# Keith L. Phillips > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9648 ## Record - **Judge:** Keith L. Phillips - **Year:** 2016 - **Report type:** Annual - **Pages:** 15 ## Text RENTAL PROPERTY #1/RICHMOND, VA 2002 - $36,750 (50%) — Rent EKP ASSOCIATES LC - RENTAL PROPERTIES/RICHMOND. VA (50%) — Rent BLVD. LLC (50% OWNERSHIP) — istnibution WELLS FARGO - CHECKING ACCOUNT — Int/Div BB&T 2] - CHECKING ACCOUNT — None BB&T 22 - CHECKING ACCOUNT — None FIDELITY INVESTMENTS - CASH ACCOUNT — Interest HW FIDELITY INVESTMENTS STATE BK INDIA CHICAGO ILL 2.00% 08/1216 — Interest — Redeemed GOLDMAN SACHS BK USA NY 2.00% i126 — Interest — Redeemed SALLIE MAE BK SLT LAKE CITY UT 1.05% 10731716 — Interest — Redeemed STATE BK INDIA NEW YORK NY 1.50% wi? — Interest AMERICAN EXP FED SVGS BK. INSTL 220M 10v23/19 — Interest GE CAP BK RETAIL CD 2.85% 09/16/21 — Interest BANK INTERNET USA SAN DIEGO CA 1.8500 03/3120 — Interest GECAPBK INCCD 290% 11/16/21 — Interest GE CAP BK INC RETAIL CD 1.50% wi1717 — Interest GE CAP BK INC RETAIL CD 3.80% 1211/19 — Interest GOLDMAN SACHS BK USA NY 5.00% 12/1217 — Interest CATHAY BK LOS ANGEL CALIF 20% 05/18/15 — Interest BANK INDIA NEW YORK 55% 021716 — Interest — Redeemed MERCHANTS BK IND LYNN 35% 12/11/18 — Interest GECAPBK INCCD 1.35% 0914/16 — Interest — Redeemed BEAL BK USA LAS VEGAS NEV CD 45% 0472716 — Interest — Redeemed FIRST PRIORITY BK MALVERN PA CD 40% 02/29/16 — Interest — Redeemed BEAL BK USA LAS VEGAS NEV 500% — Interest — Buy BEAL BK USA LAS VEGAS NEV 50% 06/08/2016 — Interest — Redeemed GOLDMAN SACHS BK USA NY 1.35% 1312016 — Interest — Buy GOLDMAN SACHS BK USA NY 1.35% 312016 — Interest — Redeemed GOLDMAN SACHS BK USA NY 2.50% 12/07/2018 — Interest — Buy STATE BK INDIA NY 2.100% 1205/2018 — Interest — Buy GOLDMAN SACHS BK USA NY 2.15% 10072020 — Interest — Buy GOLDMAN SACHS BAK USA NY CD 2.335% 1128/22 — Interest — Buy GOLDMAN SACHS BK USA NY CD 2.600% 117252022 — Interest — Buy SYNCHRONY BANK RETAIL CD 2.90% 12/022021 — Interest — Buy DISCOVER BK GREENWOOD DEL 2.65% 117222020 — Interest — Buy SYNCHRONY BANK RETAIL CD 2.90% 12/02.2021 — Interest — Buy SYNCHRONY BANK RETAIL CD 2.10% 08/29/2019 — Interest — Buy FIDELITY INVESTMENTS CASH ACCOUNT — Interest HHJANNEY MONTGOMERY SCOTT LLC #1 CLEARBRIDGE VALUE — Int/Div ROYCE PA MUTL CONSULT - STOCK — Int/Div JANNEY INSURED SWp — Int/Div VASTRES AUTH - TAX EXEMPT OID — Int./hv H) JANNEY MONTGOMERY SCOTT LLC #2 FIDELITY MSCI TELECOMMUNICATIONS — Int/Div — Buy FIDELITY MSCI TELECOMMUNICATIONS — Int/Div — Sold ISHS NASDAQ BIOTECH — None — Buy ISHS NASDAQ BIOTECH — None — Sold ISHS CORE S&P MDCP — Int/Div — Sold ISHARES RUSSELL 2000 ETF — Int/Div — Buy (add'l) ISHARES RUSSELL 2000 ETF — Int/Div — Sold MKT VECT INTRM MUN — Int/Div — Buy (add'l) MKT VECT INTRM MUN — Int/Div — Sold