# James Block Zagel

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/9110

## Record

- **Judge:** James Block Zagel
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 30

## Text

MON.Y. Policy Value — Int/Div
Northern Trust Acct. — Interest
Northern Trust Acct 2 — Interest
Northern Trust Acct 3 — Interest
Northern Trust Acct 3 — Int/Div
Farm Land Washington/Clinton Counties 111, — Rent
Northwesterm Mut. Life Ins. Policy — Int/Div
New York Life Ins. Pol. — Int/Div
Country Cos. Life Pol — Int/Div
Transamer. Life Pol. Val — Interest
Prudential Life Ins — Int/Div
Prudential Life Ins. — Distribution
Metropolitan Life Ins. — Int/Div
Equitable Life (Now AXA Equitable) — Int/Div
Royal Bank of Canada (RBC) — Interest
SAG Pension Plan — Interest
RBC (H)
Abbott Lab ABT — None — Buy (add'l)
Alphabet INC GOOG Formerly Google Inc Class A Class C — None
KO — Int/Div
KO — Int/Div
CP — Int/Div
Cr — Int/Div
Encana - ECA (formerly PCX) — Int/Div
Encana - ECA (formerly PCX) — Int/Div
Cenovus — Int/Div
Cenovus — Int/Div
HD — Int/Div
HD — Int/Div
Phillips 66 PSX — Int/Div
PG — Int/Div
PG — Int/Div
Phazer PFE — Int/Div
Phizer PFE — Int/Div
Time Warmer — Int/Div
Time Wamer — Int/Div
Janus Contrarian Fund — Int/Div
Janus Contrarian Fund — Int/Div
as. — Distribution
Pepco Holdings POM — Int/Div
Lease of excess Berrien, Ctr, M1 acreage to Leitz Comp. — Reat
Nextera NEE (formerly FPL) — Int/Div
Bank of America BAC — Int/Div
FIP Properties — None
Alpine Ultra Short Tax ... Income Fund ATOIX — Interest
Alpine Ultra Short Tax ... Income Fund ATOIX — Interest
Zoeus/ZTS — Int/Div
Zoeus/ZTS — Int/Div
Atrion Corp (X) — Int/Div — Sold (part)
Bank of Montreal — Int/Div — Buy
Schlumberger LTD — Int/Div — Buy
Schlumberger LTD — None — Sold (part)
Toromto-Domimion Bank — Int/Div — Buy
SEP/ IRA RBC (H)
AT&T — Int/Div
Chevron — Int/Div
Cp — Int/Div
Dow Chemical — Int/Div
General Electric — Int/Div
Qualcomm — Int/Div
Encana - ECA — Int/Div
Cenovus — Int/Div
Bnstol Myers Squibb — Int/Div — Buy
Medtronic PLC — Int/Div — Buy
Henderson Global FDS European Focus — Int/Div — Buy
Henderson International Opportumbies Fund — Int/Div — Buy
Henderson Global FDS Divid Income — Int/Div — Buy
Morgan Stanley/Smith Barney - 401k NO. (Hy — Interest
Artisan Midcap/ARTOX — None
Black Rock Equity Div/MDO US — Int/Div
Delaware INV DEVIX — Int/Div — Buy
Goldman Sachs’ GS DAX — Int/Div
Invesco Premier/1PPXX — Int/Div
Invesco Premier/IPPXX — None — Buy (add'l)
Ivy Mid Cap WMGAX — Int/Div
Ivy Mid Cap/WMGAX — None — Buy (add'l)
Janus Venture — Int/Div — Buy
Janus Venture — Buy (add'l)
MFS International (X) — Int/Div
Pimco Short Term PSHAX — Int/Div — Buy
Pimco total A'PTTAX (Y)
Wells Fargo Emerg Mkts EMGYX — None — Buy
Wells Fargo Prem LG WFPDX — Int/Div — Buy (add'l)
Morgan Stanley No. 2 ASSET (H) — Interest
IM Company — Int/Div
Abbott Lab ABT — Int/Div — Sold (part)
Abbott Lab ABT — None — Sold (part)
Abbott Lab ABT — None — Buy (add'l)
Abbott Lab ABT — None — Buy (add'l)
ABBVIE Inc. ABBV — Int/Div
Accenture PLC Ireland ACN — Int/Div — Buy (add'l)
Ace Lid ACE — Int/Div
Adobe Systems ADBE — Int/Div — Buy
Adobe Systems ADBE — None — Buy
Adobe Systems ADBE — None — Buy
Allergan Inc. AGN — None — Sold
