# Alison Julie Nathan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/8993

## Record

- **Judge:** Alison Julie Nathan
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 15

## Text

Emigrant Direct (cash) — Interest
Bank of America (cash) (X) — None
Chase (cash) (X) — Interest
Brokerage Account #1 (H)
Merrill Lynch Bank Deposit Program — Interest
ASG Managed Futures Str Fd ASFY X — Int/Div — Buy (add'l)
ASG Managed Futures Str Fd ASFY X — Sold (part)
Baron Real Estate Fund Class INSTL — None — Buy
Blackrock Global Long Short Credit Fund BGCIX — None — Sold
Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Sold (part)
Boston Partners Global Long Short Fund INSTL CL — Int/Div — Buy
Boston Partners Global Long Short Fund INSTL CL — Sold (part)
Boston Partners Long / Short Equity Fd Inst] BPLSX — None — Sold (part)
Boston Partners Long / Short Equity Fd Inst] BPLSX — Buy (add'l)
Boston Partners Long / Short Equity Fd Inst] BPLSX — Sold (part)
Boston Parters Long Short Research FD — None — Buy
Boston Parters Long Short Research FD — Buy (add'l)
Boston Parters Long Short Research FD — Sold
Congress Midcap Growth Fund — Int/Div — Buy
Fidelity Advisor Biotechnology Fund FBTIX — Int/Div
Fidelity Advisor Industrials Fund FCLIX — Int/Div — Sold
Franklin Intl Small Cap FKSCX — Int/Div — Sold (part)
Franklin Intl Small Cap FKSCX — Buy (add'l)
Franklin Mutual Global Discovery Z MDISX — Int/Div — Sold
FRT TRT VAL INDX — Int/Div — Buy
GS Multi Manager Alternatives FD — Int/Div — Buy
GS Multi Manager Alternatives FD — Sold
Guggenheim S&P 500 Equal Weight Technology ETF RYT — Int/Div
Ishares Edge MSC — Int/Div — Buy
shares US Helathcare — Int/Div — Buy
Ivy Science and Technology Fund ISTIX — Int/Div — Sold
John Hancock Intl Growth Fund GOGIX — Int/Div — Sold (part)
Kayne Anderson MLP KYN — Int/Div — Buy
Looms Sayles Strategic NEZYK — Int/Div — Buy
Lord Abbett Short Duration Income Fd LDLFX — Int/Div
MFS Emerging Markets Debt Fd MEDIX — Int/Div
Nuveen Short Duration Credit Opportunities Fund — Int/Div — Buy
Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Sold
Pimco All Asset Fund CL P — Int/Div — Buy
Pimco Foreign Bond Fd. PFBPX — Int/Div — Sold
Pimco RAE Fundamental Plus Fund PIXPX — Int/Div — Sold
Pimco Income Fund PONPX — Int/Div — Buy (add'l)
Pimco Income Fund PONPX — Sold (part)
Primecap Odyssey Growth Fund — Int/Div — Buy
Primecap Odyssey Growth Fund — Buy (add'l)
Prudential Jennison Health Sciences PHSZX — None — Sold
SPDR® S&P S00 ETF Trust — Int/Div — Buy
SPDR® S&P S00 ETF Trust — Buy (add'l)
SPDR® S&P S00 ETF Trust — Buy (add'l)
S10. — Sold (part)
SunAmerica Focused Dividend Strategy FDSWX — Int/Div
T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div
TCW Total Return Bond Fd TGLMX — Int/Div — Sold (part)
The Oakmark Intl Fund OAKIX (X) — Int/Div — Sold (part)
The Oakmark Intl Fund OAKIX (X) — Buy (add'l)
Touchstone Sunds Capital Select Growth Fund CFSIX — Int/Div — Sold (part)
Touchstone Sunds Capital Select Growth Fund CFSIX — Sold
Thomburg Global Opportunities Fund CL — Int/Div — Buy
Thomburg Global Opportunities Fund CL — Sold (part)
Victory Sycamore Established Value Fund — Int/Div — Buy
Wisdomtree Trust Japan Hedged Equity Fd DXJ — Int/Div — Sold
Wisdomtree Europe Hedged Equity Fund HEDI — Int/Div — Sold
Brokerage Account #2 (H)
Memill Lynch Bank Deposit Program — Interest
ASG Managed Futures Str Fd ASFY X — Int/Div — Sold
Baron Real Estate Fund — None — Buy
Blackrock Strategic Muni Opportunities Fund Insti MAMTX — Int/Div
Boston Partners Global Long Short Fund INSTL CL — Int/Div — Buy
Boston Partners Long / Short Equity Fd Instl BPLSX — Int/Div — Buy (add'l)
Boston Partners Long Short Research FD INSTL (X) — None — Sold (part)
Boston Partners Long Short Research FD INSTL (X) — Sold
Congress Midcap Growth Fund INSTL Class — Int/Div — Buy
Delaware National High Yield Muni Bond DVHIX) — Int/Div — Sold (part)
Fidelity Advisor Biotechnology Fund FBTIX — None — Sold
Fidelity Advisor Industrials Fund FCLIX — Int/Div — Sold
Franklin Intl Small Cap FKSCX — Int/Div
Franklin Mutual Global Disclovery Fd C1 Z MDISX — Int/Div — Sold
FRT TRT Val Indx — Int/Div — Buy
GS Multi Manager ALternatives FD INSTL Ct — Int/Div — Buy
GS Multi Manager ALternatives FD INSTL Ct — Sold
