# Michael J. Kaplan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7568

## Record

- **Judge:** Michael J. Kaplan
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 6

## Text

Rio Timo ADR common stock — Int/Div — Sold
Mitsubishi Electric ADR common stock — Int/Div
Siemens ADR common stock — Int/Div — Sold
Mitsubishi Heavy Industry ORDregistered — Int/Div — Sold
Vale SA ADR common stock — Int/Div — Sold
Citizens Bank money market account — Interest
Citizens Bank savings account — Interest
M&T Bank Checking account — Interest
Regeneron Pharmceu. common stick — None — Buy (add'l)
Regeneron Pharmceu. common stick — Buy (add'l)
Charles Schwab Deposit Account — Interest
VILD.4. Although the audit says that D-4 must be completed for every transaction, the detailed mstructions say to leave it blank if there was no gain. Each of the

four stocks | sold, were sold at « loss.

VII, line 11. The proceeds from cach sale automatically moved into the Charles Schwab Deposit Account briefly, then out for the reported aquisition of additional

Regeneron stock. Also, the reported dividends went automatically into the Deposit Account. 1 have not reported these as 4 "trunsactions”, as that is a Money

Market account (for which only the mitial opening, and any closing, need be reported).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7568. Public record. Not legal advice.