# Nancy Friedman Atlas > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/7443 ## Record - **Judge:** Nancy Friedman Atlas - **Year:** 2013 - **Report type:** Annual - **Pages:** 23 ## Text BBVA Compass Bank, I — None AXA Equitable Universal Life Insurance — None BBVA Compass Bunk, ms — Interest Blind Squirrel Partners LLC — Rovalty Diamond Castle Partner IV. LP. (FN 1) — Int/Div Diamond Castle Partner IV, Offshore Fund, LP.(Y) Dreyfus Appreciation Fund (FN 2) — Int/Div Epiphany Community Nursery School, personal loan-note receivable (FN9) — Interest 9. GLD-MFC SPDR Gold TR Gold SHS — None — Buy GLD-MFC SPDR Gold TR Gold SHS — Sold GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Buy GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l) GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l) IRA #1 — None Aberdeen Asia-Pacific Income Fund Inc (FAX) — Sold Applied Materials Inc. (AMAT) — Sold Berkshire Hathaway Inc. (BRK B) — Buy Berkshire Hathaway Inc. (BRK B) — Sold Blackrock Build America Bd Tr (BBN) — Sold Cisco Systems Inc. (CSCO) — Sold Eaton Vance Float Rate Inc. TR Closed End Fund (EFT) — Sold Excelon Corp. (EXC) — Sold John Hancock PFD Income 1-Closed End Fund (HPF) (FN 10) — Sold Johnson Controls Inc. (JC — Sold Matthews Intl FDS-Asia Dividend FD IMAPIX) — Sold MFA Financial Inc. REITS (MFA) — Sold National Retail Properties Inc. (NNN) — Sold Nuveen Fltg Rate Incm Oppty FD (JRO) — Sold Redwood Trust (RWT) — Sold Stratton FDS Inc. Small-Cap YLD (STSCX) — Sold TD Ameritrade Money Market Acct — Closed United Parcel Service (UPS) — Sold Venzon Commumcations COM (VZ) — Sold IRA #2 — Int/Div GLD-MFC SPDR Gold TR Gold SHS — Sold (part) GLD-MFC SPDR Gold TR Gold SHS — Sold GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l) GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l) GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Sold (part) NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part) NGREX - MFB Northern FDS Global Real Estate Index FD — Buy NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NOBOX - MFB Northern FDS BD Index FD — Buy NOBOX - MFB Northern FDS BD Index FD — Buy (add'l) NOBOX - MFB Northern FDS BD Index FD — Sold (part) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Buy NOINX - MFB Northern Intl Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOMIX - MFB Northern Mid Cap Index FD — Buy NOMIX - MFB Northern Mid Cap Index FD — Sold (part) NORXX - MFB Northern Funds Money Market Fund NOSIX - MFB Northern FDS STK Index FD — Buy NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NSIDX - MFB Northen FDS Small Cap Index FD — Sold (part) NSIDX - MFB Northen FDS Small Cap Index FD — Sold (part) NUSFX - Northern FDS Ultra Short Fixed Income FD PCRIX - MFO Pimco FDS Pac Invt Mgmt Ser Commodity RealRetumn S — Sold TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index — Buy TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index — Sold TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part) IRA #3 — Int/Div GLD <- MFC SPDR Gold TR Gold SHS — Buy GLD <- MFC SPDR Gold TR Gold SHS — Sold GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l) GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Buy (add'l) GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res — Sold (part) NGREX - MFB Norther FDS Global Real Estate Index FD — Buy NGREX - MFB Norther FDS Global Real Estate Index FD — Sold (part) NGREX - MFB Norther FDS Global Real Estate Index FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Buy NOINX - MFB Northern Intl Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part) NOMIX - MFB Northern Mid Cap Index FD — Buy NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l) NOMIX - MFB Northern Mid Cap Index FD — Sold (part) NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l) NORXX - MFB Northern FDS Money Market FD — Buy NOSIX - MFB Northern FDS STK Index FD — Buy NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NSIDX - MFB Northern FDS Small Cap Index FD — Buy NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part) NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part) NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l) NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l) NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l) TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Buy TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Buy (add'l) TDTF - MFC Flexshares TR IBOXX 5 Yi Target Duration TIPS Index — Sold TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part) TD11 - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l) IRA #5 — Int/Div Vanguard Small Cap Index Fund — Buy Kinder Morgan Inc. (common) — Int/Div Nexus Members 1999 Drilling Fund LLLP n'a Nexus Resources LLC -Preferred — Rovalty NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l) NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part) NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part) NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Buy NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l) NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOINX - MFB Northern Intl Equity Index FD — Sold (part) NOINX - MFB Northern Intl Equity Index FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l) NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part) NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part) NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l) NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l) NOMIX - MFB Northern Mid Cap Index FD — Sold (part) NOMXX - MFB Northern Funds Mun Money Mkt Fund — Interest — Buy NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy NOSIX - MFB Northern FDS STK Index FD — Buy (add'l) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NOSIX - MFB Northern FDS STK Index FD — Sold (part) NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l) NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part) NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Interest — Buy NTAUX - MFB Northern FDS Tax Advantaged Ultra Short Fixed — Buy (add'l) Real Property, Travis County, TX — Rent — Sold — Sidharta Roth IRA #1 — Int/Div Vanguard Small Cap Index Fund Vanguard Treasury Money Market Fund Rollover: Vanguard S00 Index Fund SEP IRA #1 — Int/Div NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy NOINX-Northern Int] Equity Index FD — Buy NORXX - MFB Northern FDS Money Market FD — Int/Div — Buy NOSIX - MFB Northern FDS STK Index FD — Buy TD Ameritrade Money Market Acct — None TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index FD — Interest — Buy TDTF - MFC Flexshares TR IBOXX 5 Yr Target Duration TIPS Index FD — Sold TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Interest — Buy TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l) TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Buy (add'l) TD Ameritrade Money Market Acct — None — Closed TPG Partners V. LP. (FN 3) — Int/Div V&E 401K — None V&E 401K) PIMCO Total Ret-Inst (FN 4) — Sold (part) V&E 401(K) Vanguard Infl-Prot Secs (FN 4) — Buy V&E 401(K) Vanguard Institutional Index (FN 4) — prt) V&E 401(K) Vanguard Mid Cap Index — Sold (part) V&E 401(K) Vanguard Total International Stock Index (FN 4) — Sold (part) VFF II FAFL.P.(FN6) — None — Buy Vinson & Elkins Pension Plan (FN §) — None Wegoma Berkshire VIL L.P. (FN 7) — Int/Div WG&M Capital Account — Interest TRLST — Int/Div Dreyfus Appreciation Fund (FN 2) TRUST 2 — Int/Div BBVA Compass Bank, pun a4 GLD: MFC Spdr Gold Tr Gold Shs — Sold (part) GLD: MFC Spdr Gold Tr Gold Shs — Sold GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy (add'l) NGREX: MFB Northern Fds Global Real Estate Index Fund — Buy NHFIX: MFB Northern High Yield Fixed Income Fund — Buy NOEMX: MFB Northern FDS Emerging Mss Equity Index FD — Buy NOINX: MFB Northern Intl Equity Index FD — Buy NOINX: MFB Northern Intl Equity Index FD — Buy (add'l) NOINX: MFB Northern Intl Equity Index FD — Buy (add'l) NOITX: MFB Northern Funds Inter Tax Exempt Fund — Buy NOITX: MFB Northern Funds Inter Tax Exempt Fund — Sold (part) NOMIX: MFB Northern Mid Cap Index FD NOMXX: MFB Northern Funds Mun Money Mkt Fund NOSIX: MFB Northern FDS Stk Index FD — Sold (part) NOSIX: MFB Northern FDS Stk Index FD — Sold (part) NSIDX: MFB Northern FDS Small Cap Index FD — Sold (part) NTAUX: MFB Northern FDS Tax Advantaged Ultra Short Fixed PCRIX: MFO Pimco FDS PAC Invt Mgmt Ser Commodity Real Return Strat — Sold TDTF: MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Sold TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Buy TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Sold (part) TRLST3 — Int/Div BBVA Compass Bank, mms FEY GLD: MFC Spdr Gold Tr Gold Shs — Sold (part) GLD: MFC Spdr Gold Tr Gold Shs — Sold GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Buy (add'l) GUNR: MFC Flexshares TR Momingstar Global Upstream Nat, Res. Ind — Sold NGREX: MFB Northern Fds Global Real Fstate Index Fund — Buy NHFIX: MFB Northern Fds High Yield Fixed Income Fund — Buy NOEMX:MFB Northern Fds Emerging Mkts Equity Index Fund — Buy NOINX:MFB Northern Fds Intl Equity Index Fund — Buy NOINX:MFB Northern Fds Intl Equity Index Fund — Buy (add'l) NOINX:MFB Northern Fds Intl Equity Index Fund — Buy (add'l) NOITX: MFB Norther Fds Inter Tax Exempt Fund — Buy NOITX: MFB Norther Fds Inter Tax Exempt Fund — Sold (part) NOMIX: MFB Northern Fds Mid Cap Index Fund NOMXX: MFB Northern Funds Mun Money Mkt Fund NOSIX: MFB Northern Fds Stk Index Fund — Sold (part) NOSIX: MFB Northern Fds Stk Index Fund — Sold (part) NSIDX: MFB Northern Fds Small Cap Index Fund — Sold (part) NTAUX: MFB Northern Fds Tax Advantaged Ultra Short Fixed Fund PCRIX: MFO Pimco Funds PAC Invt Mgmt Ser Commodity Real Return Str — Sold TDTF: MFC Flexshares Tr IBOXX § yr Target Duration TIPS Index Fd — Sold TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Buy TDTT: MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Sold (part) TRLST4 — None BBVA Compass Bank. pm Acct Fy Pacific Life Ins. Co. (X) (FN 8) Batterymarch Fin. Mgemt. Inc. Int'l Small Cap (X) BlackRock Inv. Mgemt. LLC Large-Cap Growth (XX) ClearBridge Invs. LLC Var Mid Cap Core CLIX) Franklin and BlackRock Small-Cap Equity (XxX) Mercury Equity Index Fund (Y) (FN 8) MFS Inv Mgemt. Int'l Large-Cap (X) Morgan Stanley Real Estate (X) Oppenheimer Funds Inc. Emerging Markets (X) Pacific Asset Mgemt. Cash Mgemt. Fund (XxX) Pacific Asset Mgemt. High Yield Bond (xX) PIMCO Inflation Managed (X) PIMCO Managed Bond (X) T Rowe Price Dividend Growth Portfolio x) Van Eck Worldwide Ins. Trust VIP Global Hard Assets (X) TRUSTS — Int/Div American General Life Ins. Co. (Universal Life Ins.) Lincoln National (Universal Life Ins.) Vanguard Index Trust 500 Portfolio Associate Member, VICTORY (Houston Amencan Cancer Society) Co-Trustee, Trust Co-Trustee, Trust 2 Co-Trustee, Trust 3 Co-Trustee, Trust 4 Co-Trustee, Trust § Council Member, American Bar Association Section of Litigation Gift — (Section V Note ) — See Section VII — $99.00 Reimbursement — New York University — H04-0407/13 — New York, NY — Admitted Students Program — transportanon, lodging Reimbursement — American Bar Association, SOL — 42404726713 — Chicago, IL — Section Annual Conference — trunsportation, lodging Reimbursement — American Bar Association, SoL — 06 13-06/16013 — Newport, RI — Spring Leadership Meeting — trunsportation, lodging, meals Reimbursement — American Bar Association, SOL — 09/26-09/29/13 — Chicago, IL — Fall Leadership Meeting — ransportanon, lodging, meals Reimbursement — University of Texas — 10/25/13 — Austin, TX — Community Fellows Program — ransportanon Spouse's income — 2013 — Self-employed medator/arbitrator Spouse's income — 2013 — Self-employed testifying expert Section V Notes: (1) A few times cach year, friends invite Jill IRN me to sit with them at tables they have purchased ar charity events. We occasionally invite friends to do the sume, i.c., join us at tables we have purchased for charity events. Since my confirmation, cach time a friend has invited us to sit at his/her table, SRR has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table, Section VII Notes: (1) Diamond Castle Partner IV, L.P. is a private equity fund that makes periodic capital calls, In response to capital calls, we invested an amount within category J in 5/14 and 9/16/13. (2) Every year in late March and late December, the