# UNITED STATES OF AMERICA

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URL: https://www.frixlaw.com/law-library/documents/agency%3Aftc%3Ae95ff85c0febf57b

## Record

- **Collection:** Agency decision
- **Document type:** Agency decision

## Text

UNITED STATES OF AMERICA
BEFORE THE FEDERAL TRADE COMMISSION
COMMISSIONERS:

Andrew N. Ferguson, Chairman
Mark R. Meador

In the Matter of

)
)
Centerbridge Seaport Acquisition Fund, L.P., )
a limited partnership;
)
)
National Mentor Holdings, Inc.,
)
a corporation;
)
)
and
)
)
BrightSpring Health Services, Inc.,
)
a corporation.
)
)

DECISION AND ORDER

Docket No. C-

DECISION
The Federal Trade Commission initiated an investigation of the proposed acquisition by
Respondent Centerbridge Seaport Acquisition Fund, L.P. and Respondent National Mentor
Holdings, Inc., (collectively “Respondent Sevita”) of the ResCare Community Living business
(“ResCare”) from Respondent BrightSpring Health Services, Inc. (collectively “Respondents”).
The Commission’s Bureau of Competition prepared and furnished to Respondents the Draft
Complaint, which it proposed to present to the Commission for its consideration. If issued by the
Commission, the Draft Complaint would charge Respondents with violations of Section 7 of the
Clayton Act, as amended, 15 U.S.C. § 18, and Section 5 of the Federal Trade Commission Act,
as amended, 15 U.S.C. § 45 (collectively “Acts”).
Respondents and the Bureau of Competition executed an Agreement Containing Consent
Orders (“Consent Agreement”) containing (1) an admission by Respondents of all the
jurisdictional facts set forth in the Draft Complaint, (2) a statement that the signing of said
agreement is for settlement purposes only and does not constitute an admission by Respondents
that the law has been violated as alleged in the Draft Complaint, or that the facts as alleged in the
Draft Complaint, other than jurisdictional facts, are true, (3) waivers and other provisions as
required by the Commission’s Rules, and (4) a proposed Decision and Order and an Order to
Maintain Assets.
The Commission considered the matter and determined that it had reason to believe that
Respondents have violated the said Acts, and that a complaint should issue stating its charges in

that respect. The Commission accepted the Consent Agreement and placed it on the public
record for a period of 30 days for the receipt and consideration of public comments; at the same
time, it issued and served its Complaint and Order to Maintain Assets. The Commission duly
considered any comments received from interested persons pursuant to Commission Rule 2.34,
16 C.F.R. § 2.34. Now, in further conformity with the procedure described in Rule 2.34, the
Commission makes the following jurisdictional findings, and issues the following Decision and
Order (“Order”):
1.

Respondent Centerbridge Seaport Acquisition Fund, L.P. is a limited partnership
organized, existing, and doing business under, and by virtue of, the laws of the
state of Delaware, with its headquarters address at 375 Park Avenue, 11th Floor,
New York, New York 10152.

2.

Respondent National Mentor Holdings, Inc., is a corporation organized, existing,
and doing business under, and by virtue of, the laws of the state of Delaware, with
its headquarters and principal place of business located at 6600 France Avenue
South, Edina, Minnesota 55435.

3.

Respondent BrightSpring is a corporation organized, existing, and doing business
under, and by virtue of, the laws of the state of Delaware, with its headquarters
and principal place of business located at 805 N Whittington Pkwy Louisville,
Kentucky 40222.

4.

The Commission has jurisdiction over the subject matter of this proceeding and
over the Respondents, and the proceeding is in the public interest.
ORDER
Definitions

I.

IT IS ORDERED that, as used in this Order, the following definitions apply:
A.

“Sevita” means Centerbridge Seaport Acquisition Fund, L.P., its subsidiary National
Mentor Holdings, Inc., its directors, officers, employees, agents, representatives,
successors, and assigns; and the joint ventures, subsidiaries, partnerships, divisions,
groups, and affiliates controlled by either Centerbridge Seaport Acquisition Fund, L.P. or
National Mentor Holdings, Inc., and the respective directors, officers, employees, agents,
representatives, successors, and assigns of each.

B.

“BrightSpring” means BrightSpring Health Services, Inc., its directors, officers,
employees, agents, representatives, successors, and assigns; and the joint ventures,
subsidiaries, partnerships, divisions, groups, and affiliates controlled by BrightSpring
Health Services, Inc., and the respective directors, officers, employees, agents,
representatives, successors, and assigns of each.

C.

“Dungarvin” means Dungarvin Group, Inc., a corporation organized, existing, and doing
business under, and by virtue of, the laws of the State of Minnesota with its headquarters
and principal place of business located at 1444 Northland Drive, Suite 200, Mendota
Heights, Minnesota 55120.

D.

“Commission” means the Federal Trade Commission.
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E.

“Acquirer” means:
1.

Dungarvin; or

2.

Any other Person that acquires the Divestiture Facility Assets pursuant to this
Order.

F.

“Acquisition” means the proposed acquisition described in the agreement titled “Purchase
Agreement by and among Res-Care, Inc., The Other Entities Identified Herein as Sellers,
National Mentor Holdings, Inc., and BrightSpring Health Services, Inc.,” dated January
17, 2025, as amended by that First Amendment to Purchase Agreement dated as of
December 5, 2025.

G.

“Acquisition Date” means the date Respondents consummate the Acquisition, which shall
not be earlier than March 30, 2026.

H.

“Business Information” means books, records, data, and information, wherever located
and however stored, including electronic medical records, documents, written
information, graphic materials, and data and information in electronic format, along with
the knowledge of employees, contractors, and representatives. Business Information
includes books, records, information, and data relating to sales, marketing, logistics,
advertising, personnel, accounting, business strategy, information technology systems,
customers, suppliers, vendors, research and development, registrations, licenses, permits
(to the extent transferable), and operations.

I.

“Confidential Information” means all Business Information not in the public domain,
except for any information that was or becomes generally available to the public other
than as a result of disclosure by Respondents.

J.

“Consent” means any approval, consent, ratification, waiver, or other authorization.

K.

“Contract” means an agreement, contract, lease, license agreement, consensual
obligation, promise, or undertaking with one or more third parties, whether written or oral
and whether express or implied, and whether or not legally binding.

L.

“Day Training Facility” means a location that provides daytime-only recreational,
learning, and vocational programs to individuals with intellectual and developmental
disabilities.

M.

“Direct Cost” means the cost of labor, materials, travel, and other expenditures directly
incurred. The cost of any labor included in Direct Cost shall not exceed the hours of
labor provided times the then-current average hourly wage rate, including benefits, for
the employee providing such labor.