American Exp. AXP — Int/Div
Amer INTL GP AIG — Int/Div — Buy
Amer Tower REIT AMT — None — Sold
Anthem INC ANTM — Int/Div — Buy
Apple Inc. APPL — Int/Div — Sold (part)
Apple Inc. APPL — None — Buy (add'l)
AT&T — Int/Div
Auto Data Process ADP — Int/Div — Buy (add'l)
Auto Data Process ADP — None — Buy (add'l)
BHP Billion LTD — Int/Div — Buy
Celegene Corp CELG — Int/Div — Buy
Celegene Corp CELG — None — Sold (part)
Chevron CVX — Int/Div — Sold (part)
Chubb (CB — None — Sold
Citigroup C — Int/Div — Buy (add'l)
CME Group — Int/Div — Buy
CMS Energy CP — Int/Div — Buy
Coca Cola KO — Int/Div
Comcast New CMCSK — Int/Div — Sold (part)
Conoco Phillips COP — Int/Div
Deere Co. DE(Y)
Diageo PLC ADR DEO — Int/Div
Dollar Gen Corp New COM — Int/Div — Buy
Dollar Gen Corp New COM — None — Sold (part)
Dominium Res D — Int/Div
Don DON (Y)
DuPont — Int/Div
Dow Chemical DOW — Int/Div — Buy
Duke Energy DUK (Y)
Enbridge ENB (Y)
Exelon Corp EXC (X) — None — Sold
Exelon Corp EXC (X) — None — Buy
Exxon Mobil XOM — Int/Div — Buy (add'l)
Exxon Mobil XOM — None — Sold (part)
Eversource Energy — Int/Div — Buy
Facebook INC — None — Buy
Facebook INC — None — Sold
Factset Research FDS — None — Sold
Fastenal FAST — Int/Div — Sold (part)
Fastenal FAST — None — Buy (add'l)
Fastenal FAST — None — Buy (add'l)
Fifth Third Bank FITB — None — Sold
Gap Inc — Int/Div — Buy
Gap Inc — None — Sold (part)
Garland TEX — None — Buy
Gartner IT — Int/Div — Buy (add'l)
General Electric GE — Int/Div — Buy (add'l)
General Mills GIS — None — Sold
GOOG Alphabet Inc Class A Formerly Google Ine — None
GOOGL Alphabet Inc Class C Formerly Google Ine — None
Goldman Sachs — Int/Div — Buy
Home Depot HD — Int/Div — Sold (part)
Home Depot HD — None — Buy (add'l)
Honeywell Int. HON — Int/Div
Intel INTC — Int/Div — Buy (add'l)
Int Paper IP — Int/Div
IBM IBM — Int/Div
Johnson Controls JCI (Y)
Johnson & Johnson JNJ — Int/Div — Buy
JP Morgan Chase JPM — Int/Div — Buy (add'l)
JP Morgan Chase JPM — None — Buy (add'l)
Kimberly Clark KMB (Y)
Intel INTC — Int/Div
Kinder Morgan KMP (Y)
Kroger KR — Int/Div — Buy
Lockheed Mart Corp — Int/Div — Buy
Lorillard LOY)
Marathon Oil MRO — Int/Div
Marathon Petro MPC — Int/Div
Mastercard MA — Int/Div — Buy (add'l)
McDonalds MCD — Int/Div
Mead West Vaco MWV (Y)
Merck MRK — Int/Div — Buy (add'l)
Merck MRK — None — Sold (part)
Metlife MET — Int/Div
Microsoft MSFT — Int/Div — Buy (add'l)
Mondelez Intl MDLZ — Int/Div
Morgan Stanley MS — Int/Div — Buy
Morgan Stanley MS — None — Sold (part)
Motorola Solutions MSI — Int/Div
Nestle Spon NSRGY — Int/Div — Buy
Nestle Spon NSRGY — None — Buy
New Mont Mining NEM (Y)
Nextera Energy NEE — Int/Div
Nike NKE — Int/Div — Buy (add'l)
Nike NKE — None — Buy (add'l)
Nike NKE — None — Buy (add'l)
Northeast Utilities NL (Y)
Northrop NOC — Int/Div — Buy (add'l)
Occidental Petro OXY — Int/Div — Buy (add'l)
Oracle ORCL — Int/Div — Sold (part)
Oracle ORCL — None — Buy (add'l)
O'Reilly Automotive ORLY — Int/Div — Buy
Pfizer PFE — Int/Div — Buy (add'l)
Pfizer PFE — None — Sold (part)
Phillip Morris PM — Int/Div
Phillips 66 PSX — None — Sold
Praxair PX — Int/Div
Priceline.com PCLN — None — Buy
Proctor & Gamble PG — Int/Div — Buy (add'l)
