited the display of a red flag
for the purpose of expressing opposition to organized gov-
ernments; whatever governmental interest was furthered
by this law, it was directly related by the statutory terms to
the suppression of free expression. The same is true of
Schacht v. United States, 398 U.S. 58 (1970). The statute
there permitted use of an American military uniform only in
a theatrical performance, ‘‘if the portrayal does not tend to
discredit’’ the Armed Service. The supposed governmen-
tal interest furthered by this law inherently involved the
suppression of pure speech; Congress ‘‘in effect made it
a crime for an actor wearing a military uniform to say
things during his performance critical of the conduct or
policies of the Armed Forces.’’ Id. at 62-63. Moreover,

33

there is no valid governmental interest in protecting the
military services from discredit.

The second governmental interest served by the statute
—the purpose discussed by the New York Court of Appeals
(9a)—is the prevention of breaches of the peace.

‘*(I]t is within the realm of legislative judgment to find
that some types of public flag desecration will be as
provocative to many viewers as the kind of personal
insult which is often followed by violence. That the
state has a substantial interest in preventing a result-
ing breach of the peace and that the police power is the
proper foundation for legislation directly toward that
end is well settled doctrine.’’ Crosson v. Silver, ——
F.Supp. ——, No. Civil 70-79 Tucson (D.Ariz. 3,
1970).

And as Chief Judge Fup stated in Street, ‘‘Violation of
the statute may not be condoned * * * because no violence
actually did occur.’’ 20 N.Y.2d at 237. Comparing the
present case to Street, the Court of Appeals found:

‘*Here, the expression, if less dramatic, was given far
wider public circulation and, in consequence, perhaps,
a measurable enhancement of the likelihood of incite-
ment to disorder, by the placement of one of the con-
structions in a display window of defendant’s gallery
on Madison Avenue in the City of New York, and the
exhibition and exposure for sale of the companion
pieces in the public gallery and mercantile establish-
ment within. Implicit in the invitation to view was
the opportunity ther~by afforded to join in the protest,
or in counter-protest, with the consequent potential of
public disorder; or so the trier of facts could properly
find’’ (9a-10a).

The triers of the facts did find evidence of a threat to
public order:

oF

‘‘In Halter v. Nebraska, 205 U.S. 34, 41, the Supreme
Court, in upholding a statute similar to that involved
here as applied to the use of the flag in advertising
said:

‘From the earliest period in the history of the
human race, banners, standards and ensigns have
been adopted as symbols of the power and history
of the peoples who bore them. * * * Hence, it has
often occurred that insults to a flag have been the
cause of war, and indignities put upon it, in the
presence of those who revere it, have often been
resented and sometimes punished on the-spot.’

It seems to us that the prohibited use of the flag in
advertising is less a desecration and therefore less of
a threat to public order than the use and exhibition of
it in the so-called ‘constructions’ here involved’’ (29a).

Appellant contends that the state courts have ruled in
effect that casting contempt on the flag in public ‘‘creates
an irrebuttable presumption that a breach of the peace will
follow’’ (Brief for Appellant, p. 16). In so urging, appel-
lant ignores the other governmental interest protected by
the statute, preservation of the flag as a national symbol.
Moreover, the contention is unsound even as to the interest
of preventing a breach of the peace. As to this, the statute
at most reflects a reasonable presumption that a breach
of the peace is likely to follow acts that cast contempt on
the flag in public. The reasonableness of this expectation
is reflected in the enactment of similar laws throughout the
country, and it was expressed by this Court in Halter v.
Nebraska. See also People v. Cowgill, 274 Cal. App. 174,
78 Cal. Rptr. 853 (Cal. Super. 1969), appeal dismissed, 396
US. 371 (1970). Street v. New York is not to the contrary,
since the opinion in that case dealt with culpability for

ghd ia LEBEL ILO IIE LTE LED LEIP L ORES TT AE . re) a: ~

35

words, not merely physical desecration of the flag in public.
No doubt, many New Yorkers could resist even ‘‘fighting
words’”’ [cf. Chaplinsky v. New Hampshire, 315 U.S. 568
(1942)], just as they resisted appellant’s display. But the
expectation of danger from his indiscriminate display on
Madison Avenue to a large, undifferentiated, audience for
three continuous weeks is reasonable. Indeed, disturbances
in the Wall Street and City Hall areas of Manhattan this
spring, associated with allegations of mistreatment of the
flag, illustrate the provocative quality of such conduct.*
Except for showing that no breach of the peace actually
occurred, appellant made no offer to rebut the reasonable-
ness of this expectation. In Coz v. Louisiana, 379 U.S. 559
(1965), this Court, in holding that the First Amendment
did not protect orderly picketing near a courthouse with
intent to impede the administration of justice, upheld ‘‘a
legislative determination based on experience that such con-
duct inherently threatens the judicial process’ [id. at 566],
even though no evidence of a breach of the peace or a threat
to the judicial process was introduced at the trial.

