# Marc Thomas Treadwell > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/8408 ## Record - **Judge:** Marc Thomas Treadwell - **Year:** 2016 - **Report type:** Annual - **Pages:** 29 ## Text IRA #1 (H) State Bank and Trust Company Accounts — None Wells Fargo Bank Account (Y) Bank of America (X) — None Rental Property #1, Fripp Island, South Caroling — Reat Rental Property #2, Macon, Georgia — Rent Rental Property #3, Macon, Georgia — Rent Rental Property #4, Auburn, Alabama — Rent Lincoln National Life - Survivorship universal life policy — None Brokerage #1 (H) Merrill Lynch Cash Management Account — Interest SPSO0 Stepup Issuer BAC — None Apple Inc. (common) — Int/Div Brokerage #2 (H) Merrill Lynch Cash Management Account — Interest Amazon Com Ine (common) — None — Buy American Express Company (common) — Int/Div Ameriprise Financial Inc (common) — Int/Div Bristol-Myers Squibb Co (common) — Int/Div Facebook Inc (common) — None — Buy General Electric (common) — Int/Div Halyard Health Inc. (common) — None Home Depot Ine (common) — Int/Div Johnson and Johnson (common) — Int/Div Kimberly Clark (common) — Int/Div Zimmer Holdings Inc (common) — Int/Div Brokerage #3 (H) Merrill Lynch Cash Management Account — Int/Div Apple Inc (common) — Int/Div shares U.S. Financial Services ETF — Int/Div — Sold (part) shares U.S. Financial Services ETF — Buy (add'l) shares U.S. Financial Services ETF — Sold (part) shares U.S. Financial Services ETF — Buy (add'l) shares Cohen & Steers REIT ETF — Int/Div — Sold shares Cohen & Steers REIT ETF — Buy shares Cohen & Steers REIT ETF — Sold Guggenheim S&P S00 Equal Weight ETF — None — Sold Guggenheim S&P Midcap 400 Pure Growth ETF — None — Sold Guggenheim S&P S00 Pure Growth ETF — None — Sold Powershares QOQQ Trust SE — Int/Div — Sold (part) Powershares QOQQ Trust SE — Buy Powershares QOQQ Trust SE — Sold Powershares QOQQ Trust SE — Buy Powershares QOQQ Trust SE — Sold (part) Ishares S&P Midcap 400 Growth — None — Sold Ishares U.S. Technology — Int/Div — Sold (part) Ishares U.S. Technology — Buy Ishares U.S. Technology — Sold Ishares U.S. Technology — Buy Ishares U.S. Technology — Sold (part) Ishares S&P S00 Growth — None — Sold (part) Ishares S&P S00 Growth — Sold shares U.S. Consumer Services ETF — None — Sold shares U.S. Healthcare — Int/Div — Sold shares U.S. Healthcare — Buy shares U.S. Healthcare — Sold Ishares U.S. Real Estate — Int/Div — Sold (part) Ishares U.S. Real Estate — Sold Ishares U.S. Real Estate — Buy Ishares U.S. Real Estate — Buy (add'l) Ishares U.S. Real Estate — Sold (part) Ishares S&P Mid-cap 400 Value ETF — None — Sold Ishares S&P Mid-cap 400 Value ETF — Buy Ishares S&P Mid-cap 400 Value ETF — Buy (add'l) Ishares S&P Mid-cap 400 Value ETF — Sold Ishares S&P Smallcap 600 Growth — Int/Div — Sold (part) Ishares S&P Smallcap 600 Growth — Buy Ishares S&P Smallcap 600 Growth — Sold (part) SPDR S&P Midcap 400 ETF Trust — Int/Div — Sold (part) SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Sold SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Buy (add'l) SPDR S&P Midcap 400 ETF Trust — Sold SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Int/Div — Sold SPDR Dow Jones Indust Av ETF Trust — Buy SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Sold SPDR S&P S00 ETF Trust — Int/Div — Sold SPDR S&P S00 ETF Trust — Buy SPDR S&P S00 ETF Trust — Sold Pioneer AMT Free Municipal Fund C1'Y — Int/Div Ishares Core S&P Mid-cap ETF — Int/Div — Buy Ishares Core S&P Mid-cap ETF — Buy (add'l) Ishares Core S&P Mid-cap ETF — Buy (add'l) Ishares Core S&P Mid-cap ETF — Sold (part) Ishares MSC Emerging Mkis — Int/Div — Buy Ishares MSC Emerging Mkis — Buy (add'l) Ishares MSC Emerging Mkis — Sold (part) Ishares MSC Emerging Mkis — Sold Ishares MSC Emerging Mkis — Buy Ishares MSC Emerging Mkis — Sold (part) Ishares Momingstar Small Cap Value ETF — Int/Div — Buy (add'l) Ishares Momingstar Small Cap Value ETF — Sold (part) Ishares Core S&P 500 ETF — Int/Div — Buy Ishares Core S&P 500 ETF — Sold Ishares Core S&P 500 ETF — Buy Ishares Core S&P 500 ETF — Buy (add'l) Ishares Core S&P 500 ETF — Sold Ishares Tr Russell 2000 — Int/Div — Buy Ishares Tr Russell 2000 — Sold (part) Ishares Tr Russell 2000 — Buy (add'l) Ishares Tr Russell 2000 — Sold (part) Ishares U.S. Basic Materials ETF — Int/Div — Buy Ishares U.S. Basic Materials ETF — Buy (add'l) Ishares U.S. Basic Materials ETF — Buy (add'l) Ishares U.S. Basic Materials ETF — Sold (part) Ishares U.S. Basic Materials ETF — Sold (part) Ishares U.S. Basic Materials ETF — Buy (add'l) Ishares U.S. Basic Materials ETF — Sold (part) Ishares U.S. Consumer Goods ETF — None — Buy Ishares U.S. Consumer Goods ETF — Sold Ishares U.S. Energy ETF — Int/Div — Buy Ishares U.S. Energy ETF — Sold Ishares U.S. Industrials E11 — Int/Div — Buy Ishares U.S. Industrials E11 — Sold Ishares U.S. Industrials E11 — Buy Ishares U.S. Utilities — None — Buy Ishares U.S. Utilities — Sold Ishares U.S. Utilities — Buy Ishares U.S. Utilities — Sold Ishares S&P Smallcap 600 Value — Int/Div — Buy Ishares S&P Smallcap 600 Value — Sold Ishares S&P Smallcap 600 Value — Buy Ishares S&P Smallcap 600 Value — Sold Ishares S&P Smallcap 600 Value — Buy Ishares S&P Smallcap 600 Value — Buy (add'l) Ishares S&P Smallcap 600 Value — Sold (part) Ishares Core Russell US Value ETF — Int/Div — Buy Ishares Core Russell US Value ETF — Sold Vanguard 500 Index Fund Shs ETF — Int/Div — Buy Vanguard 500 Index Fund Shs ETF — Sold Ishares Dow Jones US — Int/Div — Buy Merrill Lynch cash holding account — Int/Div Delaware Corporate Bond Fund Inst] C1 — Int/Div Apple Inc (common) — Int/Div Guggenheim S&P 500 Equal Weight ETF — Sold Guggenheim S&P Midcap 400 Pure Growth ETF — Sold Guggenheim S&P 500 Pure Growth ETF — Sold Ishares U.S. Financial Services ETF — Int/Div — Sold (part) Ishares U.S. Financial Services ETF — Buy Ishares U.S. Financial Services ETF — Sold Ishares U.S. Financial Services ETF — Buy Ishares Cohen & Steers REIT ETF — Int/Div — Sold Ishares S&P Midcap 400 Growth — None — Sold Ishares U.S. Technology — Int/Div — Sold (part) Ishares U.S. Technology — Buy Ishares S&P S00 Growth — None — Sold (part) Ishares S&P S00 Growth — Sold Ishares U.S. Consumer Services ETF — None — Sold Ishares U.S. Healthcare — Int/Div — Sold Ishares U.S. Healthcare — Buy Ishares U.S. Healthcare — Sold Ishares S&P Midcap 400 Value ETF — None — Sold Ishares S&P Midcap 400 Value ETF — Buy Ishares S&P Midcap 400 Value ETF — Buy (add'l) Ishares S&P Midcap 400 Value ETF — Sold Ishares S&P Smallcap 600 Growth — Int/Div — Sold (part) Ishares S&P Smallcap 600 Growth — Buy Ishares S&P Smallcap 600 Growth — Sold (part) Powershares QQQ Trust SE — Int/Div — Sold (part) Powershares QQQ Trust SE — Buy Powershares QQQ Trust SE — Sold Powershares QQQ Trust SE — Buy Powershares QQQ Trust SE — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Int/Div — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Buy SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Sold SPDR S&P Midcap 400 ETF Trust — Int/Div — Sold (part) SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR S&P Midcap 400 ETF Trust — Buy (add'l) SPDR S&P Midcap 400 ETF Trust — Buy (add'l) SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR S&P Midcap 400 ETF Trust — Sold SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Buy (add'l) SPDR S&P Midcap 400 ETF Trust — Buy (add'l) SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR S&P S00 ETF Trust — Int/Div — Sold SPDR S&P S00 ETF Trust — Buy SPDR S&P S00 ETF Trust — Sold SPDR S&P S00 ETF Trust — Buy SPDR S&P S00 ETF Trust — Sold Ishares MSCI Emerging Mk1s — Int/Div — Buy Ishares MSCI Emerging Mk1s — Buy (add'l) Ishares MSCI Emerging Mk1s — Buy (add'l) Ishares MSCI Emerging Mk1s — Sold (part) Ishares MSCI Emerging Mk1s — Sold Ishares MSCI Emerging Mk1s — Buy Ishares MSCI Emerging Mk1s — Sold (part) Ishares Dow Jones US Utilities ETF — Int/Div — Buy Ishares Dow Jones US Utilities ETF — Sold Ishares Dow Jones US Utilities ETF — Buy Ishares Dow Jones US Utilities ETF — Sold Ishares S&P Smallcap 600 Value — Int/Div — Buy Ishares S&P Smallcap 600 Value — Sold Ishares S&P Smallcap 600 Value — Buy Ishares S&P Smallcap 600 Value — Sold Ishares S&P Smallcap 600 Value — Buy Ishares S&P Smallcap 600 Value — Buy (add'l) Ishares S&P Smallcap 600 Value — Sold (part) Ishares S&P Smallcap 600 Value — Sold (part) Ishares S&P S00 Value Index ETF — Int/Div — Buy Ishares S&P S00 Value Index ETF — Sold Ishares S&P S00 Index ETF — None — Buy Ishares S&P S00 Index ETF — Sold Ishares S&P S00 Index ETF — Buy Ishares S&P S00 Index ETF — Buy (add'l) Ishares S&P S00 Index ETF — Sold Ishares Tr Russell 2000 — Int/Div — Buy Ishares Tr Russell 2000 — Sold (part) Ishares Tr Russell 2000 — Buy (add'l) Ishares Tr Russell 2000 — Sold (part) Ishares Dow Jones US Energy Sector ETF — Int/Div — Buy Ishares Dow Jones US Energy Sector ETF — Sold Ishares US Industrials ETF — Int/Div — Buy Ishares US Industrials ETF — Sold Ishares US Industrials ETF — Buy Ishares Dow Jones US Consumer Goods ETF — Int/Div — Buy Ishares Dow Jones US Consumer Goods ETF — Sold Ishares Dow Jones US Basic Materials ETF — Int/Div — Buy Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Sold (part) Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Sold Ishares US Real Estate — Int/Div — put) Ishares US Real Estate — Sold Ishares US Real Estate — Buy Ishares US Real Estate — Sold Ishares US Real Estate — Buy Ishares US Real Estate — Buy (add'l) Ishares US Real Estate — Sold (part) Ishares Dow Jones US Index Fund ETF — Int/Div — Buy IRA £2 (H) Merrill Lynch cash holding account — Int/Div American Cap Wrld Gr & Income Fund A — Int/Div Apple Inc (Common) — Int/Div Express Scripts Hldg Co (Common) — None Wisdomtree Trust Emerging Markets High Dividend Fund — Int/Div Alababa Group Holding LTD — None Novo Nordisk A S ADR — Int/Div Southern Company (common) — Int/Div Tractor Supply Co (common) — Int/Div 401(k) Retirement Plan (H) American Funds - Growth Fund of America-R3 — Int/Div American Funds - Investment Company of America-R3 — Int/Div