N.

“Divestiture Agreement” means:
1.

The “Asset Purchase Agreement by and among National Mentor Holdings, Inc.,
Dungarvin Indiana, LLC, Dungarvin Texas, LLC, Dungarvin Louisiana, LLC,
Dungarvin Minnesota, LLC, and Dungarvin Group, Inc.” dated January 8, 2026,
and all amendments, exhibits, attachments, agreements (including the Interim
Management Agreement and agreements to provide Transitional Assistance), and
schedules attached to this Order as Nonpublic Appendix A; or

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2.

Any agreement between Respondent Sevita (or a Divestiture Trustee appointed
pursuant to Section IX of this Order) and an Acquirer to purchase the Divestiture
Facility Assets, and all amendments, exhibits, attachments, agreements, and
schedules thereto.

O.

“Divestiture Date” means the closing date of the acquisition of the Divestiture Facility
Assets by the Acquirer as required by this Order.

P.

“Divestiture Facility” means, individually or collectively, the Facilities listed in
Nonpublic Appendix B.

Q.

“Divestiture Facility Assets” means the rights, title, and interest in and to all property and
assets, real, personal, or mixed, tangible and intangible of every kind and description,
wherever located, used in or relating to the Facility Business of each Divestiture Facility,
including:
1.

All real property interests (including fee simple interests or real property
leasehold interests) including all easements and appurtenances, together with all
building and other structures, facilities; or rights and improvements thereon
(including rights to any related parking facility or lot);

2.

All Equipment;

3.

All Business Information;

4.

Respondent Sevita’s Medicare and Medicaid provider numbers, to the extent
transferable;

5.

All permits and licenses, to the extent transferable; and

6.

Any other assets that are used in, or necessary for, the Facility Business of a
Divestiture Facility.

R.

“Divestiture Facility Employee” means any full-time, part-time, or contract individual
employed in the business of the Divestiture Facility, as of August 25, 2025.

S.

“Divestiture Trustee” means the Person appointed by the Commission pursuant to
Section IX of this Order.

T.

“Employee Information” means to the extent permitted by law, the following information
summarizing the employment history of each employee that includes:
1.

Name, job title or position, date of hire, and effective service date;

2.

Specific description of the employee’s responsibilities;

3.

The employee’s base salary or current wages;

4.

Most recent bonus paid, aggregate annual compensation for Respondents’ last
fiscal year, and current target or guaranteed bonus, if any;

5.

Written performance reviews for the past three years, if any;

6.

Employment status (i.e., active or on leave or disability; full-time or part-time);

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7.

Any other material terms and conditions of employment in regard to such
employee that are not otherwise generally available to similarly situated
employees; and

8.

At the Acquirer’s option, copies of all employee benefit plans and summary plan
descriptions (if any) applicable to the employee.

U.

“Equipment” means all tangible personal property of every kind owned or leased by
Respondent Sevita in connection with the operation of the Facility Business of each
Divestiture Facility, including all: fixtures, furniture, medical equipment, computer
equipment and third-party software, office equipment, telephone systems, security
systems, furnishings, parts, tools, supplies, and all other items of equipment or tangible
personal property of any nature or other systems used in the operation of the Facility
Business at any Divestiture Facility, together with any express or implied warranty by the
manufacturers or sellers or lessors of any item or component part, to the extent such
warranty is transferrable, and all maintenance records and other related documents.

V.

“Facility” means a location that provides health and human services to individuals with
intellectual and developmental disabilities, including ICF/IDD and day training facilities.

W.

“Facility Business” means all activities relating to the business of a Facility, including:
1.

Attracting residents to such Facility for health and human services;

2.

Providing services relating to intellectual and developmental disabilities to
residents of such Facility;

3.

Maintaining the equipment on the premises of such Facility;

4.

Purchasing supplies and equipment for such Facility;

5.

Negotiating leases for the premises of such Facility;

6.

Contracting for the services of direct support employees for such Facility;

7.

Dealing with Payors, including negotiating contracts with such Payors and
submitting claims to such Payors; and

8.

Obtaining or maintaining Governmental Authorizations relating to such Facility
or otherwise dealing with government entities that regulate operations of the
Facility.

X.

“Governmental Authorization” means a Consent, license, registration, or permit issued,
granted, given, or otherwise made available by or under the authority of any
governmental body or pursuant to any legal requirement.

Y.

“ICF/IDD” means an intermediate care facility that provides health and human services
to individuals with intellectual and developmental disabilities that operates 24 hours a
day, seven days a week.

Z.

“Monitor” means any Person appointed by the Commission to serve as a monitor
pursuant to the Orders.

AA.

“Orders” means this Order and the Order to Maintain Assets.

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BB.

“Person” means any individual, partnership, corporation, business trust, limited liability
company, limited liability partnership, joint stock company, trust, unincorporated
association, joint venture, or other entity or a governmental body.

CC.

“Real Property” means the real property on which, or in which, any Divestiture Facility is
located, including real property used for parking and for other functions related to the
Divestiture Facility.

DD.

“Retained Assets” means the list of assets identified in Nonpublic Appendix C.

EE.

“Transitional Assistance” means technical services, personnel, assistance, training, and
other logistical, administrative, and other transitional support as required by the Acquirer
to facilitate the transfer of the Divestiture Facilities from Respondent Sevita to the
Acquirer, including training, personnel, and support related to: audits, finance and
accounting, accounts receivable, accounts payable, employee benefits, payroll, pensions,
human resources, general medical products supply, purchasing, quality control, transfer
of information technology and related systems, maintenance and repair of facilities and
Equipment, use of any name or brand used in the Facility Business of the respective
Divestiture Facility for transitional purposes, Government Authorizations, regulatory
compliance, sales and marketing, resident services, and supply chain management and
resident transfer logistics.

11. Divestiture
IT IS FURTHER ORDERED that:
A.

No later than 10 days after the Acquisition Date, Respondent Sevita shall divest the
Divestiture Facility Assets as an ongoing business, absolutely and in good faith, to
Dungarvin.
Provided, however, that, if within 12 months after issuing this Order, the Commission
determines, in consultation with the Acquirer and the Monitor, the Acquirer needs one or
more Retained Assets to operate the Divestiture Facility Assets in a manner that achieves
the purposes of this Order, Respondent Sevita shall divest, absolutely and in good faith,
such needed Retained Assets to the Acquirer;

B.

If Respondent Sevita has divested the Divestiture Facility Assets to the Acquirer prior to
the date this Order becomes final, and if, at the time the Commission determines to make
this Order final, the Commission notifies Respondents that:
1.

