# Robert W. Pratt

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7934

## Record

- **Judge:** Robert W. Pratt
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 21

## Text

BOEING CO — Int/Div
BANKERS TRUST COMPANY — Interest
MORGAN STANLEY DEAN WITTER MARKETABLE SECURITIES:
MORGAN STANLEY BANK — Interest
MS EMERGING MKTS DOMESTIC DEBT — Int/Div — Buy (add'l)
MS EMERGING MKTS DOMESTIC DEBTDEBT — Int/Div — Buy (add'l)
MS EMERGING MKTS DOMESTIC DEBT — Int/Div — Buy (add'l)
MS EMERGING MKTS DOMESTIC DEBT — Int/Div — Buy (add'l)
WASHCTY UTAH SCH DIST 4000 — Interest — Redeemed
WRIGHT ST UNIV 3500 — Interest — Redeemed
WASH ST GEN OBLIG MOTOR VEH FUEL TAX ZERO — Interest — Redeemed
IOWA CIT IOWA SWR REV REF CAP LN NTSC 3250 — Interest — Redeemed
LOUISIANNA ST GO GULF OPP 4000 — Interest — Redeemed
E470 PUB HWY AUTH COLO ZERO — Interest — Redeemed
ALASKA STINTL AIRPORTS 4000 — Interest — Redeemed
METRO WASH DC AIRPORT AUTH 4128 — Interest — Redeemed
MODESTO CA IRR DIST 4000 — Interest — Redeemed
WILL ONTY ILL SCH DIST NO 122 ZERO — Interest — Redeemed
FAYETTE CNTY KY SCH DIST 3175 — Interest — Redeemed
LAKE CNTY ILL CMNTY SCH DIST NO 050 ZERO — Interest — Redeemed
BENSON ARIZ EXCISE TAX & ST SHARED REV OBLIGS 2500 — Interest
DENVER CO CONV CTR HOTEL 4000 — Interest — Redeemed
WA STATE CERTIFICATES OF PARTICIPATION SER-B 2000 — Interest
FLORIDA ST BRD ED FL INTL UNIV 3750 — Interest
WALLA WALLA WASH WATER & WASTE 3625 — Interest
VIRGINIA HSG DEV COMWLTH SER A 4250 — Interest — Redeemed
POMWAY CALIF UNI SCH DIST SPL TAX 4000 — Interest
SIOUX CITY IOWA CMNTY SCH DIST SCH INFRASTRUCTURE LOC OPT-B — Interest
OGLE & WINNEBAGO ONTYS SCH DIST ZERO — Interest
INDIANAPOLIS GAS UTIL DIST SYS A500 — Interest
PUERTO RICO PUB IMPR ZERO — Interest
STATE UNIV IOWA REC FACS 4000 — Interest
WINNEBAGO BOONE ETC CNTYS ILL ZERO — Interest
SOULTHIJEFSEY PORT CORP N 3.000 — Interest — Buy
ANKENY IOWA CMNTY SCH DIST 4.000 — Interest — Buy
OSCEOLA ONTY FL SCH BOARD 3500 — Interest
WAUKEE IOWA CMNTY SCH DIST 4000 — Interest — Redeemed
BENSON ARIZ EXCISE TAX & ST SHARED REV OBLIGS 3000 — Interest
WYANDOTTE ONTY KANS CITY GOVT OID 3.000 — Interest — Buy
POLK CNTY FLA SCH DIST SALES TAX 1.750 — Interest — Buy
MIAMI DADE CNTY FL EXPWY AUTH TOLL SYS 4250 — Interest — Redeemed
STATE UNIV IOWA UTIL SYS 4000 — Interest
CLARK ONTY NEV GEN OBLIG 3500 — Interest
WASHINGTON ST GENL OBLIG MTR VEHICLE FUEL TAX — Interest
OHIO ST HOSP CLEVE CLINIC 3750 — Interest
WYLIE CITY TEX COMB TAX REV 4000 — Interest
AUSTIN TEX UTIL SYS REV 6.6 ZERO COUPON — Interest — Buy
AUSTIN TEX UTIL SYS REV 6.6 ZERO COUPON — Interest — Buy (add'l)
ANKENY IA COMM SCH DIST 4000 — Interest
BETTENDORF IOWA GNEL OBLIG SER-A — Interest
UNIVERSITY NC CHAPEL HILL REV REF STUDENT FEE UTILS OY S45 — Interest
STCLAIRONTY ILL GEN OBLIG ZERO — Interest
DELTONA FLA TRANS CAP IMPT 4375 — Interest
NEWMONT MINING CORP 3.500 — Interest — Buy