American Funds - Fundamental Investors. RI — Int/Div IRA 43 (H) Merrill Lynch cash holding account — Int/Div Delaware Corporate Bond Fund Inst] Cl — Int/Div Apple Inc (common) — Int/Div Guggenheim S&P 500 Equal Weight ETF — Sold Guggenheim S&P Midcap 400 Pure Growth ETF — Sold Guggenheim S&P 500 Pure Growth ETF — Sold Ishares U.S. Financial Services ETF — Int/Div — Sold (part) Ishares U.S. Financial Services ETF — Buy Ishares U.S. Financial Services ETF — Sold Ishares U.S. Financial Services ETF — Buy Ishares Cohen & Steers REIT ETF — None — Sold Ishares S&P Midcap 400 Growth — None — Sold lIshares U.S. Technology — Int/Div — Sold (part) lIshares U.S. Technology — Buy pak) — Sold (part) Ishares S&P S00 Growth — Sold (part) Ishares S&P S00 Growth — Sold Ishares U.S. Consumer Services ETF — Sold Ishares U.S. Healthcare — Int/Div — Sold Ishares U.S. Healthcare — Buy Ishares U.S. Healthcare — Sold Ishares U.S. Real Estate — Int/Div — Sold (part) Ishares U.S. Real Estate — Sold Ishares U.S. Real Estate — Buy Ishares U.S. Real Estate — Sold Ishares U.S. Real Estate — Buy Ishares U.S. Real Estate — Buy (add'l) Ishares U.S. Real Estate — Sold (part) Ishares S&P Midcap 400 Value ETF — None — Sold Ishares S&P Midcap 400 Value ETF — Buy Ishares S&P Midcap 400 Value ETF — Buy Ishares S&P Midcap 400 Value ETF — Sold shares S&P Smallcap 600 Growth — Int/Div — Sold (part) shares S&P Smallcap 600 Growth — Buy shares S&P Smallcap 600 Growth — Sold (part) Powershares QQQ Trust SE — Int/Div — Sold (part) Powershares QQQ Trust SE — Buy Powershares QQQ Trust SE — Sold Powershares QQQ Trust SE — Buy Powershares QQQ Trust SE — Sold (part) SPDR Dow Jones Indust Av ETF Trust — Int/Div — Sold SPDR Dow Jones Indust Av ETF Trust — Buy SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Buy (add'l) SPDR Dow Jones Indust Av ETF Trust — Sold (part) RITES — Sold SPDR S&P Midcap 400 ETF Trust — Int/Div — Sold (part) SPDR S&P Midcap 400 ETF Trust — Buy SPDR S&P Midcap 400 ETF Trust — Sold (part) SPDR S&P Midcap 400 ETF Trust — Buy (add'l) RIT) — Buy (add'l) RIT) — Sold (part) RIT) — Sold RIT) — Buy RIT) — Buy (add'l) RIT) — Buy (add'l) RIT) — Sold (part) RIT) — Sold (part) SPDR S&P S00 ETF Trust — Int/Div — Sold SPDR S&P S00 ETF Trust — Buy SPDR S&P S00 ETF Trust — Sold SPDR S&P S00 ETF Trust — Buy SPDR S&P S00 ETF Trust — Sold Ishares MSC Emerging Markets — Int/Div — Buy Ishares MSC Emerging Markets — Buy (add'l) Ishares MSC Emerging Markets — Buy (add'l) Ishares MSC Emerging Markets — Sold (part) Ishares MSC Emerging Markets — Sold Ishares MSC Emerging Markets — Buy Ishares MSC Emerging Markets — Sold (part) Ishares Dow Jones US Utilities ETF — Int/Div — Buy Ishares Dow Jones US Utilities ETF — Sold Ishares Dow Jones US Utilities ETF — Buy Ishares Dow Jones US Utilities ETF — Sold shares S&P Smallcap 600 Value — Int/Div — Buy RE¥S — Sold RE¥S — Buy RE¥S — Sold RE¥S — Buy RE¥S — Buy (add'l) RE¥S — Sold (part) RE¥S — Sold (part) Ishares S&P S00 Value Index ETF — Int/Div — Buy Ishares S&P S00 Value Index ETF — Sold Ishares S&P S00 Index ETF — Buy Ishares S&P S00 Index ETF — Sold Ishares S&P S00 Index ETF — Buy Adb6 — Buy (add'l) Adb6 — Sold Ishares Russell 2000 Index ETF — Int/Div — Buy Ishares Russell 2000 Index ETF — Sold (part) Ishares Russell 2000 Index ETF — Buy Ishares Russell 2000 Index ETF — Sold (part) Ishares Dow Jones US