# David R. Herndon

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/874

## Record

- **Judge:** David R. Herndon
- **Year:** 2003
- **Pages:** 15

## Text

Intel Corp cmn
Bank of Edwardsville Direct checking — Interest
Bank of Edwardsville Premium checking account — Interest
Bank of Edwardsville Prime investor/checking — Interest
Community Educ FCU 2 — Interest
JIRA Account Bear Stearns Brokerage IRA account — Int/Div — fnds listed below
IRA) Royal Bank Scotland — buy
IRA) Standard & Poors Depository SPDR S
IRA) Dreyfus General Money Market Account (IRA)
IRA) Flaherty & Crumbine pfd Income Fd — buy
IRA) High Income Opportunity fund — sell
IRA) Managed High Income Portfolio
IRA) Salomon Brothers 2008 Worldwide Dollar
IRA) Senior High Income Portfolio — sell
Dreyfus General Money Market Fund (B) — Interest
1llinois State G/O College svgs bds zero cpn oid 8/1/03 — Interest — redemption
Ohio St Pub FACS copmmn Hghr Ed mun bd 11/01/2010 — Interest
State Unv Retrmt Sys IL Spl rev zero cpn mun bond 10/1/03 — Interest — redemption
High Income Opportunity Fund — Int/Div — buy — below for sale in same yr.
High Income Opportunity Fund — sell
Cohen & Steers Total Return Realty FD — Int/Div — buy
Flaherty & Crumrine PFD Income Opportunity FD — Int/Div — buy
Salomon Brothers 2008 Worldwide Fd — Int/Div — buy
Corporate High Yield Fund — Int/Div — buy — below for sale in same vr
Corporate High Yield Fund — sell
TRUST #1 Bear Stearns Brokerage Account — int — asscls listed below
Dreyfus General Money Market Fund
Baltimore MD Convention Ctr Rev Rfdg BEO OID mun bond
Birmingham ALA Wtrwkd & Swr OID 1/1/2020
Chicago IL Motor Fuel Tax Rev Rfdg
Clear Lake City Tex Wir Auth GO Rfdg mun bond
Dallas TX Indpt Sch Dist GO Rfdg Psf Gtd 8/15/02
E. Chicago Ind MultiSch GO Bldg Corp Rfdg mun bond — redemption
FL St Div Bd Fin Dept Rev Genl Svcs Rev Env Protn mun
Font Bend TEX Indpt Sch Dist 02/15/2006 mun bond :
Hawaii State GO Rfdg Ser Co 03/01/2008
Hoffman Estates IL. Tax Inc 11/15/2009
Illinois State GO 12/01/2003 — redemption
llimois St GO Rev mun bond 4/1/2005 — redemption
IL Dev Fin Auth Pollution Rev Rfdg Comwilth EdBEO mun
Jacksonville Fla Port Auth Rev Arpt Rev Rfdg mun bond . — regemption
Lewis Cnty Wash Pub Util Dist — buy
Long Island Pwr Auth — buy
MO St Health & Edl Facs Rev Rfdg StLU BEO Oid mun bond
Kansas City MO GO Zoo Impt 10/01/2003 — redemption
Phoenix Ariz Rfdg Ser B IID mun bond 7/01/2016 — redemption
Puerto Rico Muni Fin Agy Rev Fa Ser 99A BEO mun bond
Puerto Rico Commonwealth GO Pub Impt 712010 ‘
Puerto Rico Mun Fin Agy GO Ser A 8/01/2011
St Louis Cnty MO Rfdg & Impt GO SerB BEO OID mun bond — redemption
Texas St Tex Pub Fin Auth SerB GO AO BEO OID mun bond
Wayne Charter Cnty Mich Arpt Rev Detroit metro BEO mun
Abbott Laboratories cnn
American Express
American International Group
American International Group — buy
American International Group — Sell
Automatic Data Processing Inc. cmn
Automatic Data Processing Inc. cmn — buy
Automatic Data Processing Inc. cmn — Sell
Citigroup Inc cmn
Chevron Texaco Corp
Cisco Systems Inc. cmn
Coca Cola Co
Call Coca Cola Co Jan 060 — expired
Coca Cola Co — buy
Coca Cola Co — Sell
DebtStrategies Fd. Inc — sell
EMC Corp-Mass
Exxon Mobil — buy
General Electric Co
HCA Inc — buy
Hewlett Packard Co. — buy
Home Depot Inc cmn
Home Depot Inc cmn — buy
Home Depot Inc. cmn — Sell
Call Home Depot — buy
Call Home Depot — expired
Intel Corp cmn — buy
Kinder Morgan Energy Partners
Kinder Morgan Energy Partners — Sell
MBNA Corp cmn
Medcohealth Solutions — spin-off — below for sale in same yr
Medcohealth Solutions — sell
Metlife Inc.
Merck & Co Inc. cmn
Merck & Co Inc cmn — Sell
Microsoft Corp cmn — split 02. 21-2003
Microsoft Corp cmn — Sell
Nasdag @i)shares — sell
Northern Trust Corp cmn
Northern Trust Corp cmn — buy
Northern Trust Corp cmn — Sell
Pfizer Inc. cmn
Unilever PLC
Viacom Inc-C! B cmn
Corporate High Yield Fund III Inc — sell
Corporate High Yield Fund Inc
High Income Opportunity Fund — sell
Managed High Income Portfelio
Salomon Brothers High Incorne Fund II Inc — sell
Salomon Brothers 2008 Worldwide FD — buy
Dreyfus General Money Market Fund B
Abbott Laboratories
American Express Company
American Intemational Group
American Intemational Group — buy
Automatic Data Processing Inc — buy
Citigroup Inc
ChevronTexaco Corp
ChevronTexaco Corp — buy
Cisco Systems Inc
Coca Cola Co }
Exxon Mobil Corp — buy
General Electric Co
HCAInc — buy
Hewlett Packard Company — buy
Home Depot — buy
Intel Corp
Intel Corp — buy
Kinder Morgan Energy Partners LTD partnership
MBNA Corp oo oo
MedcoHealth Solutions — spin-off — below tor sale in same yr
MedcoHealth Solutions Inc — sell
Metlife oo — buy
Merck & Co Inc
Microsoft Corp — split 02- 21-2003
Nasdaq 100 Shares QQQ — buy — below for sale in same yr
Nasdaq 100 Shares QQQ — sell
Northemn Trust Corp — buy
Pfizer Inc BN
Pfizer Inc — buy
Unilever PLC
Dreyfus General Money Market Fund CIB
Abbort Laboratories
Armerican Express Company
American Intemational Group
American Intemational Group — buy
Automatic Data Processing Inc — buy
Citigroup Inc
ChevronTexaco Corp
ChevronTexaco Corp — buy
Cisco Systems Inc
Coca Cola Co B }
Exxon Mobil Corp — buy
General Electric
HCAIne — buy
Hewlett Packard Co — buy
Home Depot Inc — buy
Intel Corp
Intel Corp — buy
Kinder Morgan Energy Partners LTD partnership
MBNA Corp
MedcoHealth Solutions Inc — spin-off — below for sale in same yr
MedcoHealth Solutions Inc — sell
Metlife Inc - — buy
Merck & Co Inc
Microsoft Corp — split 02- 21-2003
Nasdaq fjIShares QQQ — buy
Nasdaq 'W) Shares QQQ — sell
Northern Trust Corp — buy
Pfizer Inc
Pfizer Inc — buy
Unilever PLC
Dreyfus General Money Mark:t Fund B
Standard & Poors Depository Receipts (SPDRS)
Standard & Poors Midcap 400 Dep Rcpts (midcap SPDRS)
Goldman Sachs Capital Growth Fund Cl A — sell
Sector Spdr Trust-Utilities-XLU — buy
Sector Spdr Trust-Industrial-XL] — buy
Sector Spdr Trust-Technology-XIK — buy
Sector Spdr Trust-Financial-XLF — buy
Sector Spdr Trust-Energy-XLE — buy
Select Sector Spdr Fund-XLY — buy
Select Sector Spdr Fund - Health Care - XLV — buy
Select Spdr Trust-Consumer Stapies-XLP — buy
Trustee, Trust #1, #2, #3, #4, and #5
Board of Visitor's, Southern Illinois University School of Law
Spouse's income — Rules II — AFANINC INAS J ANAY
Eh