come from the Dreyfus Appreciation Fund im Trust 1 is automatically swept into and invested in the Dreyfus Appreciation Fund held in my SIN account. (3) TPG Parmers V, L.P. is a private equity fund that mikes periodic capital calls. In response to capital calls, we invested an amount within category J on 7/23/13, (4) Although JIN left the employ of Vinson & Elkins, L.L.P. in 2006, JJ ¢ continues to participate in the Vinson & Elkins, L.L.P. Retirement Plans A and B. These are individual account defined contribution plans qualified under LR.C. Section 401(a). The contributions by the firm were fixed during JR employment by the firm. Retirement Plan A has a salary reduction 1L.R.C. Section 401(k) feature, The Trustee of the Plan is JPMorgan Chase Bank, NA, Houston, Texas. [IN no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution component us to which le has the limited discretion to choose any of a number of funds that are available. These funds are managed by outside investment advisors. | cannot determine how much of the change in total market value since last year was due to interest and/or dividends or the amount of capital gains on sale of shares in the fund. JP Morgan Chase informed JIN that they cannot provide me with this information, (5) Annual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided by JN former law firm. (6) Vista Equity Partners” VFF II FAF, LP. is a private equity fund that makes periodic capital calls. In response to capital calls, we mvested an amount within category K on 12/20/13, (7) Wegoma Berkshire VII, L.P. is a private equity fund that makes periodic capital calls. In response to capital culls, we invested an amount within category J on 5/23 and 7/25/13. (8) For the assets in lines 263-75, Pacific Life Insurance Co. says that it cannot provide the income for any year. Company representatives state that because | hold an interest in funds in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual dividends or realized gains to report; all that is reported are gains or losses to the policy cash value, In addition, the company states, under applicable goverment regulations, an insurance policy is considered an asset, not an investment. PN | bought this insurance policy sometime in the Fall of 2003. At that time, we understood that the cash value of the policy would be invested among selected assets/funds according to a percentage allocation we selected. We chose to allocate 100% of each year's invested funds in an equity index fund managed initially by a company named Mercury. We listed that investment in my Financial Disclosure Reports from 2003 through 2012. At some later date, possibly during 2006 (although the documentation is unclear), the equity fund manager changed from Mercury to BlackRock, although we did not notice this change until a few weeks ago. Each year beginning 2003, the portion of the annual premium that wus added to the policy's cash value was automatically invested mn the equity index fund. On 5/30/12, JN «nd 1 sold the equity index fund, which then had a value of M. As indicated in the first paragraph of this footnote, the company cannot provide us the realized gain from a sale. We invested the sales proceeds in 13 funds, which are listed in this year's Report at lines 263-75, according to percentages we selected. Based on these percentages, on 5/30/12 we invested the amount of J in the funds listed on lines 263, 265-66, 269, 271-73, and 276; the amount of K in the funds listed on lines 264, 270, and 274-75; and the amount of L in the fund listed on line 268. We requested a rebalancing each year so that the investments in the 13 funds are adjusted to be in the same percentages as we originally selected. PN | did not realize until a few weeks ago that we should have reported these investments and transactions for calendar year 2012. (9) A loan of L was made to this entity on 1/11/13, It was repaid in full on 520/13, (10) This asset was shown erroneously on the 2012 F.D.R. as "sold™ when it should have shown "part. sold." --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7443. Public record. Not legal advice.