# Appendix — Shaw v. Garrison

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385001_1196%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1968
- **Citation:** 393 U.S. 220

## Text

113 |
APPENDIX A. ~~

_- UNITED STATES DISTRICT COURT °
: | EASTERN DISTRICT OF LOUISIANA
) NEW ORLEANS DIVISION

4

CIVIL ACTION No. 68-1063, SECTION B

CLAY L. SHAW
versus
JIM GARRISON individually, and as District Attorney for.
7 the Parish of Grleans, State of Louisiana, and JAMES
L. ALCOCK, individually and as Executive Assistant
District Attorney for the Parish of Orleans, State of
Louisiana, and CHARLES R. WARD, individually,

and as‘an Assistant District Attorney for the Parish
of Orleans, State. of Louisiana. —

TEMPORARY RESTRAINING ORDER.

IT IS HEREBY ORDERED, ADJUDGED AND
'. DECREED, pursuant to 28 U.S.C. § 2284(3), that
the Defendants Jim Garrison, James L. Alcock, and _
Charles R. Ward, and each of them and their 2
spective assistants, associates, attorneys, employ,
ees, agents, officers and assigns be, and they are
hereby, ENJOINED AND RESTRAINED from. tak-
ing any further action in. the prosecution of the case
entitled ‘State of Louisiana v. Clay. L.° Shaw,”..
_ Number 198-059 on the/Docket of the Criminal Dis-
trict Court for the Parish. of Orleans, State of Lou-
isiana, pending the further orders of this Court. '.

?

- 114

REASONS,

The complaint herein (a 47-page document of 116
- paragraphs) presents: allegations of numerous dep-
rivations of the petitioner’s federal rights by the
defendant: District Attorneys within the context of,
or connected with, the criminal prosecution pending
against him in the state court for ‘conspiracy to
murder .the late President Kennedy. The complaint
read as.a whole presents much more than a recita-
tion of isolated wrongs, ‘but impugns the entire -
prosecution against the petitioner and attempts to
raise the actions of, the defendants, prior to and
during the present criminal proceedings, to the
level of a concerted pattern of persecution of the
petitioner and the wholesale and willful disregard of -
the petitioner’ s constitutional rights. The 7.
states that “the petitioner requires a ‘sanctuary’
this Court to grant him relief from the padi
harm, clear and:imminent,. which he has suffered
at the hands of the defendants herein since March
1, 1967,”’ (Count 4 of the Complaint), during which
time, “the defendants * *'* have * * * conducted
themselves and their office in such a manner as to
create an atmosphere of fear and suspicion con-
cerning the motives and actions of the Office of the
District Attorney for the Parish of Orleans” (Count
88); that “the defendants, ” and in particular, De-
fendant Garrison, are conducting a reign of terror by :
the misuse and abuse of the powers of the public of-
fices which they hold, “by conducting an illegal, un-
warranted; fraudulent and useless probe of the as-

c ry

sassination of the late John F. Kennedy,” (Count 96),

' that “the erstwhile Kennedy assassination probe be-
ing. conducted by the defendants is indistinguish-
able from the case’’ against the petitioner (Count
97), and.that “although plaintiff has been the pri-
mary victim of -the machinations: of the defendants
_ through the abuse and ‘misuse of the power of
their respectve offices, many others have felt the
impact of their reign of terror, and the case of
State vs. Shaw is now and has for sometime past
been of tremendous public importance, not only: to
the, citizens of this community, but to all citizens of
the United States and to the world.” (Count 98).

The thrust of these liiiiainiale raises serious
questions concerning the relationship between this
federal district court and the Louisiana Criminal
District Court in whicn the prosecution against | the-
plaintiff is lodged, and indeed between federal ‘and
state courts across the nation. Whenever. a federal
court stays the hand of a state official, the delicate
_ balance of comity, so necessary and wholesome for
our federal system, is likely to be disturbed. The -
delicacy of the comity issue is not only greatly in-
creased, ‘but augmented by the now-entrenched prin-
ciples of equity law, see Ex parte Young, 209 U.S.
123, 161-162 (1908),. when the state agency in
volved is a court of law and the ‘state official an
esteemed “member of the state judiciary. But as del-
icate as the comity balance must be, the points of
reference on which if rests today are in a. process
of continual development, along lines sketched by

-

116

Dombrowski v. Pfister, 380 U.S. 479 (1964). At -this
stage in the development of the law and the. possi-
ble future developments indicated by the Supreme
Court, we are not prepared to rule out the possibil-
ity of a remedy for this plaintiff under the state of
_ facts he presents in his petition. And because there
is a very real. likelihood that the plaintiff may pre-

‘ vail on the merits, and because in view of the plain-

tiff’s allegations of the unconstitutionality of various
pertinent Louisiana statutes a three-judge court is
required in this matter in the interest of the State
of Louisiana, see Wright on Federal Courts § 50, p.
162, and it may not be possible fer the hearing be-
fore that court to be held and concluded prior to the

scheduled date of the trial of the plaintiff in the

state court to the possible irreparable injury of the

plaintiff, we grant the motion for temporary re-

straining order pending a speedy hearing on the mo-
tion for preliminary injunction.

The so-called ‘‘anti-injunction statute,’ 28 U.S.C.
§2283, is based on the obvious premise that a fed-
eral ‘court can conceivably be authorized -to stay a:
state proceeding in the interests (in which federal
courts have a paramount. interest) of the protection
of federal constitutional rights.’ The question wheth-
er § 2283 can be accepted a step further to either
(a) not prohibit the stay of a state criminal prose-
1 This would follow, inter alia, not only from the- fact that

Congress saw a need to bolster equity considerations, cf.
Ex parte Young, supra, with this general prohibition, ‘ but
also from the recognized power of the federal Congress to’
provide for exclusive jurisdiction of federal constitutional

matters in the federal courts, cf. Wright on Federal Courts,
§ 10, p. 22.

y,

117

°
as

cution along the lines of Dombrowski, or (b) au-
thorize such a stay, is not something which can
easily be resolved in the light of comments in Dom-
browski and the more recent case of Cameron v.
Johnson, 36 U.S.L.Week’ 4319 (April 23, 1968). In
Dombrowski, the court found it ‘unnecessary to re-
solve the question- whether suits under 42 U.S.C. 8 .
1983 (1958 ed.) come under the ‘expressly author-
ized’ exception to § 2283.” 380 U.S. at 484 n.2.2 In
Cameron the court upheld the denial of injunctive
relief against state prosecutions by the district court,
and noted : |

