# Gene E.K. Pratter > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9579 ## Record - **Judge:** Gene E.K. Pratter - **Year:** 2015 - **Report type:** Annual - **Pages:** 18 ## Text Janus Fund - Retirement #5 — Int/Div Lebenthal Lisanti Small Growth Retirement #5 — Int/Div DFA US Small Cap Value - Retirement 45 — Int/Div DFA US Large Cap Value - Retirement #5 — Int/Div Federated US Gov't Ultrashort - Retirement Ws — Int/Div First Eagle Overseas - Retirement #5 — Int/Div Janus Overseas - Retirement #5 — Int/Div — Sold Schwab Money Market - Retirement #5 — Int/Div Westcore MIDCO Growth - Retirement #5 — Int/Div William Blair Int'l Small Growth Retirement #5 — Int/Div William Blair International Growth Retirement #5 — None — Buy Federated Gov't Lltrashort - Retirement £6 — Int/Div Baron Growth - Retirement 26 — Int/Div First Eagle Overseas - Retirement #6 — Int/Div Royce Opportunity Retirement 26 — Int/Div Schwab Money Market - Retirement #6 — Int/Div Janus Overseas - Retirement 46 — Int/Div — Sold Janus Fund - Retirement #6 — Int/Div DFA International Large Growth Retirement #6 — None — Buy Baron Growth - Retirement #7 — Int/Div DFA US Micro Cap - Retirement #7 — Int/Div — Sold (part) DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Buy (add'l) DFA International Small Value - Retirement yl — Int/Div — Sold (part) DFA International Small Value - Retirement 27 — None — Sold (part) DFA International Value - Retirement £7 — Int/Div DFA One Year Fixed - Retirement 27 — Int/Div — Sold (part) DFA US Small Cap Value - Retirement 47 — Int/Div DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part) Dodge & Cox Stock - Retirement 27 — Int/Div — Sold (part) Federated Gov't Ultrashort - Retirement £7 — Int/Div — Sold (part) First Eagle Overseas - Retirement #7 — Int/Div Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div — Sold (part) Morgan Stanley International Equity Retirement #7 — Int/Div — Sold (part) Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Buy (add'l) Royce Opportunity « Retirement £7 — Int/Div Schwab Monev Market - Retirement #7 — Int/Div Westcore Intl Small Cap - Retirement #7 — Int/Div Waestcore Mid Cap Value - Retirement £7 — Int/Div — Sold (part) Westcore Mid Cap Value - Retirement 7 — None — Sold (part) Westcore MIDCO Growth - Retirement #7 — Int/Div William Blair Intemational Growth Retirement #7 — Int/Div — Buy (add'l) Janus Fund - Retirement #7 — Int/Div — Sold (part) Janus Overseas - Retirement #7 — Int/Div — Buy (add'l) Janus Overseas - Retirement #7 — None — Sold Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Sold (part) William Blair Large Growth - Retirement £7 — Int/Div — Sold (part) William Blair Large Growth - Retirement #7 — None — Sold (part) Lebenthal Lisanti Small Growth Retirement #7 — Int/Div — Sold (part) William Blair Int'l Small Growth Retirement #7 — Int/Div Metropolitan West Total Return Retirement #7 — Int/Div — Sold (part) BlackRock Low Duration - Retirement #7 — Int/Div Thomburg Intemational Value - Retirement “7 — None — Sold Ivy Mid Cap Growth - Retirement £7 — Int/Div — Sold (part) William Blair Mid Cap Growth - Retirement yl — Int/Div DFA Global Real Estate - Retirement #7 — Int/Div RS Global Natural Resources - Retirement yl — None — Buy (add'l) Ell Global Property - Retirement #7 — Int/Div MamGate MLP - Retirement #7 — Int/Div — Sold (part) MainStay Marketfield - Retirement 47 — None — Buy (add'l) William Blair Small Growth - Retirement 27 — Int/Div Morgan Stanley AIP - Retirement #7 — Int/Div DFA International Large Growth Retirement #7 — None — Buy Schwab Money Market - Trust #1 — Int/Div Dodge & Cox Stock - Trust #1 — Int/Div Baron Growth - Trust £1 — Int/Div — Sold (part) Federated Short Term Muni - Trust #1 — Int/Div — Sold (part) First Eagle Overseas - Trust #1 — Int/Div Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div — Sold (part) Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part) Janus Fund - Trust #1 — Int/Div — Sold (part) Janus Fund - Trust #1 — None — Sold (part) Janus Overseas - Trust #1 — Int/Div — Sold Morgan Stanley International Equity « Trust #1 — Int/Div Morgan Stanley Emerging Markets - Trust #1 — Int/Div — Sold Royce Opportunity - Trust #1 — Int/Div Westcore Mid Cap Value - Trust £1 — Int/Div — Sold (part) Westcore MIDCO Growth - Trust #1 — Int/Div DFA Tax Managed Marketwide Value Trust #1 — Int/Div — Sold (part) DFA US Micro Cap - Trust #1 — Int/Div DFA Intl Small Cap Value - Trust #1 — Int/Div — Sold (part) Waestcore Intl Small Cap - Trust £1 — Int/Div DFA Int'l Value - Trust #1 — Int/Div — Buy (add'l) DFA US Small Value - Trust #1 — Int/Div William Blair Mid Growth - Trust # — Int/Div — Sold (part) DFA Short Term Muni - Trust #1 — Int/Div Metropolitan West Total Return - Trust #1 — Int/Div Thomburg International Value - Trust #1 — None — Sold William Blair Small Cap Growth - Trust # — Int/Div DFA Global Real Estate - Trust #1 — Int/Div Ell Global Property - Trust £1 — Int/Div — Sold MamGate MLP - Trust #1 — Int/Div — Sold RS Global Resources - Trust #1 — None — Buy (add'l) RS Global Resources - Trust #1 — None — Sold MainStay Marketfield - Trust #1 — None Baron Growth - Brokerage #1 — Int/Div DFA Emerging Markets Core Equity - Trust #1 — Int/Div — Buy DFA Emerging Markets Core Equity - Trust #1 — None — Sold William Blair International Growth - Trust #1 — Int/Div — Buy DFA Emregmg Markets - Trust #1 — None — Buy DFA International Large Growth - Trust £1 — None — Buy T. Rowe Price New Era - Trust 21 — None — Buy Baron Growth - Brokerage #1 — Int/Div — Sold (part) DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part) DFA US Small Value - Brokerage #1 — Int/Div DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Buy (add'l) DFA Tax Mgd International Value Brokerage #1 — Int/Div — Sold (part) East River Bank Stock - Brokerage #1 — None Federated Short Term Muni - Brokerage #1 — Int/Div — Sold (part) First Eagle Overseas - Brokerage #1 — Int/Div Janus Fund - Brokerage #1 — Int/Div — Sold (part) Janus Overseas - Brokerage #1 — Int/Div Morgan Stanley International Equity Brokerage #1 — Int/Div Schwab Money Market - Brokerage #1 — Int/Div Westcore MIDCO Growth - Brokerage #1 — Int/Div — Sold (part) Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div Thomburg Int'l Value - Brokerage #1 — None — Sold William Blair Int'l Small Growth Brokerage #1 — Int/Div — Sold (part) William Blair Large Growth - Brokerage #1 — Int/Div — Sold (part) William Blair Mid Cap Growth - Brokerage #1 — Int/Div William Blair Small Cap Growth Brokerage #1 — Int/Div Westcore Mid Cap Value - Brokerage #1 — Int/Div DFA Intl Small Value - Brokerage #1 — Int/Div DFA Short Term Muni - Brokerage #1 — Int/Div Metropolitan West Total Return - Brokerage a — Int/Div — Sold (part) William Blair Int'l Growth - Brokerage #1 — Int/Div Thomburg Limited Term Municipal Brokerage #1 — Int/Div — Sold (part) DFA Global Real Estate - Brokerage #1 — Int/Div Dodge & Cox Stock - Brokerage #1 — Int/Div MainGate MLP - Brokerage #1 — Int/Div RS Global Resources - Brokerage #1 — None — Buy (add'l) RS Global Resources - Brokerage #1 — None — Sold Royce Opportunity - Brokerage #1 — Int/Div — Sold (part) DFA US Micro Cap - Brokerage #1 — Int/Div Baron Growth - Brokerage #2 — Int/Div DFA US Micro Cap - Brokerage #2 — Int/Div DFA Tax Med Marketwide Value Brokerage #2 — Int/Div — Sold (part) DFA US Small Value - Brokerage #2 — Int/Div — Sold (part) DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div — Sold Dodge & Cox Stock - Brokerage #2 — Int/Div Federated Short Term Muni - Brokerage #2 — Int/Div First Eagle Overseas - Brokerage #2 — Int/Div Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div Janus Fund - Brokerage #2 — Int/Div Janus Overseas - Brokerage #2 — Int/Div Morgan Stanley International Equity Brokerage #2 — Int/Div Morgan Stanley Emergmg Markets Brokerage #2 — Int/Div — Buy (add'l) Morgan Stanley Emergmg Markets Brokerage #2 — None — Sold Royce Opportunity - Brokerage #2 — Int/Div Schwab Money Market - Brokerage #2 — Int/Div Westcore Mid Cap Value - Brokerage #2 — Int/Div Westcore MIDCO Growth - Brokerage #2 — Int/Div — Sold Westcore International Small Cap Brokerage #2 — Int/Div Metropolitan West Total Return - Brokerage yd — Int/Div Thomburg Int'l Value - Brokerage £2 — None — Sold DFA Short Term Muni - Brokerage #2 — Int/Div DFA Global Real Estate - Brokerage #2 — Int/Div MaimGate MLP - Brokerage #2 — Int/Div RS Global Resources - Brokerage #2 — None — Buy (add'l) RS Global Resources - Brokerage #2 — None — Sold MainStay Marketfield - Brokerage #2 — None — Buy (add'l) DFA Intl Small Cap Value - Brokerage #2 — Int/Div — Sold (part) William Blair International Growth Brokerage #2 — Int/Div — Buy DFA Emerging Markets Core Equity Brokerage #2 — None — Buy DFA International Value - Brokerage 2 — None — Buy Ivy Mid Cap Growth - Brokerage 2 — None — Buy DFA One Year Fixed - Retirement #8 — Int/Div Federated Gov't Ultrashort - Retirement #8 — Int/Div Lebenthal Lisanti Small Growth Retirement #8 — Int/Div Baron Growth - Retirement #8 — Int/Div DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Buy (add'l) DFA International Value - Retirement #8 — Int/Div DFA US Large Value - Retirement #8 — Int/Div — Sold (part) DFA US Small Value - Retirement 48 — Int/Div — Sold (part) DFA US Micro Cap - Retirement #8 — Int/Div Dodge & Cox Stock - Retirement £8 — Int/Div DFA Int'l Small Cap Value - Retirement #8 — Int/Div — Sold (part) First Eagle Overseas - Retirement #8 — Int/Div Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div — Sold (part) Janus Fund - Retirement #8 — Int/Div — Sold (part) Janus Overseas - Retirement #8 — Int/Div — Buy (add'l) Janus Overseas - Retirement #8 — None — Sold Morgan Stanley Emerging Markets Retirement #8 — Int/Div — Buy (add'l) Morgan Stanley International Equity Retirement #8 — Int/Div Royce Opportunity - Retirement #8 — Int/Div Schwab Money Market - Retirement #8 — Int/Div Westcore Intl Small Cap - Retirement 48 — Int/Div Westcore Mid Cap Value - Retirement 28 — Int/Div — Sold (part) Westcore MIDCO Growth - Retirement £8 — Int/Div — Sold (part) William Blair International Growth Retirement #8 — Int/Div William Blair Large Cap Growth Retirement #8 — Int/Div — Sold (part) William Blair Intl Small Growth Retirement #8 — Int/Div BlackRock Low Duration - Retirement #8 — Int/Div Metropolitan West Total Return Retirement #8 — Int/Div Thomburg Int'l Value - Retirement 48 — None — Sold William Blair Small Growth - Retirement 28 — Int/Div William Blair Mid Growth - Retirement £8 — Int/Div Ivy Mid Growth - Retirement 48 — Int/Div DFA Global Real Estate - Retirement #8 — Int/Div Ell Global Property - Retirement £8 — Int/Div MainGate MLP - Retirement #8 — Int/Div MainStay Marketfield - Retirement #8 — None — Buy (add'l) RS Global Resources - Retirement #8 — None — Buy (add'l) Morgan Stanley AIP - Retirement #8 — Int/Div DFA International Large Growth Retirement #8 — None — Buy Equitable Variable Life - Alliance Common Stock — None Equitable Variable Life - Alliance International — None PNC Bank Accounts — Int/Div Nantucket Bank Account — Int/Div Co-Trustee, Trust #1 Liability — Bank of America — Credit Card Reimbursement — Duke Umiversity — July 23-24 2015 — Washington, DC — Duke University Law Program — Transportation, lodging, meals Reimbursement — Risk Monitor — November 2015 — Bulgaria and Romania — Rule of Law Initiative — Transportation, lodging, meals Income — 2015 — University of Pennsylvama Law School (Adjunct Professor) — $12,000.00 Spouse's income — 2015 — Duane Morns LLC (Attorney) Spouse's income — 2015 — Cohen, Placitella & Roth PC (Attomey) Adams Harkness Small Growth changed its name m 2015 to Lebenthal Lisanti Small Growth. Third Avenue International Value - Retirement #6 should have been marked sold on the 2014 Financial Disclosure Report. The details of that sale are as follows: Sule date was 7/30/14. The value code was J. The gain code was A, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9579. Public record. Not legal advice.