# William S. Duffey jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9670 ## Record - **Judge:** William S. Duffey jr - **Year:** 2011 - **Report type:** Annual - **Pages:** 18 ## Text Boeing Co CVS Caremark Corp Brokerage Account #2 MS Bank Deposit Program — Interest Blackrock Global Allocation C — Int/Div 4, — Distribution Franklin Mutual Recovery ( — Int/Div Investco Developing Markets C (name change) — Distribution — Sold (part) Investco VK Amer Franchise C (name change) — Distribution Investco VK Mum Income — Interest IRA #1 — Int/Div 10. — Interest MS Bank Deposit Program Wells Fargo Company Duke Energy Corp Wellpoint Inc Dell Inc Rio Tinto Finance USA Limited General Electric Capital Corp Morgan Stanley Comcast Corp New Goldman Sachs Group Inc Marathon Oil Corp Verizon Commumications Glaxosmithkline Cap Inc Kraft Foods Inc Tyco International Finan AT&T hx Indiana Michigan Power Altria Group Inc Federal National Mtg Assn Franklin Income Investco Equal Wehtd S&P S00 ( AIP ABSLT RTNSTS (name change) Caterpillar FINL — Sold IRA #2 — Interest MS Bank Deposit Program Keyworth Bank AIP ABSLT RTNSTS (name change) Roth IRA #1 — Int/Div Investco VK Corporate Bond € Roth IRA #2 — Int/Div Investco VK Growth & Income C NW Mutual Estate CompLife — None NW Mutual 65 Life — None — Closed John Hancock — None — Open K&S Investments — Distribution — Distnbuted C&B Capital I, LP. * — Interest 49 — Distribution C &B Capital II, LP. ** — Interest s1 — Distribution 52 — Int/Div Betsy Byars, Inc — None Gold coins — None Brokerage Account #1 MS Bank Deposit Program — Interest One GA Bk — None Van Eck Intl Inv Gold FD A — Int/Div — Sold (part) Van Eck Intl Inv Gold FD A — Sold (part) Blackrock National Muni C*** — Int/Div Wells Fargo NC Tax Free A*** — Int/Div Dreyfus Intermediate Numi Bd*** — Int/Div Brokerage Account #3 MS Bank Deposit Program — Interest Ishares Barclays Tips BD FD — Int/Div — Buy (add'l) Ishares Barclays Tips BD FD — Sold (part) Ishares JP Morgan EM Bond Fd — Int/Div — Buy Ishares JP Morgan EM Bond Fd — Sold (part) Ishares JP Morgan EM Bond Fd — Sold (part) Ishares Russel 2000 Growth Fd — Int/Div — Buy Ishares Russel 2000 Growth Fd — Sold (part) Ishares Russel 2000 Value Fd — Int/Div — Buy Ishares Russel Midcap G In Fd — Int/Div — Buy Ishares Russel Midcap G In Fd — Buy (add'l) Ishares Russel Midcap G In Fd — Sold (part) Ishares Russel Midcap V In Fd — Int/Div — Buy Ishares Russel Midcap V In Fd — Sold (part) Ishares S&P S00 GRWTH Index — Int/Div — Buy (add'l) Ishares S&P S00 GRWTH Index — Sold (part) Ishares S&P S00 GRWTH Index — Buy (add'l) Ishares S&P S00 GRWTH Index — Sold (part) Ishares S&P S00 GRWTH Index — Sold (part) Ishares S&P S00 GRWTH Index — Sold (part) Ishares S&P S00 Value Index — Int/Div — Buy (add'l) Ishares S&P S00 Value Index — Sold (part) Ishares S&P S00 Value Index — Buy (add'l) Ishares S&P S00 Value Index — Sold (part) Ishares S&P S00 Value Index — Sold (part) Powershares DB Comm Trk Inc — None — Buy Powershares DB Comm Trk Inc — Sold (part) Powershares DB Comm Trk Inc — Sold (part) SPDR Barclays Capital Internat — Int/Div — Buy SPDR Barclays Capital Internat — Buy (add'l) SPDR DJ Wilshre Global Rea- — Int/Div — Buy SPDR DJ Wilshre Global Rea- — Sold (part) SPDR DJ Wilshre Global Rea- — Sold (part) Franklin Fed lntm Trm Txfr Adv (name change) — Interest — Buy Franklin Fed lntm Trm Txfr Adv (name change) — Buy (add'l) Franklin Fed lntm Trm Txfr Adv (name change) — Sold (part) Franklin Fed lntm Trm Txfr Adv (name change) — Sold (part) Franklin Fed lntm Trm Txfr Adv (name change) — Sold (part) Franklin Hi Yield Tx Fr A — Interest — Buy Franklin Hi Yield Tx Fr A — Buy (add'l) Franklin Hi Yield Tx Fr A — Sold (part) Franklin Hi Yield Tx Fr A — Sold (part) JP Morgan Hibrg Stat Mkt Neu A — None — Buy JP Morgan Hibrg Stat Mkt Neu A — Sold (part) JP Morgan Hibrg Stat Mkt Neu A — Buy (add'l) JP Morgan Hibrg Stat Mkt Neu A — Sold (part) Rydex/SGl Managed Fut Str A — None — Buy Rydex/SGl Managed Fut Str A — Sold (part) Rydex/SGl Managed Fut Str A — Buy (add'l) Thornburg Intl Value — Int/Div — Buy Thornburg Intl Value — Sold (part) Thornburg Intl Value — Sold (part) Virtus Insight Emrg. MKkis, 1 — Int/Div — Sold (part) Virtus Insight Emrg. MKkis, 1 — Distribution — Sold (part) Ishares S&P Midcap 400 Index — Int/Div — Sold Nuveen Municipal Value FD INC — Interest — Sold Vanguard EMRG MKTS ETF — None — Sold Vanguard European ETT — None — Sold Vanguard Pacific ETF — None — Sold Vanauvard REIT ETF — Int/Div — Sold 124 — istnbution Blackrock Muniassets FD Inc{name changed in 2011) — Interest — Sold Invesco Muni Inc Opp TR 111 — Interest — Sold Ishares Barclays 1-3 Year Cred — Int/Div — Sold SPDR Trust Series — Int/Div — Sold Virtus Insight Emrg. Mkts. A — Int/Div — Buy Virtus Insight Emrg. Mkts. A — istmbution — Sold (part) Virtus Insight Emrg. Mkts. A — Sold (part) Virtus Insight Emrg. Mkts. A — Sold IRA #3 — Int/Div 134 — Interest 135 — Distribution Morgan Stanley Bank Deposit Program Ishares Barclays Tips BD FD — Buy (add'l) Ishares Barclays Tips BD FD — Sold (part) Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l) Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l) Ishares IBOXX $ H/V Corp Bnd (name change) — Sold (part) Ishares JP Morgan EM Bond FD — Sold (part) Ishares JP Morgan EM Bond FD — Buy (add'l) Ishares JP Morgan EM Bond FD — Sold (part) Ishares JP Morgan EM Bond FD — Sold (part) Ishares Russell 2000 Growth FD — Buy Ishares Russell 2000 Growth FD — Buy (add'l) Ishares Russell 2000 Growth FD — Sold (part) Ishares Russell 2000 Value FD — Buy Ishares Russell 2000 Value FD — Buy (add'l) Ishares Russell Midcap G In FD — Buy Ishares Russell Midcap G In FD — Buy (add'l) Ishares Russell Midcap G In FD — Sold (part) Ishares Russell Midcap V In FD — Buy Ishares Russell Midcap V In FD — Buy (add'l) Ishares S&P S00 GRWTH Index — Buy (add'l) Ishares S&P S00 GRWTH Index — Buy (add'l) Ishares S&P S00 GRWTH Index — Sold (part) Ishares S&P S00 Value Index — Buy (add'l) Ishares S&P S00 Value Index — Buy (add'l) Ishares S&P S00 Value Index — Buy (add'l) Ishares S&P S00 Value Index — Sold (part) Powershares DB Comm TREK INC — Buy (add'l) Powershares DB Comm TREK INC — Sold (part) Powershares DB Comm TREK INC — Sold (part) SPDR Barclays Capital Intemat — Buy SPDR Barclays Capital Intemat — Sold (part) SPDR Barclays Capital Intemat — Buy (add'l) SPDR DJ Wilshire Global Rea — Buy SPDR DJ Wilshire Global Rea — Buy (add'l) SPDR DJ Wilshire Global Rea — Sold (part) Vanguard Total Bond Market — Buy Vanguard Total Bond Market — Sold (part) Vanguard Total Bond Market — Sold (part) Vanguard Total Bond Market — Buy (add'l) Government National Mtg. Assn. Pool — Buy JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l) JP Morgan HIBRG Stat Mkt Neu A — Sold (part) JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l) RYDEX/SGI Managed Fut Str A — Buy (add'l) RYDEX/SGI Managed Fut Str A — Sold (part) RYDEX/SGI Managed Fut Str A — Buy (add'l) Thorburg Intl Value 1 Position:2 — Buy Thorburg Intl Value 1 Position:2 — Sold (part) Thorburg Intl Value 1 Position:2 — Buy (add'l) Thorburg Intl Value 1 Position:2 — Sold (part) Virtus Insight Emrg Mkts — Buy Virtus Insight Emrg Mkts — Sold (part) Virtus Insight Emrg Mkts — Sold (part) GNMA Pool — Sold Ishares Barclays 1-3 YR TSY BD — Sold Ishares IBOXX Invest GR — Sold Ishares MSC Canada Index FD — Sold Ishares MSC Japan Index Fund — Sold Ishares MSC Pac EX-JPN IDX — Sold Ishares S&P Midcap 400 Index — Sold Ishares SP Smallcap 600 Index — Sold Vangaurd EMRG MKTS ETF — Sold Vangaurd European ETF — Sold Vangaurd Intermediate Term BND — Sold Vangaurd REIT ETF — Sold Ishares Tr Msci Small Cap — Sold Ome Georgia Bank — None Reimbursement — Chemonics Intemational, Ine — 03/19/2011-03.26/201 — Lviv, Ukraine — Seminar w/ Gov — Travel Reimbursement — American Conference Institute — 1200200 1-10023/201 — New York, NY — Professional Organization Meeting — Travel Spouse's income — 2011 — Mary Hall Freedom House, Inc. - Salary Spouse's income — 2011 — Holtzbrink Publishing Holdings, LP - royalties from copyrights Spouse's income — 3201 — Penguin Group (USA) Inc. - royalties from copyrights Spouse's income — 2011 — Random House, Inc. - royalties from copyrights Spouse's income — 2011 — Simon & Schuster - royalties from copyrights Spouse's income — 2011 — Self-employed wniter *Ownership mterest percentage 1s 0.20897 1%. During the reporting period, C&B Capital I, L.P. held interests m the following companies: - Alimera Sciences, Inc. - Central Security Group, Inc. - Focus Receivables Management, Inc - Global Care, Inc - Healthcare Solutions, Inc. - Healthmark Partners, Inc, « Liaison Technologies, Inc. (acquired nuBridges, Inc.) -VOG, LLC **Ownership interest percentage is 0.743396%. During the reporting period, C&B Capital 11, L.P. held interests in the following companies: - Alimera Sciences, Inc. - All Web Leads, Inc. - Brand Group Holdings, Inc. Brightree, LLC = Cartera Commerce, Inc, - Controlscan, Inc. - FX Bridge Technologies Incorporated - Healthcare Solutions, Inc. - Navitas Lease Finance Corp. = PMW Technologies, Inc. dba PeopleMatter - PODS Holding, Tne. - Prommis Solutions, Inc. - REACH Health, Inc. - SnagAJob.com, L.P - SG-BPG, LLC/BPG Holdings, LLC - CBG Holding, Inc. - The VIP Tour Company, luc. (d/b/a Tickets Now) *** Interests in Blackcock National Muni C and Wells Fargo NC Tax Free A were sold in 2010, however, the final dividend payment was received in 2011. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9670. Public record. Not legal advice.