The Acquirer is not an acceptable purchaser of the relevant Divestiture Facility
Assets, then Respondent Sevita shall rescind the divestiture to that Acquirer
within 5 days of notification, and the Divestiture Trustee appointed by the
Commission shall divest the relevant Divestiture Facility Assets no later than 180
days from the date this Order is issued, absolutely and in good faith, at no
minimum price, to a Person that receives the prior approval of the Commission
and in a manner that receives the prior approval of the Commission; or

6

2.

The manner in which the divestiture to the Acquirer was accomplished is not
acceptable, and the Commission may direct Respondent Sevita, or appoint a
Divestiture Trustee, to modify the manner of divestiture of the relevant
Divestiture Facility Assets as the Commission may determine is necessary to
satisfy the requirements of this Order.

C.

Respondent Sevita shall not consummate the Acquisition until it has obtained, for all the
Divestiture Facilities, all approvals for the assignment to the Acquirer of the rights, title,
and interest to each lease for Real Property of each Divestiture Facility.

D.

Respondent Sevita shall release, and shall not exercise, any right or cause of action
against any relevant landlord that is provided to Respondent Sevita by a lease agreement
related to any Divestiture Facility transferred to an Acquirer pursuant to this Order, with
respect to rights or causes of action accruing on or after the date of such transfer.

E.

Respondent Sevita shall assist the Acquirer to conduct a due diligence investigation of
the Divestiture Facility Assets the Acquirer seeks to purchase, including by providing
sufficient and timely access to all information customarily provided as part of a due
diligence process, and affording the Acquirer and its representatives (including
prospective lenders and their representatives) full and free access, during regular business
hours, to the personnel, assets, Contracts, Governmental Authorizations, Business
Information, with such rights of access to be exercised in a manner that does not
unreasonably interfere with the operations of Respondent Sevita.

F.

With respect to all contracts included in the Divestiture Facility Assets, at the Acquirer’s
option and on the Divestiture Date of each Divestiture Facility, Respondent Sevita shall:

G.

1.

If such contract can be assigned without third-party approval, assign Respondent
Sevita’s rights under the contract to the Acquirer; and

2.

If such contract can be assigned to the Acquirer only with third-party approval,
assist and cooperate with the Acquirer in obtaining such third-party approval and
in assigning the contract to the Acquirer, or in obtaining a new contract.

Respondent Sevita shall assist the Acquirer in obtaining all licenses, permits,
authorizations, or certifications related to or necessary for the operation of the Divestiture
Facility Assets.

III. Divestiture Agreement
IT IS FURTHER ORDERED that:
A.

The Divestiture Agreement shall be incorporated by reference into this Order and made a
part hereof, and any failure by Respondent Sevita to comply with the terms of the
Divestiture Agreement shall constitute a violation of this Order; provided, however, that
the Divestiture Agreement shall not limit, or be construed to limit, the terms of this
Order. To the extent any provision in the Divestiture Agreement varies from or conflicts
with any provision in this Order such that Respondent Sevita cannot fully comply with
both, Respondent Sevita shall comply with this Order.

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B.

Respondent Sevita shall not modify or amend the terms of the Divestiture Agreement
after the Commission issues this Order without the prior approval of the Commission,
except as otherwise provided in Commission Rule 2.41(f)(5), 16 C.F.R. § 2.41(f)(5).

IV. Transition Assistance
IT IS FURTHER ORDERED that:
A.

Until Respondent Sevita has transferred all Business Information and divested all
Divestiture Facility Assets to the Acquirer, Respondent Sevita shall ensure that the
Business Information is maintained and updated in the ordinary course of business and
shall provide the Acquirer with access to that Business Information (wherever located
and however stored) that Respondent Sevita has not yet transferred to the Acquirer, and
to employees who possess the records and information.

B.

At the option of the Acquirer, Respondent Sevita shall provide the Acquirer with
Transitional Assistance sufficient to (1) transfer efficiently the Divestiture Facility Assets
to the Acquirer and (2) allow the Acquirer to operate the Facility Business at each
Divested Facility in a manner that is equivalent in all material respects to the manner in
which Respondent Sevita did so prior to the Acquisition.

C.

Respondent Sevita shall provide Transitional Assistance:
1.

As set forth in the Divestiture Agreement, or as otherwise reasonably requested
by the Acquirer (whether before or after the Divestiture Date);

2.

At the price set forth in the Divestiture Agreement, or if no price is set forth, at
Direct Cost; and

3.

For a period sufficient to meet the requirements of this Section IV.

D.

Respondent Sevita shall allow the Acquirer to terminate, in whole or part, any
Transitional Assistance of the Divestiture Agreement upon commercially reasonable
notice and without cost or penalty.

E.

Respondent Sevita shall not cease providing Transitional Assistance due to a breach by
the Acquirer of the Divestiture Agreement, and shall not limit any damages (including
indirect, special, and consequential damages) that the Acquirer would be entitled to
receive in the event of Respondent Sevita’s breach of the Divestiture Agreement.

V. Employees
IT IS FURTHER ORDERED that:
A.

Until one year after the Divestiture Date, Respondent Sevita shall cooperate with and
assist the Acquirer to evaluate independently and offer employment to any Divestiture
Facility Employee.
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B.

C.

Until 90 days after the Divestiture Date, Respondent Sevita shall:
1.

No later than 10 days after a request from the Acquirer, provide a list of the
requested Divestiture Facility Employees and provide Employee Information for
each;

2.

No later than 10 days after a request from the Acquirer, provide an opportunity to
privately interview any of the Divestiture Facility Employees outside the presence
or hearing of any employee or agent of Respondent Sevita, and to make offers of
employment to any of the Divestiture Facility Employees;

3.

Remove any impediments within the control of Respondent Sevita that may deter
Divestiture Facility Employees from accepting employment with the Acquirer,
including removal of any non-compete or confidentiality provisions of
employment or other contracts with Respondent Sevita that may affect the ability
or incentive of those individuals to be employed by the Acquirer, and shall not
make any counteroffer to any Divestiture Facility Employee who receives an offer
of employment from the Acquirer; provided, however, that nothing in this Order
shall be construed to require Respondent Sevita to terminate the employment of
any employee or prevent Respondent Sevita from continuing the employment of
any employee;

4.

Continue to provide Divestiture Facility Employees with all employee benefits
offered by Respondent Sevita, including regularly scheduled or merit raises and
bonuses, and regularly scheduled vesting of all benefits;

5.

Provide reasonable financial incentives to encourage Divestiture Facility
Employees to continue in their positions, and as may be necessary, to facilitate the
employment of such Divestiture Facility Employees by the Acquirer; and

6.

