# Richard Dickson Cudahy > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/7228 ## Record - **Judge:** Richard Dickson Cudahy - **Year:** 2013 - **Report type:** Annual - **Pages:** 22 ## Text NY GO Bonds — Interest Suffolk Cnty, NY — Interest — Buy CNOOC Ltd. Sponsd ADR — Int/Div — Sold MassMutual Life Ins. Policy — Interest Cash Northem Trust Chicago — Interest Cash Marshall&lisley Milw for SB (now BMOYY) — Interest Bank of America WN reg chkg (x) — Interest Schwab Govt Money Fund — Interest US Treas Note — Interest — Matured Brazl Federative Rep — Interest — Sold (part) — Accrete Rockland County, NY — Interest — " Philadelphia, PA — Interest New York, NY — Interest Charlottesville. VA — Interest Perth Amboy. NJ — Interest — " MA St GO BNDS — Interest — Matured Boston. MA GO BDS — Interest Los Angeles CA Uni Schl Dist — Interest — " IN StGO BNDS — Interest — " Canada Govt — Interest Lincoln. NEB — Interest — Accrete Hawan State GO BNDS — Interest — Matured ishares JPM Emerg Mkt Bond — Interest — Sold HDFC BK Ltd ADR Repstg 3 shs — Int/Div lshares Tr FTSE XNHLA IDX — Int/Div — Sold Albuquerque NM MSD GO SCH BL — Interest — Accrete Mississippi ST — Interest Ardington TX ISD — Interest — Sold — Accrete Gulf Coast Waste TX — Interest ishares Tr US Pfd Stk 1dx — Int/Div — Sold Maricopa Cnty AZ Dist No-ref Bd — Interest — Accrete Ardngton TX Perm IMPT — Interest St Louis Co. MO Pkwy SDGOBDS — Interest — " Hempstead Town, NY — Interest — Buy KC. .MO — Interest — Buy China Unicom (Hong Kong Sponsd ADR) — Int/Div — Sold LyondellBasell Industr shs A — Int/Div Companhia De Bebidas Das Amers Ambey — Int/Div Eco Petrol SA Spons ADS — Int/Div — Sold Canadian Pac Ry Lid. Com — Int/Div lshares TR DJ Sel Div Inx — Int/Div — Sold (part) MFC Ishares Tr (EIDO Indonesia) ETF — Int/Div — Sold MFC Ishares Inc MSCI Singapore Index Fd — Int/Div Diageo PLC Spons. ADR — Int/Div — Buy Prudential PLC ADR — Int/Div — Buy Barclays PLC ADR — Int/Div — Buy Barclays PLC ADR — Sold (part) Barclays PLC ADR — Sold SPDRS&PChmaErr — Int/Div — Buy Midcap SPDR TR Unit Ser — Int/Div — Buy Select Sector SPDR Tr SBI Int'l - FINL — Int/Div — Buy Select Sector SPDR Tr SBI Int'l - FINL — Sold Select Sector SPDR Tr SBI Intl -< INDS — Int/Div — Buy Select Sector SPDR Tr SBI Int'l = Tech — Int/Div — Buy Select Sector SPDR Tr SBI Int'l = Tech — Buy (add'l) ASML Holdng NV — Int/Div — Buy Copa Holdings SA — Int/Div — Buy Tovota Motor Corp — Int/Div — Buy Syngenta AG Sponsored ADR — Int/Div SAP AG Spons ADR — Int/Div — Sold Ultrupar Participacoes SA Spons LUS90) — Int/Div SPDR Streettracks Gold Tr — None — Sold (part) SPDR Streettracks Gold Tr — Sold Genworth Life Ins. Co.) IRA ROLLOVER - gm Schwab Cash Reserves — Interest — Sold (part) IShares JPM Emrg Mkt Bd (ETF) — Interest — Sold Accenture PLC Ireland Shs Class A — Int/Div — Sold Ishares TR FTSE XNHUA IDX (FXI China 25) ETF — Interest Novo-Nordisk A S ADR — Int/Div — Sold (part) CNOOC Ltd Spon ADR — Int/Div — Sold Diageo PLC Spon ADR New DEO — Int/Div Toyota Motor Corp. — Int/Div — Buy Canadian Pacific Railway Lid. — Int/Div — Buy Barclays Bank PLC Mtn — Interest — Buy Magna Intemational — Int/Div — Buy Bank of America Adv Tiered Int. Chkg (x) — Interest Bank of America MM (Stifel link) (x) — Interest USBank IRA Cash (transferred to Stifel Mutual Fund) — Interest — Closed NuveenTaxExUnit Trusts (3) (Wells Fargo) — Int/Div AGE Bank Dep Program (Wells Fargo) — Interest HamrisBokWinnetka Cash/CashEq (Y) — Interest HarrisBnk Winnetka Plat. Plus Chekg — Interest HarrisBukWintka Prem Savers MM — Interest Marshl/lislyBakMilw C/D now BMO Harris Bank (duplicate) (Y) — Interest Nuveen Prem Inc. MuniFund 1V (Stifel) — Int/Div — Sold (part) General Muni MM (Stifel) — Int/Div VanKampen Advtg Muni Inc Tr 1 (Stifel) (INVSCO) — Int/Div — Sold NuveenSelectTaxFreelncome (Tr 625) (Wells Fargo) — Int/Div Nuveen Municipal Value Fund (Wells Fargo) — Int/Div Neuberger Berman Mun Fund (Intermediate) (Stifel) — Int/Div Blackrock Muni Tr. Il (Sufel) — Int/Div STIFEL IRA/JFUNDAMENTALS MUT FD FROM ROLLOVER — Div Oppenheimer DV Mkt — Int/Div — Buy Oppenheimer DV Mkt — Buy (add'l) Oppenheimer Int. BND — Int/Div — Buy Oppenheimer Int. BND — Buy (add'l) oT. Rowe Price Bl Chp Growth — Int/Div — Buy oT. Rowe Price Bl Chp Growth — Sold (part) oT. Rowe Price Bl Chp Growth — Buy (add'l) Virtus Em Mkt Opp CLI — Int/Div — Buy Virtus Em Mkt Opp CLI — Buy (add'l) FundVantage Qual Div. CLA — Int/Div — Buy Fidelity Advisor New Insights — Int/Div — Buy Fidelity Advisor New Insights — Sold (part) Fidelity Advisor New Insights — Buy (add'l) Highmark Geneva Mid-cap Grwth name changed to: (Y) — Int/Div — Buy Nationwide Geneva Mid-cap Growth — Int/Div — Buy (add'l) AIM Intl MF Invsco mt Gr FdACL Y — Int/Div — Buy (add'l) — " AIM Intl MF Invsco mt Gr FdACL Y — Buy (add'l) Artisan Fds Inc. Mid Cap Val Fd Inv Shs — Int/Div — Sold (part) Artisan Fds Inc. Mid Cap Val Fd Inv Shs — Buy (add'l) Blackrock Equity Div. lust] C1 — Int/Div — Sold (part) Blackrock Equity Div. lust] C1 — Buy (add'l) Columbia Funds Ser Tr Marsico Gron Fd Class Z — Int/Div — Sold DWS Value Series, Inc. Sm Cap Val Fd wv Davis New York Venture Fd Inc. CLY — Int/Div — Sold (part) Davis New York Venture Fd Inc. CLY — Sold (part) Davis New York Venture Fd Inc. CLY — Buy (add'l) Dodge & Cox Funds Intl Stk Fd — Int/Div — Sold (part) Dodge & Cox Funds Intl Stk Fd — Buy (add'l) Dodge & Cox Funds Intl Stk Fd — Buy (add'l) Dodge & Cox Inc. Fd — Int/Div — Buy (add'l) Dodge & Cox Inc. Fd — Buy (add'l) Eagle Ser Sm Cap