# Sarah W. Hays

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/8679

## Record

- **Judge:** Sarah W. Hays
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 23

## Text

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
United Missouri Bank (cash) — None
Bank of America (cash) — Interest
IRA Z(H)
TD Ameritrade Money Market (cash) (X) 1)
Ark ETF Tr Web X.0 (ARKW) — None — Buy
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Sold
Ark ETF Tr Web X.0 (ARKW) — Buy
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Sold
Ark ETF Tr Web X.0 (ARKW) — Buy
Ark ETF Tr Web X.0 (ARKW) — Sold
Ark ETF Tr Web X.0 (ARKW) — Buy
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Sold
Ark ETF Tr Web X.0 (ARKW) — Buy
Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)
Ark ETF Tr Web X.0 (ARKW) — Sold
Ark ETF Tr Industrial Innovation (ARKQ) — None — Buy
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Sold
Ark ETF Tr Industrial Innovation (ARKQ) — Buy
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Sold
Ark ETF Tr Industrial Innovation (ARKQ) — Buy
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Sold
Ark ETF Tr Industrial Innovation (ARKQ) — Buy
Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)
Ark ETF Tr Industrial Innovation (ARKQ) — Sold
Ark ETF Tr Innovation ETF (ARKK) — None — Buy
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Sold
Ark ETF Tr Innovation ETF (ARKK) — Buy
Ark ETF Tr Innovation ETF (ARKK) — Sold
Ark ETF Tr Innovation ETF (ARKK) — Buy
Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)
Ark ETF Tr Innovation ETF (ARKK) — Sold
Ark ETF Tr Genomic Revolution (ARKG) — None — Buy
S10. — Buy (add'l)
S10. — Sold
S10. — Buy
S10. — Sold
Bank of America (BAC) — None — Buy
Bank of America (BAC) — Sold
The Blackstone Group (BX) — None — Buy
The Blackstone Group (BX) — Sold
Blue Apron Holdings (APRN) — None — Buy
Blue Apron Holdings (APRN) — Sold
CSX Corp (CSX) — None — Buy
CSX Corp (CSX) — Sold
Deutsche X-Trackers MSCI EAFE Hedged Eq ETF (DBEF) — None — Buy
Deutsche X-Trackers MSCI EAFE Hedged Eq ETF (DBEF) — Sold
Delta Airlines (DAL) — None — Buy
Delta Airlines (DAL) — Sold
ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — None — Buy
ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Sold
ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Buy
ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Sold
ETFIS Bioshares Biotech Clin (BBC) — None — Buy
ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)
ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)
ETFIS Bioshares Biotech Clin (BBC) — Sold
ETFIS Bioshares Biotech Clin (BBC) — Buy
ETFIS Bioshares Biotech Clin (BBC) — Sold
ETFIS Bioshares Biotech Clin (BBC) — Buy
ETFIS Bioshares Biotech Clin (BBC) — Buy
ETFIS Bioshares Biotech Clin (BBC) — Sold
ETFIS Bioshares Biotech Clin (BBC) — Buy
ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)
ETFIS Bioshares Biotech Clin (BBC) — Sold
ETFIS Bioshares Biotech Clin (BBC) — Buy
ETFIS Bioshares Biotech Clin (BBC) — Sold
ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — None — Buy
ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — Sold
ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — Sold
FQF Tr Quant FTSE Eur Qual Div (OEUR) — None — Buy
FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)
FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)
FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)
FQF Tr Quant FTSE Eur Qual Div (OEUR) — Sold (part)
FQF Tr Quant FTSE Eur Qual Div (OEUR) — Sold
Fidelity Covington Trust MSC Infotech (FTEC) — None — Buy