NEW YORK ST MTG AGY HOMEOWNER MTG 1.650 — Interest — Buy
TAMPA FLA UTIL TAX OY 6.15 — Interest
COVINA CALIF PUB FIN WASTEWATER 3500 — Interest
CLARK ONTY NEV GEN OBLIG 3500 — Interest
INDIANAPOLIS IN WATER WORKS 4000 — Interest
WYLIE CITY TEX COMB TAX REV 4000 — Interest
NEW YORK NY CIT HSG DEV Y W0 — Interest — Buy
CLIVE IOWA GENL OBLIG-C 2.000 — Interest — Buy
LONG ISLAND PWR AUTH N'Y ELEC SYS S81 ZFRO COLPON — Interest — Buy
IOWA ST PRISON INFRASTRUCTURE FUND OBLIG 3250 — Interest
NEVADA STATE HIGHER EDUC 3400 — Interest
IOWA STUDENT LOAN LIQUIDITY CORP STUDENT LOAN REV. — Interest
COLLEGE CHARLESSTON SC HIGHER ED FACS REV REF-A 2.500 — Interest — Buy
LONG ISLAND PWR AUTH N'Y ELEC SYS REV SER A OY 5.83 — Interest
MARION IOWA URBAN RENWAL A 2.000 — Interest — Buy
HONOLULU HAWAII CITY WASTE ZERO COUPON — Interest — Buy
RENO CITY NEVADA GEN OBLIG 4500 — Interest
IOWA FIN AUTH SINGLE FAMILY MTG REV SER-1 — Interest
CONNECTICUT HSNG FIN AUTH MORTG REV B- 2.350 — Interest — Buy
FLORIDA HIGHER ED FACS FIN AUTH 2.150 — Interest — Buy
HOUSTON TEX WTR & SWR SYS REV SER A — Interest
SHELBY ONTY ALA BRD 4.125 — Interest — Buy
WALKER ONTY ALA BRD ED <A 3.000 — Interest — Buy
ORANGE BEACH ALA WTR SWR & FIRE 2.250 — Interest — Buy
DAVENPORT IOWA 3.000 — Interest — Buy
IOWA ST UNIV SCIENCE & TECH 4000 — Interest
FLORIDA ST DEPT ENVIRONMENTAL PROTN PRES S000 — Interest
WATERLOO IOWA COMNTY SCH DIST SCH INFRAS SALES & SVCS REV — Interest
VRGINIA ST RES AUTH WTR & SWR £06 ZERO COUPON — Interest — Buy
CONNECTICUT HSN FIN AUTH MORT REV B-1 2.700 — Interest — Buy
MISSOURI ST HEALTH & EDL FACS AUTH 3.000 — Interest — Buy
HAMILTON ONTY OHIO SALES TAX S75 ZERO COLPON — Interest — Buy
VIRGINIA ST HSG DEV ALTH COMWL 2.000 — Interest — Buy
CARSON CITY NEV CAP IMPT REF A 3.000 — Interest — Buy
CLARK ONTY NEV SCH DIST SER A 3.000 — Interest — Buy
PIMA COUNTY ARIZ GENERAL OBLIG 2.500 — Interest — Buy
CLARK ONTY NEV BOND BK S000 — Interest
HOUSTON TEX WTR & SWR SYS REV SER A pm — Interest — Buy
HOUSTON TEX WTR & SWR SYS REV SER A mm — Interest — Buy
NORTHBROOK ILL GENL OBLIG SER 1 3.000 — Interest — Buy
POWSHIEK IOWA WTR ASSN WTR REV — Interest
LOUDOUN CNTY VA INDL DEV AUTH PUB SAFETY 2.000 — Interest — Buy
DAVENPORT IOWA COPR REF-A 3.000 — Interest — Buy
CLARK ONTY NEV SCH DIST BLDG-B 3.000 — Interest — Buy
SHARON MASS MUN PLURP LN 2.500 — Interest — Buy
PIMA COUNTY ARIZ GENERAL OBLIGATION 3.000 — Interest — Buy
ALASKA STINTL ARPTS SYS S000 — Interest
DES MOINES I0WA WTR REV REF B 3.000 — Interest — Buy
IOWA STUDENT LOAN LIQUIDITY CO RP STUDENT LOAN REV SENIOR A — Interest
IOWA STUDENT LOAN LIQUIDITY CORP STUDENT LOAN REV] — Interest
ALASKA MUN BND BK SER-1 4500 — Interest
COLLIER CNTY FLA GAS TAX REV 1.000 — Interest — Buy
STATE UNIV IOWA ATHLETIC FACS REV 3000 — Interest
MONTGOMERY CO MD HSG OPP 3.050 — Interest — Buy
AMES IOWA CMNTY SCH DIST 3.750 — Interest — Buy
JEA FLAWTR & SWRSYSSUB 3.78 — Interest — Buy
