# Susan J. Dlott > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9160 ## Record - **Judge:** Susan J. Dlott - **Year:** 2011 - **Report type:** Annual - **Pages:** 13 ## Text BOND-GREEN OHIO INCOME TAX REV COMM. LEARNING CENTER — Interest BOND-BLUE ASH OH SERV GARAGE & FIREHOUSE 3% DUE 1 1/1/10 — Interest — Matured TIME WARNER INC — istnibution BOND - KENTUCKY RURAL WATER FINANCING CORP 4.00% — Interest — Buy BOND - KENTUCKY ASSOC. OF COUNTIES FINANCING 4.250% — None — Buy BOND - CINCINNATI OHIO CITY SCHOOL DISTRICT 5%. DUE 12/1/15 — Interest BOND - FAIRFIELD & UNION LOCAL SCHOOL , 3.875%. DUE 12/1/12 — Interest CASH held in custodian at Johnson Invenstments — None CASH held in custodian at Johnson Investements — None Womens capital club partnership (2.5% onwership)) — None BOND - OHIO STATE UNIV GENERAL RECEIPT REV S00" — Interest — Buy BOND-LORAIN CO OH REV CATH HEALTHCARE 5.2% DUE 9/1/10 — Interest — Matured FIFTH THIRD BANK CHECKING ACCTS — Interest BOND - PORTAGE COUNTY OHIO GENERAL OBLIGATION LTD 4 000% — None — Buy BOND-LAKE OH LOCAL SCH DIST GEN OBLIG $.35% DUE 1200/11 — Interest — Matured SHS CHEVRON CORP — Int/Div SHS MICROSOFT CORP — Int/Div SHS PEPSICO INC — Int/Div SHS JOHNSON FIXED INCOME FUND — Int/Div — Buy (add'l) SHS BHP BILLITON LTD ADR — Int/Div CONOCOPHILLIPS — Int/Div SHS PROCTER & GAMBLE CO — Int/Div SHS CISCO SYSTEMS INC — None SHARES EQUITABLE RESOURCES INC — Int/Div SHARES GENERAL ELECTRIC COMPANY — Int/Div EXXON MOBIL CORPORATION — Int/Div SHS JOHNSON & JOHNSON — Int/Div SHARES NOVARTIS AG ADR — Int/Div — Sold LAKEWOOD OHIO GEN 5.0% DUE 12/1/14 DATED 526/05 — Interest GAHANNA OHIO GEN 5.0% DUE 12/1718 DATED 9/1/08 — Interest JACKSON OHIO LOCAL SCHOOL DIST S0% DUE 1221116 DATED 4.2110 — Interest MENTOR OHIO GEN 5.0% DUE 12/1/15 DATED 1/1/08 — Interest UNION COUNTY OHIO 4.5% DUE 12/1/14 DATED 7/1/08 — Interest UNIVERSITY OF CINCINNATI GEN 40% DUE 1/12 DATED Y1/05 — Interest BOND - OHIO HOUSING FINANCY AGENCY MORT REV. 3.95%.DUE 9/1/15 — Interest OHIO STATE DEPT OF ADMIN SERVICES COP, 8%. DUE 9/1/11 — Interest PICKERINTONOHIO LOCAL SCHOOL 4.125%. DUE 12/1/16 — Interest STATE OF OHIO INFRASTRUCTURE IMP, 4%. DUE 2/1/13 — Interest IM COMPANY SHARES — Int/Div CINCINNATI FINANCIAL CORP SHARES — Int/Div DOMINION RESOURCES SHARES — Int/Div EMERSON ELECTRIC COMPANY — Int/Div THORNBURG INTERNATIONAL VALUE FUND — Int/Div COMCAST CORP CLASS A SPECIAL — Int/Div — Sold ROCHE HOLDINGS LIMITED < ADR — Int/Div SHS KELLOGG COMPANY — Int/Div BOND - STATE OF OHIO BLDG AUTH REV.S%. DUE 1v1/17 — Interest SHS US BANCORP — Int/Div — Sold OHIO MUNI ELECTRIC GENERATION AGENCY REV CALLABLE 2-15-14 — Interest BECTON. DICKINSON AND COMPANY — Int/Div — Sold CHESAPEAKE ENERGY CORPORATION — Int/Div — Sold SHS - REPUBLIC SVS IN — Int/Div — Buy NESTLE A SPONSERED ADR — Int/Div — Sold (part) SAFEWAY INCORPORATED — Int/Div — Sold GOLDMAN SACHS GROLP INC — Int/Div — Sold MANITOWOC COMPANY INC — Int/Div MINDRAY MEDICAL INTLLTD — Int/Div PEPSICO INCORPORATED — Int/Div PETROLEQO BRASILEIRO - SA — Int/Div POLO RALPH LAUREN CORP — Int/Div TATA MOTORS LTD -SPNS ADR — Int/Div MASON OHIO GEN 4% DUE 1202120 — Interest NORTH OLMSTED OHIO GEN. 5.250% DUE 12120 — Interest OHIO STATE HOUSING FINANCE AGENCY REV 3.7% DUE 12/116 — Interest — Sold (part) FPL GROUP INC — Int/Div — Sold VANGUARD MONEY MARKET RESERVES — Int/Div — Sold (part) VANGUARD MONEY MARKET RESERVES — None — Sold Beavercreek Ohio city school district 4.75% — Interest DUBLIN OHIO CITY SCHOOL DISTRICT FAC. 4.0% — Interest KENTON CTY. KY SCHOOL DISTRICT