# Frederic Block

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/9611

## Record

- **Judge:** Frederic Block
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 11

## Text

ALLIANCEBERNSTEIN GLOBAL — Int/Div — Buy
BLACKROCK NY MUNI INC — Int/Div
BLACKROCK MUNIYIELD NY QLT — Int/Div
CALAMOS STRAT TOT RETURN FD — Int/Div
EATON VANCE TX-AD GL DIV GLOBAL DIVINCFD — Int/Div
EATON VANCE TAX DIV INC DIV INC FD — Int/Div
FIA CARD SERVICES NA — Interest
GLOBAL X SUPERDIVI ETF — Int/Div — Buy
GUGGENHEIM S&P S00 PURE — Int/Div — Buy
GUGGENHEIM SPIN-OFF ETF — Int/Div — Buy
INVESTCO SENIOR INC TRUST — Int/Div
ISHARES IBOXXS HIGH YIEL CORP BD FD — Int/Div
ISHARES SELECT DIV ETF — Int/Div — Buy
ISHARES US OIL & GAS EXPL & PRODUC, — Int/Div — Buy
ISHARES DOW JONES US FINL — Int/Div — Buy
ISHARES US CONSUMER SERVICES ETF — Int/Div — Buy
ISHARES US CONSUMER GOODS ETF — Int/Div — Buy
ISHARES US INDUSTRIALS ET — Int/Div — Buy
NFJ DIV INT PREM STRAT AND PREM STRAT FIXaLLIANZGI) — Int/Div
NUVEEN NY INV QUAL MUNI — Int/Div — Sold
NUVEEN NY SEL QUAL MUNI — Int/Div — Sold
NUVEEN QUAL PREF INC 2 — Int/Div — Sold
POWERSHARES S&P 500 — Int/Div — Sold
POWERSHARES ETF TR DYNAMIC MEDIA PROTF — Int/Div — Buy
POWERSHARES EXCHANGE — Int/Div — Buy
POWERSHARES BUYBACK ACHVRS — Int/Div — Buy
SPDRSPDIVID ETF — Int/Div — Sold
WESTERN ASSET HIGH INC OPPT F — Int/Div
WISDOMTREE TRUST JAPAPN HEDGED EQ. FD. — Int/Div — Buy
IRA -F. BLOCK
ALLIANCEBERNSTEIN GLOBAL HIGH — Int/Div — Buy
BLACKROCK EQUTY DIV FDC — Int/Div — Sold
BLACKROCK INTL GROWTH & INCOME TR — Int/Div — Buy
CALMOS STRAT TOT RET RETURN FD — Int/Div
DWA TECH LEADERS PORT PWERSHRS ETF — Int/Div — Sold
EATON VANCE TAX DIV INC DIV INC FD — Int/Div — Buy
EATON VANCE TX-AD GL DIV GL DIV INC FD — Int/Div — Buy
EATON VANCE ENHINCFD NH — Int/Div — Buy
FIRST TRUST US IPO INDEX FD — Int/Div — Buy
FIRST TR NASDOQ 100 EQ — Int/Div — Buy
FIRST TR EXCHANGE TRADED FD DOW JONES IN — Int/Div — Buy
FIDELITY AVB INTERM BD. FD. CLC — Int/Div — Sold
FIRST EAGLE GLOBAL CLC — Int/Div — Sold
FRANKLIN RISING DIV. FD. CL. C — Int/Div — Sold
ISHARES DJ US CONS GOOD SEC INX FD — Int/Div — Buy
ISHARES DJ US CONS GOOD SEC INX FD — Int/Div — Sold
ISHARES DOW JONES INTN SELECT DIV INX FD — Int/Div — Buy
ISHARES DOW JONES INTN SELECT DIV INX FD — Int/Div — Sold
ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy
ISHARES SELECT DIV ETF — Int/Div — Buy
ISHARES US HEATHCATE — Int/Div — Buy
ISHARES S&P 100 INDEX FD — Int/Div — Sold
ISHARES HIGH DIV EQ FD — Int/Div — Sold
ISHARES US FINSER ETF — Int/Div — Buy
ISHARES US FINSER Ev — Int/Div — Sold
ISHARES US HEALTHCARE — Int/Div — Buy
ISHARES US HEALTHCARE — Int/Div — Sold
JP MORGAN INC BUILDER FD CL C — Int/Div — Buy
JP MORGAN INC BUILDER FD CL C — Int/Div — Sold
WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div
J HANCOCK PREF INC 2 — Int/Div — Sold
FIA CARD SERVICES NA RASP — Interest
LOOMIS SAYLES SR FLOAT RET & FIXDINCFDCL A — Int/Div — Buy
LOOMIS SAYLES VALUEFDCL A — Int/Div — Buy
LOOMIS SAYLESGRFDCLA — Int/Div — Buy
LOOMIS SAYLES STRAT INC FD CLC — Int/Div
LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Sold
LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Sold
LORD ABBETT INFL FOCDFD CLC — Int/Div — Buy
LORD ABBETT INFL FOCDFD CLC — Int/Div — Sold
LORD ABBETT FLOATING RATE FD CL { hud — Int/Div — Buy
LORD ABBETT SHORT DUR. INC. FD. C — Int/Div — Sold
NATIXIS OAKMARK INTNL FD CL A — Int/Div
NATIXISUSMULTICAPEQFDCLA — None — Buy
NATIXIS DIVERSIFIED INC PRTFOLIO A — Int/Div — Sold
NUVEEN BLILD AMER BD FD — Int/Div — Sold
NUVEEN QUAL PREF INC 2 — Int/Div — Sold
PIMCO BUILD AMERICA BD EX TRDED FD — Int/Div — Buy
PIMCO INTL STOCKPLUS AR — Int/Div — Buy
PIMCO INTL STOCKPLUS AR — Int/Div — Sold
PIMCO STOCKSPLUS TOTAL RETURN FDCLC — Int/Div
PIMCO INCOME FD CLC — Int/Div — Sold
POWERSHARES EXCH TRADED FD TR HIGH YIELD — Int/Div — Buy
POWERSHARES QQOQ TR UNITS SER 1 — Int/Div — Sold
POWERSHARES S&P SOOBUYWRITE PORTFOLIO — Int/Div — Sold
PRUDENTIAL JENNISON EQ INC FD CL C — Int/Div — Sold
PRUDENTIAL TOTAL RETURN BD FD CLC — Int/Div — Sold
RS TECHNOLOGY FD CLC — None — Sold
SPDR BARCLAYS CONVBL SEC ETF — Int/Div — Buy
TEMPLETON GLOBAL BDFD CLC — Int/Div — Sold
WESTERN ASSET HIGH INC OPPT FD — Int/Div
WISDOMTREE TR JAPAN HDG FD — Int/Div — Buy
WISDOMTREE TR JAPAN HDG FD — Int/Div — Sold
BANK OF SMITHTOWN — Interest
Officer, Fredenc Block, PC

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9611. Public record. Not legal advice.