# Richard M Neiter > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9015 ## Record - **Judge:** Richard M Neiter - **Year:** 2014 - **Report type:** Annual - **Pages:** 10 ## Text IRA Z(H) SCHWAB MONEY MARKET — Int/Div — Sold TR PRICE EMG BOND (PREMX) — Int/Div — Buy BLACKROCK GLOBAL ALLOC (MALOX) — Int/Div — Sold COLUMBIA DIVIDEND INCOME FD (CDDRX) — None — Sold OSTERWEIS FUND (OSTFX) — None — Sold (part) OSTERWEIS FUND (OSTFX) — Sold (part) OSTERWEIS FUND (OSTFX) — Sold (part) OSTERWEIS FUND (OSTFX) — Sold JP MORGAN RESEARCH (JPMNX) — None — Sold (part) JP MORGAN RESEARCH (JPMNX) — Sold MERGER FUND (MERFX) — None — Sold PIMCO UNCONS BOND (PFILX) — Int/Div — Sold (part) PIMCO UNCONS BOND (PFILX) — Sold PIMCO ALL AUTHORITY (PAUIX) (72000182) — Int/Div — Buy (add'l) PIMCO ALL AUTHORITY (PAUIX) (72000182) — Sold PIMCO GLOBAL MULTI (PGAIX) — None — Sold SCHWAB FUND US LG CO (SFLNX) — None — Buy (add'l) SCHWAB FUND US LG CO (SFLNX) — Sold VANGUARD DIVIDEND GROWTH (VDIGX) — Int/Div — Buy (add'l) VANGUARD DIVIDEND GROWTH (VDIGX) — Sold (part) VANGUARD DIVIDEND GROWTH (VDIGX) — Sold VANGUARD EQUITY INCOME (VEIPX) — None — Sold WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Buy WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Sold (part) WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Sold MAINSTAY HIGH YLD CORP BD-I 1562 (S6062X 708) — Int/Div — Buy MAINSTAY HIGH YLD CORP BD-I 1562 (S6062X 708) — Sold DREYFUS PREMIER WORLDWIDE GROWTH-1(DPWRX) — Int/Div — Buy DREYFUS PREMIER WORLDWIDE GROWTH-1(DPWRX) — Sold LORD ABBETT FLOATING RATE FD-1 (543916134) — Int/Div — Buy LORD ABBETT FLOATING RATE FD-1 (543916134) — Sold INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Int/Div — Buy INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Sold (part) INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Sold CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Int/Div — Buy CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Buy (add'l) CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Sold CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Int/Div — Buy CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Buy (add'l) CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Sold TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Int/Div — Buy TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Buy (add'l) TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Sold (part) TOUCHSTONE SMALL CAP CORE FUND-Y (TSFYX) — Int/Div — Buy TOUCHSTONE SMALL CAP CORE FUND-Y (TSFYX) — Buy (add'l) ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Int/Div — Buy (add'l) ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Buy (add'l) ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Buy (add'l) CNR US CORE EQUITY FD SERV (CNRVX) — Int/Div — Buy CNR US CORE EQUITY FD SERV (CNRVX) — Buy (add'l) CNR US CORE EQUITY FD SERV (CNRVX) — Buy (add'l) PIMCO COMMODITY PLUS STRAT INS (PCLIX) — Int/Div — Buy VANGUARD SHORT/TERM CORP BOND ETF (VCSH) — Int/Div — Buy VANGUARD INTERM-TERM GOVT BD ETF (VGIT) — Int/Div — Buy VANGUARD INTERMEDIATE-TERM C ETF (VCIT) — Int/Div — Buy VANGUARD SHORT-TERM GOVT BOND-ETF (VGSH) — Int/Div — Buy VANGUARD REIT ETF (VNQ) — Int/Div — Buy VANGUARD REIT ETF (VNQ) — Buy (add'l) OUNR PRIME MM FD SERV — Int/Div — Buy OUNR EMERGING MARKETS FDCLN — Int/Div — Buy OUNR EMERGING MARKETS FDCLN — Buy (add'l) OUNR DIVIDEND & INCOME FDCLN — Int/Div — Buy OUNR DIVIDEND & INCOME FDCLN — Buy (add'l) VANGUARD SMALL-CAP ETF (VB) — Int/Div — Buy VANGUARD GLOBAL EX US REAL EST ETF (VNQI) — Int/Div — Buy VANGUARD GLOBAL EX US REAL EST ETF (VNQI) — Buy (add'l) IRA £2 (H) SCHWAB MONEY MARKET — Int — Sold IRA 23 (H) Schwab Money Market — Int/Div — Sold PIMCO GLOBAL MULT ASSET (PGAAX) — None — Sold — Part VII OUNR MONEY MARKET (CNGXX) — Int/Div — Buy ISHARES CORE GROWTH ALLOCATION ETF (AOR) — Int/Div — Buy WASATCH FRONTIER EMERGING SMALL COS (X) — None — Sold TRUST #1 (H) SCHWAB MONEY MARKET — Int/Div — Sold US.BANK (ACCOUNTS) — Interest BANC OF CALIFORNIA, INC (COMMON STOCK) — Int/Div RENTAL PROPERTY--LOS ANGELES COUNTY. CA. — Rent PARTIAL INTEREST IN HOMEOWNERS ASSOC. ASSOCIATION — None LOIS NEITER FINE ART LLC — istmbution — Distnbuted — Part VII Co-trustee, Trust #1 Agreement — 1997 — Employment agreement with ST&G for deferred compensation as a result of my retirement from that organization m 2/06. 1 have no control over amounts paid. Reimbursement — Re rae ri eh Institute — aS Te — Battleground West conference — resi) rene SS Spouse's income — 2014 — self emploved art consultant Re. Section VII, line 82, Lois Neiter Fine Art LLC phased out of business as a fine art dealer and became a consultant. Re. Section VII, line 72, PGAIX was inadvetently misspelled as PGAAX in my Federal Disclosure Report dated 9/22/14 for the reporting period of 01/01/13 to 12/3113, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9015. Public record. Not legal advice.