_

had

Income during

Gross value atend of

Transactions during reporting period

Description of Assets

reporting period

reporting period

(including trust assets)

@

[0]

@

0)

If not exc

m disclosure

[ON

@

3)

@

©)

Place "(X)" after each asset exempt

Amount

Type (es.

Value

Value

Type (eg.

Date

Value | Gain

Identity of

from prior disclosure

Code 1

div. rent. or

Code 2

Method

buy, sell,

Month -

Code 2 | Code

buyer/seller

Code 3

(A-H)

int)

Q-p

ap)

(A

(if private

Qw

redemption)

transaction)

181.

-Select Sector Spdr Fund-Materials XLB

buy

01-30

J

182.

TRUST #5 Bear Steams Brokerage Account

Interest

Asset detailed

below.

183.

-Dreyfus General Money Market Account

buy

12-23

1

1. Income/Gain Codes:

A =S1,000 or less

Cc

=$2,501-$5,000

D

= $5,001-515,000

E

= $15,001-550,000

=31,001-52,500

(See Columns B1 and D4)

F

= $50,001-5100,000

G

= $100,001-$1,000,000

Hl =

1.000,001-$5,000,000

= More than $5,000,000

2. Value Codes:

J

=$15,000 or less

= $15,001-$50.000

L

=$50,001-$100,000

™M =$100,001-5250,000

N =$250,000-$500,000

=$500,001-$1,000,000

P1 = $1.000,001-55,000,000

P2 =5§5,000,001-525,000,000

(See Columns C1 and D3)

P3 = $25,000,001-$50,000,000

P4 = SMore than $50,000,000

3. Value Method Codes

Q = Appraisal

= Cost (Real Estate Only)

S

= Assessment

T = Cash/Market

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/874. Public record. Not legal advice.
