# James Block Zagel > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/7308 ## Record - **Judge:** James Block Zagel - **Year:** 2013 - **Report type:** Annual - **Pages:** 23 ## Text KO — Int/Div KO — Int/Div MON.Y. Policy Value — Int/Div Northern Trust Accts. — Interest Farm Land Washington/Clinton Counties 111, — Rent Northwestern Mut. Life Ins. Policy — Int/Div New York Life Ins. Pol. — Int/Div Country Cos. Life Pol. — Int/Div Transamer. Life Pol. Val — None Prudential Life Ins. — Int/Div Metropolitan Life Ins — Int/Div Equitable Life (Now AXA Equitable) — Int/Div Royal Bank of Canada (RBC) — Interest RBC — Int/Div SAG Pension Plan — Interest Cp — Int/Div Cp — Int/Div Teck Cominco Lid /TCK — Int/Div Teck Cominco Lid /TCK — Int/Div Encana - ECA (formerly PCX) — Int/Div Encana - ECA (formerly PCX) — Int/Div Cenovius — Int/Div Cenovius — Int/Div Dell — None — Sold SEP/IRA RBC — Int/Div CP — Int/Div Teck Cominco LId/TCK — Int/Div Encana - ECA — Int/Div Cenovius — Int/Div Oracle - ORCL — Int/Div End of IRA HD — Int/Div HD — Int/Div PG — Int/Div PG — Int/Div GE — Int/Div GE — Int/Div Time Wamer — Int/Div Time Wamer — Int/Div Time Wamer Cable — Int/Div Time Wamer Cable — Int/Div Janus Contrarian Fund — Int/Div Janus Contrarian Fund — Int/Div Pepco Holdings POM — Int/Div FE — Int/Div Duff & Phelp Fund - DNP — Int/Div Fund Managed High Income - MHY — Int/Div — Sold Lease of excess Berrien, Ctr, MI acreage to Leitz Corp. — Rent AT&T — Int/Div NEE (formerly FPL) — Int/Div Cop — Int/Div BAC — Int/Div FIP Properties — None — Buy Alpine Ultra Short Tax ... Income Fund ATOIX — Interest Alpine Ultra Short Tax ... Income Fund ATOIX — Interest Zoeus/ZTS — Int/Div — Open Zoeus/ZTS — Int/Div — Open Morgan Stanley/Smith Barney - 401k NO. — Int/Div Artisan Midcap/ARTOX — Int/Div — Buy Black Rock Equity Div/MDO US — Int/Div — Buy Goldman Sachs/ GS DAX — Int/Div — Buy Invesco Premier/1PPXX — Int/Div — Buy Ivy Mid Cap/WMGAX — None — Buy Pimco Short Term PSHAX — Int/Div — Buy Pimco Total A/PTTAX — Int/Div — Buy Wells Fargo Emerg Mkts EMGYX — Int/Div — Buy Wells Fargo Prem LG WFPDX — Int/Div — Buy Morgan Stanley No. 2 ASSET IM Company — Int/Div — Buy Abbott Lab ABT — Int/Div — Buy ABBVIE Inc. ABBV — Int/Div — Buy Accenture PLC Ireland ACN — Int/Div — Buy Ace Lid ACE — Int/Div — Buy Allergan Inc. AGN — Int/Div — Buy American Exp. AXP — Int/Div — Buy Amer Tower REIT AMT — Int/Div — Buy Apple Inc. APPL — Int/Div — Buy AT&TT — Int/Div — Buy Auto Data Process ADP — Int/Div — Buy BHP Billiton BHP — Int/Div — Buy BK of Nova Scotia BNS — Int/Div — Buy BK of Nova Scotia BNS — Sold Chevron CVX — Int/Div — Buy Chubb CB — Int/Div — Buy Citigroup C — Int/Div — Buy Coca Cola KO — Int/Div — Buy Comcast New CMCSK — Int/Div — Buy Conoco Phillips COP — Int/Div — Buy Deere Co. DE — Int/Div — Buy Diageo PLC ADR DEO — Int/Div — Buy Dominium Res D — Int/Div — Buy Don DON — Int/Div — Buy DuPont — Int/Div — Buy Duke Energy DUK — Int/Div — Buy Enbndge ENB — Int/Div — Buy Exxon Mobil XOM — Int/Div — Buy Facebook FB — Int/Div — Buy Factset Research FDS — Int/Div — Buy Fastenal FAST — Int/Div — Buy Fifth Third Bank FITB — Int/Div — Buy Gartner IT — Int/Div — Buy General Electric GE — Int/Div — Buy General Mills GIS — Int/Div — Buy Google GOOG — Int/Div — Buy Home Depot HD — Int/Div — Buy Honeywell Int. HON — Int/Div — Buy Intel INTC — Int/Div — Buy Int Paper IP — Int/Div — Buy IBM IBM — Int/Div — Buy Intuit INTU — Int/Div — Buy Intuit INTU — Int/Div — Sold Intuitive Surgical ISRG — None — Buy Intuitive Surgical ISRG — Sold Johnson Controls JCI — Int/Div — Buy JP Morgan Chase JPM — Int/Div — Buy Kimberly Clark KMB — Int/Div — Buy Kinder Morgan KMP — Int/Div — Buy Lorillard LO — Int/Div — Buy Marathon Oil MRO — Int/Div — Buy Marathon Petro MPC — Int/Div — Buy Mastercard MA — Int/Div — Buy McDonalds MCD — Int/Div — Buy Mead West Vaco MWV — Int/Div — Buy Merck MRK — Int/Div — Buy Metlife MET — Int/Div — Buy Microsoft MSFT — Int/Div — Buy Mondelez Intl MDLZ — Int/Div — Buy Motorola Solutions MSI — Int/Div — Buy New Mont Minmg NEM — Int/Div — Buy Nextera Energy NEE — Int/Div — Buy Nike NKE — Int/Div — Buy Northeast Utilities NL — Int/Div — Buy Northrop NOC — Int/Div — Buy Occidental Petro OXY — Int/Div — Buy Oracle ORCL — Int/Div — Buy Pfizer PFE — Int/Div — Buy Phillip Morris PM — Int/Div — Buy Phillips 66 PSX — Int/Div — Buy Praxair PX — Int/Div — Buy Proctor & Gamble PG — Int/Div — Buy Prudential PRU — Int/Div — Buy Public Serv Enterprise PEG — Int/Div — Buy Qualcomm QCOM — Int/Div — Buy Raytheon RTN — Int/Div — Buy Schlumberger SLB — Int/Div — Buy Sempra Energy SRE — Int/Div — Buy Starbucks SBUX — Int/Div — Buy Suntrust BKS STI — Int/Div — Buy T Rowe Price TROW — Int/Div — Buy TIX Cos TIX — Int/Div — Buy Toronto Dom Bk TD — Int/Div — Buy Total SA TOT — Int/Div — Buy Travelers Comp. TRV — Int/Div — Buy US Bancorp USB — Int/Div — Buy Unilever UN — Int/Div — Buy United Parcel UPS — Int/Div — Buy United Techno UTX — Int/Div — Buy VF Corp VFC — Int/Div — Buy Varian Medical VAR — Int/Div — Buy Varian Medical VAR — Int/Div — Sold Verizon Comm VZ — Int/Div — Buy Visa V — Int/Div — Buy WW Grainger GWW — Int/Div — Buy WalMart WMT — Int/Div — Buy Weverhauser WY — Int/Div — Buy Wells Fargo WFC — Int/Div — Buy New Jersey St Trans — Interest — Buy Georgia St Gen Obligation — Interest — Buy Gilbert AZ Gen Obligation — Interest — Buy St. Lucie FL County Revenue — Interest — Buy JEA WTR & SWR Revenue — Interest — Buy Pasco Co FLA Revenue — Interest — Buy Mich St Trunk Line — Interest — Buy Snohomish Co Sch Dist — Interest — Buy Anchorage Alaska Gen Obl — Interest — Buy Mass St Gen Oblig — Interest — Buy Huron SD School Dist — Interest — Buy Columbus, OH Gen Oblig — Interest — Buy Inveso Premier TX Exempt — Int/Div — Buy Morgan Stanley 3 ASSET — Interest 3M Company MMM — Int/Div — Buy Abbott Labs ABT — Int/Div — Buy Abbvie Inc ABBV — Int/Div — Buy Ace LTD ACE — Int/Div — Buy America Exp AXP — Int/Div — Buy American Tower REIT AMT — Int/Div — Buy Apple APPL — Int/Div — Buy AT&TT — Int/Div — Buy Berkshire Hathaway BRK'B — None — Buy Bank Nova Scotia BNS — Int/Div — Buy Bank Nova Scotia BNS — Int/Div — Sold BHP Billiton BHP — Int/Div — Buy Bristol Myers BMY — Int/Div — Buy Bristol Myers BMY — Int/Div — Sold Charles Schwab SCHW — Int/Div — Buy Charles Schwab SCHW — Int/Div — Sold Chevron CVX — Int/Div — Buy Citigroup C — Int/Div — Buy Coach COH — Int/Div — Buy Cognizant Tech CTSH — None — Buy Cognizant Tech CTSH — None — Sold Coca Cola KO — Int/Div — Buy Comcast CMCSK — Int/Div — Buy Conoco COP — Int/Div — Buy Consol Energy CNX — Int/Div — Buy Consol Energy CNX — Sold Cummins Inc. CMI — Int/Div — Buy Deere DE — Int/Div — Buy Diageo PLC DEO — Int/Div — Buy Dommion RE D — Int/Div — Buy Don DON — Int/Div — Buy DuPont DD — Int/Div — Buy Duke Energy DUK — Int/Div — Buy EMC Corp EMC — Int/Div — Buy Enbridge ENB — Int/Div — Buy Express Scrips ESRX — None — Buy Exxon Mobil XOM — Int/Div — Buy Fifth Third Bk FITB — Int/Div — Buy General Elec GE — Int/Div — Buy General Mills GIS — Int/Div — Buy Gilead Science GILD — None — Buy Google GOOG — None — Buy Home Depot HD — Int/Div — Buy Honeywell HON — Int/Div — Buy Intel INTC — Int/Div — Buy Johnson & Johnson JNJ — Int/Div — Buy IBM IBM — Int/Div — Buy International Paper IP — Int/Div — Buy Johnson Controls JCI — Int/Div — Buy JP Morgan Chase JPM — Int/Div — Buy Kimberly Clark KMB — Int/Div — Buy Kinder Morgan KML — Int/Div — Buy Lonllard LO — Int/Div — Buy M&T Bank MTB — Int/Div — Buy Marathon Oil MRO — Int/Div — Buy Marathon Petro MPC — Int/Div — Buy MCDonalds MCD — Int/Div — Buy Mead West Vaco MWV — Int/Div — Buy Merck MRK — Int/Div — Buy MetLife MET — Int/Div — Buy Microsoft MSFT — Int/Div — Buy Mondelez Intl MDLZ — Int/Div — Buy Monster Beverage MNST — Int/Div — Buy Motorola Solutions MSI — Int/Div — Buy National Oil Well Varco NOV — Int/Div — Buy Newmont Mines NEM — Int/Div — Buy Nextera Energy NEE — Int/Div — Buy Northeast Utilities NL — Int/Div — Buy Northrup Grumman NOC — Int/Div — Buy Occidental Petro OXY — Int/Div — Buy Perrigo Co. PRGO — None — Buy Pfizer PFE — Int/Div — Buy Phillip Morris PM — Int/Div — Buy Phillips 66 PSX — Int/Div — Buy Praxair PX — Int/Div — Buy Priceline PCLN — Int/Div — Buy Proctor & Gamble PG — Int/Div — Buy Prudential PRU — Int/Div — Buy Public Service Ent. PEG — Int/Div — Buy Qualcomm QCOM — Int/Div — Buy Raytheon RTN — Int/Div — Buy Schlumberger SLB — Int/Div — Buy Sempra Energy SRE — Int/Div — Buy Stericyele SRCL — None — Buy Suntrust Banks — Int/Div — Buy Toronto Dom Bk TD — Int/Div — Buy Total SA TOT — Int/Div — Buy US Bancorp USB — Int/Div — Buy Unilever UN — Int/Div — Buy United Parcel UPS — Int/Div — Buy United Tech UTX — Int/Div — Buy VF Corp VFC — Int/Div — Buy Varian Medical VAR — None — Buy Verisk Analytics VRSK — None — Buy Verizon VZ — Int/Div — Buy Visa V — Int/Div — Buy Wal Mart Stores WMT — Int/Div — Buy Wells Fargo WFC — Int/Div — Buy WeyerHaeuser WY — Int/Div — Buy i Shares Mornmgstar JKL — Interest — Buy Vanguard Sm Cap VBK — Interest — Buy NJ Transn Tr Fd Auth Rev — Interest — Buy Minn St Genl Oblig — Interest — Buy San Antonio Tx Gen Oblig — Interest — Buy Sea Fla Wir and Sun Rey — Interest — Buy Ohio Wir Dev Auth Rev — Interest — Buy Texas St Hwy Fd Rev — Interest — Buy Mum St 911 Rev — Interest — Buy Snohomish WA Sch Dist Oblig — Interest — Buy Virginia College Building Auth — Interest — Buy Conn St Genl Oblig Ser E — Interest — Buy Invesco Prem Tx Exempt — None — Buy Virtus Foreign Opport JUXIX — None — Buy Morgan Stanley/Smith Barney - Asset NO. 4 CASH ACCOUNT — Interest — Buy Morgan Stanley/Smith Barney - Asset NO. 4 — Interest — Buy Income — 1/112431 — Foundation Press-Book royalties — S3.994.00 Income — 111231 — EP Talent Services « Actor's Rovalues — S100.00 Spouse's income — 1/112431 — Grant Thomton - Partership and Consulting Income Spouse's income — 3/11231 — Amerncan Arbitration Association - Arbatrator’s fees Spouse's income — 8/112/31 — Fairfax Lid. - Director's fees | participate in the Federal Thrift Savings Plan, but it is my understanding that this asset need not be listed. All individual assets held in brokerage accounts are individually disclosed in report. The repetitive listing of certain mvestments is because some are in name. On occasion, an interest in a company may be sold from one of the accounts and retamed m another account which allows us to easily reduce an mvestment while retaining a part of that investment and each of us has multiple accounts. | have not designated which are assets, but | list them separately because they are individual holdings which might be sold separately at a future time. There is a possibility that 1 list some small number of low value assets that 1 no longer own {as some of my prior notes explain). My practice is not to delist assets until 1 have documentation that 1 no longer own it; it is better to be over-inclusive. ATOIX is an income fund