# William S. Duffey jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7434

## Record

- **Judge:** William S. Duffey jr
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 13

## Text

IRA #) — Int/Div
12. — Interest
Gold coins — None
Brokerage Account #2 (H)
MS Bank Deposit Program — Interest
Blackrock Global Allocation C — Int/Div
4. — Distribution
Franklin Mutual Quest C (formerly Franklin Mutual Recovery C) — Int/Div
6. — Distribution
Invesco VK Amer Franchise C — istrnibution
Invesco Developing Markets C — None
Lord Abbett SHT Duration Inc € — Int/Div — Sold (part)
MS Bank Deposit Program
Morgan Stanley — Redeemed
Comcast Corp New — Redeemed
Goldman Sachs Group Inc
Marathon Oil Corp
Venzon Commumcations
Glaxosmithkline Cap Inc
Mondelez International
Tyco Intemational Finan — Redeemed
AT&T Ine
Boeing Co
CVS Caremark Corp
Indiana Michigan Power
Altria Group Ine
Barrick North America Finance LLC
Federal National Mtg Assn (Y)
Franklin Income
Invesco Equal Wehtd S&P 500 €
AIP ABSLT RTNSTS
IRA #2 — Int/Div
13 — Interest
MS Bank Dep Program(Y)
Keyworth Bank
AIP ABSLT RTNSTS
Roth IRA #1 — Int/Div
as. — Distribution
Invesco Growth & Income
Roth IRA £2 — Int/Div
41 — istnbution
Invesco VK Growth & Income
Brokerage Account #1 (H)
MS Bank Deposit Program — Interest
One GA Bk — None
Q2 Hidgs Inc — None — Sold (part)
Thomburg Inv Inc Builder C — Int/Div — Buy
Thomburg Inv Inc Builder C — Buy (add'l)
Brokerage Account 23 (H)
MS Bank Deposit Program — Interest
IShares MSCI EAFE ETF — None — Buy
JP Morgan Alerian MLP Index ETN — None — Sold
Alenan Mlp Etf — None — Buy
Alenan Mlp Etf — Sold
1Q Hedge Multi-Strat Tracker — None — Sold
Ishares Russel 2000 Growth Fd — Int/Div
Ishares Russel 2000 Value Fd — Int/Div
Ishares Russel Midcap G In Fd — Int/Div
Ishares Russel Midcap V In Fd — Int/Div
Ishares S&P S00 GRWTH Index — Int/Div — Sold (part)
Ishares S&P S00 GRWTH Index — Sold (part)
Ishares S&P S00 Value Index — Int/Div — Buy (add'l)
American Tax-Exempt BD FD F2 — Interest — Buy
Angel Oak Multi Strat Inc — Int/Div — Buy
Angel Oak Multi Strat Inc — Sold
Blackstone Alt Mult-Strat Inst — None — Buy
SPDR DJ Wilshre Global Rea- — Int/Div — Sold (part)
SPDR DJ Wilshre Global Rea- — Sold
Dreyfus Intl Bound — Int/Div — Sold (part)
Dreyfus Intl Bound — Sold
Franklin Fed Intm Trm Txfr Adv — Int/Div — Sold (part)
Franklin Fed Intm Trm Txfr Adv — Sold (part)
Franklin Fed Intm Trm Txfr Adv — Buy (add'l)
JP Morgan Alerian MLP Index — None — Sold
Mainstay Marketfield — None — Buy
Mainstay Marketfield — Buy (add'l)
Mainstay Marketfield — Sold
MFS Intemational Value — Int/Div — Buy (add'l)
79 — Distribution
MFS Municipal LTD Maturity — Interest — Sold (part)
MFS Municipal LTD Maturity — Buy (add'l)
Oakmark International 1 — Int/Div — Buy (add'l)
Oakmark International 1 — Distribution — Sold (part)
Oakmark International 1 — Sold (part)
Oppenheimer SR Floating Rate — Int/Div — Sold (part)
Oppenheimer SR Floating Rate — Sold
Tortise MLP & Pipeline Inst — Int/Div — Buy