2 Of course, aside from the question of what constitutes an
“express authorization” within the terms of § 2283 and the
question of whether or not 42 U.S.C. § 1983 is such an express
authorization, there seems to be a serious question whether
any express authorization is necessary in view of the equitable
origins of § 2283. The leading case on the subject, apart from
the sparse comments by the Supreme Court in Dombrowski
and Cameron, is Baines v. City of Danville, 337 F.2d 579 (4th
Cir. 1964). There, the court noted that: “Since the statute
[§ 2283] was fathered by the principles of comity, it has
been held that the statute should be read in the light of those
principles and, though absolute in its terms,.is inapplicable
in extraordinary cases in which an injunction against state
court proceedings is the only means of avoiding grave and
irreparable injury.” 337 F.2d at 593. The Baines case preceded
the Supreme Court’s decision in Dombrowski, and the Fourth
Circuit therefore had no occasion, to consider whether its
holding that § 2283 “is not always aBsolute” might be cotermi-

- nous with the authority of the federal courts to enjoin
prospective state criminal proceedings recognized in Dom-
browski. Of particular importance to our decision here, the
court in Baines stated: “Recognizing that:the command of
§ 2283 is not always absolute, w granted:a temporary in-
junction pending appeal of this c * * * Such an injunction
was essential if the controversies were not to become moot
while these appeals were being perfected, heard, and deter-
mined in this court. We concluded that it was such an extra-
ordinary situation that issuance of a temporary injunction
staying prosecutions in the state courts pending our (5) Persons who have served as grand or petit ‘jurors
in criminal cases or as trial jurors in civil cases during a
period of twelve months immediately preceding their. selec-
a for jury service.”
Art. 409. Selection of general venire in Orleans parish

“In the Parish of Qrleans, the jury commission shall .
select impartially at least seven hundred fifty persons having
the qualifications to serve as jurors, who shall constitute the
general venire.

“A list of the persons so selected shall be prepared and _
certified by the commission as the general -venire list. and
shall be kept as part of the records of the commission.

The name and address of each person on the list shall
be written on a separate slip of paper which shall be placed

'. in a box labeled ‘General Venire Box.’

-No drawing shall be made from a general’ venire contain-
ing fewer than seven hundred fifty names, except when the
court orders the drawing of tales jurors.

After the jury commission has selected the general
venire, it shall lock and seal the general venire box and
deliver it to the secretary of the commission, as the custodian
thereof.”

“Art. 413. Method of impaneling of grand jury; selection
-° of foreman

The grand jury shall consist of twelve persons qualified
to serve as jurors, selected or drawn .from the grand jury’
venire. -
In parishes other than Orleans, the court shall select
one person from the grand jury venire to serve as foreman
of the grand jury. The sheriff shall draw indiscriminately
and by lot from the envelope containing the remaining names -
on the. grand jury venire a sufficient number of names to
complete the grand ‘jury. The envelope containing the remain-
ing names shall be replated into the grand jury box for use
in filling vacancies as provided in Article 415. .

In the Parish of Orle the court shall select twelve
persons from the grand jury venire, who shall constitute the
grand jury. The court shall thereupon select one of the jurors
to serve as foreman.”

“Art. 7 §41. Selection of jurors; women “jurors; Prial by
judge; trial by jury

The Legislature shall provide for the election and draw- ~
ing of competent and intelligent jurors*for the trial of civil
and criminal cases; ene however, that no woman Shall.

126

and manner of selection of jurors. He also attacks
the constitutionality of Articles 433° and 434’ of the’
Louisiana Code of Criminal Procedure, which ‘arti-

be drawn for jury service unless she shall have previously |
filed with the elerk of the District Court a written declara-
tion of her desire ‘to be subject to such service. All cases in
which the punishment may not be at hard labor shall, until
‘ otherwise provided by law, be tried by the judge without a
jury. Cases in which the punishment may be at hard labor,
shall be tried by a jury of five, all of whom must concur to
render a verdict; cases, in which the punishment is necessarily
at hard labor, by a jury of twelve, nine of whom must con-
cur to render a verdict; cases in which the punishinent may
be capital, by a jury of twelve, all of whom mvst concur to
render a verdict.”
¢ “Art. 433. Persons present during grand jury sessions
A. Only the following persons may ‘be present at the
- gessions of the grand jury:
(1) The district attorney and assistant district attorneys,
or any one or more of them;
(2) The witness under examination;
(3) A person sworn to record the proceedings of, and
the testimony given before, the grand jury; and
(4) An interpreter sworn to translate the testimony of
a witness who is unable to speak the English language.
“ B. No person, other than a grand juror, shall be present
while the grand jury is deliberating and voting.
C. A person who is intentionally present at a meeting of
the grand jury, except as authorized by Paragraph A of this
article, shall’be in constructive contempt of court.”
“Art. 434. Secrecy of grand jury meetings .
Members of the grand jury, all other persons present
at a grand jury meeting, and ail persons having confidential
access to information concerning grand jury proceedings,
shall keep secret the testimony of witnesses and all other
matters occurring at, or directly connected with, a meeting
of the grand jury. However, after the indictment, such per-
sons may reveal statutory irregularities in grand jury pro-
ceedings to defense counsel, the district attorney, or the
court, and “may testify concerning them. Such persons may
disclose testimony given before the grand jury, at any time
when permitted by the court, to show that a witness com-
_ mitted perjury in his testimony before the grand jury. A
_ witness may discuss his testimony given before the grand
jury with counsel for a person under investigation or indicted,
with the district attorney, or with the court.
Any person who violates the provisions of this article
shall be in constructive contempt of court.”

cles deal with grand jury’ proceedings. He further |

127

contends that Articles 484° and 485° of the Louisiana
Code of Criminal Procedure are’ unconstitutional ;

these: provisions are concerned with bills of particu-
lars, He also asks that Articles 627° and 912" of .

10

11

“Art. 484. Bill of particulars.

A motion for a bill of particulars may be filed of right
before trial or within ten days after arraignment, whichever
is earlier. After expiration of the ten-day period the court
may permit‘ the filing of. such a motion until the commence-
ment of trial. When a motion is filed, or on its own motion,
che court may require the district attorney to furnish a bill
of particulars setting up more specifically the nature and
cause of the charge against the defendant. : .

Supplemental bills of particulars or a new bill may be
ordered by the court at any time before the trial begins. |

When a bill of particulars is furnished, it shall be filed of
record and a copy of the bill given to the defendant.”

“Art. 485. Effect of inconsistent or limiting allegations _ of
bill of particulars -

If it appears from the bill of particulars furnished under
Article 484, together with any particulars appearing in the
indictment, that the offense charged in the indictment was
not committed, or that the-defendant did not commit it, or

that there is a ground for quashing the indictment, the court -

may on its own motion, and on motion of the defendant shall,

_ order that the indictment be quashed unless the defect is

cured. The defect will be cured if the district attorney fur-
nishes, within a period fixed by the court and not to exceed
three days from the order, another bill of particulars which
either by itself or together with any particulars appearing in
the indictment so states the particular as fo make it appear
that the offense charged was committed by the defendant, or

that there is no ground: for quashing the indictment, as the ~

case may be.” .
“Art. 627. Appeals .