FINANCE 4.5% — Interest KENTUCKY STATE PROP AND BLDG, COMMISSION 5.0% — Interest RISING SUN IN. SCHOOL BLDG. CORP. 1 R% — Interest WALGREEN COMPANY — Int/Div GAMESTOP CORPORATION — None VALLEY FORGE COMPOSITE TECHNOLOGY — None — Buy VALLEY FORGE COMPOSITE TECHNOLOGY — None — Sold APPLIED MATERIALS. INC — Int/Div NORFOLK SOLTHERN CORPORATION — Int/Div POTASH CORPORATION OF SASKATCHEWAN, INC — Int/Div SHS - PEPSICO INCORPORATED — Int/Div NOVARTIS — Int/Div SHS < JOHNSON AND JOHNSON — Int/Div GS FINL SO MMKT INSTL — None — Buy (add'l) ARCHER DANIELS MIDLAND — Int/Div — Sold BP PLC SPONS ADR — Int/Div — Sold DPL INC — Int/Div GS FINL SQ MMKT INSTL — Int/Div — Sold (part) APPLE INC — None — Buy (add'l) AMDOCSLTD — None HASBRO INC — Int/Div — Sold INDUSTRIAL SECTOR SPDR — Int/Div ISHARES MSCI EAFE INDEX — Int/Div ISHARES TR MSC EMERGING — Int/Div KROGER COMPANY COMMON — Int/Div MEDTRONIC INC — Int/Div NYSE EURONEXT — Int/Div PETMED EXPRESS INC — Int/Div SCHLUMBERGER LTD — Int/Div PORTFOLIO RECOVERY ASSOCIATE — None — Sold SUNCOR ENERGY INC — Int/Div AT&T INC — Int/Div FEDERATED MUNICIPAL CASH TRUST — Interest CONSTELLATION BRANDS INCCLA — None — Buy VANGUARD SHORT TERM INVESTMENT GRADE FUND — Int/Div VANGUARD SHORT TERM INVESTMENT GRADE FUND — Distribution WORLDCOM. INC — Distribution SHS «- CONOCOPHILLIPS — Int/Div — Sold SHS « DOMINION RESOURCES — Int/Div SHS <« EMERSON ELECTRIC COMPANY — Int/Div MICROSOFT CORPORATION — Int/Div NESTLE S A SPONSORED ADR — Int/Div SHS - SAFEWAY INCORPORATED — Int/Div — Sold PROCTER & GAMBLE COMPANY — Int/Div THORNBURG INTERNATIONAL VALUE FUND — Int/Div JOHNSON FIXED INCOME FUND — Distribution SHS « ALLERGEN INC — Int/Div — Buy CASH WELLS FARGO — Int/Div CO-PERSONAL REPRESENTATIVE, ESTATE OF THE PRIOR YEAR. LINE 107 IS A CAPITAL GAIN DISTRIBUTION FROM VANGUARD SHORT TERM INVESTMENT GRADE FUND. THERE WERE ALSO DIVIDENDS FROM THESE HOLDINGS DURING THE CURRENT YEAR REPORTED AT LINE 106. THERE WAS NOT ENOUGH ROOM TO REPORT BOTH HERE. LINE 85 SHARES OF GS FINL SQ MMKT INSTL WERE SOLD (AT LINE 89) AND PURCHASED (AT LINE 85) DURING THE CURRENT YEAR. THERE WAS NOT ENOUGH ROOM TO REPORT BOTH ON LINE 89. LINES 77 AND 78 REPORTS ACTIVITY RELATED TO VALLEY FORGE STOCK THAT WAS BOUGHT AND SOLD DURING THE CURRENT PERIOD. THERE WAS NOT ENOUGH ROOM TO REPORT BOTH ON LINE 77 LINE 114 OF THE 2009 REPORT NOTED AS "FIRST AMERICAN TREASURY OBLIGATIONS FUND" WAS THE CASH CLEARING ACCOUNT FOR AN INVESTMENT ACCOUNT MANAGED BY JOHNSON INVESTMENTS (ACCOUNT #8932). IN 2010 JOHNSON INVESTMENTS ONLY NOTED THE FREE CASH IN AN ACCOUNT AS CASH AND CASH EQUIVALENTS, FOR WHICH THEY USE SEVERAL TYPES OF MONEY MARKET FUNDS DEPENDING ON WHICH INVESTMENT STYLE THEY ARE USING. THIS IS BEEN REPORTED AS CASH IN ACCOUNT ON LINE 9 WITHIN THE 2010 REPORT. LINE 138 OF THE 2009 REPORT NOTED AS "WELLS FARGO MONEY MARKET" IS THE FREE CASH IN THE INVESTMENT ACCOUNT IN THE WOMEN'S CLUB, WHICH, AS NOTED ABOVE, IS AN LLC FOR WHICH ALL THE HOLDINGS ARE REPORTED. THE CASH ON BALANCE WAS ALSO REPORTED ON LINE 10 OF THE 2009 REPORT IN ORDER TO CONSOLIDATE. THIS HAS BEEN REPORTED AS CASH IN ACCOUNT ON LINE 119 WITHIN THE 2010 REPORT, PART I. POSITIONS JUDGE DLOTT SERVES AS CO REPRESENTATIVE ESTATE - SHE HAS NO INTEREST IN THE TRUST AND DOES NOT MANAGE OR CONTROL THE ASSETS OF THE TRUST - SO THERE IS NOTHING REPORTED ON INVESTMENT TAB IN ACCORDANCE WITH DIRECTION FROM PRIOR YEARS, PART III B. HAS BEEN EXEMPTED FROM FILING REQUIREMENTS. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9160. Public record. Not legal advice.