Tortise MLP & Pipeline Inst — Distribution — Sold (part)
Tortise MLP & Pipeline Inst — Buy (add'l)
Virtus Insight Emrg. Mkis, — Int/Div — Buy (add'l)
IRA #3 — Int/Div
92 — Distribution
91 — Interest
Morgan Stanley Bank Deposit Program
JP Morgan Alerian MLP Index ETN — Sold
Ishares Russell 2000 Growth FD — Sold (part)
Ishares Russell 2000 Value FD — Buy (add'l)
Ishares Russell Midcap G In FD — Sold (part)
Ishares Russell Midcap V In FD — Sold (part)
Ishares S&P S00 GRWTH Index — Sold (part)
Ishares S&P S00 Value Index
SPDR DJ Wilshire Global Rea — Sold
Angel Oak Multi Strat Inc — Buy
Angel Oak Multi Strat Inc — Sold
Blackstone Alt Mult-Strat Inst — Buy
Drevfus Intl Bond — Sold (part)
Drevfus Intl Bond — Sold
John Hancock Invmt Grd BD — Buy
Lord Abbett SHT Duration Inc F — Sold (part)
Lord Abbett SHT Duration Inc F — Buy (add'l)
Mainstay Marketfield — Buy
Mainstay Marketfield — Sold
Metropolitan West tot Ret Bd — Sold (part)
Metropolitan West tot Ret Bd — Buy (add'l)
MFS International Value — Buy (add'l)
Oakmark Internat! — Buy (add'l)
Oppenheimer SR Floating Rate Y — Sold (part)
Oppenheimer SR Floating Rate Y — Sold
Tortise MLP & Pipeline Inst — Buy
Tortise MLP & Pipeline Inst — Sold (part)
Virtus Insight Emng MKkis — Buy (add'l)
NW Mutual Estate CompLife — None
John Hancock Life Insurance — None
C&BCapital LLP. * — Interest — Distributed
125 — istmbution
C & B Capital II, L.P. ** — Interest
127 — Iistnbution
CB Liquidating *** — None
Betsy Byars, Inc — None
Chair of the Board of Directors, Atlanta Track Club
Spouse's income — 2015 — Simon & Schuster - royalties from copyrights
Spouse's income — 2015 — Penguin Group (USA) Ing. - royalties from copyrights
Spouse's income — 2015 — Holtzbrnink Publishing Holdings, LP DBA Macmillan - royalties from copyrights
Spouse's income — 2015 — Amazon - royalties from copyrights
Spouse's income — 2015 — Gerth Medien GmbH - advance payment from book sales
Spouse's income — 2015 — Self-employed wniter
*Ownership interest percentage is 0%. During the reporting period, C&B Capital I, L.P. was terminated and remaining investment assets were transfered to C&B

Liquidating LLC.

**Ownership interest percentage is 0.4145%. During the reporting period, C&B Capital 11, L.P. held mterests m the following companies:

- BPG Holdings, LLC (Escrow)

« Brand Group Holdings, Inc.

- Brightree, LLC

- Cartera Commerce, Tne,

- Controlscan, Inc.

- Healthcare Solutions, Inc. (Escrow)

- Navitas Lease Finance Corp.

= PMW Technologies, Inc. dba PeopleMatter

- REACH Health, Inc.

~ SnagAJob.com, Inc.

- CB Network Holdmgs, Inc. d/b/a chance Network

- Computex Technology Solutions, Inc.

***Ownership interest percentage is 0.2639%. During the reporting period, C&B Liquidating, LLC. held interests in the following companies:

- Global Care, Inc

= Liaison Technologies, Inc.

~ Healthcare Solutions, Inc. (Escrow)

- Focus Receivables, Ine.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7434. Public record. Not legal advice.