If a change of venue is granted to the defendant over
the objection of the state, or if the court denies an application
by the state for a change of venue, the state shall have the
right to appeal from the ruling, within the legal delays for
making a motion for an appeal before a trial on the merits.
Prior to sentence the defendant may not appeal from a ruling
changing or refusing to change the venue.” F
“Art. 912. Judgments or rulings appealable

A. Only a final judgment or ruling is appealable.

B. The state cannot appeal from a verdict of acquittal.
Adverse judgments or rulings from which the state may

ee

128

. the same code, which deny the defendant the right
: to appeal from the denial of a motion for change of

venue, be declared unconstitutional. He then shifts

his constitutional assault to the Louisiana Crimi-

nal Code and asserts ‘that LSA-R.S. 14:26,% Lou-
appeal include, but are not limited to, judgments or rulings on:

(1) A motion to quash an indictment or any count
thereof;
(2) A plea of. time limitation;
(3) A plea of double jeopardy;
(4)

159

The district court also thought that the special ‘cir-
"cumstances necessary for an injunction to issue un-
der the holding in Douglas v. City of J eannette, 319

U. S. 157, 63 S, Ct. 877, 87 L. Ed. 1324 (1943), should-~----

be present if the declaratory judgment was to- bel
rendered. But the Supreme Court - held that - this,
too,, was error and said that “a Federal district
court has the duty to decide the appropriateness
and the merits of the declaratory request irrespec-
tive of its conclusion as to the propriety of the is-
. suance of the injunction.” Id. at 391. | by

However, despite the language of Zwickler, we
entertain serious doubts about the appropriateness
of stopping a pending state court prosecution to con-'
sider a request of plaintiff for a declaratory judg-
ment as to the constitutionality of R.S. 14:26, the
conspiracy statute under which he is being prose-
cuted. Although Zwickler ‘Stated that the doctrine of .
abstention could not be invoked in the circumstanc-
es of that case, it did not nullify the- well-settled
rule that the Federal Declaratory Judgment Act, 28
U.S.C. §§ 2201, 2202, is discretionary, rather than
mandatory, and declaratory relief may be withheld
by the district court in its discretion in appropriate
cases.” This principle was stated by the Supreme
27 See Malone v. Emmet, 278 F. Supp. 193, 200 (M. D. Ala.,

1967), in which the court declined to grant a declaratory
judgment as to the constitutionality of a state criminal pro- .
cedure statute, even though declaratory relief was coupled
with a request for an injunction of a pending prosecution
and Zwickler had-been decided by the Supreme Court three

' weeks previously: The court relied upon the discretionary
nature of declaratory relief in coming to its decision. :

castles

i 160

*

Court in Public Affairs Associates, Inc. v. Rickover,
- 369 U. S. 111, 112, 82 S. Ct. 580, 582, 7 L. Ed. 2d 604
oo: nai

“The Declaratory Judgment Act was an au-
thorization, not a command. It gave the federal
courts competence to make a declaration of
rights; it did not impose a duty to do so. [cit-
ing cases] Of course a District Court cannot
decline to entertain such an action as a matter
of whim or personal disinclination. ‘A declara-
tory judgment, like other forms of. equitable re-
lief, should be granted only as a matter of ju-
dicial discretion, exercised in the public — inter-
est.’ Eccles v: Peoples Bank, 333 U. S. 426, 431}
68 S. Ct. 641, 644, 92.L. Ed. 784. We have cau-
tioned against declaratory judgments on issues

of public moment, even falling short of constitu-

tionality, in speculative situations. Eccles v.. Peo-

_ ples Bank, -eapra, at 432, 68 S. Ct. at 644.

_ Our doubt about the wianebines of giving consider-
ation to the request for declaratory relief in the cir-
cumstances of this case is based upon our con-
cern that by permitting a defendant to interrupt a

_*state court prosecution to challenge the statute un-

- In Abbott Laboratories v. Gradner, 387 U. S. 136, 155, 87

S. Ct: 1507, 1519, 18 L. Ed.. 2d 681 (1967), the Supreme
Court said, “A court may even in its discretion dismiss a
declaratory judgment or injunctive suit if the same issue
is pending in litigation elsewhere.” Generally, a court may,
in its discretion, refuse to grant a declaratory judgment if ©

the issues raised may be fully adjudicated in a suit pending

in a state court at the time the federal declaratory judgment

- action was eamarant 1A Moore's Federal Practice 90.220 at

p. 2603.

161°

der which he is being prosecuted, we could open the

door to constant disruption of state court criminal
proceedings. Ingenious counsel for a defendant in a
state criminal prosecution would not find it difficult”
to phrase his defense in terms of constitutionality sv .
as to make it possible to bririg a suit for declara-
tory relief in a federal district court during the
pendency ofa state court prosecution. This might
well do violence to the strorg federal policy of com-
ity as expressed by the Supreme Court in Stefanelli
v. Minard, 342 U. S. 117, 72 S. Ct. 118, 96 L. Ed. 138
(1951) and Cleary v.. Bolger, 371 U- S. 392, 83 S. Ct.
385, 9°'L. Ed. 2d 390 (1963) .”

‘29 A somewhat comparable situation is found in the efforts of
convicted state prisoners to seek declaratory relief in the
federal courts. The rule is well established in several circuits

“that a defendant convicted of a crime should not be per-
mitted to utilize the declaratory judgment procedure as a
weapon with which to dispense with the requirement that
he exhaust his state remedies before coming into federal
court or as a substitute for appeal or habeas corpus. A good
statement of this general rule .was given by the Eighth Cir-
cuit Court of Appeals in Waldon v. State of Iowa, 323 F. 2d
852, 853 (8th Cir., 1963):
“A state prisoner is not entitled to seek a declaratory deter-
mination from the federal courts under 28 U.S.C.A. § 2201
as to the validity of the judgment on which he is confined.
If the restraint in which he is held is constitutionally invalid,
the federal courts have the power to release him therefrom
in habeas corpus, after exhaustion by. him of such state

* remedies as are available to him. He cannot resort to a federal
declaratory judgment suit -in an effort to escape having to
exhaust. available state remedies and to circumvent the intent
manifested by Congress in 28 U.S.C.A. § 2254 that the state
courts are to be given ‘the opportunity to pass upon and
correct errors of federal law in the state prisoner’s conviction’,
Fayv. Noia,-372 U. S. 391, 438, 83 S. Ct. 822, 848, 9 L. Ed.
2d 837.”
In Forsythe v. Ohio, 333 F. 2d 678, 679 (6th Cir., 1964), the
-Sixth Circuit .Court of Appeals stated, “We are satisfied that
the Declaratory Judgment Act, 28 U.S.C.A. § 2201, cannot be
used as a substitute for appeal, habeas corpus, coram nobis
or other procedures enjoying currency among the many now