Appellant argues that acceptance of the breach-of-the-
peace interest justifies a ‘‘heckler’s veto,’’ but he misses
the point. The interest is to prevent disorderly reaction
not to ideas or views expressed, but to physical acts them-
selves, regardless of the views of the actor; that these
contemptuous uses of the flag may have communicative
aspects is no bar to legislation directed at the acts. The
“state interest in preventing breaches of the peace is, in
the flag desecration context, unrelated to the suppression

* Cf. “Indict Wall St. Hardhat,” N.Y. Post, May 22, 1970, p. 1,

col. 3; N.Y. Daily News, May 9, 1970 (centerfold); N.Y. Times,
May 12, 1970, p. 18, col. 2.

of free expression. The interest is affected, not by the
speech element of the conduct,’’ but by the emotional im.
pact of the ‘‘non speech élement.’’ Crosson v. Siler, —— ~
F.Supp. ——, No. Civil 70-79 Tucson (D.Ariz. Nov. 13,
1970). Moreover, the incidental restriction on the alleged
communicative value of the act is no greater than essential
to further that interest, in view of the reasonable legislative
determination that such conduct inherently risks disorder.
Therefore, the holding in Crosson v. Silver, supra, that the
Uniform Law against flag desecration, which has been en-
acted in New York and 28 other states [note, Flag and the
Law, 4 Vauraraiso L. Rev. 345, 361-367 (1970)], is uncon-
stitutional because not expressly limited to desecrations
that tend to cause breaches of the peace, is incorrect; in-
deed, the logical outcome of this holding is that all state

and federal laws against publicly mutilating or trampling
upon the flag are void. Such cavalier rejection of the pub-
lic interest is unjustified.

Disturbing physical acts such as these, and the displays
in the case at bar, are closely akin to the ‘‘insulting or
‘fighting’ words’’ [Chaplinsky v. New Hampshire, 315 US.
568 (1942)], ‘‘those which by their very utterance inflict
injury or tend to incite an immediate breach of the peace.”
Such utterances ‘‘are no essential part of any exposition
of ideas, and are of such slight social value as a step to
truth that any benefit that may be derived from them is
clearly outweighed by the social interest in order and
morality. ‘Resort to epithets or personal abuse is not in
any proper sense communication of information or opinion
safeguarded by the Constitution * * *’’’ Id. at 571-572.
A flag-corpse and a flag-phallus publicly flaunted are ‘‘epi-

37

thets,’’ not in any proper sense ‘‘communication of infor-
mation or opinion safeguarded by the Constitution.’’ Un-
like speech, they do not appeal ‘‘to good sense and to ‘the
power of reason, as applied through public discussion.’ ’’
See Garner v. Louisiana, 368 U.S. 157, 201 (1961) (Hantan,
J. concurring). They ‘‘inflict injury’’ without peaceful re-
course.

Contrary to the implications of the briefs filed by appel-
lant and amici curiae, artists have no favored position
under the First Amendment. The framers of the First
Amendment, men of extraordinary learning and culture,
wrote not of art but of speech. That the statute has been
applied to works of art in this case is relevant only in deter-
mining whether the contemptuous acts in question had com-
municative elements that bring the First Amendment into
play. Under narrow circumstances, art may be limited by
government, incidental to the protection of interests un-
related to the suppression of expression. Thus, it does not
further the discussion to complain, as amici have, that ‘‘If
the conviction below is upheld by this Court, the traditional
practice of artists expressing themselves on controversial
subjects through materials and symbols appropriate to the
subject, will be limited’’ (Brief of Amici Curiae, p. 8). An
artist may not, to protest war, make a collage of mutilated
draft cards, or, in the manner of Gulley Jimson, use the
base of the Washington Monument for a mural,* however
“appropriate’’ these materials would be to the subject.
Nor may they publicly desecrate the American flag, al-
though they may use it otherwise (see Brief of Amici
Curiae at Appendix). Such limitations, however, are mini-

* Cf. Jovce Cary, Tue Horse’s Moura.

mal. Creative artists have other means to express protest,
means that do not conflict with the rights of others to free
enjoyment of the national symbol in an orderly atmosphere,

POINT II

The flag statute is not void for vagueness or over-
breadth.