Fidelity Covington Trust MSC Infotech (FTEC) — Buy (add'l)
Fidelity Covington Trust MSC Infotech (FTEC) — Buy (add'l)
Fidelity Covington Trust MSC Infotech (FTEC) — Sold
First Trust ISE Cloud Computing E1v (SKYY) — None — Buy
First Trust ISE Cloud Computing E1v (SKYY) — Sold
Global X Internet of Things ETF (SNSR) — None — Buy
Global X Internet of Things ETF (SNSR) — Sold
Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — None — Buy
Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Buy (add'l)
Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Sold
Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Buy
Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Sold
Global X Fintech ETF (FINX) — None — Buy
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Sold
Global X Fintech ETF (FINX) — Buy
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Sold
Global X Fintech ETF (FINX) — Buy
Global X Fintech ETF (FINX) — Buy (add'l)
Global X Fintech ETF (FINX) — Sold
Global X Fintech ETF (FINX) — Buy
Global X Fintech ETF (FINX) — Sold
Global X Fintech ETF (FINX) — Buy
Global X Fintech ETF (FINX) — Sold
General Electric (GE) — None — Buy
General Electric (GE) — Sold
Howard Hughes Corp (HHC) — None — Buy
Howard Hughes Corp (HHC) — Sold
iShares Core S&P Small-Cap ETF (UR) — None — Buy
iShares Core S&P Small-Cap ETF (UR) — Sold
iShares MSCI Emerging Mkts (IEMG) — None — Buy
iShares MSCI Emerging Mkts (IEMG) — Sold
Morgan Stanley Inst Fund Growth (MSEGX) — Int/Div — Buy
Morgan Stanley Inst Fund Growth (MSEGX) — Sold
Primecap Odyssey Stock Fund (POSKX) — None — Buy
Primecap Odyssey Stock Fund (POSKX) — Sold
Powershares Aerospace & Defense (PPA) — None — Buy
Powershares Aerospace & Defense (PPA) — Sold
Powershares Dynamic LC Val Port (PWV) — None — Buy
Powershares Dynamic LC Val Port (PWV) — Sold
Powershares Global Gold & Pr Met (PSALU) — None — Buy
Powershares Global Gold & Pr Met (PSALU) — Sold
Powershares QQ (QQQ) — None — Buy
Powershares QQ (QQQ) — Buy (add'l)
Powershares QQ (QQQ) — Sold
Powershares QQ (QQQ) — Buy
Powershares QQ (QQQ) — Sold
Powershares Nasdaq Internet Port (PNQI) — None — Buy
Powershares Nasdaq Internet Port (PNQI) — Buy (add'l)
Powershares Nasdaq Internet Port (PNQI) — Sold (part)
Powershares Nasdaq Internet Port (PNQI) — Sold
Powershares Semicon Port (PS]) — None — Buy
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Sold
Powershares Semicon Port (PS]) — Buy
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Sold
Powershares Semicon Port (PS]) — Buy
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Sold
Powershares Semicon Port (PS]) — Buy
Powershares Semicon Port (PS]) — Buy (add'l)
Powershares Semicon Port (PS]) — Sold
Powershares Semicon Port (PS]) — Buy
Powershares Semicon Port (PS]) — Sold
Powershares Semicon Port (PS]) — Buy
Powershares Semicon Port (PS]) — Sold
Q Biomed Inc (QBI1O) — None — Buy
Q Biomed Inc (QBI1O) — Sold
Select Sector SPDR Consumer Dis (XLY) — None — Buy
Select Sector SPDR Consumer Dis (XLY) — Sold
Select Sector SPDR Industrial Select (XLD — None — Buy
Select Sector SPDR Industrial Select (XLD — Buy (add'l)
Select Sector SPDR Industrial Select (XLD — Sold
Select Sector SPDR Tr Energy Sel Idx (XLE) — None — Buy
Select Sector SPDR Tr Energy Sel Idx (XLE) — Sold
Select Sector SPDR Trust Tech (XLK) — None — Buy
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Sold (part)
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Buy (add'l)
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Trust Tech (XLK) — Buy
Select Sector SPDR Trust Tech (XLK) — Sold