Not interfere, directly or indirectly, with the hiring, recruiting, or employing by
the Acquirer of any Divestiture Facility Employee, including not offering any
incentive to such employees to decline employment with the Acquirer.

Respondent Sevita shall not:
1.

For a period of 90 days after Divestiture Date, directly or indirectly, solicit or
otherwise attempt to induce any Person employed at the Facility level by the
Acquirer to terminate his or her employment with the Acquirer; and

2.

For a period of 180 days after the Divestiture Date, directly or indirectly, solicit or
otherwise attempt to induce any Person employed above the Facility level by the
Acquirer to terminate his or her employment with the Acquirer.

Provided, however, Respondent Sevita may (i) hire any such Person whose employment
has been terminated by the Acquirer; (ii) advertise for employees in newspapers, trade
publications, or other media, or engage recruiters to conduct general employee search
9

activities, in either case not targeted specifically at one or more Person employed by the
Acquirer; or (iii) hire a Person who has applied for employment with Respondent Sevita,
as long as such application was not solicited or induced in violation of this Section V.
Nothing in Paragraph V.C shall prevent any direct support professional or nursing,
clinical, and professional staff from working or being hired to work concurrently for
Acquirer and Respondent Sevita so long as doing so complies with the provisions in this
Section V.

VI. Asset Maintenance
IT IS FURTHER ORDERED that until Respondent Sevita fully transfers each of the
Divestiture Facility Assets to the Acquirer, Respondent Sevita shall, subject to its obligations
under the Order to Maintain Assets:
A.

Operate the Divestiture Facility Assets in the ordinary course of business consistent with
past practices, and take all actions necessary to maintain the full economic viability,
marketability, and competitiveness of the Divestiture Facility Assets;

B.

Maintain all licenses, permits, approvals, authorizations, or certifications related to or
necessary for the operation of the Divestiture Facility Assets, and otherwise operate such
Divestiture Facility Assets in accordance and compliance with all regulatory obligations
and requirements;

C.

Prevent the destruction, removal, wasting, deterioration, closing, or impairment (other
than as a result of ordinary wear and tear) of the Divestiture Facility Assets, including:
1.

Maintaining, repairing, and replacing any Equipment to the extent and in a
manner consistent with past practices;

2.

Not terminating, canceling, renewing, or amending any Contract, except as
consistent with past practices; and

3.

Not entering any Contract that would restrain or restrict the ability of the
Acquirers to compete against Respondent Sevita;

D.

Make any payment required to be paid under any contract or lease when due, and
otherwise satisfy all liabilities and obligations associated with the Divestiture Facility
Assets;

E.

Provide the Divestiture Facility Assets with sufficient funds to operate at least at current
rates of operation, to meet all capital calls, to perform routine or necessary maintenance,
to repair or replace facilities and equipment, and to carry on at least at their scheduled
pace all capital projects, business plans, development projects, promotional activities, and
marketing activities;

F.

Provide resources as may be necessary to respond to competition, prevent diminution in
sales, and maintain the competitive strength of the Divestiture Facility Assets;
10

G.

Not reduce operating hours;

H.

Not reduce, change, or modify in any material respect, the level of marketing,
promotional, pricing, or advertising practices, programs, and policies for the Divestiture
Facility Assets, other than changes in the ordinary course of business consistent with
changes made at Respondent Sevita’s other businesses that Respondent Sevita will not
divest;

I.

Not target, encourage, or convert customers of the Divestiture Facility Assets to become
customers of Respondents’ other ICF/IDD businesses that will not be divested; provided,
however, that nothing in this Paragraph VI.I shall prevent Respondents from engaging in
advertising, marketing, and promotion activities: (i) generally applicable to all of
Respondents’ businesses, or (ii) in the ordinary course of business and in accordance with
past practice;

J.

Provide support services at levels customarily provided by Respondent Sevita;

K.

Not sell, transfer, encumber, or otherwise impair the Divestiture Facility Assets (other
than in the manner prescribed in the Orders);

L.

Not take any action that lessens the full economic viability, marketability, or
competitiveness of the Divestiture Facility Assets;

M.

Not terminate the operations of the Divestiture Facility Assets;

N.

Preserve the existing relationships with suppliers, customers, employees, governmental
authorities, vendors, landlords, and others having business relationships with the
Divestiture Facility Assets;

O.

Maintain the working conditions, staffing levels, and a work force of equivalent size,
training, and expertise associated with the Divestiture Facility Assets, including:
1.

When vacancies occur, replacing the employees in the regular and ordinary course
of business, in accordance with past practice; and

2.

Not transferring any employees from the Divestiture Facility Assets to any of
Respondent Sevita’s assets or businesses that Respondent Sevita will not divest.

Provided, however, that Respondent Sevita may take actions that the Acquirer has requested or
agreed to in writing and that has been approved in advance by Commission staff, in all cases to
facilitate the Acquirer’s acquisition of the Divestiture Facility Assets and consistent with the
purposes of the Orders.

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vu. Confidentiality
IT IS FURTHER ORDERED that:
A.

B.

Respondents shall not (x) disclose (including to Respondents’ employees) or (y) use for
any reason or purpose, any Confidential Information received or maintained by
Respondents relating to any Divestiture Facility; provided, however, that Respondents
may disclose or use such Confidential Information in the course of:
1.

Performing their obligations or as permitted under the Orders or any Divestiture
Agreement; or

2.

Complying with financial reporting requirements, obtaining legal advice,
prosecuting or defending legal claims, investigations, or enforcing actions
threatened or brought against the Divestiture Facility Assets or any Facility
Business, or as required by law or regulation, including any applicable securities
exchange rules or regulations.

If disclosure or use of any Confidential Information is permitted to Respondents’
employees or to any other Person under this Section VII, Respondents shall limit such
disclosure or use (1) only to the extent such information is required; (2) only to those
employees or Persons who require such information for the purposes permitted under
Paragraph VII.A; and (3) only after such employees or Persons have signed an agreement
to maintain the confidentiality of such information.

Respondents shall enforce the terms of this Section VII and take necessary actions to ensure that
its employees and other Persons comply with the terms of this Section VII, including
implementing access and data controls, training its employees, and other actions that
Respondents would take to protect its own trade secrets and proprietary information.

VIII. Monitor
IT IS FURTHER ORDERED that:
A.

The Commission appoints William Allen as the Monitor to observe and report on
Respondents’ compliance with their obligations as set forth in the Orders.

B.

Respondents and the Monitor may enter into an agreement relating to the Monitor’s
services. Any such agreement:
1.

Shall be subject to the approval of the Commission;

2.

