# Paul William Grimm > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/8220 ## Record - **Judge:** Paul William Grimm - **Year:** 2016 - **Report type:** Annual - **Pages:** 17 ## Text M&T Bank accounts — Interest AXA Equitable TSA (Equi-Vest) — None Vanguard GNMA Fund IRA — Int/Div — Sold Lincoln Multi-Fund (Johns Hopkins Hosp Retirement) — Int/Div — Sold Fidelity Cash Reserves Roth — Int/Div Fidelity Cash Reserves Roth — Int/Div T Rowe Price Government Money (formerly TRP Prime Reserve) (Y) — Int/Div IRA - MORGAN STANLEY (#1) (H): Calamos Strategic Total Return Fund — Int/Div — Sold Goldman Sachs Tr Equity Growth Strategy — None — Sold (part) Goldman Sachs Tr Equity Growth Strategy — Sold RBC Bank Deposit Program (Y) — None — with line 45) Invesco Equity & Income — None — Sold (part) Invesco Equity & Income — Sold MacQuarie Ist Tr Global Infrastructure Divine — None — Sold Canoe EIT Income Fund — None — Sold Cohen & Steers Infrastructure Fund — None — Sold John Hancock Tax Advnrgd Div/ Inc — Int/Div — Sold Citicorp Mortgage Secs Tr Ser 07-5-1A3 — Interest — Sold Bank of America Mige Sec Ser 07-3-2A8 — Interest — Sold Wells Fargo Mige Bkd Sec 07-10-11-A-5 — Interest — Sold Countrywide Home Loan Alt Loan O04-28CBYA- — Interest — Sold Mastr Alt Loan Trust Ser 05-3.2-A-1 — Interest — Sold Mastr Alt Loan Trust Ser 05-3-7-A-1 — Interest — Sold Alternative Loan Trust 05-9CB-2-A-1 — Interest — Sold Alternative Loan Trust 05-47CBA-7 — Interest — Sold Ist Horizon Alt Mtge Ser (05-FAS 1-A-14 — Interest — Sold Wells Fargo Mtge Bkd Sec 06-6 1-A-2 — Interest — Sold Mastr Alt Loan Tr 05-2 1-A4 — Interest — Sold Mastr Alt Loan Tr (04-13 7-A-1 — Interest — Sold Alternative Loan Tr 04-183CB5-A-1 — Interest — Sold CSFB Mige Bkd 04-% 11-A-1 — Interest — Sold Bear Stearns Asset Bk Sec Tr (MACS A-) — Interest — Sold CWalt Alt Loan Tr 04-24CB1-A-1 — Interest — Sold 1st Horizon Mige 06-1 [-A-10 — Interest — Sold Structured Assets Sec (13-40A S-A — Interest — Sold Citifinancial Mige Sec 04-1AF4 — Interest — Sold Clearbridge American Energy MLP Fund Ine — None — Sold Morigage Pass Thru 03-39EXM3 — None — Sold Residential Asset Sec Tr (05-Ab — Interest — Sold Alternative Loan Trust 05-J8 1-A-5 — Interest — Sold CWABS Asset-Bkd Cert Tr 054 — Interest — Sold Adjustable Rate Mige Tr 05-3 4A — Interest — Sold Banc Amer Fdg Corp Ser 04-1 B-1 — Interest — Sold Morgan Stanley Bank — Interest Hatteras Alpha Hedged Str Inst — None — Buy Hatteras Alpha Hedged Str Inst — Buy (add'l) Hatteras Alpha Hedged Str Inst — Sold JP Morgan International Value Sel — None — Buy S10. — Buy (add'l) S10. — Buy (add'l) S10. — Buy (add'l) S10. — Sold T Rowe Price Value Fund Adv — None — Buy T Rowe Price Value Fund Adv — Buy (add'l) T Rowe Price Value Fund Adv — Buy (add'l) T Rowe Price Value Fund Adv — Buy (add'l) T Rowe Price Value Fund Adv — Sold William Blair International Growth — None — Buy William Blair International Growth — Buy (add'l) William Blair International Growth — Buy (add'l) William Blair International Growth — Buy (add'l) William Blair International Growth — Sold IShares S&P S00 Growth ETF — Int/Div — Buy IShares S&P S00 Growth ETF — Buy (add'l) IShares S&P S00 Growth ETF — Buy (add'l) IShares S&P S00 Growth ETF — Buy (add'l) IShares S&P S00 Value