Prudential PRL — Int/Div
Public Serv Enterprise PEG — Int/Div
Qualcomm QCOM — Int/Div — Sold (part)
Quest Diagnostics DGX — Int/Div — Buy
Raytheon RTN — Int/Div — Buy (add'l)
Regeneron Pharm REGN — Int/Div — Buy
Regeneron Pharm REGN — None — Buy
Reynolds American INC RAI — Int/Div — Buy
Schlumberger SLB — Int/Div
Sempra Energy SRE — None — Sold
Starbucks SBUX — Int/Div — Buy (add'l)
Starbucks SBUX — None — Buy (add'l)
Suntrust BKS ST1 — Int/Div — Buy (add'l)
T Rowe Price TROW (Y)
TIX Cos TIX — Int/Div — Buy (add'l)
TIX Cos TIX — None — Buy (add'l)
Toronto Dom Bk TD — None — Sold
Total SA TOT — Int/Div
Travelers Comp. TRV — Int/Div — Buy (add'l)
Tyco INTL TYC — Int/Div — Buy
US Bancorp USB — Int/Div
Unilever UN — Int/Div
Union Pacific Corp UNP (X) — Int/Div
United Health GP Inc — Int/Div — Buy
United Parcel UPS — Int/Div
United Techno UTX — Int/Div
Varian Medical VAR (Y)
VF Comp VFC — None — Sold
Verizon Comm VZ — Int/Div — Sold (part)
Verizon Comm VZ — None — Buy
Visa V — Int/Div — Buy (add'l)
Visa V — None — Buy (add'l)
Visa V — None — Buy (add'l)
Visa V — None — Sold (part)
WW Grainger GWW — None — Sold
WalMart WMT — None — Sold
Weyerhauser WY — Int/Div
Wells Fargo WFC — Int/Div — Buy (add'l)
Wells Fargo WFC — None — put)
shares Russel GRW — Int/Div — Buy
shares Russel Value — Int/Div — Buy
Georgia St Gen Obligation — Interest
Gilbert AZ Gen Obligation — Interest — Sold
St. Lucie FL County Revenue — Interest
JEA WTR & SWR Revenue — Interest
Mich ST Trunk Line (Y)
Pasco Co FLA Revenue — Interest
Snohomish Co Sch Dist — Interest
Kansas City Mo WTR (X) — Interest
Sedgwick Cnty — Interest — Buy
Massachusetts ST — Interest
Garland TX — Interest — Buy
Anchorage Alaska Gen Obl — Interest — Sold
Colombus, OH Gen Oblig (Y)
Huron SD School Dist — Interest
Inveso Premier TX Exempt — Int/Div
Morgan Stanley Asset 3 (H) — Interest
IM Company MMM — Int/Div
Abbott Labs ABT — Int/Div
Abbvie lnc ABBY — Int/Div
Ace LTD ACE — None — Sold
Alphabet Inc GOOG Formerly Google Inc Class A — Int/Div
Alphabet Inc GOOGL Formerly Google Inc Class C — Int/Div
America Exp AXP — Int/Div
American Intl GP AIG — Int/Div — Buy
Amencan Tower REIT AMT — None — Sold
Anthem luc ANTM — Int/Div — Buy
Apple APPL — Int/Div
AT&T (Y)
Berkshire Hathaway BRK'B — None
BHP Billiton BHP — None — Sold
Chevron CVX — Int/Div
Citigroup C — Int/Div
CME Group CME (X) — Int/Div
Cms Group CMS — Int/Div — Buy
Coach COH — None — Sold
Coca Cola KO — Int/Div
Comcast CMCSK — Int/Div
Conoco COP — Int/Div
Core Laboratories CLB (X) — Int/Div — Sold (part)
Cummins Inc. CMI — None — Sold
Deere DE(Y)
Diageo PLC DEO — Int/Div
Dollar General DG — Int/Div — Buy
Dommion RE D — Int/Div
Don DON (Y)
Dow Chemical DOW — Int/Div
DuPont DD — Int/Div
Duke Energy DUK — None — Sold
EMC Corp EMC — None — Sold
Enbridge ENB (Y)
Exelon EXC — Int/Div — Buy
Express Scrips ESRX — None
Eversource Energy ES (X) — Int/Div
Exxon Mobil XOM — Int/Div — Buy (add'l)
Exxon Mobil XOM — None — Sold (part)
Fifth Third Bk FITB — Int/Div
General Elec GE — Int/Div
General Mills GIS — None — Sold
Gilead Science GILD (Y)
Goldman Sachs GRP (X) — Int/Div
Home Depot HD — Int/Div
Honeywell HON — Int/Div
Johnson & Johnson JNJ — Int/Div