- Another’ reason which causes us to doubt whether
| declaratory relief should ‘be entertained here is the
4- ‘ fact. that there are certain differences. between the
: circumstances in, Zwitkler and those in the case: be-
fore us. In Zwickler.there was no pending prosecution
3 and no evidence of'a real threat of future prosecu-
.4 tion. Furthermore, Zwickler ‘was concerned with a
4 + substantial attack on-a ‘statute which on its face al-
legedly violated First’ Amendment rights because of
+ its restraints upon anonymous haridbills.* In this
regard the Supreme Court said in Zwickler: ¢

“These principles have particular significance
when, as in this case, the attack upon the stat-
‘ute on its face is for. repugnancy to the First

_ Amendment. In such case to force the - plaintiff
« who has commenced a federal action, to suffer
the delay of. state court proceedings might itself -
effect the impermissible chilling of the very con-

Ski dhe daalida lcd dated Rite melas

aie =

- + seeking release from prison“’ Other recent cases holding that
% * “the federal district: court may refuse to grant declaratory,
. .Felief to review convictions before state remedies have been
exhausted are Benson v. State Board of Parole & Probation,
_ 384 F. 2d¢ 238 (9th Cir., 1967);~Booker v. State of Arkansas,
> 380 F. 2d 240.(8th Cir., 1967); Scruggs v. Henderson, 380
FF. 2d 981. (6th Cir., 1967); United States ex rel Bennett v.
_ People of the State of Minois,.356 F. 2d 879 (7th Cir., 1966),
cert. den. 384 U. S> 946, 86 S. Ct. 1472, 16 L.. Ed. 2d 544:
__. (1966); and Shannon v. Sequeechi, 365 F. 2d 827 (10th Cir., .
1966), cert. den. 386 U. S. 481, -87_S: Ct. 1175, 18 L. Ed. 2d
225 (1967), reh. den., 386 U.-S. 1014,~87 S. Ct. 1354, 18 L.
_ Ed. 2d 452 (1967).. ,
89 In Malone v. Emmet, 278 F. Supp. 193, 200 (M. D. Ala., 1967),
the court said, “[A]s the Court in Zwickler was careful to
_. Observe, the asserted .constitutional act was the First Amend-
: . ment guarantee of free speech. The Supreme Court in Zwickler
‘ | ,.. places free speech and othér First Amendment rights
in a special category.” |

163

- stitutional right he ‘seeks to protect.’ ”? 88 S. Gt. at
397- ad Pag
Pa ° s) / | 3
However, we do not believe that the conspiracy stat- he
ute can ‘be the object of a valid or substantial attack, |
‘on First. Amendment grour: as, . ee aa
2
Nevertheless, despite our serious misgivings about
considering’ the request for. declaratory relief,* we
have conéluded to rule on the constitutionality of the
conspiracy statute. LSA-R.S. 14:26, the Louisiana
conspiracy ‘statute, provides. » ; :

=,”
eS 6 ?

“Criminal conspiracy is the agreement or com-
bination of two-or more persons for the specific
purpose of committing any crime: provided that
an agtgement or combination to commit a crime.
shall not amount to a criminal conspiracy un- .
less, in addition to such agreement or combina-
tion, one or more of such parties does an act in
furtherance of the stata of the agreement or
combination. : ’

“Where the intended Basic crime has been con-
summated the conspirators may be tried for
either the, . conspiracy or the completed offense,
and a conviction for one shall not-bar a prosecu-
tion for the other.

“Whoever is a party to a criminal conspiracy.
to commit a crime punishable by death or life
imprisonment, shall be imprisoned at hard labor

~ for not less than one nor more than twenty yéars. .

pisanh diated is

ah healt

164
_ “Whoever is a party to a criminal conspiracy
. to: commit th& crimes of theft. or’ of receiving
stolen things shall be fined not more than two
hundred dollars, or imprisoned for not more E
_ than.one year, or both.

‘Whoever is.a party to a ‘criminal conspiracy
to commit any other crime shall be fined or im-
prisoned, or. both, in the same manner as for thé

“offense contemplated by the conspirators ; ‘but

such fine” or imprisonment shall_not_exceed_one-

. half of the largest fine, or one-half the longest
term of ‘imprisongpent prescribed for such of-
fense, or both.”’

This statute is not unique. In fact, it is merely a
restatement of the common-law.crime of conspiracy.
It is similar to the federal conspiracy statute,
— U-S.C. § 371, which\provides in part:

“If two or more persons conspire either to com-
mit any offense against the United States, or to

- defraud the United States, or any agency~ there.
sf in any manner or for any purpose, and one or —
more of such person's do any act to effect the ob-
ject of the conspiracy, each shall be fined not
more than $10,000 or imprisoned not more than |
five years, or both.” o

Basically, ‘there is very little to distinguish between

these two statutes. Both require a conspiracy be-

tween two or more people to commit a crime and

both further provide that one of the parties to the con-
spiracy must do an act to effect, or in furtherance
of, the object of the conspiracy.

165

As the Supreme Court. pointed out in Scales v.
Unitédd ae, aan, U. S. 203, 225,°81 S. Ct. 1469, 1484 a
(1961), the concept +of conspiracy “manifest[s] the ~—
more general principle that society, having the power
to punish dangerous behavior, cannot ‘be powerless
against those who work to bring about that behavior.” |
See ‘also Johnson v. Lee, 281 F. Supp. 650, 655 (D.
Conn., 1968). . aie

One of the plaintiff’s contentions ‘is: that-the word
“crime” in the Louisiana’ conspiracy Statute (a part
of the Louisiana Criminal Code) is not defined. But: a
LSA-R.S. 14:7, also a part of the Louisiana Criminal]
Code, states “a crime is that conduct. which is’ de-
fined as criminal in the Code or in other .acts of the
Legislature or in the Constitution of this State.’’ The

Reporter’s Gomment to 14:7 states that the are a
- criminal law -is purely: Statutory and that thete
are no other crimes than those defined in the Code or
other statutes of this. State.*! We see no constitution- _
al infirmity in defining “crime” in this manner. In,
fact, a definition of this sort is much.more precise

** It is well settled under the. Louisiana jurisprudence that
“[wle have in this state no common-law crimes. Nothing is
a crime which is not made so by express*statute,” State v.
Robinson, 143 La. 543, 78 So. 933, 937 (1918). “[I]t is well-
settled that no act or conduct, however reprehensible, is a
crime in Louisiana unless it -is defined and made a crime

. Clearly and unmistakably by statute.” State v. Sanford, 203
La. 961, 14 So. 2d 778, 781 (1943). In State v. Arkansas .-;
Louisiana Gas Company, 227 La. 179, 78 So. 2d 825, 827
(1955), the: Supreme Court of Louisiana said, “It is so axio-
matic, that citation of authority is unnecessary, that in -
Louisiana there are no common-law crimes, and that nothing
is a crime, no conduct can be held criminal, which is not made
so by statute and clearly described by. the language of its
“prohibition.” . at

°

oe

“166

than a general definition, since there can be no crime
which is not found in Louisiana’s statutory law.