Shall not limit, and the signatories shall not construe it to limit, the terms of this
Section VIII of this Order or the Section relating to the Monitor in the Order to
Maintain Assets (“Monitor Sections”), and to the extent any provision in the
agreement varies from or conflicts with any provision in the Monitor Sections,
Respondent Sevita and the Monitor shall comply with the Monitor Sections; and

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3.

C.

D.

Shall include a provision stating that the agreement does not limit, and the
signatories shall not construe it to limit, the terms of the Orders in this matter, and
to the extent any provision in the agreement varies from or conflicts with any
provision in the Orders, Respondents and the Monitor shall comply with the
Orders.

The Monitor shall:
1.

Have the authority to monitor Respondents’ compliance with the obligations set
forth in the Orders;

2.

Act in consultation with the Commission or its staff;

3.

Serve as an independent third party and not as an employee or agent of
Respondents or of the Commission;

4.

Serve without bond or other security;

5.

At the Monitor’s option, employ such consultants, accountants, attorneys, and
other representatives and assistants as are reasonably necessary to carry out the
Monitor’s duties and responsibilities;

6.

Enter into a non-disclosure or other confidentiality agreement with the
Commission related to Commission materials and information received in
connection with the performance of the Monitor’s duties and require that each of
the Monitor’s consultants, accountants, attorneys, and other representatives and
assistants shall also enter into a non-disclosure or other confidentiality agreement
with the Commission;

7.

Notify staff of the Commission, in writing, no later than 5 days in advance of
entering into any arrangement that creates a conflict of interest, or the appearance
of a conflict of interest, including a financial, professional or personal conflict. If
the Monitor becomes aware of a such a conflict only after it has arisen, the
Monitor shall notify the Commission as soon as the Monitor becomes aware of
the conflict;

8.

Report in writing to the Commission concerning Respondents’ compliance with
this Order on a schedule as determined by Commission staff and at any other time
requested by the staff of the Commission; and

9.

Unless the Commission or its staff determine otherwise, the Monitor shall serve
until Commission staff determines that Respondents have satisfied all obligations
under Sections II, IV, and VI, and files a final report.

Respondents shall:
1.

Cooperate with and assist the Monitor in performing his or her duties for the
purpose of reviewing Respondents’ compliance with their obligations under the
Orders, including as requested by the Monitor, (a) providing the Monitor full and
complete access to personnel, information, and facilities; and (b) making such
arrangements with third parties to facilitate access by the Monitor;

2.

Not interfere with the ability of the Monitor to perform his or her duties pursuant
to the Orders;
13

3.

Pay the Monitor’s fees and expenses as set forth in an agreement approved by the
Commission, or if such agreement has not been approved, pay the Monitor’s
customary fees, as well as expenses the Monitor incurs performing his or her
duties under the Orders, including expenses of any consultants, accountants,
attorneys, and other representatives and assistants that are reasonably necessary to
assist the Monitor in carrying out his or her duties and responsibilities;

4.

Not require the Monitor to disclose to Respondents the substance of the Monitor’s
communications with the Commission or any other Person or the substance of
written reports submitted to the Commission pursuant to the Orders; and

5.

Indemnify and hold the Monitor harmless against any loss, claim, damage,
liability, and expense (including attorneys’ fees and out of pocket costs) that
arises out of, or is connected with, a claim concerning the performance of the
Monitor’s duties under the Orders, unless the loss, claim, damage, liability, or
expense results from gross negligence or willful misconduct by the Monitor.

E.

Respondents may require the Monitor and each of the Monitor’s consultants, accountants,
attorneys, and other representatives and assistants to enter into a customary
confidentiality agreement, so long as the agreement does not restrict the Monitor’s ability
to access personnel, information, and facilities or provide information to the Commission,
or otherwise observe and report on Respondents’ compliance with the Orders.

F.

If the Monitor resigns or the Commission determines that the Monitor has ceased to act,
has failed to act diligently, or is otherwise unable to continue serving as a Monitor due to
the existence of a conflict or other reasons, the Commission may appoint a substitute
Monitor. The substitute Monitor shall be afforded all rights, powers, and authorities and
shall be subject to all obligations of the Monitor Paragraphs of the Orders. The
Commission shall select the substitute Monitor, subject to the consent of Respondents
who:

G.

1.

Shall not unreasonably withhold consent to the appointment of the selected
substitute Monitor;

2.

Shall be deemed to have consented to the selection of the proposed substitute
Monitor if, within 10 days of notice by staff of the Commission of the identity of
the proposed substitute Monitor, Respondents have not opposed in writing,
including the reasons for opposing, the selection of the proposed substitute
Monitor; and

3.

May enter into an agreement with the substitute Monitor relating to the substitute
Monitor’s services that either (a) contains substantially the same terms as the
Commission-approved agreement referenced in Paragraph VIII.B; or (b) receives
Commission approval.

The Commission may on its own initiative or at the request of the Monitor issue such
additional orders or directions as may be necessary or appropriate to assure compliance
with the requirements of the Orders.

14

IX. Divestiture Trustee

IT IS FURTHER ORDERED that:
A.

If Respondent Sevita has not fully complied with the obligations to assign, grant, license,
divest, transfer, deliver, or otherwise convey the Divestiture Facility Assets as required
by this Order, the Commission may appoint a Divestiture Trustee to assign, grant,
license, divest, transfer, deliver, or otherwise convey these assets in a manner that
satisfies the requirements of this Order. In the event that the Commission or the Attorney
General brings an action pursuant to § 5(l) of the Federal Trade Commission Act, 15
U.S.C. § 45(l), or any other statute enforced by the Commission, Respondent Sevita shall
consent to the appointment of a Divestiture Trustee in such action to assign, grant,
license, divest, transfer, deliver, or otherwise convey these assets. Neither the
appointment of a Divestiture Trustee nor a decision not to appoint a Divestiture Trustee
under this Paragraph IX.A shall preclude the Commission or the Attorney General from
seeking civil penalties or any other relief available to it, including a court-appointed
Divestiture Trustee, pursuant to § 5(l) of the Federal Trade Commission Act, or any other
statute enforced by the Commission, for any failure by Respondent Sevita to comply with
this Order.

B.

The Commission shall select the Divestiture Trustee, subject to the consent of
Respondent Sevita, which consent shall not be unreasonably withheld. The Divestiture
Trustee shall be a Person with experience and expertise in acquisitions and divestitures.
If Respondent Sevita has not opposed, in writing, including the reasons for opposing, the
selection of any proposed Divestiture Trustee within 10 days after notice by the staff of
the Commission to Respondent Sevita of the identity of any proposed Divestiture
Trustee, Respondent Sevita shall be deemed to have consented to the selection of the
proposed Divestiture Trustee.

C.

