# David E. Jones > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/8684 ## Record - **Judge:** David E. Jones - **Year:** 2016 - **Report type:** Annual - **Pages:** 10 ## Text TD Ameritrade Revocable Trust Account (Hy TD Ameritrade Cash Reserve (FDIC Insured Account) — Interest DFA US Targeted Value Mutual Fund — Int/Div DFA Tax Managed US Targeted Value Mutual Fund — Int/Div — Sold DFA US Small Cap Mutual Fund — Int/Div — Buy DFA US Large Cap Value Mutual Fund — Int/Div — Buy Gabelli Equity Income Mutual Fund — Int/Div Gabelli Asset Mutual Fund — None — Sold Davis New York Venture A Mutual Fund — None — Sold DFA US Large Cap Equity Mutual Fund — Int/Div — Buy DFA US Large Cap Equity Mutual Fund — Buy (add'l) Powershares FTSE RAFI US 1000 ETF — Int/Div Hartford Capital Appreciation A Mutual Fund — None — Sold Oppenheimer Global Y Mutual Fund — Int/Div — Buy (add'l) Tweedy Browne Worldwide High Dividend Yield Mutual Fund — Int/Div — Buy (add'l) DFA Emerging Markets Value Mutual Fund — Int/Div Oppenheimer Developing Markets Y Mutual Fund — Int/Div American Funds Limited Term Tax Exempt Bond F-2 Mutual Fund — Interest American Funds High-Income Municipal Bond F-2 Mutual Fund — Interest — Buy AMG GW&K Municipal Bond 1 Mutual Fund — Interest Thomburg Limited Term Municipal Mutual Fund — Interest — Buy (add'l) TD Ameritrade IRA (H) TD Ameritrade Cash Reserve (FDIC Insured Account) — Interest DFA US Targeted Value Mutual Fund — Int/Div FPA Capital Mutual Fund — Int/Div DFA US Small Cap Mutual Fund — Int/Div — Buy (add'l) DFA US Large Cap Value Mutual Fund — Int/Div — Buy (add'l) Gabell Asset Mutual Fund — None — Sold PIMCO RAE Fundamental Plus Mutual Fund — None Hartford Capatal Appreciation A Mutual Fund — None — Sold DFA International Value Mutual Fund — Int/Div — Buy (add'l) DFA International Small Cap Value Mutual Fund — Int/Div — Buy DFA International Small Cap Mutual Fund — Int/Div — Buy DFA Large Cap Intemational 1 Mutual Fund — Int/Div — Buy Oppenheimer Global Y Mutual Fund — Int/Div Tweedy Browne Global Value Mutual Fund — Int/Div American Funds New World F-2 Mutual Fund — Int/Div DFA Emerging Markets Small Cap Mutual Fund — Int/Div DFA Emerging Markets Mutual Fund — Int/Div DFA Emerging Markets Value Mutual Fund — Int/Div Oppenheimer Developing Markets Y Mutual Fund — Int/Div FPA Crescent Mutual Fund — None — Sold PIMCO All Asset All Authority D Mutual Fund — None — Sold Fidelity Total Bond Mutual Fund — Interest Goldman Sachs Local Emerging Markets Debt 1 Mutual Fund — Interest PIMCO Income Inst Mutual Fund — Interest FPA New Income Mutual Fund — Interest — Buy (add'l) TD Ameritrade Spouse IRA (H) TD Ameritrade Cash Reserve (FDIC Insured Account) — Interest FPA Capital Mutual Fund — Int/Div Gabelli Asset Mutual Fund — None — Sold DFA US Small Cap Mutual Fund — Int/Div — Buy (add'l) PIMCO RAE Fundamental Plus Mutual Fund — None Hartford Capital Appreciation A Mutual Fund — None — Sold Oppenheimer Global Y Mutual Fund — Int/Div Tweedy Browne Global Value Mutual Fund — Int/Div DFA Emerging Markets Value Mutual Fund — Int/Div Oppenheimer Developing Markets Y Mutual Fund — Int/Div Goldman Sachs Local Emergmg Markets Debt 1 Mutual Fund — Interest FPA New Income Mutual Fund — Interest — Sold (part) FPA New