The plaintiff also contends that 14:26 is violative of
the First Amendment to the United States Constitu-

tion ‘because it punishes a person for merely express- |
' ing this thoughts about committing a crime. How-
ever, the statute does not punish, a person for saying.
he would like to commit a crime, but only for enter-
ing inta an “agreement or combination” with one.

or more other persons to commit a crime. Such an
agreement is much more than the mere expres-

‘sion of one’s thoughts; it is conduct which ledds di-
rectly to criminal consequences and against which ~

society has the right to protect ifself. We are of-the

~~ opinion, “therefore, that. plaintiff has demonstrated

no constitutional-invalidity to the Louisiana conspir-
acy statute. ‘

We believe that it is obviously improper to rule on |

the constitutionality of the numerous procedural stat-
utes challenged by the plaintiff. The plaintiff *is
not being prosecuted under these statutes so Zwick-
ler is inapplicable. Furthermore, what we have al-

ready said about the federal policy against the need--

less disruption of ordepfy state court criminal pro-

ceedings applies even more forcefully. The consti-:

tutionality of these statutes may properly be ruled
upon by the state court, and it should again be noted
that of the twelve provisions which the plaintiff is
challenging on constitutional grounds in‘ this proceed-
ing, he has questioned the validity of only three of
these laws in the state court proceeding.

‘17

Nor should we grant a declaratory judgment - de-
créeing that the Warren Report is binding upon all
courts of the. United States, including the Louisiana
State Court in which the prosecution is pending. The
same applies to the request that we order the ‘de-
fendant to furnish certain documents to plaintiff. No
authority has .been cited nor have we fotind any that
would. authorize this relief z as fo these requests. e2

es

Our adverse ruling to aaibttee should’ not be con-
strued as an intimation of any view “whatsoever on-
the merits of the pending criminal charge against
him. As a matter of law, plaintiff Shaw's request for
relief in the federal court’ is ‘premature, for. under our
system of federalism in the. circumstarces presented
here, he must first seek ‘vindication of his rights

in the state courts-.as.to this pending prosecution.
‘ *

The motion to dismiss, which we shave considered
as a motion for sumamary judgment, is granted and
the plaintiff’s suit is dismissed.

88 The plaintiff has also moved to compel some of the defendants
to answer certain questions asked them in the course of
depositions, and the defendants have moved to have all of the
defendants’ except Jim Garrison dropped from these proceed- ~
ings. However,. it is not necessary to rule on these motions

' since they Have become moot by virtue of our rulings on the
other issues in this case.

-

168

Date: J uly 23, 1968.
"ROBERT A. Reewionre, Jr.,
‘| UNITED STATES CIRCUIT»
‘ ' JUDGE
_FREDERICK J. R. HEEBE
UNITED STATES’ DISTRICT
JAMES A. COMISKEY | )
UNITED STATES DISTRICT. - 4
JUDGE | .*

id

. HEEBE, District Judge, concurs, ‘and will hand Ped por
a. concurring opinion.

‘e«<

169

_ APPENDIX C.

e.

"UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
NEW ORLEANS DIVISION

- CIVIL ACTION No. 68-1063, SECTION “B”
- CLAY L. SHAW,

Plaintiff,

versus

“JIM GARRISON, individually, and as District Attorney

for ‘the Parish of Orleans, State of Louisiana; and
JAMES L. ALCOCK, individually, and as Executive
Assistant District Attorney for the Parish-of Orleans, .
State of Louisiana, and CHARLES R. WARD, in-
dividually, and as an Assistant D’strict Attorney for
the Parish of Orleans, State of Louisiana, |
. Defendants.
Before AINSWORTH, Circuit Judge, and. HEEBE
and COMISKEY, District Judges.

PER CURIAM: hee ‘

In the unanimous decision of this Court on July 23,
1968, we decided that plaintiff Shaw’was not entitled
to an injunction against defendant District Attorney
Garrison, barring Shaw’s prosecution in the Louisi-

‘ana State Court for the commission of an alleged

crime against the State of Louisiana. Accordingly,
we ordered Shaw’s suit dismissed. We remain of that
view, and nothing has happened to change our opin-
ion, which we herewith reaffirm, that the suit should

_have been dismissed..

perree 170

However, plaintiff Shaw has now filed his notice of
appeal .to the United: States Supreme ‘Court, in ac-
cordance with applicable law, and has also fjled his

motion with this Court for a® injunction pending ap-
. peal, restraining further prosecution in the Louisi-
ana State Court until: his appeal can be disposed of

by the United States Supreme Court. In the mean-
while, we. are‘ informed that the pending State pros-.

_ against Shaw has been set for trial at the

ivistance of defendant Garrison,- on September 10,
1968. : ;

It is obvious that-Shaw’s appeal to the “United |
States Supreme Court cannot be. considered and dis-
posed of prior to September 10, 1968, and that unless
the prosecution. is stayed, Shaw’s appeal will be-
come moot without having a chance for its consider-
ation by the Urtited States Supreme Court. In ef-
fect, Shaw will thus ‘be ee, of an appeal from

“our decision.

- We have fully considered the .written response of
defendant Garrison, in opposition to plaintiff's mio-
tion. Nevertheless, we are of the view ‘that Shaw is

_ entitled to have his ‘appeal determined by..the Unit-

ed States ‘Supreme Court, under the circumstances
presented by this case, and that our ‘failure to grant
him an. injunction. against the State prosecution
pending appeal would deprive him of his right of
appeal since it would thereby become moot.

~

171

r

?

We have, therefore, entered the attached order en- -
joining the -prosecution pending Shaw’s appeal to the
United States Supreme Court.
3 _ - ROBERT A. AINSWORTH, JR. _ gs:
; UNITED STATES CIRCUIT, oe.
; FREDERICK J. R. HEEBE
UNITED STATES DISTRICT .
JUDGE — may
~ JAMES A. COMISKEY |
UNITED STATES —
J UDGE

_ Date: Aug. is, 1968.

—

(
4

taints tag sin

.172

UNITED STATES DISTRICT COURT.
EASTERN DISTRICT OF LOUISIANA -
NEW ORLEANS DIVISION

CIVIL. howson 3 No. 68- 1063, SECTION “B”

CLAY L. SHAW, &
Plaintiff, ~ .
versus :

JIM GARRISON, individually, and as. District Attorney
for the Parish of Orleans, State of Louisiana, and |
JAMES L. ALCOCK, individually, and as Executive
Assistant District Attorney for the Parish of Orleans, |
State of Louisiana, and CHARLES R. WARD, in-
dividually, arid as an Assistant District Attorney for
the Parish of Orleans, State of Louisiana,

} Ng Defendants.

