# Stephani W. Humrickhouse > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9267 ## Record - **Judge:** Stephani W. Humrickhouse - **Year:** 2014 - **Report type:** Annual - **Pages:** 17 ## Text TFILETF) — Int/Div Am. Equity Inv. Life Ins. Co. Flex. Prem Deferred Ann — Int/Div Fidelity Capital Appreciation Fund — Int/Div FMI 301K — Int/Div Black Rock Equity — Int/Div — Sold (part) Columbia Seligman Communication and Info Fund — Int/Div — Sold Eagle Small Cap Growth A — Int/Div — Sold (part) Hartford Int'l Opp RS — Int/Div — Sold (part) Mamstay Large Cap Growth Fund — Int/Div — Sold (part) MFS Utilities/A — Int/Div — Sold MFS International Value R4 — Int/Div — Buy MFS Utiliies/R4 — Int/Div — Buy Metropolitan West Total Return Bond — Int/Div — Buy PIMCO Total Retumn/ADM (transfered to Metropolitan West Total Return — Int/Div — Sold (part) PIMCO Total Retumn/ADM (transfered to Metropolitan West Total Return — Sold Principal Real Estate Securities Inst — Int/Div — Sold (part) Prudential Jennmison Health Sciences — Int/Div — Sold (part) Thomburg Intemational Value R/3 Fund — Int/Div — Sold TRowe Price Science and Tech/Ady — Int/Div — Buy Wells Fargo Stable Return (cash acct) — Int/Div — Buy Wells Fargo Stable Return Fund N/25 — Distribution — Buy Wells Fargo Stable Return Fund N/60 — Int/Div — Sold Frade — Int/Div 1 Share S&P Midcap ETF (1H) — Int/Div Share S&P Small Cap ETF (JR) — Int/Div 1 Share MSC I Mexico Capt ETF (EWW) — Int/Div — Sold DIAX (mutual fund) (previously named DPD) — Int/Div Ford Motor (common) — Int/Div I Shares US Energy ETF (IYE) — Int/Div — Sold (part) Vanguard Brokerage Acct — Int/Div Caterpillar, Inc. (common) — Int/Div — Sold (part) Caterpillar, Inc. (common) — Sold Vanguard S&P 500 Index ETF (VOO) — Int/Div Ford Motor Co. (common) — Int/Div — Sold (part) Ford Motor Co. (common) — Sold Vanguard Short Term Corp Bond Fund VOCSH — Int/Div Vanguard Short Term Tax Exempt VWSTX — Int/Div Vanguard Prime Money Mkt Fund — Int/Div VMMXX (money market acct (reclassified into Vanguard Prime Money Mkt — Int/Div — Sold Fidelity Municipal Money Mkt — Interest Fisher/Morgan Stanley Man. Inv. Acct. (no control) — Int/Div FBG (ETF) — Int/Div — Sold FBGX — Int/Div — Buy FEEU — Int/Div FIGY — Int/Div HYGI(ETF) — Int/Div IXN (ETF) — Int/Div JP Morgan Municipal Fund (now called Morgan Stanley Money Market) — Interest LQD (ETF) — Int/Div — Buy MBB (ETF) — Int/Div QOQOQETF) — Int/Div — Sold (part) QOQOQETF) — Sold (part) SCPB(ETF) — Int/Div XLG (ETF) — Int/Div — Sold (part) XLF(E1¥) — Int/Div XLV (ETF) — Int/Div — Buy (add'l) XLY (ETF) — Int/Div XLY (ETF) — Int/Div — Buy (add'l) VGK — Int/Div VGK — Int/Div — Sold (part) Scott & Stringfellow IRA -Managed Account — Int/Div ABBV — Int/Div — Sold ABBV — Int/Div — Sold ABBV — Int/Div — Sold ABBV — Int/Div — Sold BAEIX (mutual fund) — Int/Div — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Buy BAEIX (mutual fund) — Int/Div — Sold BAEIX (mutual fund) — Int/Div — Sold BAEIX (mutual fund) — Int/Div — Buy BAEIX (mutual fund) — Sold Federated Treasury Fund (cash acct) — Int/Div Federated Treasury Fund (cash acct) — Int/Div — Sold INTC — Int/Div — Sold (part) INTC — Sold INTC — Int/Div — Sold INTC — Int/Div — Sold INTC — Int/Div — Sold (part) INTC — Sold INTC — Int/Div — Buy INTC — Buy INTC — Buy INTC — Buy INTC — Buy INTC — Buy INTC — Sold INTC — Int/Div — Sold INTC — Int/Div — Sold MSFT — Int/Div — Sold MSFT — Int/Div — Sold MSFT — Int/Div — Sold LOMC — Int/Div — Sold (part) LOMC — Sold (part) LOMC — Sold LOMC — Int/Div — Sold