Not later than 10 days after the appointment of a Divestiture Trustee, Respondent Sevita
shall execute a trust agreement that, subject to the prior approval of the Commission,
transfers to the Divestiture Trustee all rights and powers necessary to permit the
Divestiture Trustee to affect the divestitures required by this Order. Any failure by
Respondent Sevita to comply with a trust agreement approved by the Commission shall
be a violation of this Order.

D.

If a Divestiture Trustee is appointed by the Commission or a court pursuant to this
Section IX, Respondent Sevita shall consent to the following terms and conditions
regarding the Divestiture Trustee’s powers, duties, authority, and responsibilities:
1.

Subject to the prior approval of the Commission, the Divestiture Trustee shall
have the exclusive power and authority to assign, grant, license, divest, transfer,
deliver, or otherwise convey the assets that are required by this Order to be
assigned, granted, licensed, divested, transferred, delivered, or otherwise
conveyed;

2.

The Divestiture Trustee shall have one year from the date the Commission
approves the trustee trust agreement described herein to accomplish the
divestitures, which shall be subject to the prior approval of the Commission. If,
however, at the end of the one-year period, the Divestiture Trustee has submitted
15

a plan of divestiture or the Commission believes that the divestitures can be
achieved within a reasonable time, the divestiture period may be extended by the
Commission;
provided, however, the Commission may extend the divestiture period only 2
times;
3.

Subject to any demonstrated legally recognized privilege, the Divestiture Trustee
shall have full and complete access to the personnel, books, records, and facilities
related to the relevant assets that are required to be assigned, granted, licensed,
divested, delivered, or otherwise conveyed by this Order and to any other relevant
information, as the Divestiture Trustee may request. Respondent Sevita shall
develop such financial or other information as the Divestiture Trustee may request
and shall cooperate with the Divestiture Trustee. Respondent Sevita shall take no
action to interfere with or impede the Divestiture Trustee’s accomplishment of the
divestitures. Any delays in divestitures caused by Respondent Sevita shall extend
the time for divestitures under this Paragraph IX.D in an amount equal to the
delay, as determined by the Commission or, for a court-appointed Divestiture
Trustee, by the court;

4.

The Divestiture Trustee shall use commercially reasonable best efforts to
negotiate the most favorable price and terms available in each contract that is
submitted to the Commission, subject to Respondent Sevita’s absolute and
unconditional obligation to divest expeditiously and at no minimum price. The
divestitures shall be made in the manner and to Acquirers that receive the prior
approval of the Commission as required by this Order;
provided, however, if the Divestiture Trustee receives bona fide offers from more
than one acquiring person for a divestiture, and if the Commission determines to
approve more than one such acquiring person for the divestiture, the Divestiture
Trustee shall divest to the acquiring person selected by Respondent Sevita from
among those approved by the Commission;
provided, further, however, that Respondent Sevita shall select such person within
5 days of receiving notification of the Commission’s approval;

5.

The Divestiture Trustee shall serve, without bond or other security, at the cost and
expense of Respondent Sevita, on such reasonable and customary terms and
conditions as the Commission or a court may set. The Divestiture Trustee shall
have the authority to employ, at the cost and expense of Respondent Sevita, such
consultants, accountants, attorneys, investment bankers, business brokers,
appraisers, and other representatives and assistants as are necessary to carry out
the Divestiture Trustee’s duties and responsibilities. The Divestiture Trustee shall
account for all monies derived from the divestiture and all expenses incurred.
After approval by the Commission of the account of the Divestiture Trustee,
including fees for the Divestiture Trustee’s services, all remaining monies shall be
paid at the direction of Respondent Sevita, and the Divestiture Trustee’s power
shall be terminated. The compensation of the Divestiture Trustee shall be based
at least in significant part on a commission arrangement contingent on the
16

divestiture of all of the relevant assets that are required to be divested by this
Order;
6.

Respondent Sevita shall indemnify the Divestiture Trustee and hold the
Divestiture Trustee harmless against any losses, claims, damages, liabilities, or
expenses arising out of, or in connection with, the performance of the Divestiture
Trustee’s duties, including all reasonable fees of counsel and other expenses
incurred in connection with the preparation for, or defense of, any claim, whether
or not resulting in any liability, except to the extent that such losses, claims,
damages, liabilities, or expenses result from gross negligence or willful
misconduct by the Divestiture Trustee;

7.

The Divestiture Trustee shall have no obligation or authority to operate or
maintain the Divestiture Facility Assets required to be divested by this Order;

8.

The Divestiture Trustee shall report in writing to Respondent Sevita and to the
Commission every 30 days concerning the Divestiture Trustee’s efforts to
accomplish the divestiture; and

9.

Respondent Sevita may require the Divestiture Trustee and each of the Divestiture
Trustee’s consultants, accountants, attorneys, and other representatives and
assistants to sign a customary confidentiality agreement;
provided, however, that such agreement shall not restrict the Divestiture Trustee
from providing any information to the Commission.

E.

The Commission may, among other things, require the Divestiture Trustee and each of
the Divestiture Trustee’s consultants, accountants, attorneys, and other representatives
and assistants to sign an appropriate confidentiality agreement related to Commission
materials and information received in connection with the performance of the Divestiture
Trustee’s duties.

F.

If the Commission determines that a Divestiture Trustee has ceased to act or failed to act
diligently, the Commission may appoint a substitute Divestiture Trustee in the same
manner as provided in this Section IX of this Order.

G.

The Commission or, in the case of a court-appointed Divestiture Trustee, the court, may
on its own initiative or at the request of the Divestiture Trustee issue such additional
orders or directions as may be necessary or appropriate to accomplish the divestitures and
other obligations or action required by this Order.

X. Respondent Prior Notice
IT IS FURTHER ORDERED that:
A.

For a period of 10 years from the date this Order is issued, Respondent Sevita shall not,
without providing advance written notification to the Commission (“Notification”),
acquire, directly or indirectly, through subsidiaries or otherwise, any leasehold,
ownership interest, or any other interest, in whole or in part, in any ICF/IDD located
within the same CBSA as any Divestiture Facility.

B.

The Notification required by Paragraph X.A shall:
17

C.

1.

Be provided on the Notification and Report Form (the “Form”) set forth in the
Appendix to Part 803 of Title 16 of the Code of Federal Regulations as amended,
and shall be prepared and transmitted in accordance with the requirements of that
part, except that no filing fee will be required for any such Notification;
Notification shall be filed with the Secretary of the Commission; Notification
need not be made to the United States Department of Justice; and Notification is
required only of Respondent Sevita and not of any other party to the transaction.

2.

Include a description of the proposed acquisition and provide:
a.

A map showing all intermediate care facilities by ownership located
within the CBSA; and

b.