Appellant, convicted under a statute that makes it a
crime to ‘‘publicly * * * cast contempt upon’’ the American
flag by an ‘‘act,’’ attacks the phrase ‘‘cast contempt’’ as
unconstitutionally vague from two standpoints; first, that
it does not give fair notice of the conduct condemned, and
second, that it encompasses acts that are protected by the
First Amendment and is thus impermissibly overbroad.

A criminal statute is not void for lack of an ascertain-
able standard of guilt if ‘‘men of common intelligence’’ are
not ‘‘required to guess at the meaning of the enactment.”
Winters v. New York, 333 U.S. 507, 515 (1948) ; Connally v.
General Construction Co., 269 U.S. 385, 391 (1926). Fair,
reasonable notice of the forbidden acts in terms that per-
mit a man of average intelligence to ‘‘reasonably under-
stand that his contemplated conduct is proscribed’’ is all
that is required. United States v. National Dairy Corp.,
372 U.S. 29, 32-3 (1963); Roth v. United States, 354 US.
476, 491-2 (1957). ‘‘That there may be marginal cases in
which it is difficult to determine the side of the line on
which a particular fact situation falls is no sufficient reason
to hold the language too ambiguous to define a criminal
offense.’’ Roth v. United States, supra; United States v.
National Dairy Corp., supra; United States v. Harriss, 347

39

U.S. 612, 618 (1954). For, ‘‘whenever the law draws a line
there will be cases very near each other on opposite sides.
The precise course of the line may be uncertain, but no one
can come near it without knowing that he does so, if he
thinks, and if he does so it is familiar to the criminal law
to make him take the risk.’’ United States v. Wurzbach,
280 U.S. 396, 399 (1930); Nash v. United States, 229 U.S.
373, 377 (1913).

In the instant case, due regard for the intelligence of a
reasonable man requires accepting his ability to discern
acts contemptuous of a person or thing. Simply under-
stood, an act will ‘‘cast contempt’’ upon the flag when it
is apparent to a reasonable man under the circumstances
surrounding the commission of the act—for example, muti-
lation—that the flag is the object of scorn, shame, dishonor,
or disgrace, or presented as low, vile, or worthless. See,
Wesster’s Txirp New International Dictionary, Un-
abridged (1969); THe Ranpom House Dictionary or THE
EncuisH Laneuace, College Edition (1968) ; Taz American
Herirace Dictionary oF THE EncuisH Lancuace (1969).

Appellant’s argument that the term is ambiguous be-
cause persons who hold political beliefs allegedly repre-
sented by the flag mutilations in question would find them
not contemptuous, completely misses its mark.» Contemp-
tuousness can hardly be judged by the persons who
espouse the particular use that is the subject lof such a
determination. Contemptuousness is here judged by the
eye of a reasonable man, regardless of political beliefs.
That different juries may reach opposite conclusions as to
the same act does not make the statute imprecise; ‘‘it is

40

common experience that different juries may reach different .

results under any criminal statute.’’ Roth v. United States,
supra, 354 U.S. 476, 492 n. (1957). Although the reason.
able man must exercise his judgment on the factual ques.
tion of contempt, that does not of itself create ambiguity;
a determination of contemptuousness is no greater a
challenge than, for example, a determination of conduct as
reasonable or unreasonable. See, United States v. Ragen,
314 U.S. 513, 523 (1942); Adderly v. Florida, 385 U.S. 39,
42-3 (1966); United States v. National Dairy Corp., 372
U.S. 29, 32-3 (1963) ; Cameron v. Johnson, 390 U.S. 611, 616
(1968). Realistically, a residuum of doubt unavoidably
shrouds borderline conduct. See, Ginzburg v. United States,
383 U.S. 463, 475 n. 19 (1966). But reasonable men through-
out their lives encounter, experience, and are capable of
judging conduct contemptuous of themselves, others, and
things. And, while one may choose to applaud flag mutila-
tions, if one is sympathetic with contemptuous acts against
the flag, one could hardly doubt their contemptuousness
where the flag is hung in effigy and represented as a phal-
lus. Men of all political persuasions may agree that cer-
tain uses of the flag are objectively contemptuous.