STATE UNIV IOWA UNIV REV DORM REV SERS.UI — Interest — Redeemed
TENNESSEE ENERGY ACQUISITION CORP GAS REV S000 — Interest
AMES IOWA CMNTY SCH DIST 3.000 (25.000) — Interest — Buy
AMES I0WA CMNTY SCH DIST 3.000 (25.000) — Interest — Buy
UNIVERSITY WASH UNIV REV 4500 — Interest
SOUTHEAST POLK I0WA CMNTY SCH DIST REV — Interest
COLUMBLS OHIO SWR REV 4500 — Interest
IOWA ST SPL OBLIG — Interest
IOWA ST UNIV ACADEMIC BLDG 4375 — Interest
DOW CHEMICAL COMPANY — Interest
GE CAP BK CD SALE LAKE CITY 2.200 — Interest — Buy
RHODE ISLAND H BE 1150 — Interest
MORGAN STANLEY DEAN WITTER IRA #1:
MORGAN STANLEY BANK — Interest
STATE UNIV IOWA UNIV REV 3.000 — Interest — Buy
MS ERMERGING MKTS DOMESTIC DEBT — Int/Div
CREDIT SUISSE GU 79900 — Int/Div — Redeemed
DB CAPITAL FUNFING X 7350 — Int/Div
MS HYBRID PARTICIPATION COMMODITY COUPON — Interest
HEWLETT-PACKARD CO 1.794 — Interest — Buy
SOLTHWEST AIRLINES CO 5250 — Interest
INTL PAPER CO 5250 — Interest
PROLOGIS TRUST 5625 — Interest
SOLTHWEST AIRLINES CO 5750 — Interest
GMAC 71375 — Interest
AMERICAN INTL GROUP 7700 — Interest — Redeemed
WELLS FARGO CAPITAL X11 7878 — Interest
WELLS FARGO BK ZERO CPN — Interest — Redeemed
mmm MS STEP UP 5000 — Interest — Redeemed
WESTERN ASSET HIGH YIELD (HYD — Int/Div — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
WESTERN ASSET HIGH YIELD (HYD — Buy (add'l)
TRANS-CANADA PIPELINES 6.350% FIXED — Interest
FORD MOTOR CREDIT CO 3000 — Interest — Redeemed
HCP INC 3750 — Interest
DOW CHEMICAL CO/THE 2500 — Interest
ARCELORMITTAL 3750 — Interest — Sold
HEWLETT PACKARD CO 2650 — Interest
CENTURYLINK INC 5150 — Interest
DUN & BRADSTREET CORP 3.250 — Interest — Buy
DUN & BRADSTREET CORP 3.250 — Buy (add'l)
MURPHY OIL CORP 2.500 — Interest — Buy
STAPLES INC 2.750 — Interest — Buy
CLIFFS NATURAL RESOURCES 3.950 — Interest — Buy
ASSURANT INC 2.500 — Interest — Buy
PITNEY BOWES INC 4750 — Interest
ASTRAZENECA PLC — Interest — Buy
MORGAN STANLEY 5000 — Interest
COMPUTER SCIENCE 6504) — Interest
MORGAN STANLEY 2.1258 — Interest — Buy
BEST BLY CO INC 3750 — Interest
GENERAL ELECRTIC CAPITAL CORP 2.100 — Interest
AVON PRODUCTS INC S628 — Interest — Sold
TEVA PHARMA FIN IV LLC 3.1250 — Interest — Buy
GECC 1500 — Interest — Buy (add'l)
SAFEWAY INC 3950) — Interest — Buy (add'l)
BANK O FAMERICA 8.20" — Int/Div — Redeemed
ALCOA INC 5.4000 — Interest — Buy
HJ HEINZ CO 3.125 — Interest — Buy
BMC SOFTWARE INC 4.250 — Interest — Buy
BMC SOFTWARE INC 4.250 — Buy (add'l)
MURPHY OIL CORP 3.700 — Interest — Buy
AVON PRODUCTS INC 460) — Interest — Buy
GENWORTH FINANCIAL — Interest — Buy
GENWORTH FINANCIAL — Redeemed
MORGAN STANLEY DEAN WITTER IRA #2:
MORGAN STANLEY BANK — Interest
ABBOT LABORATORIES — Int/Div
ABBVIE INC COM (ABBY) — Int/Div — from line 184)
ALCOA INC (AA) — Int/Div — Buy
ALTRIA GROUP INC — Int/Div
AT&T INC — Int/Div
CISCO SYSTEMS (CSCO) — Int/Div — Buy
CISCO SYSTEMS (CSCO) — Buy (add'l)
