# Patricia A. Sullivan > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/8651 ## Record - **Judge:** Patricia A. Sullivan - **Year:** 2014 - **Report type:** Annual - **Pages:** 10 ## Text MFS Investment Management (Educational Funds) — Int/Div MFS Growth Allocation Fund A IMAGWX) — Distnbuted — tor education MFS Growth Allocation Fund B (IMBGWX) US Treasury EE Bonds — Interest Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div Mmnesota Vanable Group Umiversal Life Insuamce Policy — Int/Div Janus Aspen Forty FID VIP Value Ivy VIP Value FID VIP Equity Income Janus Aspen OVES SS m HE 1c — Distribution BNY Mellon HSA Account (Y) Sovereign Account — Interest Sovereign Money Market Account — Interest Schwab Account (IRA) — Int/Div Schwab Govt Money Fund (SWGXX) — Interest Charles Schwab Bank account — Interest Fidelity Floating Rate HI INCM (FFRHX) — Int/Div First Eagle High Yield FD A (FEHAX) — Int/Div Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Int/Div Invesco Conv Securities FD CL (ONSAX) — Int/Div Lord Abbett Short Duration (LALSZ) — Int/Div Pimco 0-5 High Yield Corp B (HYS) — Int/Div Putnam Absolute Return 300 FD (PYTRX) — Int/Div Fidelity ADV Emerging Mkts Inc (FMKAX) — Int/Div SPDR INTL Government TIPS ETF (WIP) — Int/Div Templeton Global Bond Fund (TGBAX) — Int/Div First Eagle US Value Fund CL (FEVAX) — Int/Div Goldman Sachs Small Mid Cap (GSMYX) — Int/Div Heartland Value Plus (HNVIX) — Int/Div Powershares S&P ETF 500 Low VO (SPLV) — Int/Div Putnam Capital Spectrum FD CL (PVSAX) — Int/Div Royce Special Equity FD Invest (RYSEX) — Int/Div Schwab S&P 500 Select Shs (SWPPX) — Sold First Eagle Overseas (SGOVX) — Int/Div shares MSCI ETF Emerging MKTS (EEMV) — Int/Div Powershares ETF S&P INTL (IDLV) — Int/Div SCHW Intl SCAP ETF (SCHC) — Int/Div SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div IPath DJ AIG Commodity Index (DJP) — None DFA INTL Small Cap Value (DISVX) — Int/Div Lord Abbett Inflation Focused FD (LIFIX) — Int/Div Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div Putnam Capital Spectrum FD CL Y (PVSYX) — Int/Div Dodge & Cox Stock (DODGX) — Sold Harbor Capital Appreciation Inst] (HACAX) — Int/Div Hartford Global Bond (HWDYX) — Int/Div — Buy S10. — Buy (add'l) ALPS GS ETF Risk Adjusted (GJRA) — Int/Div — Buy ALPS GS ETF Risk Adjusted (GJRA) — Sold Schwab Account — Int/Div Schwab Govt Money Fund — Int/Div First Eagle US Value (FEVAX) — Int/Div Fidelity ADV Emerging Mar (FMKAX) — Int/Div IShares MSC1 (EEMV) — Int/Div DFA INTL Small Cap (DISVX) — Int/Div Rovce Special Equity (RYSEX) — Int/Div First Eagle Overseas (SGOVX) — Int/Div SPDR Nuveen Barclays (SHM) — Int/Div — Sold (part) Schwab S&P S00 Select (SWPPX) — Int/Div Templeton Global Bond Fund (TGBAX) — Int/Div SPDR INTL Government (WIP) — Int/Div MKT Vectors ETF (HYD) — Int/Div Goldman Sachs Small Mid Cap (GSMYX — Int/Div Lord Abbett Inflation (LIFIX) — Int/Div Loomis Sayles Senior (LSFYX) — Int/Div SPDR DJ Wilshire INTL Real Estate (RWX) — Int/Div Putnam Capital Spectrum (PVSYX) — Int/Div SPDR DJ Wilshire REIT (RWR) — Int/Div JP Morgan Tax Aware Income Opp UTASX) — Int/Div — Buy Member, Board of Directors of Roger Williams University School of Law Manager und Member Director, Rhode Island Bar Foundation Director, Rhode Island Chapter of Federal Bar Association Spouse's income — 2014 — Citizens Bank (pension) Spouse's income — 2014 — Bank of America (pension) Part 1: Line 3: Please see the letter from the Committee on Codes of Conduct regarding the position listed on Line 3, Part VII: Line 6: The income reported for this life insurance policy is based on the total “investment gain/loss” that appears in the year end statement. Line 12: The asset listed on Line 12 is membership in an entity that has never made a distribution to its members. The entity's sole asset, 4 vacation cottage, is used by the members from time to time; | use an estimate of the value of this use as"income.™ Line 16: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the same person at Schwab. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8651. Public record. Not legal advice.