# Laura K. Grandy > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9776 ## Record - **Judge:** Laura K. Grandy - **Year:** 2011 - **Report type:** Annual - **Pages:** 14 ## Text Northwestern Mutual Varible Annuity — Int/Div — Buy Northwestern Mutual 65 Life Insurance Policy — Int/Div Northwestern Mutual Variable CompLaite Insurance Policy — Int/Div Northwestern Mutual 65 Life Insurance Policy — Int/Div Morgan Keegan Trust U/A DTD 7/02/98 IRA Morgan Keegan - American Funds (AFPGX) — Int/Div — Sold IRA Morgan Keegan- American Funds (ANEFX) — Int/Div — Sold IRA Morgan Keegan - Amenican Funds (AWSHX) — Int/Div — Sold Federated Kaufffman Fund Fund (KAUCX) — Int/Div — Sold First Eagle Global Fund A (SGENX) — Int/Div — Buy (add'l) Hartford Growth Opportumnes ( (HGOCX) — Int/Div — Sold Franklin Mutual Shares Class A (TESIX) — Int/Div — Sold Amencan Funds Balanced A (ABALX) — Int/Div — Sold American Funds Balanced B (BALCX) — Int/Div — Sold American Funds Capital Income Builder A (CAIBX) — Int/Div — Sold American Funds Income Fund of American A (AMECX) — Int/Div — Sold Franklin Gold and Prec Metals C (FRGOX) — None — Buy (add'l) Hartford Global All Asset Fund ( (HLACX) — Int/Div — Buy lvy Asset Strategy Fund CL A (WASAX) — Int/Div — Buy Federated Kaufmann Large Cap C (KLOCX) — Int/Div — Buy Morgan Keegan — Note part VII Apple Inc (AAPL) — Int/Div American Funds Europacific Growth A (AFPGX) — Int/Div — Sold Federated Kaufmann Large Cap A (KLCAX) — Int/Div First Eagle Global Fund A (SGENX) — Int/Div Goldman Sachs Satellite Strategies PTF Class A (GXSAX) — Int/Div — Sold American Funds Growth Fund of America AAGTHX) — Int/Div — Sold American Funds New Economy A (ANEFX) — Int/Div — Sold American Funds New Perspective A (ANWPX) — Int/Div American Funds Smallcap World A (SMCWX) — Int/Div — Sold Federated Clover Value A (VFCAX) — Int/Div — Sold Ivy Global Natural Resources A (IGNAX) — Int/Div Regions FDIC — Interest Transamerica Asset Allocation Moderate Growth A (IMLAX) — Int/Div — Buy lvy Asset Strategy Fund CL A (SGENX) — Int/Div — Buy Dodge & Coxx Income (DODIX) — None — Buy Dodge & Coxx Income (DODIX) — Buy (add'l) Invesco Intemational Growth A (AEX) — Int/Div — Buy Invesco Intemational Growth A (AEX) — Buy (add'l) Blackrock US Opportunities Institutional Class (BMCIX) — Int/Div — Buy Blackrock US Opportunities Institutional Class (BMCIX) — Buy (add'l) DGHM All Cap Value Investor (DGHMX) — Int/Div — Buy DGHM All Cap Value Investor (DGHMX) — Buy (add'l) Federated Strategic Value IS (SVAIX) — Int/Div — Buy Federated Strategic Value IS (SVAIX) — Sold (part) Principal Inv Largecap Growth Instit (PGLIX) — Int/Div — Buy Principal Inv Largecap Growth Instit (PGLIX) — Sold (part) Thomburg International Value Fund Class HITGVIX) — Int/Div — Buy Thomburg International Value Fund Class HITGVIX) — Sold (part) FPA Cresent Fund (FPACCX) — Int/Div — Buy Hatteras Long Short Debt (HFINX) — None — Buy Hatteras Long Short Debt (HFINX) — Sold (part) Hatteras Long Short Equity (HLSIX) — None — Buy Hatteras Long Short Equity (HLSIX) — Buy (add'l) lvy Asset Strategy Fund CL A (WASAX) — Int/Div — Buy lvy Asset Strategy Fund CL A (WASAX) — Buy (add'l) Mutual Hedge Frontier Legends 1 IMHFIX) — None — Buy Osterweis Strategic Income (OSTIX) — Int/Div — Buy Osterweis Strategic Income (OSTIX) — Sold (part) Ishares GS Investop Corp Bond (LQD) — Int/Div — Buy Ishares GS Investop Corp Bond (LQD) — Buy (add'l) First Trust Amex Biotech Index Fund (FBT) — None — Buy First Trust Amex Biotech Index Fund (FBT) — Sold (part) First Trust Large Cap Core Alpha Dex Fund (FEX) — Int/Div — Buy First Trust Large Cap Core Alpha Dex Fund (FEX) — Sold (part) Ishares MSC Chile Index Fund (ECH) — Int/Div — Buy Ishares MSCI South Korea (EWY) — Int/Div — Buy Ishares MSCI South Korea (EWY) — Buy (add'l) Ishares MSC Japan Ind Fund (EWJ) — Int/Div — Buy Ishares MSC Japan Ind Fund (EWJ) — Buy (add'l) Ishares Trust S&P Fund Index (IVY) — Int/Div — Buy Ishares Technology Sector IDX Trust Dow Jones US Fund (IYW) — Int/Div — Buy shares MSC! Indus Invstbl (EIDO) — Int/Div — Buy shares MSC! Indus Invstbl (EIDO) — Buy (add'l) Rydex S&P Pure Growth (RPG) — Int/Div — Buy Rydex S&P Pure Growth (RPG) — Sold (part) SPDR SE TR SPDR S&P Retail ETF (XRT) — Int/Div — Buy SPDR SE TR SPDR S&P Retail ETF (XRT) — Sold (part) Vanguard Emerging Markets (VWO) — Int/Div — Buy Vanguard Emerging