Guggenheim S&P 500 Equal Weight Technology ETF RYT — Int/Div — Buy (add'l)
Ishares Edge MSCI — istmbution — Buy
Ishares Nasdaq Biotech — Distribution — Buy
Ishares S&P Mid-Cap 400 — Distribution — Buy
Ishares US Healthcare — Distribution — Buy
Ivy Science and Technology Fund ISTIX — None — Sold
John Hancock Intl Growth Fund GOGIX — Int/Div
Kayne Anderson MLP KYN — Int/Div — Buy
Lord Abbett Intermediate LISFX — Int/Div
MFS MUNI Limited Maturity FD CL — Int/Div — Buy
Nuveen Real Asset Income Fund — Int/Div — Buy
Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Sold (part)
Primecap Odyssey Growth Fund CL — Int/Div — Buy
Prudential Jennison Health Sciences PHSZX — Int/Div — Sold
SunAmerica Focused Dividend Strategy FDSWYX — Int/Div
T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div
The Oakmark Intl Fund OAKIX — Int/Div
The Oakmark Select Fund OAKLX — Int/Div
Thomburg Global Opportunities Fund CL — Int/Div — Buy
Touchstone Sands Capital Select Growth Fund CFSIX — None — Sold
Vanguard S&P 500 Growth — Int/Div — Buy
Vanguard S&P 500 Growth — Sold
Vanguard S&P 500 Values ETF — Int/Div — Buy
Vanguard S&P 500 Values ETF — Sold
Wisdomtree Europe Hedged Equity Fund HEDI — Int/Div — Sold
Brokerage Account #3 (H)
Memill Lynch Bank Deposit Program — Interest
ASG Managed Futures Sir Fd ASFY X — Int/Div — Sold
Baron Real Estate Fund — None — Buy
Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Sold (part)
Boston Partners Global Long Short Fund — Int/Div — Buy
Boston Partners Long / Short Equity Fd Inst] BPLSX — Int/Div — Sold (part)
Boston Partners Long Short Research Fund — None — Buy
Columbia Absolute Return — None — Buy
Columbia Balanced Fund — Int/Div — Buy
Columbia Balanced Fund — Buy (add'l)
Fidelity Advisor Biotechnology Fd FBTIX — Int/Div
Franklin Int] Small Cap Growth Fund FKSCX — Int/Div — Sold
Franklin Mutual Global Disclovery Fd C1 Z MDISX — Int/Div — Sold
Guggenheim S&P S00 Equal Weight Technology ETF RYT — Int/Div — Sold
Ishares US Consumer Goods EFT IYK — Int/Div — Buy
Ishares US Healthcare — Int/Div — Buy
Kayne Anderson MLP KYN — Int/Div — Buy
Looms Sayles Strategic NEZYK — Int/Div — Buy
Looms Sayles Strategic NEZYK — Buy (add'l)
Lord Abbett Short Duration Income Fd LDLFX — Int/Div — Sold (part)
MFS Diversified Income Fund DIFIX — Int/Div — Buy (add'l)
Nuveen Real Asset Income Fund NRIIX — Int/Div
Pimco All Asset Fund — Int/Div — Buy
Pimco Foreign Bond Fd PFBPX — Int/Div
Pimco Income Fund PONPX — Int/Div — Buy (add'l)
Pimco Rae Fundamental Plus Fund PIXPX — Int/Div — Sold
Primecap Odyssey Growth Fund — Int/Div — Buy
Prudential Jennison Health Sciences PHSZX — None — Sold
SPDR® KBW Reigonal Bunking ETF KRE — None — Sold
SPDR S&P S00 Trust — Int/Div — Buy
SPDR S&P S00 Trust — Sold
SunAmerica Focused Dividend Strategy FDSWX — Int/Div
T. Rowe Price Capital Appreciation Fd Retail PRWCX (X) — Int/Div
TCW Total Return Bond Fd TGLMX — Int/Div — Buy (add'l)
The Oakmark Intl Fund OAKIX — Int/Div
Thomburg Global Oppoertunities Fund — Int/Div — Buy
Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div — Sold
Vanguard S&P 500 Growth — Int/Div — Buy
Vanguard S&P 500 Growth — Sold
Vanguard S&P 500 Values ETF — Int/Div — Buy
Vanguard S&P 500 Values ETF — Sold
Brokerage Account 24 (H)
TD Ameritrade Cash Account — Interest
Apple Inc Stock, AAPL — Int/Div
Retirement Plan 21 (H)
Vanguard Target Retirement 2040) — Int/Div
Vanguard Target Retirement 2020 — Int/Div
Vanguard FTSE Social Index — Int/Div
529 Account #1 (H)
LP Morgan Moderate Growth Age-Based Portfolio C — Int/Div
529 Account #2 (H)
NextGen Blackrock Age 0-7 Years Portfolio CX) — Int/Div
NextGen Franklin Templeton Age 0-8 Years Portfolio C (X) — Int/Div
Advisor on the Restatement of the Law, Copynight Project, Amencan Law Institute
Reimbursement — Harvard Law School — November 1. 2016 — Cambridge, MA — Moot Court Final — Transportation, meals
Income — 2016 — NYU School of Law (teaching income) — S20.000.00
Spouse's income — 2016 — NYU School of Law Salary
Part VIL, line 2: This is a non-interest bearing account.

Part VII, lines 155 and 156 are merged entries of lines 126-131 of the 2015 report. No reportable transactions,

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8993. Public record. Not legal advice.
