# Dale S. Fischer

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7379

## Record

- **Judge:** Dale S. Fischer
- **Year:** 2011
- **Report type:** Annual
- **Pages:** 8

## Text

Rollover IRA - Schwab — Int/Div
SCO common stock — Sold
NTAP common stock — Sold
0 )COM common stock
LVRSN common stock
VPRT common stock — Sold
AKAM common stock — Sold
VMWCCIA
GXDX common stock — Distnbuted
JJEC common stock — Sold
POW! common stock — Sold
Enerbank LSA CD — Matured
Charles Schwab Bank
Motley Fool Independence Fund (FOOLX) — Buy
Needham Aggressive Growth Fund INEAGX) — Buy
SouthernSun Small Cap Fund (SSSFX) — Buy
Yacktman Focused Fund (YAFFX) — Buy
Credit Suisse Exchange Traded Note (Xv) — Buy
Credit Suisse Exchange Traded Note (Xv) — Buy (add'l)
Credit Suisse Exchange Traded Note (Xv) — Buy (add'l)
Credit Suisse Exchange Traded Note (Xv) — Buy (add'l)
IShares Russell Microcap (IWC) — Buy
Vanguard Dividend Appreciation (VIG) — Buy
Brokerage Account - Schwab
PFW Water Fund C1 A — Int/Div — Sold
Schwab AMT Tax-Free Money Market Fund — Interest — Buy
Contributory IRA - Schwab — Int/Div
PFW Water Fund C1 A — Sold
Charles Schwab Bank — Open
Vanguard 500 Index Fund Adm — Int/Div
Wells Fargo Bank Account — Interest
Fidelity Magellan Mutual Fund — Int/Div
E*Trade Brokerage Account
0 common stock — Int/Div
0 common stock — Buy (add'l)
E*Trade Bank Extended Ins. Sweep Dep Acct, — Interest
457 Plan — Int/Div
Horizons Large Cap Equity Fund
Horizous Stable Income Fund
401K) Plan — hy
Savings Large Cap Equity Fund
Savings Stable Value Fund
Savings Small Cap Equity Fund
E*Trade Bank Accounts — Interest
Aberdeen Global Small Cap Cl A — Int/Div
Credit Suisse Lg Cap Blend C1 A — Int/Div — with line 48)
Capital One Bank — Interest
Aberdeen U.S. Equity Fund C1 A — Int/Div
In Re Connetics Securities Litigation (X) — Distribution — Distnibuted
VII. Contributory IRA Schwab - M in column D(3) was an error in 2010 report.

All GGP stock was sold during 2011. Indication of a partial sale of shares on line 72 of 2010 report should have indicated that all shares held in BNY Mellon

were sold on 03/26/10.

In. 9 GXDX was cash merger

In. 46 Credit Suisse was reorganized to In. 48 Aberdeen

In. 49 Proceeds of settlement of class action for stock sold in a prior year

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7379. Public record. Not legal advice.