In Beauharnais v. Illinois, 343 U.S. 250 (1952) this
Court sustained against a challenge for vagueness a crim-
inal group libel statute which as an element of the crime
required that the publication or exhibition in question ex-
pose ‘‘the citizens of any race, color, creed or religion to
contempt, derision, or obloquy.’’ Comparable examples
of statutory language which this Court has found to give
sufficient notice of the act proscribed are many indeed.

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41

meron v. Johnson, supra, 390 U.S. 611, 616 (1968)
o»bstruct’’ and ‘‘unreasonably interfere’’); Adderly v.
rida, supra, 385 U.S. 39, 42-3 (1966) (‘‘with a malicious
| mischievous intent’’) ; United States v. National Dairy
rp., supra, 372 U.S. 29, 32-3 (1963) (‘‘unreasonably low
ces for the purpose of destroying competition or elimini-
ing a competitor’’); Roth v. United States, supra, 354
3. 476, 491-2 (1957) (‘‘obscene’’); Williams v. United
tes, 341 U.S. 97 (1951) (‘‘rights, privileges, or immuni-
secured or protected by the Constitution’’ and ‘‘under
yr’? of law); Jordan v. De George, 341 U.S. 223, 230-2
51) (‘‘crime involving moral turpitude’’) ; United States
etrillo, 332 U.S. 1, 6-8 (1947) (to coerce a license to hire
jloyees ‘‘in excess of the number of employees needed by
h licensee to perform actual services’’) ; Chaplinsky v.
v Hampshire, 315 U.S. 568 (1942) (‘‘any offensive, de-
ve or annoying word’’); additional examples are cited
fordan v. De George, supra at 231 n.15. Thus, given the
voidable imprecision of language and the need for legis-
res to draw statutes that are not so unduly narrow as to
w easy opportunities ‘‘to nullify the purposes of the leg-
tion’? [Winters v. New York, supra, 333 U.S. 507, 524-5
8) (dissenting opinion)], this Court has clearly ex-
ssed a reluctance to void statutes that draw a line that,
ere, can fairly be recognized as it is approached. Appel-
’s heavy reliance upon Joseph Burstyn Inc. v. Wilson,
U.S. 495 (1952) is misplaced. Burstyn involved a
ute that pérmitted the banning of a motion picture
nd ‘‘sacrilegious’’ of ‘‘religion.’’ The holding of the
rt was that the term ‘‘sacrilegious’’ permitted the
e to effect a prior restraint on the expression of views

42

distasteful to any or all religions, and that from the stand.
point of freedom of speech the state had ‘‘no legitimate
interest’? in so protecting religions. Jd. at 505. The
vagueness that inhered in the term sacrilegious stemmed
from its application to a historically ambiguous object:
religion. ‘‘What might have been definite when a con.
trolling church imposed a detailed scheme of observances
becomes impossibly confused and uncertain when hundreds
of sects, with widely disparate and often directly conflicting
ideas of sacredness, enjoy, without discrimination and in
equal measure, constitutionally guaranteed religious free-
dom.”’ Id. at 528 (coneurring opinion). The object to
which the act of contemptuousness is directed in the instant
case is the American flag, not the varying political beliefs
of Americans.*

* The disposit of the ed footnote
(Bret of nt, p. 25) 45.6) on tos - agai

defendant in People v. Pr is was dis-

er. on > Deaeier B 1970 in the Town Justice Town of
Claverack, Columbia County, New York.

The case against the defendant in People v. Hubner was dismissed

on March 17, 1970 in the District Court, Nassau County, New York.
See, N.Y.LJ., March 18, 1970, p. 1, col. 3. While the Districa
Attorney filed a netice of appeal in the Hubner case, on August Il,
1970 he withdrew the appeal.
In Long Island Vietnam Moratorium Comm. v. Cahn, —— F2A4
—— (2d Cir., Slip Opn. 328, Dec. 1970), the defendants were
with a violation of sulxlivision “a” of the statute—a provision
not in question. In any event, the defendants were victorious
Ibid. Further, > tes Dictsiet Attorney of Nassau County neither acted
improperly in ing to enforce the statute nor evidenced an
bias. See New Y at Toute, January 16, 1970, p. 17, cols. i.
District a wri acting on a complaint, indicated his conscientious