COCA COLA CO — Int/Div — Buy (add'l)
GENERAL ELECTRIC CO — Int/Div
ISHARES S&P 100 INDEX FD — Int/Div
JOHNSON & JOHNSON — Int/Div
PHILIP MORRIS INTL INC (PM) — Int/Div — Buy
PHILIP MORRIS INTL INC (PM) — Buy (add'l)
PROCTOR & GAMBLE — Int/Div
SPDR S&P MIDCAP 400 ETF TRUST — Int/Div
AEGON NV 7250 — Int/Div
ROYAL BK SCOTLAND GP 7250 — Int/Div — Sold
ML PFD CAPITAL TRUST 11 7375 — Interest
INTEL CORP — Int/Div
PEPSICO INC NC (PEM — Int/Div
APPLE. INC — Int/Div — Buy (add'l)
INTL BUSINESS MACHINES CORP — Int/Div — Buy (add'l)
MORGAN STANLEY DEAN WITTER IRA #3:
ALLIANCE BERNSTEIN SMALL CAP GROWTH — None
WALGREEN CO — Int/Div
MORGAN STANLEY BANK — Interest
PITNEY BOWES INC 4750 — Interest
GOLDMAN SACHS GRO 3625 — Interest
MORGAN STANLEY DEAN WITTER IRA #4:
MORGAN STANLEY BANK — Interest
ISHARES BARCLAYS SHORT TREAS — Int/Div — Sold
ISHARES RUSSELL 1000 GR INDEX — Int/Div — Sold (part)
ISHARES RUSSELL 1000 GR INDEX — Sold (part)
ISHARES RUSSELL 1000 GR INDEX — Buy (add'l)
ISHARES RUSSELL 1000 GR INDEX — Buy (add'l)
ISHARES RUSSELL 1000 VALUE IDX — Int/Div — Buy (add'l)
ISHARES RUSSELL 1000 VALUE IDX — Buy (add'l)
ISHARES RUSSELL 1000 VALUE IDX — Sold (part)
ISHARES RUSSELL 1000 VALUE IDX — Sold (part)
SPDR BARCLAYS CAPITAL HIGH YIE — Int/Div — Buy (add'l)
SPDR BARCLAYS CAPITAL HIGH Y IE — Buy (add'l)
SPDR BARCLAYS CAPITAL HIGH YIE — Sold
SPDR BARCLAYS CAPITAL INERNAT — Int/Div — Buy (add'l)
SPDR BARCLAYS CAPITAL INERNAT — Sold (part)
SPDR BARCLAYS CAPITAL INERNAT — Sold
VANGUARD FTSE DEV MKTS(VEA) — Int/Div — Buy (add'l)
VANGUARD FTSE DEV MKTS (VEA)) — Buy (add'l)
VANGUARD FTSE DEV MKTS(VEA) — Buy (add'l)
VANGUARD FTSE DEV MKTS(VEA) — Buy (add'l)
VANGUARD TOTAL BOND MARKET — Int/Div — Buy (add'l)
VANGUARD TOTAL BOND MARKET — Sold (part)
VANGUARD TOTAL BOND MARKET — Sold
ISHARES 2000 VALUE FD — Int/Div — Buy (add'l)
ISHARES 2000 VALUE FD — Sold (part)
ISHARES BARCLAYS TIPS BD FD — Int/Div — Sold
ISHARES RUSSELL 2000 GROWTH — Int/Div — Sold (part)
ISHARES RUSSELL 2000 GROWTH — Buy (add'l)
ISHARES RUSSELL 2000 GROWTH — Buy (add'l)
ISHARES RUSSELL MIDCAPG IN — Int/Div — Buy (add'l)
ISHARES RUSSELL MIDCAPG IN — Sold (part)
ISHARES RUSSELL MIDCAPG IN — Buy (add'l)
ISHARES RUSSELL MIDCAPG IN — Buy (add'l)
ISHARES RUSSELL MIDCAP VIN — Int/Div — Sold (part)
ISHARES RUSSELL MIDCAP VIN — Buy (add'l)
VANGUARD MSC EMERGING MKTS — Int/Div — Buy (add'l)
VANGUARD MSC EMERGING MKTS — Buy (add'l)
VANGUARD MSC EMERGING MKTS — Buy (add'l)
VANGUARD MSCI EMERGING MKTS — Sold (part)
VANGUARD SHORT TERM BOND — Int/Div — Buy
VANGUARD SHORT TERM BOND — Buy (add'l)
VANGUARD SHORT TERM BOND — Sold
INVESCO PREMIER INST — Int/Div — Buy
INVESCO PREMIER INST — Sold (part)
INVESCO PREMIER INST — Sold (part)
INVESCO PREMIER INST — Sold
ISHARES JP MORGAN EM BOND FD — Int/Div — Buy
INVESCO PREMIER INST — Sold

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7934. Public record. Not legal advice.