LOMC — Int/Div — Sold LOMC — Int/Div — Sold LOMC — Int/Div — Buy LOMC — Sold LOMC — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold QCOM — Int/Div — Sold Memill Lynch Wealth Management - CMA — Int/Div AAPL ARN (MLGYK) — Int/Div — Sold ALLEGHENY TECH (ATI) — Int/Div AmbevSA (ABEV) (Merger with ABV H2113 — Int/Div — Sold ALLSTATE (ALLPRA) (originally (ALLSL)) — Int/Div BLACKROCK RE (BCX) — Int/Div Clearbridge (CEM) — Int/Div CITIGROUP (CITGL) (changed symbol to {CPRCH — Int/Div — Sold Cohen and Steers (ROI) — Int/Div Eli Lilly (LLY) — Int/Div Eli Lilly (LLY) — Int/Div — Buy Eli Lilly (LLY) — Int/Div — Buy Eli Lilly (LLY) — Sold FIA Card Services (cash) — Int/Div First Niagara (FNFG) — Int/Div First Niagara (FNFG) — Int/Div — Buy First Niagara (FNFG) — Sold First Niagara (FNFG) — Int/Div — Buy First Niagara (FNFG) — Buy HOLX — Int/Div — Buy INVESCO(VVR) — Int/Div — Sold JP Morgan (JPMPRD) — Int/Div — Sold MASCO (MAS) — Int/Div Merck (MRK) — Int/Div Morgan Stanley (EDD) — Int/Div — Buy Morgan Stanley (EDD) — Sold Nuveen Ins. (NEA) — Int/Div Orexigen Therap (OREX) — Int/Div — Sold Orexigen Therap (OREX) — Buy Orexigen Therap (OREX) — Sold Orexigen Therap (OREX) — Int/Div — Buy Partnerre Lid (PREPRF) — Int/Div Partnerre Lid (PREPRF) — Int/Div — Buy Partnerre Lid (PREPRF) — Sold Tortoise Energy (NDP) — Int/Div WOOF — Int/Div — Buy Memill Lynch Wealth Management - IRA — Int/Div Alger Spectra (ASPZX) — Int/Div BLACK ROCK CREDIT (BCX) — Int/Div BLACK ROCK CREDIT (BTZ) — Int/Div BP PLC ADR (BP) — Int/Div Clearbridge Energy (CEM) — Int/Div Cohen and Steers (ROI) — Int/Div L'RC — Int/Div — Buy FIA Card Sve Cash (11AXX) — Int/Div First Eagle (SG11X) — Int/Div Ford Motor (F) — Int/Div — Sold INVESCO (VVR) — Int/Div IVY ASSET (IVAEX) — Int/Div MERCK (MRK) — Int/Div Morgan Stanley Emerging (EDD) — Int/Div Oppenheimer Dev (ODVYX) — Int/Div Oppenheimer Int'l (OXIGYX) — Int/Div OREX — Int/Div — Buy OREX — Sold OREX — Int/Div — Buy Tortoise Energy (NDP) — Int/Div Edwards Jones Roth IRA — Int/Div Conoco Phillips — Int/Div Johnson & Johnson — Int/Div McDonalds — Int/Div Phillip Mornis — Int/Div Edward Jones Portfolio — hy American Funds TAIAX — Int/Div Goldman Sachs CD — Interest NC Med Care Comm Health Bond — Interest Prudential Prem. Ref. Contract — Int/Div Raleigh Durham Airport Bond — Interest Lincoln Life Ins — Int/Div Durham Arvin Partnership — None FMI Corp. Stock — Distribution GP Land, LLC — Int/Div Nationwide Insurance — None North State Bank Acct — Interest Wells Fargo Bank Account — Interest Equitable Life Insurance (cash value) — Int/Div Liability — FMI Comp. — Stock Purchase Reimbursement — Eastern Bankruptcy Institute — 5/29/2014 - 5/3002015 — North Myrtle Beach, SC — Annual Bankruptcy Seminar — Lodging Reimbursement — National Conference of Bankruptcy Judges — 10/8/2014 - 10/1002014 — Chicago, IL — Annuil Bankruptcy Conference/Seminar — Lodging Reimbursement — North Carolina Bar Association — 11/72014 « 1 1/8/2014 — Asheville, NC — Annual Bankruptcy Institute — Lodgmg, meals Income — 2014 — Nicholls & Crampton, PA. (1099) — $9996.21 Spouse's income — 2014 — FMI Corp W-2 Spouse's income — 2014 — FMI Corp 11208 K-1 Part VII - Investments and Trusts Line 111 - 2013 Report erroncously reported TWC "sold" when it was in fact "sold in part™ Line 120 - Blackrock RE erroneously referred to as "BCE" on 2013 Report Line 167 - Oppenheimer Int'l symbol erroneously reported us OIGYZ on 2013 Report --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9267. Public record. Not legal advice.