# Sarah Evans Barker > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/9000 ## Record - **Judge:** Sarah Evans Barker - **Year:** 2014 - **Report type:** Annual - **Pages:** 8 ## Text Indianapolis Post Office Credit Union, Account — Interest JP Morgan Chase Bank — Interest BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Int/Div — Sold (part) — note: Part VIII, #2 FIA Card Services NA RASP (IRA #1, cash eq) (Y) JP Morgan Chase Bank — Interest Hartford Whole Life — None Ivy Global Natural Resources A (Mutual Fund) (IRA #2) — None Ivy International Core Equity A (Mutual Fund) (IRA #2) — Int/Div Waddell & Reed Advisors Core Inv A (Mut Fund) (IRA #2) — Int/Div Waddell & Reed Advisors Science Technology A (MF)(IRA #2) — Int/Div Waddell & Reed Advisors High Income A (MutualFund) (IRA #2) — Int/Div Ivy Real Estate Securities A (Mutual Fund) (IRA #2) — Int/Div Waddell & Reed Advisors Small Cap A (Mutual Fund) (IRA #2) — Int/Div — Sold (part) — note: Part VII, #3 Waddell & Reed Advisors Asset Strategy A (Mut Fund) (IRA#2) — Int/Div Waddell & Reed Advisors New Concepts A (Mut Fund) (IRA#2) — Int/Div Ivy Limited-Term Bond A (Mutual Fund) {IRA #2) — Int/Div — note: Part VIL, #4 Amencan Balanced Fund CL A (Mutual Fund IRA#I) — Int/Div BlackRock Low Duration Bond Fund CL A (Mutual Fund IRA#1) — Int/Div — Sold (part) BlackRock Large Cap Core Fund A (Mutual Fund (IRA#1) — Int/Div Franklin Templeton Balanced Fund (FBMOX (Mutual Fund) — Int/Div Waddell & Reed Advisors Accumulative A (Mutual Fund) — Int/Div — Buy Waddell & Reed Advisors Cash Management A (Mutual Fund) — Int/Div — Buy (add'l) BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Int/Div — note: Part VIII, #2 Waddell & Reed Advisors Small Cap (Mutual Fund) — Int/Div — Buy — note: Part VIII, #3 Waddell & Reed Advisors Tax-Managed Equity A (Mutual Fund) — Int/Div — Buy Ivy Global Real Estate A (Mutual Fund) — Int/Div — Buy Ivy Managed International Opportunities A (Mutual Fund) — Int/Div — Buy Ivy Limited-Term Bond A (Mutual Fund) — Int/Div — Buy — note: Part VILL #4 Member, Executive Board, 986-present, The Gathering Member, Board of Advisors, 1989-present, Indiana University--Purdue University at Indianapolis Member, 1996-present, Indiana University Distinguished Alumni Service Assocation Director/Officer, 2001 present, Federal Judges Association Director, 2010-present, Spencer Wilhams Foundation Commissioner, Indiana Bicentennial Commission, 201 -present, State of Indiana, Office of the Lt. Governor Moderator, 2014-15 and Member, Advisory Council 2014-present, Stanley K. Lacy Executive Leadership Senes, Leadership Indianapolis Gift — Susman Godfrey, LLP — Pro bono legal services from 01/01/2014 « 12/31/2014. See note: Part VIII, #1. — $6,466.00 Reimbursement — and Quadrennial Judicial Conference Spouse's income — 2014 — IU Health Morgan Hospital «= Nonemployee compensation Part V. Gifts: Note #1: Twas onc of seven named plaintiffs in Barker, et al. v. United States, Case No, 1:12-¢v-00826 (Fed.Cl), brought to challenge the denial of Article 11 judges’ cost-of-living ad ustments (COLAs) over multiple years. Attorneys fees and costs were expended between January 01, 2014 through December 31, 2014 in the total amount of $45,265 on a pro bono basis by the law firm of Susman Godfrey, LLP, 1201 Third Avenue, Suite 3800), Seattle, WA 98101, who served as plaintiffs’ counsel without compensation or reimbursement from me or the other plaintiffs. | have reported in Part V. Gifts my one-seventh share of the total fees amount, The litgation has been finalized at this point, so no additional legal services are anticipated in 2015. Part VIL Investments and Trusts: Note #2: A. Duplication Issue: The Blackrock Global Allocation Fund listed at Line (3) is held in an IRA account. The sume fund is listed also ut Line (23), except that there it is held in a non-IRA account. If the two holdings were combined, their combined value code would be "L," and their combined income code would be "C." B. Transfer Issue: The Line (3) IRA account which holds this Blackrock Global Allocation Fund is subject to an annual age-related Required Minimum Distribution ("RMD"). In accomplishing the 2014 RMD, a portion of this Global Allocation Fund was transferred out of the IRA account by journal entry and then transferred into a non-IRA Individual Investor Account, also by journal entry. See Line (23), detailing that account's reception of the transfer from the IRA. We are informed specifically that such transfers do not constitute a sale or repurchase and do not generate any fund fees. Accordingly, we have reported the Line (3) transfer out as a "Distribution ( Partial)” and at Line (23) we have left the transaction type blank at Column D(1), us advised by the Administrative Office. Note #3: Part VII, Lines (13) and (24): Here is another duplication issue. The Waddell & Reed Advisors Small Cap A Mutual Fund is listed both at Line (13), where it is held in an IRA, and at Line (24), where it is held in a non-1IRA account. If the two holdings were combined, their combined value code would be "K." and their combined income code would be "B." Note #4: Part VII, Lines (16) and (28): Here is a third duplication issue. The Ivy Limited-Term Bond A Mutual Fund is held in an IRA at Line (16) but also in a non-IRA account at Line (28). If the two holdings were combined, their combined value code would be "K.," and their combined income code would be "A." --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/9000. Public record. Not legal advice.