# Ross A. Walters

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/9176

## Record

- **Judge:** Ross A. Walters
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 8

## Text

Principal Ins. Cos, « IRA -- LifeTime 2020 Fund — Int/Div
Principal Ins. Cos, - Common Stock — Int/Div
Pfizer Common Stock — Int/Div
Oppenheimer Capital Appreciation Fund Class A - IRA — Int/Div
Wells Fargo Bank - IRA — Interest
lowa Retirement Investors Club 4038 Plan (Mass Mutual) — Int/Div
Principal Ins. Cos. - IRA -- SAM Balanced Portfolio Fund — Int/Div
Trust #1
Energy Tri. Partners, L.P — Distribution — Sold (part)
Harbor Int'l Fund Inst — Int/Div — Buy (add'l)
Pimco Total Return Fd. Inst. — Int/Div — Sold (part)
Principal Preferred Sec. Fd — Int/Div — Buy (add'l)
Vanguard Inflation Protected Fd — Int/Div — Sold (part)
Vanguard Index Trust Small Cap — Int/Div — Buy
Prudential Jennison Nat, Res. Fd — Int/Div — Sold
Templeton Global Bond Fd — Int/Div — Sold (part)
Third Ave. Real Estate Value Fd. — Int/Div — Buy (add'l)
Tortoise Energy Infra. Corp. — Int/Div — Buy (add'l)
Vanguard Index Fds. Lg. Cap ETF — Int/Div — Sold (part)
SPDR Ser Tr S&P Div. ETF — Int/Div — Sold (part)
lvyHigh Inc. Fund Class — Int/Div — Buy (add'l)
Lord Abbott Short Duration Fd. Class F — Int/Div — Sold (part)
Lord Abbott Short Duration Fd. Class F — Sold
Principal Midcap Blend Inst — Int/Div — Buy (add'l)
Principal High Yield Class — Int/Div — Buy (add'l)
Principal Global Diversified Inc. Fd — Int/Div — Buy
Cash (Principal Money Market) — Interest
Trust #2
Principal Gov. & High Quality Bond Fd — Int/Div — Sold (part)
Principal Short Term Inc. Fd — Int/Div — Sold (part)
Principal Income Fund — Int/Div — Sold (part)
Principal High Y1d 11 Fd — Int/Div — Buy (add'l)
Principal Global Div. Inc. Fund — Int/Div — Buy (add'l)
Principal SAM Flex Income Fund — Int/Div — Buy (add'l)
Principal Preferred Sec. Fd — Int/Div — Buy (add'l)
Insurance Contract (Principal)
Principal Tax Exempt Fd — Int/Div — Buy
Principal Opport. Mun. Fd — Int/Div — Buy
Cash (Principal Money Market) — Interest
Liability — Bank of America — Mortgage on personal residence of family member
Parts | and VIL Trust #1 is a testamentary trust, Trust #2 is an mter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal. | have listed the trusts becuse of the trustee's management authority over trust assets,

Part VIIA(S) - Certificates of Deposit.

Part VIIA(5)(647) - Commencing 6/8/15 and concluding 9/21/15 most of the Wells Fargo IRA and all of the Retirement Investors Club 4038 Plan were rolled

over to a new Principal IRA (Item 7).

Part VIIA(10) - This interest, originally acquired 3/20/14, was inadvertently omitted from my 2014 report,

Part VII (15, 22-23 ) - The asset was sold priot to year-end therefore had no value at the end of the reporting period.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9176. Public record. Not legal advice.