IBM IBM — None — Sold
International Paper IP — None — Sold
Johnson Controls JCI — None — Sold
JP Morgan Chase JPM — Int/Div
Kimberly Clark KMB (Y)
Kinder Morgan KML (Y)
Kraft Hemz CO — Int/Div — Buy
Kroger KR — Int/Div — Buy
LKQ Comporation (X) — Int/Div
Lockheed Martin Corp — Int/Div — Buy
Lonllard LOY)
M&T Bank MTB — Int/Div
Marathon Oil MRO — None — Sold
Marathon Petro MPC — Int/Div
MCDonalds MCD — Int/Div
Mead Johnson MIN — Int/Div — Sold (part)
Merck MRK — Int/Div
MetLife MET — Int/Div
Microsoft MSFT — Int/Div
Mondelez Intl MDLZ — Int/Div
Monster Beverage MNST — None — Sold
Morgan Stanley MS (X) — Int/Div
Motorola Solutions MSI — Int/Div
National Oil Well Varco NOV — None — Sold
Newmont Mines NEM (Y)
Nextera Energy NEE — Int/Div
Northeast Utilities NU (Y)
Northrup Grumman NOC — Int/Div
Occidental Petro OXY — None — Sold
Oracle Corporation ORCL — Int/Div — Buy
Paypall Holdings — None — Buy
Perigo Co. PRGO — None — Buy (add'l)
Pfizer PFE — Int/Div
Phillip Morris PM — Int/Div
Phillips 66 PSX — None — Sold
Praxair PX — Int/Div
Priceline PCLN — Int/Div
Proctor & Gamble PG — Int/Div
Prudential PRL — Int/Div
Public Service Ent. PEG — Int/Div
Qualcomm QCOM — None — Sold
Quest Diagnostics DGX — Int/Div — Buy
Raytheon RTN — Int/Div
Reynolds RAI — Int/Div — Buy
Schlumberger SLB — None — Sold
Sempra Energy SRE — None — Sold
Stericycle SRCL — Int/Div — Sold (part)
Suntrust Banks — Int/Div
Toronto Dom Bk TD — None — Sold
Total SA TOT — Int/Div
Travelers Companies TRV (X) — Int/Div
Tyco INTL TYC (X) — Int/Div
US Bancorp USB — Int/Div
Unilever UN — Int/Div
Union Pacific UNP (X) — Int/Div
United Health UNH (X) — Int/Div
United Parcel UPS — Int/Div
United Tech UTX — Int/Div
VF Comp VFC — None — Sold
Varian Medical VAR — None — Sold (part)
Verisk Analytics VRSK — None
Verizon VZ — None — Sold
Visa V — Int/Div
Wal Mart Stores WMT — None — Sold
Wells Fargo WFC — Int/Div
WeyerHaeuser WY — Int/Div
shares Russel Value IWD — Int/Div — Buy
Ishares Russel GRW IWF — Int/Div — Buy
i Shares Mornmgstar JKL — Interest
JEA FLA (X) — Interest
Missouri ST (X) — Interest
Katy Tex (X) — Interest
Vanguard Sm Cap VBK — Int/Div
Minn St Genl Oblig — Interest — Sold
NJ Transn TR Fd Auth Rev (Y)
San Antonio Tx Gen Oblig — Interest
Sea Fla Wir and Sun Rev (Y)
Ohio Wir Dev Auth Rev — Interest
Texas St Hwy Fd Rev — Interest
Mun St 911 Rey — Interest
Snohomish WA Sch Dist Oblig — Interest
Virginia College Building Auth — Interest
Coun St Genl Oblig Ser E — Interest
Invesco Prem Tx Exempt — None
Virtus Foreign Opport JUXIX — None
Morgan Stanley/Smith Barney - Asset NO. 4 CASH ACCOUNT (HY — None
Celgene (Y)
Core Labs (CLB) (Y)
Kroger (Y)
Celgene (CELG)(Y)
OReilly (Y)
Regeneron (REGN)(Y)
Tortoise Energy — Int/Div
Finish Line Inc. FINL — None — Sold
Nestle (Y)
NXP Semiconductor — None
Amazon AMZN — None — Buy
Ebay (Y)
Mobileve MBLY — None — Buy
Michael Kors Holding LTD — None — Buy
Income — /15 — Foundation Press-Book royalties — S206 8%
Income — 123118 — EP Talent Services « Actor's Rovalues — SI63.16
Spouse's income — 2015 — Grant Thomton « Partnership and Consulting Income
Spouse's income — 2015 — KPMG - Consulting Fees
Spouse's income — 2015 — Fartax Ltd. - Director's fees
LJ