Markets (VWO) — Buy (add'l) Vanguard Midcap Growth (VOT) — Int/Div — Buy Vanguard Midcap Growth (VOT) — Buy (add'l) Greenhaven Continvous Commody Index Fund (GCC) — Int/Div — Buy Greenhaven Continvous Commody Index Fund (GCC) — Sold Ishares Trust Lehman 7 « 10 Year (IEF) — Int/Div — Buy Ishares Trust Lehman 7 « 10 Year (IEF) — Sold Ishares TR DJ US Real Estate Index Fund {IYR) — Int/Div — Buy Ishares TR DJ US Real Estate Index Fund {IYR) — Sold (part) DB Powershares Commodity Index (DBC) — Int/Div — Buy DB Powershares Commodity Index (DBC) — Buy (add'l) DB Powershares Commodity Index (DBC) — Sold FPA New Income Inc (FPNIX) — Int/Div — Buy FPA New Income Inc (FPNIX) — Sold Eaton Vance Atlanta Cap SMID Cap Fund HN (FISMX) — Int/Div — Buy Eaton Vance Atlanta Cap SMID Cap Fund HN (FISMX) — Sold Memill Lynch IRA Cash/Money Market — Interest Blackrock Global A (MDLOX) — Int/Div Blockrock Global B (MBLOX) — Int/Div Loomis Sayles lnvt Grade Bond Cls A (LIGRX) — Int/Div — Sold Loomis Sayles Income Fund C1 A INEFZX) — Int/Div — Buy Lord Abbett Bond (LBNDX) — Int/Div — Buy Mathis Marifian & Richter LTD Stock — Distribution — Note in Part VII Mike & Cheryl Faust, personal loan - note receivable — None — Note mn Part VII GLK DEV. personal loan - note receivable — Distribution — Sold — Note in Part VII 12001 $10,000) — None — Note in Part VII Fairview Heights, IL (2008, $55,000) — None — Note in Part VII MMRG Bldg , Belleville, Ninos (2003. $370,000) — Rent Memill Lynch Cash’Money Market — Interest FIA Card Services Money Market Account — Interest Apple Inc (AAPL) — Int/Div — Buy Altria Group Inc (MO) — Int/Div Ares Capital Corp (ARCC) — Int/Div Chevron Comp (CVX) — Int/Div — Sold Cisco Systems Inc (CSCO) — Int/Div — Sold Devon Energy Corp New (DVN) — Int/Div — Sold Dugeo PLC SPSD ADR NEW (DEO) — Int/Div Emerson Elec Co (EMR) — Int/Div — Sold Energy Transfer Ptns LP (ETP) — Int/Div Express Scripts Inc COM (ESRX) — Int/Div FRAC Southern Umon Co — Distribution Franklin Temp Hard Curr (ICCHHX) — None — Buy Health Care Reit Inc Com (HCN) — Int/Div Ilinms Tool Works Inc (1ITW) — None — Sold INTL Business Machmes (IBM) — None — Buy Kansas City Southern (KSU) — Int/Div Kinder Morgan Energy (KMP) — Int/Div Kraft Foods Inc VA CL A (KFT) — None — Buy Market Vectors ETF Gold Miners ETF 1GDX) — None — Sold (part) Market Vectors ETF GLD (GDX) — None — Sold (part) Minefinders CP LTD COM (MFN) — Int/Div — Buy Oracle Corp (ORCCL) — Int/Div Rackspace Hosting Inc (RAX) — Int/Div — Buy TCW Emerging (TGEIX) — None Windstream Corp (WIN) — None Yum Brands Inc (YUM) — Buy Kinder Morgan Energy Partners LP — Int/Div — Note in Part VII Energy Transfer PTNRS LP — Int/Div — Note in Part VII Bank of America - Mernll Lynch Wealth Management Money Manager Checking Sweep Acct — Interest ING Groep N.V. PFD (IGK) — Int/Div Bank of America NA Market CD (MAT) — Interest Columbia Life Goal Growth Class A INLGIX) — Int/Div — Sold Hartford Capital Appreciation CL B (THCAX) — Int/Div — Sold Columbia Tax Exempt Class A (COLTX) — Interest — Sold (part) AXA Equitable Life INS CO Accumulator 2004 — Int/Div Hartford Life Director VII ILA INDV — Int/Div — Sold — Note in Part VII DWS Strategic High Yield (SHYTX) — None — Buy Agreement — 3/022010 — Mathis Marifian & Richter LTD See Note in Part VII Liability — Bank of Springfield — Note Receivable Liability — FCB - Swansca — Mortgage on building owned by MMRG Building LLC Liability — First Bunk — Mortgage - Property Liability — Bank of Springfield — Property Mortgage - Income — 2011 — Mathis Marifian & Richter LTD — SISK. 104.00 Part 11: Line | = Payments for percentage of collections of fees for work performed and generated by Judge, prior to departure, Part VII: Line 21 - Account name changed from Morgan Keegan - Mathis Marifian Richter & Grandy 401K Self D to Morgan Keegan (Trustee to Trustee transfer) Line 105 - Name changed from Mathis Marifian Richter & Grandy LTD to Mathis Marifian & Richter LTD Line 106 - No Income received on Notes Receivable during reporting period. Line 107 - Note sold at a loss simply to liquidate Line 108 - No come received. Line 109 - which is currently vacant. No income received. Line 140/141 - Publicly Traded Partnership that generates interest and dividends Line 150 - 1035 exchange for Line 1 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9776. Public record. Not legal advice.