The number of licensed beds and occupied beds in each facility.

Respondent Sevita shall provide the Notification required under Paragraph X.A to the
Commission at least 30 days prior to consummating the transaction (hereinafter referred
to as the “first waiting period”). Further, if, within the first waiting period,
representatives of the Commission make a written request for additional information or
documentary material (within the meaning of 16 C.F.R. § 803.20), Respondent Sevita
shall not consummate the transaction until 30 days after submitting such additional
information or documentary material. Early termination of the waiting periods in this
Section X may be requested and, where appropriate, granted by letter from the Bureau of
Competition.
Provided, however, that prior notification shall not be required by this Section X for a
transaction for which notification is required to be made, and has been made, pursuant to
Section 7A of the Clayton Act, 15 U.S.C. § 18a.

XI. No Reacquisition
IT IS FURTHER ORDERED that for a period of 10 years from the date this Order is
issued, Respondent Sevita shall not acquire, directly or indirectly, through subsidiaries or
otherwise, any leasehold, ownership interest, or any other interest, in whole or in part, in any
Divestiture Facility.

XII. Compliance Reports
IT IS FURTHER ORDERED that:
A.

Respondent Sevita shall:
1.

Notify Commission staff via email at bccompliance@ftc.gov of the Acquisition
Date and the Divestiture Date no later than 5 days after the occurrence of each;
and

2.

Submit the Divestiture Agreement to the Commission at
ElectronicFilings@ftc.gov and bccompliance@ftc.gov no later than 30 days after
the Divestiture Date.

18

B.

Respondent Sevita shall file verified written reports (“Compliance Reports”) in
accordance with the following:
1.

Respondent Sevita shall submit:
a.

Interim Compliance Reports 30 days after this Order is issued, and every
60 days thereafter until Respondent Sevita has complied fully with Section
II of this Order;

b.

Annual Compliance Reports one year after the date this Order is issued,
and annually thereafter for the next 9 years on the anniversary of that date;
and

c.

Additional Compliance Reports as the Commission or its staff may
request.

2.

Each Compliance Report shall contain sufficient information and documentation
to enable the Commission to determine independently whether Respondent Sevita
is in compliance with this Order. Conclusory statements that Respondent Sevita
has complied with its obligations under this Order are insufficient. Respondent
Sevita shall include in its Compliance Reports, among other information or
documentation that may be necessary to demonstrate compliance, a full
description of the measures Respondent Sevita has implemented or plans to
implement to ensure that it has complied or will comply with each Section of this
Order.

3.

For a period of 5 years after filing a Compliance Report, Respondent Sevita shall
retain all material written communications with each party identified in each
Compliance Report and all non-privileged internal memoranda, reports, and
recommendations concerning fulfilling Respondent Sevita’s obligations under this
Order during the period covered by such Compliance Report. Respondent Sevita
shall provide copies of these documents to Commission staff upon request.

4.

Respondent Sevita shall verify each Compliance Report in the manner set forth in
28 U.S.C. § 1746 by the Chief Executive Officer or another officer or employee
specifically authorized to perform this function. Respondent Sevita shall file its
Compliance Reports with the Secretary of the Commission at
ElectronicFilings@ftc.gov and the Compliance Division at
bccompliance@ftc.gov, as required by Commission Rule 2.41(a), 16 C.F.R. §
2.41(a). In addition, Respondent Sevita shall provide a copy of each Compliance
Report to the Monitor if the Commission has appointed one in this matter.

XIII. Change in Respondent
IT IS FURTHER ORDERED that Respondent Sevita shall notify the Commission at
least 30 days prior to:
A.

The proposed dissolution of National Mentor Holdings, Inc.;

B.

The proposed acquisition, merger, or consolidation of National Mentor Holdings, Inc.; or
19

C.

Any other change in Respondent Sevita, including assignment and the creation, sale, or
dissolution of subsidiaries, if such change may affect compliance obligations arising out
of this Order.
XIV. Access

IT IS FURTHER ORDERED that, for purposes of determining or securing compliance
with this Order, and subject to any legally recognized privilege, upon written request and 5 days
notice to Respondent Sevita, made to its principal place of business as identified in this Order,
registered office of its United States subsidiary, or its headquarters office, Respondent Sevita
shall, without restraint or interference, permit any duly authorized representative of the
Commission:
A.

Access, during business office hours of Respondent Sevita and in the presence of
counsel, to all facilities and access to inspect and copy all business and other records and
all documentary material and electronically stored information as defined in Commission
Rules 2.7(a)(1) and (2), 16 C.F.R. § 2.7(a)(1) and (2), in the possession or under the
control of Respondent Sevita related to compliance with this Order, which copying
services shall be provided by Respondent Sevita at the request of the authorized
representative of the Commission and at the expense of Respondent Sevita; or

B.

To interview officers, directors, or employees of Respondent Sevita, who may have
counsel present, regarding such matters.

xv. Purpose
IT IS FURTHER ORDERED that the purpose of this Order is to ensure the continued
use of the Divestiture Facility Assets in the same Facility Business in which such assets were
engaged at the time of the announcement of the Acquisition by Respondents and to remedy the
lessening of competition resulting from the Acquisition as alleged in the Commission’s
Complaint.
XVI. Term

issued.

IT IS FURTHER ORDERED that this Order shall terminate 10 years from the date it is

By the Commission.

April J. Tabor
Secretary

20

SEAL
ISSUED:

21

NONPUBLIC APPENDIX A
[Divestiture Agreement]
[Redacted From the Public Record Version, But Incorporated By Reference]

22

APPENDIX B
List of Divested Locations
ICF/IDD Locations
Address
5662 North Crestview Avenue
8337 North College
3606 North Highwoods Drive
4002 North Moller Road
3201 Davis Road
4313 East 46th Street
3031 East Kessler Boulevard
1221 Warren Drive
926 South 10th Street
124 Black Hawk Lane
3938 Prange Avenue
7044 Castle Manor Drive
3025 Green Hills Lane South
3705 East 116th Street
2715 Rockford Lane
417 West Walnut Street
211 West Third Street
102 Oak Tree Court
1221 East County Road 75 North
5625 East 56th Street
7555 North Grandview Drive
10606 Haverstick Road
1926 West 75th Place
7310 East 55th Street
6338 North Graham Road
7085 North Allisonville Road
3107 Hensel Drive
3142 62nd Place East
4949 Hayes Street
1406 West Tarkington Drive
645 East Bridge Street
82 Benny Lane
511 Country Club Lane
1012 Parkway Drive
373 South Baldwin Street
23 Skyview Drive
1650 East Jefferson Street
699 Graham Street

