# U.S. Department of Labor

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/agency%3Adol%3A3ee4bcdeff94dfe4

## Record

- **Collection:** Agency decision
- **Document type:** Agency decision

## Text

U.S. Department of Labor

Administrative Review Board
200 Constitution Avenue, N.W.
Washington, D.C. 20210

In the Matter of:
JOSEPH LEMPA,

ARB CASE NO. 2018-0046

COMPLAINANT,
v.

ALJ CASE NO. 2017-AIR-00008
DATE: July 23, 2019

HAWTHORNE GLOBAL AVIATION
and HEARTLAND AVIATION,
RESPONDENTS.
Appearances:
For the Complainant:
Soma G. Priddle, Esq.; Soma G. Priddle, Esq. LLC; Norwalk, Wisconsin
For the Respondent:
Geoffrey A. Lacy, Esq.; Strang, Patteson, Renning, Lewis & Lacy, S.C.;
Green Bay, Wisconsin
FINAL DECISION AND ORDER
PER CURIAM. This matter arises under the employee protection provision of
the Wendell H. Ford Aviation Investment and Reform Act for the 21st Century. 1 In
a complaint filed with the Department of Labor’s Occupational Safety and Health
1

49 U.S.C. § 42121 (2000) (AIR 21); 29 C.F.R. Part 1979 (2018).

USDOL/OALJ REPORTER

PAGE 1

Administration (OSHA), Joseph Lempa alleged that his employment with
Heartland Aviation (Heartland) was terminated in retaliation for raising air
transportation safety concerns. 2 OSHA concluded that the claim was not timely
filed and dismissed the complaint. Complainant requested a hearing before an
administrative law judge (ALJ), which was held on July 11 and 12, 2017.
Subsequently, the Administrative Law Judge issued a Decision and Order Denying
Relief in which he found that the claim was filed after the 90-day filing period set
forth in 49 U.S.C. § 42121(b), and thus dismissed the claim. We affirm.
JURISDICTION AND STANDARD OF REVIEW
The Secretary of Labor has delegated to the ARB authority to hear appeals
and issue final agency decisions under AIR 21 and its implementing regulations. 3
The ARB reviews questions of law presented on appeal de novo, but is bound by the
ALJ’s factual findings as long as they are supported by substantial evidence. 4
DISCUSSION
The ALJ found that Complainant was terminated on May 31, 2016, Decision
and Order at 50, and did not file a complaint with OSHA until September 12, 2016,
id. at 51, over 100 days after adverse action had been taken against him. The ALJ’s
findings are supported by substantial evidence as described in the decision below
and are affirmed. As such, the ALJ's decision to dismiss the complaint as untimely
was in accordance with applicable law, and we adopt the ALJ's well-reasoned
Decision and Order Denying Relief as our own and attach a copy hereto. Thus, the
ALJ’s decision is now the final decision of the Secretary of Labor.

While the ALJ noted that Hawthorne Global Aviation (HGA) also contested liability
as a responsible employer, he did not resolve this issue given his finding that the claim was
not timely filed. Given the ultimate disposition of this case, we hold that any error in this
regard was harmless.
2

Secretary’s Order No. 01-2019 (Delegation of Authority and Assignment of
Responsibility to the Administrative Review Board), 84 Fed. Reg. 13,072 (April 3, 2019); 29
C.F.R. § 1979.110(a).

3

29 C.F.R. § 1982.110 (2018); Palmer v. Canadian Nat’l Ry. / Ill. Cent. R.R. Co., ARB
No. 16-035, ALJ No. 2014-FRS-154, slip op. at 14-15 (ARB Sept. 30, 2016, reissued Jan. 4,
2017).
4

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PAGE 2

We reject Complainant’s request to submit evidence to the Board that was
not part of the administrative record at the hearing below. 5 In addition, we reject
Respondent’s request for attorney’s fees in the amount of $1,000 to be paid by
Complainant; while we hold that the appeal is groundless, the evidence does not
support a conclusion that this appeal was frivolous or brought in bad faith. 6
SO ORDERED.

29 C.F.R. § 18.54(c) (2018); see Welch v. Cardinal Bankshares Corp., ARB No. 06062, ALJ No. 2008-SOX-015, slip op. at 5-6 (ARB June 9, 2006) (denying stay).
5

29 C.F.R. § 1979.110(a); Reamer v. Ford Motor Co., ARB No. 09-053, ALJ No. 2009SOX-003, slip op. at 7 (ARB July 21, 2011) (denying Respondent’s motion for attorney’s
fees).

6

USDOL/OALJ REPORTER

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/agency%3Adol%3A3ee4bcdeff94dfe4. Public record. Not legal advice.
