# W Richard Lee

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7909

## Record

- **Judge:** W Richard Lee
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 8

## Text

Bank of America - account — Interest
American Funds Money Market Fund - A — None
Principal Financial Group - common stock note — Int/Div
Principal Universal Life Protector policy #1 — None
Principal Universal Life Protector policy 42 — None
Properties Co. #1 common stock - note 2 — Reat
9 — Distribution
IRA #1 « Franklin Funds — Int/Div
Franklin Small-Mid Cap Growth Fund Class A
Franklin Small-Mid Cap Growth Fund Class C
Franklin Growth Fund - Class A
IRA #2 - Franklin Funds — Int/Div
Franklin Small-Mid Cap Growth Fund Class C
IRA #3 - Pershing LLC/Princor Financial — Int/Div
Pershing Government Account - Money Market
Principal Short-term Income Fund - class A
Principal Government & High Quality Bond Fund - class A
Prncipal Income Fund - class A
Principal Global Diversified Income Fund «class A
Principal Small-Midcap Dividend Income Fund - class A
SPDR Gold Trust Gold Shares
IRA#4 - American Funds — None
American Funds Money Market Fund - A
Trust #1
Amencan Funds Money Market Fund - A — None
Principal Survivorship Universal Life policy — None
Trust #2 (formerly Trust # 3, see Note 3) — None
Oil & Gas Royalty - Kem County, CA
Trust #3 (formerly Trust #4, see Note 3)
promissory note from Valley Power Systems, Inc. — Interest
real property - Kern County, CA. - 2009 appraisal - note 4 — None
Co-trustee, Trust £2 (formerly Trust #3, see Note 3)
Income beneficiary, Trust #3 (formerly Trust #4, see Note 3)
Director, Shaver Lake Heights Mutual Water Co.
Reimbursement — Eh De AA} dati Bankruptcy Forum — aT ef 0 rh TE — RA bankruptcy association's annual conference — A "a Rt TT #
Note 1: Equity interest in Principal Fmancial Group, Inc. 617 shares of common stock issued in conjunction with life insurance policies. Shares held by issuer.

Marketability and value unknown.

Note 2: Properties Co. #1 is a real property holding company, single asset - commercial property in Kern County, CA. - leased by JI member's business. 1 hold

27.5% of the common stock, stock not marketable - uppraisal date, March 13, 2009.

Note 3: Trust #2 on prior reports was terminated effective Junuary 1, 2014 and the assets were distributed to the beneficiary. No income was received or reported in

2014. Accordingly, former Trusts #s 3&4 have been renumbered as Trusts #s 2&3 respectively,

Note 4: The former rental property in Trust 3 has been vacant all year and is listed for sale

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7909. Public record. Not legal advice.