Soemadieaeauane” that he would prosecate, “so thet the cout
can make the final determination,” the use of peace symbols placed
over the flag as well as displays of the flag with the inscription Love
it or leave it,” since he was acting as a law enforcement office and
“not because of any political persuasion.” /bid. When federal de-
claratory judgment relief was sought the prosecutor pledged to re
iain Soom: goasceation pending the ouleemse.

ov Oat a eed

BOOP Pe PO A SR owe

asc 2 & B@,

| a]

> 8

Berets eB

43

In any event, whatever may be said about judging mar-
nal cases of contemptuous conduct, no one could hang a
g in effigy or display it as a penis protruding from pubic
ir (91a) and not realize that he had passed the line of
thorized conduct. ‘‘ [I]t therefore strains at technicalities
say that any issue of vagueness of the [statute] as con-
raed and applied is present in the case.’’ Williams v.
sited States, 341 U.S. 97, 104 (1951). Conduct so squarely
ohibited under any construction of the term does not
mit of an argument that fair notice of the act proscribed
1s not given. Fox v. Washington, 236 U.S. 273, 277
915); United States v. Wurzbach, 280 U.S. 396, 399
930); Kovacs v. Cooper, 336 U.S. 77, 97 (1949) (concur-
ng opinion); Jordan v. De George, supra 341 US. 223,
1-2 (1951); Williams v. United States, supra, 341 U.S. 97
951) ; United States v. Harriss, 347 U.S. 612, 618 (1954) ;
mnis v. United States, 341 US. 494, 515-6 (1951); Scales
United States, 367 U.S. 203, 223 (1961); Ginzburg v.
piled States, supra, 383 U.S. 463, 475 n. 19 (1966); see
ew York ex rel. Hatch v. Reardon, 204 U.S. 152, 160-1
907) ; Dombrowski v. Pfister, 380 U.S. 479, 491-2 (1965) ;
ylden v. Zwickler, 394 U.S. 103, 110 (1969).

Radich’s further claim, that the definition of an Ameri-
n flag within the meaning of the statute is vague, is
ivolous. The statute is quite detailed in its description
id while it may encompass many varied representations
‘the flag, it is hardly vague. And, as the cases just cited
ow, since appellant was convicted for contemptuous use
an actual American flag, it is ridiculous for him to claim
eck of fair notice that such was within the scope of the
atute.

a :

44

Similarly, it is of no avail for Radich to argue that the
statute is impermissibly overbroad where his acts were of
the ‘‘hard core’’ type that would be prohibited under any
construction of the statute and were not privileged under
the Constitution. His contention is apparently that even
if his conduct—based on the actual mutilation of a flag—is
not constitutionally protected, he is certain, for some un-
explained reason, that other forms of conduct—such as
‘‘unorthodox gestures aimed at the flag’’ and ‘‘flying one’s
flag at half mast’’—would be both included within the stat
utory proscription and constitutionally protected; there
fore, as the ‘‘vicarious champion’’ [see United States y.
Dennis, 183 F.2d 201, 214 (2d Cir. 1950) (L. Hawn, J.), aff'd,
241 U.S. 494 (1951)] of those he believes patently protected
by the Constitution, he claims to be absolved from the con-
sequences of his patently unprotected conduct. The law
cannot countenance such a result.

The methodology of determining vagueness in terms of
overbreadth can be somewhat elusive and mystifying, even
where the specific actions in question approach the border-
line of constitutionally protected conduct. Amsterdam, The
Void-for-Vagueness Doctrine in the Supreme Court, 16
U. Pa. L. Rev. 67 (1960) ; Note, The First Amendment Over-
breadth Doctrine, 83 Hanv. L. Rev. 844 (1970). But where,
as here, the litigant’s conduct could not be protected
under the Constitution, it flies in the face of rational
and judicial analysis to ask the Court then to set adrift
to find any number of hypothetical situations the stat
ute may be thought someday to be applied to, then to
determine the constitutionality of such application, and
finally, if one hypothetical application would be uncom