MARKET VECTORS RETAIL — Int/Div — Buy (add'l) MARKET VECTORS RETAIL — Int/Div — Sold PWRSH VRDO TAX FR WK — Int/Div — Buy (add'l) PWRSH VRDO TAX FR WK — Int/Div — Sold SECTOR FINANCIAL SELECT — Int/Div — Sold SECTOR TECHNOLOGY — Int/Div — Sold SELECT UTILITIES SELECT SECTOR SPDR — Int/Div — Buy SELECT UTILITIES SELECT SECTOR SPDR — Int/Div — Sold SPDR BARCLAYS CAPITAL — Int/Div — Buy (add'l) SPDR BARCLAYS CAPITAL — Int/Div — Closed SPDR NUVEEN BARCLAYS SHORT TERM — Int/Div — from lime 68) SPDR NUVEEN BARCLAYS — Int/Div — Sold SPDR S&P 500 — Int/Div — Buy (add'l) SPDR S&P 500 — Int/Div — Buy (add'l) SPDR S&P 500 — Int/Div — Buy (add'l) SPDR S&P S00 — Int/Div — Sold VANGUARD ALL WORLD — Int/Div — Buy VANGUARD ALL WORLD — Int/Div — Sold VANGUARD HEALTH CARE — Int/Div — Sold WSDMTR JPN HEDG EQ — Int/Div — Sold (part) WSDMTR JPN HEDG EQ — Int/Div — Sold WSDMTR TRUST EUROPE HEADGE — Int/Div — Buy (add'l) WSDM1K TRUST EUROPE HEADGE FUND — Int/Div — Sold VIRGINIA 529 PREPAID PLAN #1 - 8 SEMESTER TIER — None VIRGINIA 529 PREPAID PLAN #2 - 8 SEMESTER TIER — None VIRGINIA 529 PREPAID PLAN #3 - 8 SEMESTER TIER — None H) IRA £1, JANNEY MONTGOMERY SCOTTLLC CASH ACCOUNT, JANNEY MONTGOMERY SCOTT LLC — Int/Div INVESCO EQUALLY WEIGHTED S&P FUND — Int/Div — Sold ALLIANCE BERNSTEIN GLOBAL THEMATIC GROWTH FUND — Int/Div — Sold COLUMBIA MARSICO FOCUSD EQUITY FUND LG CAP — Int/Div — Sold FIRST TRUST FINANCIAL ALPHADEX ETF — Int/Div — Sold FIRST TRUST INDUSTRIAL PRODUCER DURABLE ALPHADEX ETF — Int/Div — Sold CLEARBRIDGE VALUE FUND — Int/Div — Sold CLEARBRIDGE SPECIAL SM CAP INVESTMENT FUND — Int/Div MILLER INCOME OPPORTUNITY FUND — Int/Div — Sold LEGG MASON OPPORTUNITY FUND — Int/Div MFS GROWTH FUND — Int/Div MFS INVESTORS GROWTH FUND — Int/Div MFS TOTAL RETURN — Int/Div PIMCO REAL RETURN FUND — Int/Div PIMCO INCOME FUND FUND — Int/Div WESTERN ASSET CORE BOND FUND — Int/Div HY IRA 22, CHARLES SCHWAB CASH DEPOSIT ACCOUNTS, CHARLES SCHWAB — Int/Div SCHWAB VALUE ADVANTAGE — Int/Div SCHWAB DIVIDEND EQUITY FUND — Int/Div SCHWAB FUNDAMENTAL US LARGE CO INDEX — Int./y SCHWAB MARKETTRACK GROWTH — Int/Div SCHWAB S&P 500 INDEX FUND — Int/Div SCHWAB TOTAL STOCK MKT INDEX — Int/Div SCHWAB 1000 INDEX FUND — Int/Div T ROWE PRICE RETIREMENT 2030 FUND — Inv VANGUARD WELLESLEY INCOME FD INVESTOR SHARE — Int/Div H) IRA #3, JANNEY MONTGOMERY SCOTTLLC CASH DEPOSIT ACCOUNTS, JANNEY MONTGOMERY SCOTT LLC — Int/Div CONSUMER DISCRETIONARY SELECT SECTOR SPDR (51) — Int/Div — Buy CONSUMER DISCRETIONARY SELECT SECTOR SPDR (30) — Int/Div — Buy (add'l) CONSUMER DISCRETIONARY SELECT SECTOR SPDR (5) — Int/Div — Buy (add'l) ISHARES CORE MSCI EUROPE (52) — Int/Div — Buy ISHARES CORE MSC EUROPE (31) — Int/Div — Buy (add'l) ISHARES CORE MSC! EUROPE (6) — Int/Div — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (75) — Int/Div — Buy SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (45) — Int/Div — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (8) — Int/Div — Buy (add'l) SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (29) — Int/Div — Sold (part) SECTOR HEALTHCARE SELECT SECTOR SPDR (97) — Int/Div — Buy SECTOR HEALTHCARE SELECT SECTOR SPDR (5) — Int/Div — Buy (add'l) SECTOR HEALTHCARE SELECT SECTOR SPDR (10) — Int/Div — Buy (add'l) SECTOR TECHNOLOGY SELECT SPECTOR SPDR (108) — Int/Div — Buy SECTOR TECHNOLOGY SELECT SPECTOR SPDR (63) — Int/Div — Buy (add'l) SECTOR TECHNOLOGY SELECT SPECTOR SPDR (13) — Int/Div — Buy (add'l) SECTOR TECHNOLOGY SELECT SPECTOR SPDR (33) — Int/Div — Buy (add'l) VANGUARD ALL WORLD (149) — Int/Div — Buy VANGUARD ALL WORLD (8%) — Int/Div — Buy (add'l) VANGUARD ALL WORLD (IT) — Int/Div — Buy (add'l) VANGUARD PACIFIC (13) — Int/Div — Buy VANGUARD PACIFIC (TT) — Int/Div — Buy (add'l) VANGUARD PACIFIC (1) — Int/Div — Buy (add'l) ISHARES, 7-10YR TREASURY BOND (20) — Int/Div — Buy ISHARES, 7-10YR TREASURY BOND {113 — Int/Div — Buy (add'l) ISHARES, 7-10YR TREASURY BOND 2) — Int/Div — Buy (add'l) ISHARES, 7-10YR TREASURY BOND 13%) — Int/Div — Sold (part) ISHARES, 1-3YR TREASURY BOND (85) — Int/Div — Buy ISHARES, 1-3YR TREASURY BOND sn — Int/Div — Buy (add'l) ISHARES, 1-3YR TREASLRY BOND (9) — Int/Div — Buy (add'l) ISHARES, 1-3YR TREASURY BOND 135) — Int/Div — Sold (part) ISHARES, 1-3YR TREASURY BOND oan — Int/Div — Sold (part) ISHARES, IBOXX, 4INVESTMENT GRADE CORP BOND (38) — Int/Div — Buy ISHARES, 1BOXX, 4INVESTMENT GRADE CORP BOND (22) — Int/Div — Buy (add'l) ISHARES, 1BOXX, 4INVESTMENT GRADE CORP BOND (4) — Int/Div — Buy (add'l) SPDR BLOOMBERG BARCLAYS CAPITAL ST CORP BOND (12) — Int/Div — Buy SPDR BLOOMBERG BARCLAYS CAPITAL STCORP BOND (125) — Int/Div — Buy (add'l) SPDR BLOOMBERG BARCLAYS CAPITALST CORP BOND (124) — Int/Div — Buy (add'l) Agreement — 2013 — ORAL AGREEMENT WITH FORMER LAW FIRM TO RECEIVE COMPENSATION FOR LEGAL SERVICES RENDERED PRIOR TO BECOMING A JUDGE. NO CONTROL IN FORMER LAW FIRM. Agreement — 2013 — ORAL AGREEMENT WITH SUCCESSOR CHAPTER 7 TRUSTEES TO RECEIVE COMMISSIONS EARNED FOR SERVICES PERFORMED PRIOR TO BECOMING A JUDGE. NO CONTROL OVER TRUSTEE CASES. Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #1, RICHMOND, VA (PT VII, LINE 2) Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #2/ RICHMOND, VA (PT VIL, LINE 2) Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #3 RICHMOND, VA (PT VII, LINE 2) Income — 2016 — TRUSTEE INCOME (GROSS) — SI18.000.00 PART VII, LINE 40 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN PART VII, LINE 41 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN PART VII, LINE 42 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9648. Public record. Not legal advice.