¥

ORDER GRANTING INJUNCTION PENDING APPEAL.

This cause came on to be further heard on motion
of plaintiff for an. injunction pending appeal, and it
appearing to the Court that the relief herein grant-
ed is necessary to preserve plaintiff's rights, pend-
ing appeal by the plaintiff to the Supreme Court of
the United States, for the reasons appearing in the
findings of fact and conclusions of law filed herewith,

IT IS ORDERED that, until such time as the plain-
tiff’s appeal has been dispésed of by the United States
Supreme Court, the defendants be and they are here-
by restrained and enjoined from further prosecution
of the case entitled “State of Louisiana vs. Clay L.

173

Shaw’’, No. 198- 059 of the Docket an the Criminal
District Court for the - Parish of Orleans, State of
Louisiana.

: eT ; ' - 0
New Orleans, Louisiana, this 13 day of August,
1968. - de

ROBERT A. AINSWORTH, JR.
FREDERICK J. R. HEEBE
JAMES A. COMISKEY

: JUDGES

MOTIOT
DISMIS

“1IPREME ¢

Sed Lg we ELI a IAL § (Age OI ag bye

Re

O1

De

OURT. 1h. &

upreme Court of the Unitel-Stdfekt®. E%

. OCTOBER TERM, 1968
\

——

No. 579

CLAY L. SHAW,
Appellant
versus
JIM GARRISON et al.,
Appellees

MOTION TO DISMISS OR AFFIRM

\

Eberhard P. Deutsch,
1800 Hibernia Bank Building,
New Orleans 70112,
_ Attorney for Appellees -

é H. Himel, Jr.,

rton T. Harrington, Jr.,

tsch, Kerrigan & Stiles,
Of Counsel -

CONTENTS

Page
Te ee Qo Tisesauewsus 1
WPUBRE oan c cn inccccscicccsceeessdssnenseasene 5
EE Pe renner ne vere pera r t 12

. AUTHORITIES .
Statutes:
Re: err rere rr rrr rrr rT Tr 7
_ of eee pigukccawenstess 6,12
=: Serre y Terr (Sieeah- <a
Louisiana Code of Criminal. Procedure, Article
RO, ee hich caed ceuey hereon : _*
Louisiana RS 14:26 . prctesteseesess Up es ones 7
Cases:
Abbott Laboratories vs Gradner, 387 US 136
(1967) ci oaks Diss raa eke Ree ROn ak on eis ‘ 7
Cameron vs Johnson, 390 US 611 (1968) ....... 9,12
Cleary vs Bolger, 371 US 392 (1963) .......... 6,7
Dombrowski vs Pfister, 380 US 479 (1965) . 9
Douglas vs City of Jeannette, 319 US 157 (1943) 13
Murdock vs Pennsylvania, 319 US 105 (1943) . 13
Oklahoma Gas Co. vs Oklahoma Packing Co., 292
0 ie errr Trae
Poresky, Ex parte, 290 US 30 (1933) .......... 13
Public Affairs Associates vs Rickover, 369 US
-- 111 (1962) aha ce canbe week oak eR eaen ee 4
Stefanelli vs Minard, 342 US 117 (1951) ....... §
Thompson vs Whittier, 365 US 465 C ) re 13
Zwickler vs Koota, 389 US 241 (1967) ......... 8
Other: ae
- Moore’s Federal Practice 10. reer rrr 7.

Reporter’s Comment following Louisiana RS
: . Seer reer re re 7

So ee : - eA ermal rect

ny

Q

a

‘Supreme Court of the United States
OCTOBER TERM, 1968 )

No. 579.

CLAY L. SHAW,
a Appellant
versus

JIM GARRISON et al.,
Appellees

MOTION TO DISMISS OR AFFIRM

Appellees respectfully move that the within ap-
peal be dismissed for want of a substantial Federal
question, or that the judgment of the District Court
be affirmed on the ground that it is manifest that
the questions presented are so unsubstantial as not
to need further argument. :

Statement |

Because of the diffuse nature of the statement of:
facts in appellant’s jurisdictional statement, appel-
lees take. the liberty of restating the essential facts
herein, briefly and simply. :

eS ~

2

On March 1, 1967, appellant was arrested on a
charge of conspiring to murder President John F.
Kennedy, in violation of the Louisiana criminal-con-
spiracy statute. Complaint, Article 5. Although his

‘prosecution on this non-capital charge could have been
instituted by a simple information filed ‘by the Dis-:.
trict Attorney, , he proceeded on a mote formal, de-. .

- liberate, course’ “in view of the underlying and sur-
rounding circumstances of the case. - ;

The District Attorney first took the unusual’ step
of requesting a preliminary examination. Complaint,

Articles 6, 13. While such a request may be made |

either by the State or by the defendant under Article
292 of the Louisiana Code of Criminal Procedure,
such requests are ordinarily made by defendants.

At the conclusion of a three-day hearing, in which eye-
witness evidence of appellant’s participation in the
asserted conspiracy was presented, a panel of three

judges of the Criminal District Court held unani,

mously that probable cause had been established to

justify criminal process against appellant. Com-

plaint, Articles 13, 17. The transcript of the hearing
is in the record. |

: c" ;
Despite this judicial: confirmation of his~ position,

the District Attorney ‘still refrained from proceed-
ing by mere information, Instead, he presented the
matter to the Parish grand jury, which returned a
true bill indicting appellant _ on the conspiracy
charge.’ Complaint, Article: 18 and Exhibit A. The
indictment was returned on March 22, 1967.

3

On August 1, the District Attorney moved the
court to fix a trial date; and appellant then moved
for a continuance or change of venue on the ground
that the case had been given. undue publicity. The .
District Attorney consented to a continuance to Feb-'
Tuary 1968, almost a year after the initial arrest.
Complaint, Articles 23, 28, 30 and‘Exhibits G and J.
In February 1968, appellant again moved for a
change of venue. After what the District Court be-
low aptly described as.'an. “‘extensive evidentiary
hearing” in the course of which more than eighty
witnesses testified, appellant’s motion was denied on
April 4. Complaint, Articles 31, 34 and Exhibits K
and M. | ae ge ak

Appellant sought review on certiorari by the Su-
“preme Court of Louisiana, which, on April 23, - de-
nied. the application, stating: “This Court will not
. interfere with orderly proceedings in the trial court,
in the absence of a showing of irreparable injury.
Relator has a remedy. by appeal in the ‘event of con-
viction.” Complaint, Articles 35-37;. 209 So.2d 37 (1968).