45

stitutional, to declare the entire statute void even as applied
to the unprotected conduct. ‘‘The constitutional question,
First Amendment or otherwise, must be presented in the
context of a specific live grievance * * * ‘A hypothetical
threat is not enough.’ ’’ Golden v. Zwickler, 394 U.S. 103,
110 (1969). It makes a mockery of law to permit one who
has engaged in hard-core conduct to assert that the statute
might be applied in some hypothetical fashion to prohibit
the exercise of some constitutionally protected conduct of
a class of individuals to which he clearly does not belong.
Cf. Bryson v. United States, 396 U.S. 64 (1969); United
States v. Knox, 396 U.S. 77 (1969). For, “it requires no
great feat of imagination to envision situations’’ in which
many penal statutes might conceivably be applied uncon-
stitutionally. Shuttlesworth v. Birmingham, 382 US. 87,
91 (1965). But the remedy is hardly to strike down the
statute as applied to the ‘‘hard-core’’ conduct specifically
in question. Statutes that admit of varying and different
applications carry with them an implicit proviso that no
application shall be made to constitutionally protected con-
duct and that the varying applications are separable should
one of them be found unconstitutional. In short, ‘‘it seems
quite reasonable * * * that if the * * * legislature had known
it could not have all it wanted, it would have wanted all
it could have.’’ Samuels v. Mackell, 288 F.Supp. 348
(S.D.N.Y. 1968) (Fuexviy, J., for three-judge court), prob.
juris. noted, 393 U.S. 975 (1968), restored to cal. for rearq.,
395 U.S. 957 (1969), 399 U.S. 922 (1970). Thus, a judicial
finding that a particular application of a statute would be
unconstitutional does not require that the statute be voided
even as to applications that clearly come within the statute
and are not constitutionally protected. See Street v. New

46

York, 394 U.S. 576 (1969). Further, if any individual is
threatened by an application of statute to conduct he
believes is constitutionally protected, he may, in addition
to any state remedy he may have [see N. Y. CPLR 43001;
Fenster v. Leary, 20 N.Y.2d 309 (1967)], seek a speedy
determination from the federal courts that the particular
application of the statute in question may not constitution.
ally be made. See Dombrowski v. Pfister, supra; Cameron
v. Johnson, supra; Zwickler v. Koota, 389 U.S. 241 (1967),

Moreover, in the case at bar, it is not clear that the
New York Court of Appeals was ever properly presented
with and passed upon a question of overbreadth as
to the conduct covered. Appellant’s brief in the Court of
Appeals appeared addressed solely to vagueness as a ques-
tion of fair notice ; no hypothetical examples of overbreadth
were presented the Court of Appeals as they are presented
to this Court. Accordingly, appellee’s brief in the Court of
Appeals addressed itself solely to vagueness as a question
of fair notice. That court, while passing on all issues raised
by appellant, was silent as to overbreadth. Indeed, the
appellate courts of New York have not passed upon the
situations now conjured by appellant, and have not indi-
cated whether they would uphold prosecutions for such
conduct, as a matter of statutory interpretation or consti-
tutional law. Thus, the question of overbreadth in terms
of the conduct proscribed is not properly before this Court.
Street v. New York, supra, at 581-2.

In arguing the statute’s overbreadth, Radich claims that
the Court of Appeals’s holding that the statute did not re-
quire proof of a specific intent by the actor to cast contempt

47

upon the flag, would result in a substantial restriction on the
freedom of speech. We disagree.

To begin with, the Court of Appeals appears to have
been primarily concerned that the statute would not become
the focal point either for the suppression of protected
speech or for the evaluation of political beliefs. Thus, in
deciding whether the defense of subjective good faith mo-
tivation of the actor excused conduct objectively contemptu-
ous of the flag, the Court of Appeals held motives, specific
intent, irrelevant and the act malum prohibitum. But in so
holding the court did not eliminate the basic requirement
that a deliberate act, objectively contemptuous, must be
committed. As explained in State v. Schlueter, 127 N.J.L.
496, 23 A.2d 249, 250-1 (N.J. 1941), although the statute did
not require commission of the act with a specific intent,
“the statute, in making it a misdemeanor to deface or to
defile the flag, used those words in their meaning of ‘dis-
honor’. ‘Dishonor’ is purposeful * * * For illustration:
A blind man stumbles over the flag and, not knowing what
it is, walks upon it and then casts it aside. Has he
‘trampled’ upon the flag? Has he ‘defaced’ or ‘defiled’ it?
Has he ‘dishonored’ it? [Has he cast contempt upon it?]
We think not; because those words carry with them, by
inherent meaning, an attitude of mind which is wholly
lacking in the supposed instance.’’ Similarly, in United
States v. O’Brien, 391 U.S. 367 (1968) once the deliberate
act of burning one’s draft card was proven, the First
Amendment did not require that the defendant be accorded
the defense of good faith political motives. In Chaplinsky
v. New Hampshire, supra, 315 U.S. 568, 574 (1942) in
upholding a statute that punished the defendant for the