Income Mutual Fund — Buy (add'l) American Funds College America 529 Plan (Hy — Interest UW Credit Union Money Market Savings Account — Interest UW Credit Union Checking & Savings Accounts — Interest University of Wisconsin TIAA CREF 403(b) Retirement Plan (H) CREF Stock — Int/Div — Sold (part) CREF Growth — Int/Div — Buy (add'l) CREF Global Equities — Int/Div — Buy (add'l) CREF Bond Market — Interest — Buy (add'l) CREF Bond Market — None — Sold (part) CREF Social Choice — Int/Div — Sold (part) CREF Money Market — Interest — Sold CREF Money Market — Buy Wisconsin Deferred Compensation 457 Retirement Plan (H) American Fund EuroPacific Growth R6 Mutual Fund — Int/Div DFA US Micro Cap Mutual Fund — Int/Div T. Rowe Price Instl Mid-Cap Equity Growth Mutual Fund — Int/Div Fidelity Contrafund Mutual Fund — Int/Div Vanguard Institutional Index Inst] Plus Mutual Fund — Int/Div BlackRock US Debt Index W Mutual Fund — None Galliard Capital Management Stable Value Fund — None Federated US Government Secunties 2-5 wear Mutual Fund — Interest Spouse's income — 2016 — UW Hospitals & Clinics Salary Part VII, Investment and Trusts- there were a few funds that were exchanged to a lower cost share class in 2016 via a share class exchange. There does not seem to be an area to report this, so | updated the description of the asset mn Column A. | have summarized the old fund name, new fund name, and dates of the transactions below. TD Revocable Trust Account (H) Line 7- All shares of Gabelli Equity Income exchanged to Gabelli Equity Income | on 6/7/2016 Line 14- All shares of Oppenheimer Global A exchanged to Oppenheimer Global Y on 3/7/2016 Line 14- Remaining shares of Oppenheimer Global A exchanged to Oppenheimer Global Y on 6/7/2016 due to subsequent purchase of A shares after 3/72016 Line 17- All shares of Oppenheimer Developing Markets A exchanged to Oppenheimer Developing Markets Y on 3/7/2016 Line 18- All shares of American Funds Limited Term Tax Exempt Bond F-1 exchanged to American Funds Limited Term Tax Exempt Bond F-2 on 3/7/2016 TD Ameritrade IRA (H) Line 30- All shares of PIMCO RAE Fundamental Plus D exchanged to PIMCO RAE Fundamental Plus 1 on 6/7.2016 Line 36- All shares of Oppenheimer Global A exchanged to Oppenheimer Global Y on 6/7/2016 Line 38- All shares of American Funds New World F-1 exchanged to American Funds New World F-2 on 6/7/2016 Line 42- All shares of Oppenheimer Developing Markets A exchanged to Oppenheimer Developing Markets Y on 6/7/2016 Line 46- All shares of Goldman Sachs Local Emerging Markets Debt A exchanged to Goldman Sachs Local Emerging Markets Debt | on 6/7/2016 Line 47- All shares of PIMCO Income D exchanged to PIMCO Income Inst on 6/7/2016 TD Ameritrude Spouse IRA (H) Line 55- All shares of PIMCO RAE Fundamental Plus D exchanged to PIMCO RAE Fundamental Plus 1 on 6/7/2016 Line $7- All shares of Oppenheimer Global A exchanged to Oppenheimer Global Y on 6/7/2016 Line 60- All shares of Oppenheimer Developing Markets A exchanged to Oppenheimer Developing Markets Y on 6/7/2016 Line 61- All shares of Goldman Sachs Local Emerging Markets Debt A exchanged to Goldman Sachs Local Emerging Markets Debt I on 6/7/2016 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8684. Public record. Not legal advice.