Select Sector SPDR Tr Financial Select (XLF) — None — Buy
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Sold (part)
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Financial Select (XLF) — Buy
Select Sector SPDR Tr Financial Select (XLF) — Sold
Select Sector SPDR Tr Health Care (XLV) — None — Buy
Select Sector SPDR Tr Health Care (XLV) — Sold
Select Sector SPDR Tr Health Care (XLV) — Buy
Select Sector SPDR Tr Health Care (XLV) — Sold
Sprint Corp (S) — None — Buy
Sprint Corp (S) — Sold
SPDR S&P Biotech (XB) — None — Buy
SPDR S&P Biotech (XB) — Sold
SPDR S&P Biotech (XB) — Buy
SPDR S&P Biotech (XB) — Buy (add'l)
SPDR S&P Biotech (XB) — Sold
SPDR S&P Biotech (XB) — Buy
SPDR S&P Biotech (XB) — Sold
SPDR S&P Biotech (XB) — Buy
SPDR S&P Biotech (XB) — Sold
SPDR S&P Biotech (XB) — Buy
SPDR S&P Biotech (XB) — Buy (add'l)
SPDR S&P Biotech (XB) — Sold
SPDR S&P Biotech (XB) — Buy
SPDR S&P Biotech (XB) — Buy (add'l)
SPDR S&P Biotech (XB) — Buy (add'l)
SPDR S&P Biotech (XB) — Sold
SPDR Stoxx Europe 50 Fund (FEU) — None — Buy
SPDR Stoxx Europe 50 Fund (FEU) — Sold
SPX Corp (SPX) — None — Buy
SPX Corp (SPX) — Sold
United Health Group (UNH) — None — Buy
United Health Group (UNH) — Sold
Vaneck Vectors Gaming ETF (BJK) — None — Buy
Vaneck Vectors Gaming ETF (BJK) — Sold
Vaneck Vectors Momingstar Intl Moat ETF MOTH — None — Buy
Vaneck Vectors Momingstar Intl Moat ETF MOTH — Buy (add'l)
Vaneck Vectors Momingstar Intl Moat ETF MOTH — Sold
Vaneck Vector Morningstar Wide Moat IMOAT) — None — Buy
Vaneck Vector Morningstar Wide Moat IMOAT) — Sold
Vaneck Vectors Semiconductors (SMH) — None — Buy
Vaneck Vectors Semiconductors (SMH) — Sold
Vanguard Info Tech Index (VGT) — None — Buy
Vanguard Info Tech Index (VGT) — Buy (add'l)
Vanguard Info Tech Index (VGT) — Buy (add'l)
Vanguard Info Tech Index (VGT) — Sold
Vanguard Info Tech Index (VGT) — Buy
Vanguard Info Tech Index (VGT) — Sold
Vanguard Consumer Dsc Index (VCR) — None — Buy
Vanguard Consumer Dsc Index (VCR) — Sold
Vanguard Intl Div Apprec ETF (VIGI) — None — Buy
Vanguard Intl Div Apprec ETF (VIGI) — Buy (add'l)
pak) — Sold
Walt Disney Co (DIS) — None — Buy
Walt Disney Co (DIS) — Sold
IRA #2 (H)
Sun America Cash Trust Account (Money Market) — Interest
KIMCO Realty (KIM) (Y)
Ramco Gershenson Pptys TR Com SH Ben Ing. (RPT) — Int/Div
Brokerage Account #1 (H)
Blackrock Eurofund (MDEFX) — Int/Div
Blackrock Equity (MDDVX) — Int/Div
Blackrock Low Duration (BLDAX) — Int/Div
Blackrock Latin American Fund (MDLTX) — Int/Div
Brokerage Account 22 (H)
Amencan Century Growth Fund (TWCOGX) — Int/Div
American Century Ultra Fund (TWCUX) — Int/Div
IRA #3 (H)
Wells Fargo Money Market Asset Fund (cash) (Y)
IRAZ4 (H)
Hartford Stock Fund — None
Hartford Balanced HLS Fund — None
Hartford Capital Appreciation Fund — None
Hartford Int'l Opp. Fund — None
403(b) #1 (H)
Vanguard Inst. Index (VINIX) — None — Sold
403(b) #2 (H)
VALIC Large Cap — None — Sold
VALIC Health Sciences Fund — None — Sold
VALIC Science and Technology Fund — None — Sold
VALIC Fixed Income — None — Sold
Spouse's income — 2017 — Henry W. Bloch Chair in Financial Services-UMKC - Salary
Spouse's income — 2007 — Pension - University of Missoun at Kansas City
Part II-B, line 1: Through March 1, 2017.

Part 111-B, line 2: Beginning March 1, 2017,

Part VII, lines 296 and 298-301: The information listed is based upon the filer's information and belief. Despite request, more detailed information is not

available from the provider.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8679. Public record. Not legal advice.