expression of “‘fighting words,’’ the court also held that
preclusion of a defense of ‘‘provocation and * * * truth or
falsity of the utterances is open to no Constitutional objec.
tion.’’ No specific intent to provoke a breach of the peace
was constitutionally required, only the utterance of words
objectively ‘‘likely to provoke the average person to retali-
ation, and thereby cause a breach of the peace.’’ Thus, the
statute bound Radich to the natural consequences of his
deliberate, knowing act of exhibiting items whose subject
he was aware of and which were objectively contemptuous
of the flag.

Smith v. California, 361 U.S. 147 (1959), relied upon by
appellant, is not apposite once it is understood that the
instant statute requires knowledge of the subject matter
of the act and the commission of the act. Smith, the pro-
prietor of a bookstore, was punished for exhibiting items
whose subject matter he was unaware of. If he had been
aware of the contents of the items, his subjective opinion
that they were not obscene under the decision of this Court,
or the lack of a specific intent to sell obscene matter that
would be found obscene by a jury and upon judicial review,
would have been immaterial. Rosen v. United States, 161
U.S. 29 (1896) ; Kahm v. United States, 300 F.2d 78, 86 (5th
Cir. 1962), cert. denied 369 U.S. 859 (1962) ; United States
v. Oakley, 290 F.2d 517, 519 (6th Cir. 1961), cert. denied,
368 U.S. 888 (1961); Schindler v. United States, 208 F.2d
289 (9th Cir. 1953) ; California v. Williamson, 207 Cal. App.
2d 839, 845, 24 Cal. Rptr. 734, 738 (Dist. Ct. of App. 1962);
also see Alexander v. United States, 271 F.2d 140, 145 (8th
Cir. 1959); United States v. Hockman, 277 F.2d 631, 633
(7th Cir. 1960), cert. denied 364 U.S. 837 (1960) ; People v.

49

Finkelstein, 11 N.Y.2d 300 (1962), cert. denied 371 US.
963 (1962).

In Rosen v. United States, supra, this Court specifically
rejected a similar contention addressed to a federal statute.
There the defense requested a trial instruction of acquittal -
if a reasonable doubt existed that the defendant knew the
mailed material to be obscene. In upholding the refusal
to charge in this manner the Court declared:

‘*The inquiry under the statute is whether the paper
charged to have been obscene, lewd, and lascivious was
in fact of that character, and if it was of that character
and was deposited in the mails by one who knew or
had notice at the time of its contents, the offense is
complete, although the defendant himself did not re-
gard the paper as one that the statute forbade to be
carried in the mails. Congress did not intend that the
question as to the character of the paper should de-
pend upon the opinion or belief of the person who, with
knowledge or notice of its contents, assumed the re-
sponsibility of putting it in the mails.’’ 161 U.S. at 41.

In Ginzburg v. United States, 383 U.S. 463 (1966), the de-
fendant believed that his material was protected by prior
Supreme Court rulings; he said so specifically in the ad-
vertisements, which this Court accepted at face value. Id.
at 468, text and n. 9. Ginzburg’s belief, while both honest
and mistaken, did not prevent his conviction, for he knew
precisely the contents of his publications. Guilt cannot be
made to depend upon the putative offender’s own ap-
praisal of the legal significance of his conduct. Else a
man could acquit himself by his own belief in his innocence.

50

‘‘Rational grounds’’ for such belief abound. Upholding
the constitutionality of a statute penalizing certain acts
and at the same time allowing self-serving protestation ag
a defense is to nullify in practice the premised constitu.
tional power of the state to penalize the acts.

Scales v. United States, 367 U.S. 203 (1961) is equally
of no assistance to appellant. In Scales the government was
found to possess a: justifiable intérest in prohibiting the
association of individuals bent on the overthrow of the
government; the governmental interest was not trans-
gressed unless it was demonstrated that the individual on
trial assumed membership for the proscribed purpose rath-
er than for ‘‘the advancement of legitimate aims and poli-
cies.’’ If the governmental interests protected by the in-
stant flag statute are sufficient to justify its constitutionality
(see Point I, supra), then those interests are irretrievably
transgressed immediately upon commission of an act ob-
jectively contemptuous of the flag, regardless of the actor’s
motivation—political or commercial. See United States v.
O’Brien, supra; Chaplinsky v. New Hampshire, supra. The
residue of conduct that would be objectively contemptuous
of the flag and yet deserving of protection because the
actor intended a result other than contempt is minimal in
comparison to the unintended conduct in Scales. There,
the residue of conduct flowing from membership in an
organization—even one whose aims include the overthrow
of government—that would be deserving of protection is
substantial, absent the member’s specific belief in the one
proscribed purpose of the organization.