City
Indianapolis
Indianapolis
Indianapolis
Indianapolis
Indianapolis
Indianapolis
Indianapolis
Lafayette
Lafayette
West Lafayette
Lafayette
Indianapolis
Indianapolis
Carmel
Kokomo
Kokomo
Peru
Logansport
Logansport
Indianapolis
Indianapolis
Carmel
Indianapolis
Indianapolis
Indianapolis
Indianapolis
Carmel
Hobart
Gary
Greensburg
Brownstown
North Vernon
Anderson
Anderson
Bargersville
Anderson
Franklin
Franklin
23

State
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN

Zip
46220
46240
46222
46254
46239
46226
46220
47905
47905
47906
47905
46214
46222
46033
46902
46901
46970
46947
46947
46226
46260
46033
46260
46226
46220
46220
46033
46342
46408
47240
47220
47265
46011
46012
46012
46017
46131
46131

Address
568 Yorktown Road
201 North Manngrove Lane
4312 West Hummingbird Way
1015 South 14th Street
1206 South Main Street
1503 Washington Street
1803 Riley Road
2234 Q Avenue
10311 East Jackson Street
11 Gloria Drive
38 Ryan Drive
701 Riley Boulevard
4812 W State Rd. 45
110 West Pike Street
369 West Washington
359 W 47th Street (4654 Cornelius)
11 Washington Street
84 South Walnut Street
1603 S Lynhurst Drive
4155 W Ray Street
114 S Chestnut Street
144 Maple Street
642 Belmont Drive
1334 Francis Harriet Drive
12453 Parnell
8947 G.R.S.I. Avenue
2835 Magellan Drive
12776 Arlingford Avenue
15626 Confederate Avenue
11055 Mollylea Drive
13231 Wenham Avenue
4532 Inchbrook Drive
4221 Rocky Mountain Road
610 Magnolia Street
9929 Glerma Street
9131 West Darryl Parkway
10131 Grandeur Drive
104 Patricia Lane
1041 East 44th Street
1260 Highway 29 West
12800 Daniel Boone Drive
1315 Baylor Blvd
1405 Jefferson Street
1406 West Pecan

City
Greenwood
Muncie
Muncie
New Castle
New Castle
New Castle
New Castle
New Castle
Selma
Trafalgar
Trafalgar
Bedford
Bloomington
Martinsville
Morgantown
Indianapolis
Brownsburg
Danville
Indianapolis
Indianapolis
Huntingburg
Lynville
Evansville
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Baton Rouge
Jennings
Baton Rouge
Baton Rouge
Baton Rouge
Conroe
San Angelo
Bertram
Austin
Big Spring
Bastrop
Cedar Park
24

State
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
LA
LA
LA
LA
LA
LA
LA
LA
LA
LA
LA
LA
LA
LA
TX
TX
TX
TX
TX
TX
TX

Zip
46142
47303
47304
47362
47362
47362
47362
46774
47383
46181
46181
47421
47403
46151
46160
46208
46112
46122
46241
46241
47542
47619
47711
70815
70815
70810
70816
70815
70817
70815
70815
70816
70814
70546
70810
70815
70815
77301
76903
78605
78737
79720
78602
78613

Address
1420 Holly Street
1512 Gracy Farms Lane
1513 Bluebonnet
1706 Idaho
1760 Sams Way
2012 Judy Lane
206 Charles Barker Avenue
2223 North Thompson Street
2301 Olive Circle
2304 Dijon
2507 Bois D Arc Lane
2601 Henderson Lane
2706 Watson
2810 Sheridan
28902 Enchanted Drive
313 Sunset Drive
314 Ravenhead Drive
3509 Convict Hill Rd
3602 Windsor Drive
3895 Cheryl Drive
3905 28th Street
407 County Road 320
42 Terrace Drive
4314 Ponca Street
4415 Jerry Drive
4508 Keota Drive
4902 Burning Tree
5010 Ada Street
5125 McAnelly Drive
5126 Bosworth Street
5205 Meadow Place Drive
535 Carnahan Place
5965 Navajo Trail
611 Pomegranate Pass
6270 Carnation Drive
63 State Highway 75 N
648 West Cedar
705 Kincheloe Street
706 Maplewood Street
802 Lee Street
8106 US 290 West
8255 Shiloh Drive
9640 Meadowick Drive
9734 Shell Rock Road

City
Liberty
Austin
Marble Falls
San Angelo
Beaumont
Pasadena
Cleveland
Conroe
Baytown
Cedar Park
Cedar Park
Deer Park
San Angelo
Port Arthur
Shenandoah
Burnet
Houston
Austin
Deer Park
Beaumont
Port Arthur
Bertram
San Angelo
Pasadena
Beaumont
Austin
Baytown
Beaumont
Beaumont
Houston
La Porte
Beaumont
Beaumont
Cedar Park
Beaumont
Huntsville
Bertram
Burnet
Baytown
Cleveland
Austin
Beaumont
Beaumont
La Porte
25

State
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX

Zip
77575
78758
78654
76904
77706
77502
77327
77303
77520
78613
78613
77536
76903
77640
77381
78611
77034
78749
77536
77713
77642
78605
76905
77504
77703
78749
77521
77708
77708
77017
77571
77707
77708
78613
77703
77320
78605
78611
77520
77327
78735
77706
77706
77571

Address
7740 North Allisonville Road
101 Third Street/217 South St

City
Indianapolis
Mamou

State
IN
LA

Zip
46250
70554

State
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
LA
TX
TX
LA

Zip
46250
46224
46131
46016
47403
47715
47274
47905
47362
46410
46901
70816
77017
77701
70554

State
LA

Zip
70816

Day Program Locations
Address
8455 Castlewood Drive, Suites J & K
5610 Crawfordsville Road, Suite 800
2625 North Hurricane Road
1607 S Scatterfield Road, Suite A
1917 Liberty Drive
5401 Vogel Road, Suite 910-940
820, 822 & 824 E Tipton Street
22 Executive Drive
501 Broad Street
8368 Louisiana Avenue
637 S Reed Road
4606 Sherwood Commons Blvd.
4115 Galveston Road
2750 South 4th Street
101 Third Street/217 South St

City
Indianapolis
Indianapolis
Franklin
Anderson
Bloomington
Evansville
Seymour
Lafayette
New Castle
Merrillville
Kokomo
Baton Rouge
Houston
Beaumont
Mamou
Office Location

Address
2645 O'Neal Lane, Building A, Suite A

City
Baton Rouge

26

NONPUBLIC APPENDIX C
[List of Retained Assets]
[Redacted From the Public Record Version, But Incorporated By Reference]

27

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/agency%3Aftc%3Ae95ff85c0febf57b. Public record. Not legal advice.