which is routinely reinvested every month and treated here as a continuation of the original investment. If reinvestment is not made, then the asset will be reported as sold. If the amount invested is increased, the new funds will be reported as a separate purchase, If the amount invested is decreased, it will be reported as a partial sale. Any such change of status events will be reported on the annual Financial Disclosure Report (VII). After 7/31/12] ceased to receive partnership income from Grant Thornton. After she ceased to be partner, she continued some consulting work as an independent contractor (111. B.1). As a partner of Grant Thorton, served as a director of Fairfux Ltd. an insurer domiciled on the Isle of Guernsey. Grant Thomton reimbursed her expenses. After she ceased partnership, she retained her position as a director of Fairfax Ltd. In this capacity, she received director fees from Fiarfux, which also reimbursed her travel and lodging expenses for attendance at the twice yearly meetings in the Isle of Guernsey (111 B and Vv). Zoetis was the animal medical division of Pfizer, Zoetis became a separate company and Pfizer offered to exchange Zoetis shares for Pfizer shares of the same value. 1 acquired Zoetis shares and surrendered some of our Pfizer shares, from Line 53 is a half interest in FIP Properties which was acquired by © us a rental property for the price of $186,000. AMENDED: Part VII, pages 7 and 21, lines 56, 57, and 296 | made an error in treating the Morgan Stanley account listed m two separate places (onginal lines 57 and 296) as if they were separate accounts, It is one account, and when | prepared the report | had forgotten about the account listed in 296 and thought that 1 had to open the account in $7 on December 24. In any event, it is clear from the amendments that there is one entry too many for Morgan Stanley No. 4. This is consistent with my practice of over-reporting matters in my financial disclosure. The reason for the December 24 deposit of cash into a Morgan Stanley asset account was to qualify for lower fees for service at Morgan Stanley which reduces fees as the value of our assets rises. In my case, | made a deposit which brought the value of the Morgan Stanley No. 4 to the level "M" and reduced my costs ut Morgan Stanley. | have made small edits in the new report. Both entries make it clear that there is only one No. 4 which was opened on July 15. The current line 57 will not be identified as opening on December 24 but rather Buying in on that date. The gross value of the account will be listed as "M" on both entries. The value code on each transaction will be listed as “L." For clarity, the original line 56 is now line 58; and the original line 57 is now lines 296 and 297. Part VII, page 4, line 13 ING Life Policy The ING surance policy was a term life insurance policy which was a benefit available to partners of | firm. The policy expired in January, 2012 though her retirement from the firm occurred in 2011. In 2013, the policy did not exist and should not have been reported despite my practice of over inclusion of economic interests. Term life policies (like the one here) have zero economic value until the death of the insured if it occurs before the expiration of the policy term, Part VII The list of securities and investments always includes the name of the account in which the assets are held. The name is included because the account includes cash in addition to securtiies. The individual securities and investments are listed separately. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7308. Public record. Not legal advice.