PEELE LES I OO LIOTTA LEI IL AIE LY CIOs OFM GN ID

51

POINT III

The statutory exception that permits certain non-
contemptuous uses of the flag if disconnected from
advertisements does not deny appellant equal protec-
, :

_ Finally, Radich claims that the statute.denies him equal
protection, based on his erroneous reading of an exception
contained in the statute:

‘‘This subdivision shall not apply to any act ex-
pressly permitted by the statutes of the United States
of America, or by the United States army and navy
regulations, nor shall it be construed to apply to a
certificate, diploma, warrant, or commission of appoint-
ment to office, ornamental picture, article of jewelry,
stationery for private use in correspondence, or news-
paper or periodical, on any of which shall be printed,
painted or placed, said flag, standard, color, shield or
ensign disconnected and apart from any advertise-
ment.’’

Radich apparently argues that this provision of the statute
permits persons to use the flag contemptuously on ‘‘orna-
mental pictures’’ or in a ‘‘newspaper, or periodical’’ and
thus denies him equal protection when it forbids him to use
the flag contemptuously on ornamental sculpture. However,
read in the context of the entire statute, the major portion
of which seeks to prohibit the use of the flag in advertise-
ments, it is quite clear that the exception is intended to
permit only non-contemptuous use of the flag for certain
purposes, when such use is ‘‘disconnected and apart from
any advertisement.’’ As the trial court stated:

52

‘‘the section doves not discriminate between pictures
generally and sculpture generally. Only ‘ornamental’
pictures are excepted. The legislature did not intend
to say that pictures desecrating the flag would be ex.
empted as a basis for prosecution and that similar
sculpture would not be so protected. Any contemptu-
ous use of the flag comes within the purview of the
statute, whether two-dimensional or three-dimensional,
We find in this statute no arbitrary discriminatory
classification’’ (28a).

There is a ready and rational distinction between con.
temptuous and non-contemptuous use of the American flag
that permits the legislature to except from penal sanctions
certain non-contemptuous uses of the flag without denying
a person who uses the flag contemptuously the equal pro-
tection of the laws. Indeed, in Halter v. Nebraska, 205 US.
34 (1907) this Court was asked to find that the same statu-
tory exception here in question denied Halter equal protee-
tion because Halter was condemned for the non-contemptu-
ous use of the flag in the advertisement of merchandise and
under the exception similar non-contemptuous use in ‘a
newspaper, periodical, book, pamphlet, etc.,’’ was not penal-
ized. The Court held that even distinctions between vari-
ous non-contemptuous uses of the flag were not a denial of
equal protection :

‘*Tt was for the State of Nebraska to say how far
it would go by way of legislation for the protection of
the flag against improper use—taking care, in such
legislation, not to make undue discrimination against
a part of its people. It chose not to forbid the use of
the flag for the exceptional purposes specified in the
statute, prescribing the fundamental condition that its
use for any of those purposes should be ‘disconnected

SOE OOP Fa! Ie OPN Ny

Ap}
the
den:

of I

53

from any advertisement.’ All are alike forbidden to
use the flag as an advertisement. It is easy to be seen
how a representation of the flag may be wholly discon-
nected from an advertisement and be used upon a
newspaper, periodical, book, etc., in such way as not to
arouse a feeling of indignation nor offend the senti-
ments and feelings of those who reverence it. In any
event, the classification made by the State cannot be
regarded as unreasonable or arbitrary or as bringing
the statute under condemnation as denying the equal
protection of the laws.’’ Id. at 45,

ellant was convicted of a contemptuous use of the flag;
exception was therefore inapplicable and could not have
ied him equal protection.

Conclusion

The judgment of the Court of Appeals of the State
Yew York should be affirmed.

Respectfully submitted,

Frank 8. Hocan
District Attorney
New York County

Attorney for Appellee

HAEL R, JUVILER

tim ©, Donnino

L A, Sopen

Assistant District Attorneys
Of Counsel

uary, 1971

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385001_1483%3A07. Public record. Not legal advice.