The District Attorney then set the trial for June
11, 1968. Complaint, Article 115. On. May 27, appel-
lant filed this suit in the United States District Court
for the Eastern District of Louisiana, against the
District Attorney and two of his assistants, seeking
to enjoin them from proceeding with the criminal
prosecution in the State court. A temporary restrain-
ing order was granted.

=, © ° i
: : ° .

_. The prolix, 60-page, 125-article complaint and
amended complaint allege that many of the provi-
sions of Louisiana’s Code of Criminal Procédure—in-
cluding the provisions requiring secrecy of grand
jury proceedings (Complaint, Article 60), and per-
mitting excuse of women from jury duty (Complaint,
.Articles 110, 114)—are unconstitutional, and that
-Many~occurrenices in the State’s prosecution of ap-
pellant—inCluding the appointment of a member of

a private segregated athletic club as foreman of the -

- grand jury (Complaint, Articles 107-108), and ex-
clusion of all 26 volumes of the Warren Commission
Report from evidence in the preliminary examina-

tion (Complaint, Article 102)—have infringed his con-

stitutional rights. Complaint, Articles 5, 7, 9, 19, 24,
26, 40-63, 85-89, 106-15, Amended Complaint, Articles
117-19, 122.

on

The complaint also seeks a declaration that Lou-
isiana’s criminal-conspiracy statute is -unconstitutionally
vague. Complaint, Articles 64-65. |

Finally, the complaint seeks Federal-court injunc-

tive relief against further prosecution of the crim-'

inal proceeding in the State court, on the ground
that the prosecution is designed ‘solely to invade
First-Amendment rights by intimidating not only ap-
- pellant,- but “any and all individual citizens who
disagree with (the defendants’) theories as to the as-
‘sassination ‘of President Kennedy’’, and is ‘‘not mo-
tivated by any expectation of securing a valid conviction”.
Amended Compiaint, Articles 120, 122(a), 125.

mt cae | wink eee

Po eS

)

But, in the event of conviction, says the complaint,
appellant would be ¢aused irreparable injury from at-
tendant publicity and possible incarceration without bail
pending appeal. Complaint, Article 41.

This suit for injunction was heard before a three- -
judge District Court on defendants’ motion to dis-
miss, treated by the Court as a motion for sum-
mary judgment. On July 23, the Court rendered its
unanimous decision dismissing the action, and the
District Attorney fixed the trial of the State-court
criminal ——— for ass eermaal 10.

On appellant’s application, the Court ~ below,
on August 13, entered an order enjoining the prose-. .
cution of the State-court criminal action pending dis-
position of this appeal, stating that “‘nothing has
happened to change our opinion, which we herewith
reaffirm, that the suit should have been dismissed’’,
‘but that ‘nevertheless, we are of the view that Shaw
is entitled to have his appeal determined by the Unit-
ed States Supreme Court, under the -circumstances pre- -
sented by this’ case, and that our fajlure to grant him
an injunction against the State prosecution pending
appeal would deprive him of his right of appeal since
it would thereby become moot”.

p | Argument |

The correctness of the judgment below is’ demon-
strated unanswerably in the District ,Court’s exhaustive
opinion. :

6
A

As to the alleged procedural infirmities in the
- prosecution of appellant, this Court has repeatedly
held that state-court prosecutions will not be en- |
joined in the Federal courts on this ground [Cleary —
.vs Bolger, 371 US 392 (1963); Stefanelli vs Minard,
342 US 117 (1951)]: “If we were to sanction this ‘in-
tervention, we would expose every State criminal |
prosecution to insupportable disruption. Every ques-
tion of procedural due process of law—with its far-
flung and undefined range—would invite a flanking -
movement against the system of State courts by re-
sort to the federal forum, with review if-need be to
this Court, to determine the issue. Asserted un'con-
stitutionality in the impaneling and selection of the
grand and petit juries, in the failure to appoint coun-
sel, in the admission of a confession, in the creation
of an unfair trial atmosphere, in the misconduct of
the trial court—all would provide ready opportuni-
ties, which conscientious counsel might be bound to
employ, to subvert the orderly, effective prosecu-
tion of local crime in local courts. To suggest these
difficulties is to recognize their solution.” Stefanelli
vs Minard, supra, 342 US at 123-24; quoted with ap-
proval in Cleary vs Bolger, supra, 371 US at 397. |

28 USC §2283 declares that “a court of the Unit-
ed States may not grant an injunction to stay pro-
ceedings in a State court except’.as expressly au-
thorized by Act of Congress, or where necessary in
aid of its jurisdiction, or to protect or effectuate its

judgments”. An accused whose rights are infringed .

by procedural irregularities in a state court has
ample .remedies by appeal, and through state and
Federal habeas-corpus proceedings: “To permit such
claims to be litigated collaterally as is sought here,
would in effect frustrate the deep-seated federal
policy against piecemeal review.’ ” Cleary vs Bol-
ger, Supra, 371 US at _—

B
The District Court’s holding that the Louisiana
criminal-conspiracy statute is constitutional is unas-
sailable. This statute is modeled on the Federal con-
spiracy statute (18 USC §371; see Reporter’s" Com-
ment following Louisiana RS 14:26), and — codi-
fies the common-law crime.

Cc

The District Court was also unassailably correct
in declining to declare invalid the many provisions
of the Louisiana Code of -Criminal Procedure at-
tacked by appellant. The jurisdiction conferred by
the Declaratory Judgment Act is discretionary in any
event. Public Affairs Associates vs RicKover, 369
US 111, 112 (1962). This discretion is properly to be
exercised by deferring decision to another court
already seized of the issue [Abbott Laboratories vs .
Gradner, 387 US 136, 155 (1967), 1A Moore’s Federal
Practice {0.220]. -To permit such claims to be liti-
gated collaterally in a Federal declaratory action

would be just as disruptive and frustrating as to
permit the state-court prosecution to be enjoined di-
rectly.

Appellant seeks to rely on Zwickler vs Koota, 389
US 241 (1967), in which ths Court reversed a Dis-
trict-Court refusal to pass on the constitutionality of
a state penal statute; but that decision was rightly
distinguished by the District Court in the instant
case.. In Zwickler there was no pending state-court
prosecution in which the issue could be resolved,
and the plaintiff sought adjudication of the validity

of a substantive statute under which his prosecu-.

tion was threatened, which he contended was uncon-
stitutional on its face .as an infringement of First-
Amendment rights, and which was not susceptible of

state-court construction obviating the constitutional .

issue.