Energy Sector ETF — Int/Div — Buy Ishares Dow Jones US Energy Sector ETF — Sold shares U.S. Industrials ETF — Int/Div — Buy shares U.S. Industrials ETF — Sold shares U.S. Industrials ETF — Buy Ishares Dow Jones US Consumer Goods ETF — Int/Div — Buy Ishares Dow Jones US Consumer Goods ETF — Sold Ishares Dow Jones US Basic Materials ETF — Int/Div — Buy Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Sold (part) Ishares Dow Jones US Basic Materials ETF — Buy (add'l) Ishares Dow Jones US Basic Materials ETF — Sold Ishares Dow Jones US Index Fund ETF — Int/Div — Buy Trust £1 (MH) PWM Fiduciary Master Dep Acct — Int/Div Exxon Mobil Corp (Common) — Int/Div Praxair Inc (Common) — Int/Div General Electric Co (Common) — Int/Div Home Depot Ine (Common) — Int/Div Coca-Cola Co (Common) — Int/Div Colgate Palmolive Co (Common) — Int/Div Kimberly Clark Corp (Common) — Int/Div Bristol Myers Squibb Co (Common) — Int/Div Johnson & Johnson (Common) — Int/Div American Express Co (Common) — Int/Div JP Morgan Chase & Co (Common) — Int/Div Wells Fargo & Co New (Common) — Int/Div Intel Corp (Common) — Int/Div Microsoft Corp (Common) — Int/Div Verizon Communications (Common) — Int/Div Oppenheimer Funds - Developing Mkts Instl FAC1Y (Y) Oppenheimer Funds - Developing Markets Fd-1(X) — Int/Div Capital One Fuel Corp (Common) — Int/Div — Buy (add'l) Intemational Business Machines Corp (Common) — Int/Div Wasatch Long/Short Fund-Ins (Common) — None — Sold Blackrock Inc Cl A (Common) — Int/Div ConocoPhilips (Common) — Int/Div — Buy (add'l) Williams Cos Inc. (Common) — None — Sold Alphabet Inc C1 A (Common) — None Disney Walt Co New (Common) — Int/Div Allstate Corp (Common) — Int/Div Alphabet Inc C1 C (Common) — None Trust #2 (H) PWM Fiduciary Master Dep Acct — Int/Div Exxon Mobil Corp (Common) — Int/Div — Donated Abbott Labs (Common) — Int/Div Intel Corp (Common) — Int/Div Oppenheimer Funds-Developing Mkts Inst] FACIY (YY) Oppenheimer Funds - Developing Markets Fd-1(X) — Int/Div Note Rec. (Mortgage on rental prop #1-Part VLLn 1) — None Pepsico Inc (Common) — Int/Div — Donated Alphabet Inc C1 A (Common) — None Abbvie Inc (Common) — Int/Div Alphabet Inc C1 C (Common) — None Member of Board of Trustees, Mercer University Member of Board of Trustees, The Pevton Anderson Foundation Liability — Trust #2 — Mortgage on rental property #1, Fripp Island, SC (Part VIL, line 4) Liability — Memill Lynch — Line of Credit - the assets of Brokerage #1 (Part VII, lines 9-12) are pledged collateral for this loan Income — 2016 — Mercer Law School - Salary — S2.000.00 Spouse's income — 2016 — Self-employed landscape architect (dba WT Designs) Spouse's income — 2016 — Self-employed real estate professional (dba WT Development, LLC) AR * FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye) VIL INVESTMENTS AND TRUSTS Part VII, Line 8: The value of the universal life policy in Column C(1) is the contract value as of 12/31/2016. Part VII, Limes 383 and 384: Effective 6/17/16, the shares of Oppenheimer Developing Martkets Fund-Y were converted to shares of Oppenheimer Developing Markets Fund-1. Part VII, Lines 400 and 401: Effective 6/17/16, the shares of Oppenheimer Developing Martkets Fund-Y were converted to shares of Oppenheimer Developing Markets Fund-1. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8408. Public record. Not legal advice.