ETF — Int/Div — Buy IShares S&P S00 Value ETF — Buy (add'l) IShares S&P S00 Value ETF — Buy (add'l) IShares S&P S00 Value ETF — Buy (add'l) IShares S&P Mid-Cap 400 V ETF — Int/Div — Buy IShares S&P Mid-Cap 400 V ETF — Buy (add'l) IShares S&P Mid-Cap 400 V ETF — Buy (add'l) IShares S&P Mid-Cap 400 V ETF — Buy (add'l) Oppenheimer Large Cap Revenue — None — Buy Powershares S&P $00 Low Volatility ETF — Int/Div — Buy Powershares S&P $00 Low Volatility ETF — Buy (add'l) Powershares S&P $00 Low Volatility ETF — Buy (add'l) SPDR Bbg Barclays 1-3 Month-B — Int/Div — Buy Vanguard FTSE Developed Markets ETF — Int/Div — Buy Anerican Century Emerging Markets Inv — Int/Div — Buy Anerican Century Emerging Markets Inv — Buy (add'l) Anerican Century Emerging Markets Inv — Buy (add'l) Vanguard S&P Mid Cap 400 ETF — Sold Anerican Century Emerging Markets Inv — Buy (add'l) Baron Small Cap Institutional — None — Buy Baron Small Cap Institutional — Buy (add'l) Baron Small Cap Institutional — Buy (add'l) Baron Small Cap Institutional — Buy (add'l) Cohen & Steers Real Assets — Int/Div — Buy Cohen & Steers Real Assets — Buy (add'l) Cohen & Steers Real Assets — Buy (add'l) Cohen & Steers Real Assets — Buy (add'l) Goldman Sachs Strategic Income — Int/Div — Buy Goldman Sachs Strategic Income — Buy (add'l) Goldman Sachs Strategic Income — Buy (add'l) Goldman Sachs Strategic Income — Buy (add'l) Goldman Sachs Absolute Return Tracker — Int/Div — Buy Goldman Sachs Absolute Return Tracker — Buy (add'l) Goldman Sachs Absolute Return Tracker — Buy (add'l) Goldman Sachs Absolute Return Tracker — Buy (add'l) Goldman Sachs Absolute Return Tracker — Buy (add'l) Henderson Intemational Opportunity — Int/Div — Buy Neuberger Berman Core Bond Inst — Int/Div — Buy Neuberger Berman Core Bond Inst — Buy (add'l) Neuberger Berman Core Bond Inst — Buy (add'l) Neuberger Berman Core Bond Inst — Buy (add'l) Prudential Jennison Mid Cap Growth Z — None — Buy Prudential Jennison Mid Cap Growth Z — Buy (add'l) Prudential Jennison Mid Cap Growth Z — Buy (add'l) Prudential Jennison Mid Cap Growth Z — Buy (add'l) Prudential Absolute Return Bond Z — Int/Div — Buy Prudential Absolute Return Bond Z — Buy (add'l) Prudential Absolute Return Bond Z — Buy (add'l) Prudential Absolute Return Bond Z — Buy (add'l) Royce Opportunity Inv — None — Buy Royce Opportunity Inv — Buy (add'l) Royce Opportunity Inv — Buy (add'l) Royce Opportunity Inv — Buy (add'l) Touchstone Sands Capital Select Growth Y — None — Buy Touchstone Sands Capital Select Growth Y — Buy (add'l) Touchstone Sands Capital Select Growth Y — Buy (add'l) Touchstone Sands Capital Select Growth Y — Buy (add'l) IRA - MORGAN STANLEY (#2) (Hy: IShares S&P Mid Cap 400 Index — Int/Div — Buy IShares S&P Mid Cap 400 Index — Sold IShares S&P Mid Cap 400 Index — Buy SPDR S&P S00 ETF Trust — Int/Div — Buy SPDR S&P S00 ETF Trust — Buy (add'l) SPDR S&P S00 ETF Trust — Buy (add'l) SPDR S&P S00 ETF Trust — Sold (part) Schwab U.S. Large Cap Value — Int/Div — Buy Schwab U.S. Large Cap Value — Sold (part) Schwab U.S. Large Cap Value — Buy (add'l) Schwab U.S. Large Cap Value — Buy (add'l) Schwab US Mid Cap ETF — Int/Div — Buy Schwab US Mid Cap ETF — Buy (add'l) Vanguard Russell 1000 Value ETF — Int/Div — Buy Vanguard Index Funds S&P 500 ETF — Int/Div — Buy Vanguard Index Funds S&P 500 ETF — Buy (add'l) Vanguard S&P Mid Cap 400 ETF — Int/Div — Buy Vanguard S&P Mid Cap 400 ETF — Sold (part) Vanguard S&P Mid Cap 400 ETF — Buy (add'l) Vanguard S&P Mid Cap 400 ETF — Sold (part) Vanguard S&P Mid Cap 400 ETF — Buy (add'l) S&P 500 Index — Int/Div — Buy S&P 500 Index — Sold SPDR DJIA Trust — Int/Div — Buy SPDR DJIA Trust — Buy (add'l) SPDR DJIA Trust — Sold SPDR DJIA Trust — Buy SPDR DJIA Trust — Sold SPDR DJIA Trust — Buy SPDR DJIA Trust — Sold SPDR S&P Mid Cap 400 ETF Trust — Int/Div — Buy SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l) SPDR S&P Mid Cap 400 ETF Trust — Sold SPDR Barclays Capital 1-3 Month — None — Buy SPDR Barclays Capital 1-3 Month — Sold (part) SPDR Barclays Capital 1-3 Month — Sold Morgan Stanley Bank — Interest — Open IRA - MORGAN STANLEY (#3) (H): Morgan Stanley Bank — Interest — Open Eaton Vance Tax Mg By-WR — Int/Div — Buy Eaton Vance Tax Mg By-WR — Buy (add'l) Eaton Vance Tax Mg By-WR — Buy (add'l) IShares Cohen & Steers REIT ETF — Int/Div — Buy IShares Cohen & Steers REIT ETF — Buy (add'l) IShares Cohen & Steers REIT ETF — Buy (add'l) IShares 1Boxx Invest Grade Corp Bond — Int/Div — Buy IShares 1Boxx Invest Grade Corp Bond — Buy (add'l) IShares 1Boxx Invest Grade Corp Bond — Buy (add'l) Powershares S&P S00 High Dividend — Int/Div — Buy Powershares S&P S00 High Dividend — Buy (add'l) SPDR Barclays Convertible — Int/Div — Buy SPDR Barclays Convertible — Buy (add'l) SPDR Barclays Convertible — Buy (add'l) SPDR S&P Dividend — Int/Div — Buy SPDR S&P Dividend — Buy (add'l) SPDR S&P Dividend — Buy (add'l) Voya Global Advantage — Int/Div — Buy Voya Global Advantage — Buy (add'l) Voya Global Advantage — Buy (add'l) AB High Income Adv — Int/Div — Buy AB High Income Adv — Buy (add'l) AB High Income Adv — Buy (add'l) Goldman Sachs Strategic Income — Int/Div — Buy Goldman Sachs Strategic Income — Buy (add'l) Goldman Sachs Strategic Income — Buy (add'l) Henderson Global Income — Int/Div — Buy Principal Preferred Sec Inst — Int/Div — Buy Principal Preferred Sec Inst — Buy (add'l) Principal Preferred Sec Inst — Buy (add'l) Prudential Absolute Return Bond Z — Int/Div — Buy Prudential Absolute Return Bond Z — Buy (add'l) Prudential Absolute Return Bond Z — Buy (add'l) IShares Russell 1000 Value ETF — None — Buy IShares Russell 1000 Value ETF — Buy (add'l) IShares Russell 1000 Value ETF — Sold IShares Select Dividend ETF — Int/Div — Buy IShares Select Dividend ETF — Buy (add'l) IShares Select Dividend ETF — Buy (add'l) IShares Select Dividend ETF — Sold Instructor, part-time, Shemer Bar Review (lecturer) Reimbursement — ALI — 0728-0731 — Santa Fe. NM — CLE Employment Law Conference — travel expenses Income — 2016 — Shemer Bar Review, lecturer — S4.760.00 Income — 2016 — ABA-MD Discovery Problems Solutions, royalties — SI63.67 Spouse's income — 2016 — Dencian-Commumcare Part VII, line 7: T. Rowe Price Prime Reserve: name change to T Rowe Price Government Money. Part VII, line 12: RBC Bank Deposit Program: all cash originally held at RBC was transferred to Morgan Stanley on January 6, 2016 and January 20, 2016. The Morgan Stanley Bank account is listed on line 45. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/8220. Public record. Not legal advice.