In the case at bar, the innumerable procedural

issues‘ raised by appellant can be (and most have
already been) raised and settled in the pending
prosecution itself. This phase of the case involves,
not the essential constitutionality of the substantive

statute under which appellant is charged, but a

wholesale attack on multiple “procedural provisions,
which can be determined as to each, only in the
context in which it ‘has been, or may be, raised and
applied. 3

9

é D
- ~~
_ Finally, appellant seeks to bring this ‘case with-
in the ambit of Dombrowski vs Pfister, 380 US 479
(1965), in which this Court carved out an exception to
the long- standing rule of Federal non-interference in

— —, court criminal a

The rationale and limitations of Dombrowski are
stated in this Court’s later opinion in Cameron vs *
Johnson, 390 US 611, 618-20 (1968): ‘‘The prosecu-
tions there begun and‘ threatened were not, as here,
for violation of a statute narrowly regulating con-
duct which is intertwined with expression, but for
alleged violations of various sections of excessively

_ broad Louisiana statutes regulating expression it-

self. . . . Despite state court actions quashing ar- °
rest warrants and” suppressing evidence purportedly
seized in enforcing them, Louisiana officials contin-
ued to threaten prosecutions. of Dombrowski and his
co-appellants under them. In that context, we held
that a case of ‘the threat of irreparable injury re-
quired by traditional doctrines of equity’ was made
out . . . . We held further that the sections of the
[Louisiana] Subversive Activities and Communist
Control Law (for alleged violations of which indict-
ments had been obtained while the case was pend-
ing in the federal court) were patently -unconstitu-
tional on their face . . ... In short, we viewed
Dombrowski to be a case presenting a situation of |
the ‘impropriety of [state officials] invoking the
statute in bad faith to ‘mpese continuing harassment

10

oe" . \
in order to discourage appellants’ activities .

. In contrast,*the District Court expressly found
in this case ‘that theke was no harassment, intimida-
tion, or oppression of these complainants in their ef-

b

forts to exercise their constitutional: rights, but they ,

were arrested and they are being prosecuted in
good faith ... . . Any chilling “effect on the
picketing as a form of protest and expression that flows
from good-faith enforcement of this valid statute would
not, of course, constitute that enforcement an im-
permissible invasion of protected freedoms.

Appellants’ case ‘that there are ‘special circum-
stances’ establishing irreparable injury sufficient to

justify federal intervention must therefore come
down to the proposition that the statute was en-

forced against them, not because the Mississippi of-
ficials in good faith regarded the picketing as vio-
lating the statute, but in bad faith ‘as harassing
appellants’ exercise of protected expression with no
intention of pressing the charges or with no expec-
tatien of obtaining convictions, knowing that appel-
lants’ conduct did not violate the statute. We agree
_ with the District Court that the record does not es-
. tablish the bad faith charged.”

The case at bar is governed by Cameron, not by
Dombrowski. -The substantive statute here at issue
does not regulate expression itself, but, at best, ver-
bal acts and conduct intertwined therewith (a con-
spiracy resulting from conversation among the con-
spirators). The statute is patently .valid; not uncon-
stitutional, on its face. Appellant is being prosecut-

e

11

ed, not in despite of state-court. rulings indicating
that the prosecution is unwarranted, but in pursu-
ance of a_ state-court preliminary finding of prob-
able cause confirmed by a grand jury indictment.

Appellant’s conclusionary allegations of bad faith
and unfounded harassment with no intention of pros-
ecution or expectation of conviction, founder on the
undisputed facts that the District Attorney refrained
from prosecuting ‘by information in favor of submit-.
ting his evidence first to the court on preliminary
examination and then to the grand jury, both of ©
which confirmed the existence of probable cause,
and that the District Attorney has since made
repeated efforts to afford appellant his constitution-
al right to a speedy trial—as well as by appellant’s
own further insistence that he is being put in jeop- .
ardy of conviction. . |

Appellant’s contention that he has . been singled
out as the cynosure of the appellees’ efforts to sup- ©
press comment favorable to the Warren Commis- -
sion Report, is patently artificial in light of his coun-
sel’s admission to the District Court that appellant
has never taken a public position as to the’ validity
_ of the Report’s conclusions.*

*“During the oral hearing. on this motion, counsel for plaintiff
informed the Court that the plaintiff has never publicly taken _

_ a stand either for or against the Warren Report, nor has he

made any public statements about his theories on the assas-

' sination of President Kennedy. It is clear that the prosecu-

tion was not instituted for the purpose of discouraging the

plaintiff in the exercise of his First Amendment rights.”
Opinion of the District Court, page 1}.

+

In this case, as in Cameron vs Johnson, it is un-.

necessary to reach the question whether injunction —

actions brought under the Civil Rights Act (42 USC
§1983)@ form an exception. to the prohibition of 28
USC §2283, since it is clear that no valid ground for
restraint of the State-court prosecution has been as-
serted by appellant in any event.* |

: Conclusion

The burden of appellant’s complaint is simply. that
. he is being subjected to the naturally galling incon-
veniences that are the lot of every person so unfor-
tunate as to be the subject of a criminal prosecution.
These are part of the “injury incidental to every
proceeding brought lawfully and in goed faith”
- (Cameron vs Johnson, 390 US at 618); and do not
justify the intervention of a Federal court in contra-
vention of 28 USC §2283. 3

On the contrary, this Court has consistently held
that even unconstitutionality of a statute under which
a prosecution has been instituted does not warrant
. a Federal injunction, for “no person. is immune from
prosecution in good faith for his alleged criminal
acts. Its imminence, even though alleged to be in
violation of constitutional guarantees; is not a
ground for equity. ‘relief since the lawfulness or con-
’ stitutionality of the statute or ordinance on which
the prosecution is based may be determined as
* This question did not arise in Dombrowski because the injunc-

tion action in that case was brought before the Chrestoned
State-court prosecution had: been commenced.

13

readily in the criminal case as in a suit for an in-
junction.” Douglas vs City of Jeannette, 319 US 157,
163 (1943), refusing to enjoin a prosecution for vig-
lation. of an ordinance held unconstitutional the
same day in Murdock vs Pennsylwania, 319'US 105 (1943).

The Federal questions presented “by appellant’s
complaint ‘are so clearly unsubstantial as to negate
the jurisdiction of the three-judge Court below [“it
is essential to. (such) jurisdiction that a substantial
federal question should be presented”, Ex parte
Poresky, °290 US 30, 31 (1933)], and hence that. of
this Court over this appeal. Oklahoma Gas Co. ‘vs
Oklakioma Packing Co., 292 US 386, 392 (1934);
Thompson vs Whittier, 365, US 465 (1961).

Tt is respectfully submitted that the appeal should
be dismissed or that the judgment of the District
Court should be affirmed.

rd

Eberhard P. Deutsch,
. Attorney for Appellees

René H. Himel, Jr.,

Overton T. Harrington, Jr., .

Deutsch, Kerrigan & Stiles,
Of Counsel

October, 1968

a

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385001_1196%3A2. Public record. Not legal advice.