FER ENSIELA NNR,

thd

SSIES DA ENE LAN NERA DI, TBE B EISELE Chie (TARA gL CT ri

| participate in the Federal Thrift Savings Plan, but it is my understanding that this asset need not be listed.

All individual assets held in brokerage accounts are individually disclosed in report.

The repetitive listing of certain investments is because some are in [00 name. On occasion, an interest in a company may be sold from one of the accounts

and retamed in another account which allows us to easily reduce an mvestment while retaining a part of that investment and each of us has multiple accounts. |

have not designated which are J assets, but | list them separately because they are individual holdings which might be sold separately ut a future time.

There is a high possibility that I list some small number of low value assets that I no longer own (us some of my prior notes explain), My practice is not to delist

assets until I have documentation that I no longer own it; it is better to be over-inclusive.

After T31/12,000 ceased to receive partnership income from Grant Thornton. After she ceased to be partner, she continued some consulting work as an

independent contractor (111, B.1), As a partner of Grant Thornton, my spouse served as a director of Fairfax Ltd., an insurer domiciled on the Isle of Guernsey.

Grunt Thorton reimbursed her expenses. After she ceased partnership, she retained her position as 4 director of Fairfax Ltd, In this capacity, she received

director fees from Fiarfax, which also reimbursed her travel and lodging expenses for attendance at the twice yearly meetings in the Isle of Guernsey (111 B and

).

Line 43 is a half interest in FIP Properties which was acquired by [0000 on §/1/08 from her [000 as a rental property for the price of $186,000.

Part VII

The list of securities and investments always includes the name of the account in which the assets are held. The name is included because the account includes

cash in addition to securtiies. The individual securities and investments are listed separately.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9110. Public record. Not legal advice.