# Bruce A. Harwood

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/9961

## Record

- **Judge:** Bruce A. Harwood
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 8

## Text

Common AMLP - ALERIAN MLP ETF — Int/Div — Buy (add'l)
Common AMLP - ALERIAN MLP ETF — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — None — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)
BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Int/Div — Buy (add'l)
BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Int/Div — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Buy (add'l)
Common CVX - CHEVRON CORP — Int/Div
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — None — Buy (add'l)
Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div
EEM - ISHARES MSCI EMERGING MARKETS ETF — Int/Div
Common SCZ - ISHARES TR MSCI SMALL CAP — Int/Div
Common MERFX - MERGER FUND — Int/Div — Buy (add'l)
Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Int/Div — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Int/Div
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy (add'l)
Common TFI - SPDR NUVEEN BBG BARCLAYS MUNB ETF - — Int/Div
Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Int/Div
Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div
Common VUG - VANGUARD GROWTH FTF — Int/Div
Common VNQ «- VANGUARD REIT ETF — Int/Div
Common BSV «- VANGUARD SHORT TERM BND — Int/Div — Buy (add'l)
Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div
Common VBR - VANGUARD SM VALUE ETF — Int/Div
Common BND - VANGUARD TOTAL BOND MARKET — Int/Div — Buy (add'l)
Common VTV « VANGUARD VALUE ETF INDEX — Int/Div
Morgan Stanley Bank N.A. Money Market Account (Bank Deposit Program) — Interest
CITIZENS BANK - deposit accounts — Interest
Common BENGUET CORP — None
Common ENERGIZER HOLDINGS INC (Custodian) — Int/Div
Common BOEING COMPANY (Custodian) — None
Trust #1 (H)
CITIZENS BANK - bank accunt — Interest — Sold (part)
Trust #3 (H)
CITIZENS BANK - bank account — Interest
NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest
Trust #4 (H)
NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest — Sold (part)
Trust #5 (H)
NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest — Sold (part)
Trust 6(H)
NBT BANK /k/a HAMPSHIRE FIRST BANK - bank account — Interest
Common PRINCIPAL FINANCIAL GROUP INC — Int/Div
Director, American Bankruptcy Institute
Trustee, Trust £1 (family member sole beneficiary)
Trustee, Trust #2 (family member sole beneficiary)
Trustee, Trust #3 (family member sole beneficiary)
Trustee, Trust #4 (family member sole beneficiary)
Trustee, Trust #5 (family member sole beneficiary)
Trustee, Trust #6 (family member sole beneficiary)
Reimbursement — American Bankruptcy Institute — April 20-23, 2017 — Washington, DC — Educational semimar and board of directors meeting — Transportation, Lodging, Meals
Reimbursement — American Bankruptcy d Institute — July 20-23, 2017 — Newport, RI — Educational semmar — Transportation, Lodging, Meals
Reimbursement — National Conference of Bankruptcy Judges — October 7-11, 2017 — Las Vegas, NV — Educational semimar and annual meeting — Transportaion, Lodging
Reimbursement — American Bankruptcy Institute — November 30 - December 3.2017 — Palm Springs, CA — Educational semmar and board of directors meeting — Transportation, Lodging, Meals
Part VII, Line 12: The ticker symbol for EEM - ISHARES MSCI EMERGING MARKETS ETF was listed incorrectly as "EEN" on Part VII, Line 20 of my 2016

report as "EEN." It is the sume fund.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9961. Public record. Not legal advice.