Grwth Fd C11 — Int/Div — Sold (part) — " Eagle Ser Sm Cap Grwth Fd C11 — Buy (add'l) Eaton Vance Inc Fd of Boston Cl — Int/Div — Buy (add'l) Eaton Vance Inc Fd of Boston Cl — Buy (add'l) Fleming Mut Fd Group Inc. JPM Mid-cap Val Fd Sel Shs — Int/Div — Sold (part) Fleming Mut Fd Group Inc. JPM Mid-cap Val Fd Sel Shs — Buy (add'l) Franklin US Govt Sec Advsr Cl — Int/Div — Buy (add'l) — " Franklin US Govt Sec Advsr Cl — Buy (add'l) Franklin Invs Secs Tr Ltd Mat U.S. Govt Secs Fd Adv — Int/Div — Buy Franklin Invs Secs Tr Ltd Mat U.S. Govt Secs Fd Adv — Sold (part) Franklin Invs Secs Tr Ltd Mat U.S. Govt Secs Fd Adv — Buy (add'l) — " Goldman Sachs Tr Gov Inc Fd Inst] Shs — Int/Div — Buy (add'l) Goldman Sachs Tr Gov Inc Fd Inst] Shs — Buy (add'l) Goldman Sachs Tr Gov Inc Fd Inst] Shs — Buy (add'l) Harbor Fund Bd Fd — Int/Div — Buy (add'l) Harbor Fund Bd Fd — Buy (add'l) Harbor Fund Int'l Fund — Int/Div — Sold (part) Harbor Fund Int'l Fund — Buy (add'l) — " Harbor Fund Int'l Fund — Buy (add'l) Hartford Mut Fads 11 Growth Fd Class — Int/Div — Sold Heartland Value Plus Inst] C1 — Int/Div — Sold (part) Heartland Value Plus Inst] C1 — Buy (add'l) lvy Funds Inc. Mid-cap Grwth Fd Class — Int/Div — Buy (add'l) Ridgeworth Fnd Sm Cap — Int/Div — Sold (part) Ridgeworth Fnd Sm Cap — Sold (part) Ridgeworth Fnd Sm Cap — Buy (add'l) MFS Sers Tr X Int'l Grw Fd C1 — Int/Div — Buy (add'l) MFS Sers Tr X Int'l Grw Fd C1 — Buy (add'l) PIMCO Funds High Yield Fund Class P — Int/Div — Buy (add'l) PIMCO Funds High Yield Fund Class P — Buy (add'l) — " Pioneer Ser Tr Pioneer Oak Ridge Sm Cap Grwth Fd Sm Cap — Int/Div — Sold (part) Pioneer Ser Tr Pioneer Oak Ridge Sm Cap Grwth Fd Sm Cap — Buy (add'l) Templeton Int d Adv Cl — Int/Div — Buy Templeton Int d Adv Cl — Buy (add'l) Vanguard Short Term Fed Fund Investor Shares — Int/Div — Buy (add'l) — " Vanguard Short Term Fed Fund Investor Shares — Sold IE 1 #1 NORTHERN TR CO-TTE — nt, cap gain distributions Short-term Investments & Cash — Interest MFB Northern SmallCaplndexFnd INSIDX) — Int/Div — of div MFB Northern Mid-Cap Index Fnd INOMIX) — Int/Div — “nn MFB Northern Fads Stk Ind Fund (NOSIX) — Int/Div MFB Northern Emerg Mkts Fund INOEMX) — Int/Div MFB Northern Int'l Equ Fund Index INOINX) — Int/Div MFB Northern High-Yield Fix Inc INHFIX) — Int/Div — “nn MFB Northern Fds Global Real Est Index Fd INGREX) — Int/Div — Buy MFB Northern Fds Global Real Est Index Fd INGREX) — Buy (add'l) Orono, MN, Indpt Schl Dist — Interest — amorvaccrete Pierce Co. WA Sch Dist 320 — Interest — “an Washoe Cty NV Schl Dist — Interest — "I MFC Flexshares Tr Morningstar (GUNR) Indx — Interest — Buy (add'l) ALB NMMET Arroyo FL Ctl — Interest Portland, OR Sew Svs Rev — Interest — amorvaccrete Glendale. AZ Wir & Swr Rev — Interest — " Columbia, MO Sch Dist — Interest — " Maryland State — Interest — "A Umv SC Her Ed Rev — Interest — “an Cache Co. UT Sch Dist — Interest — "™ Eagan, MN — Interest — a Univ of Neb. Facs Corp — Interest — "n U of Colo Enterpr Sys Rev — Interest — “an Union Cnty, NJ — Interest — "™ VA St Pub Schl Auth — Interest — Matured Norwalk, CT — Interest — ™ TX St — Interest — Matured St. Louis Cnty, MO Pkwy Schl Dist — Interest Overland Park. KS — Interest — Matured Boulder, CO — Interest — Matured MFC SPDR Gold Tr Gold shrs (GLD) — Interest — Sold MA State — Interest Cherokee Co. GA — Interest — "™ Dane Cnty Wis — Interest — Buy Bexar Caty, TX — Interest — Buy Orono Minn Indpt Sch Dist No. 278 — Interest Des Momes IA Wir Rev (X) — Interest Kootenai Cnty Idaho Sch Dist No 271 Coeur D'Alene — Interest — " I FT #JKL, Milw Co-Tree — mt, cap gain distributions Schwab Govt. Money Fund — Interest Canada Gov — Interest Ishares JPM Emerg. Mkts Bd — Interest — Sold Albany County, NY — Interest Boston, MA Go Bands — Int/Div — Sold (part) Maricopa Cnty AZ Sch Dist NSI — Interest TN State GO Buds — Interest SCSTGOST ECO — Interest Rockland County, NY — Interest Ishares MSCI XNHUA IDX (FX) China 25 — Interest Select Sector SPDR Tr. SBI Cons Discr — Int/Div Select Sector SPDR Tr. SBI Int Energy — Int/Div Select Sector SPDR Tr. SBI Int Tech — Int/Div — Buy (add'l) Shawnee KS Internal — Interest Gulf Coast Waste TX — Interest Tacoma WA Water — Interest — Sold Ishares MSCI Australia — Int/Div Brazil Federative Rep. — Interest Ishares MSCI Singapore — Int/Div shares Inc MSCI Malaysia — Int/Div — Sold MFC Ishares Tr (Indonesia ETF) EIDO — Int/Div — Sold Ishares TR MSC ACW EX — Int/Div Sedgwick Co. KS Uni Schl Dist — Interest — Buy K.C..MO — Interest — Buy SF. CA Comm Coll. — Interest — Buy Suffolk Co.. NY — Interest — Buy Delaware State — Interest — Buy I'shuers MSCI Emerg Mkt ETF — Interest — Buy SPDR Gold Tr. Gold Shs — Interest — Sold Flagler Co FL Ltd. GO Bnd — Interest Fairfax Co VA Ref Pub — Interest — Matured Vanguard Index500 Pofolio — Int/Div — Buy (add'l) — Dividends Vanguard Index500 Pofolio — Int/Div — Buy (add'l) Vanguard Index500 Pofolio — Int/Div — Buy (add'l) Vanguard Index500 Pofolio — Int/Div — Buy (add'l) Vanguard Healthcare Portfolio — Int/Div — Buy (add'l) Vanguard Healthcare Portfolio — Buy (add'l) T Rowe Price MidCap Growth — Int/Div — Buy (add'l) IEE 1976 TRUST — mt, cap gain distributions Charles Schwab Govt. Money Fund — Interest L.A. Calif Comm Coll GO BDS — Interest SF, Cty Comm Coll — Interest — Buy Maricopa Cty AZ Sch Dist NSI — Interest KC. MO — Interest — Buy MN. MN — Interest — Buy Suffolk County, NY — Interest Burlington Twp NJ Ret GO Bnd — Interest Boston MA GO BDS — Interest Ishares JPM Emerg Mk Bd — Interest — Sold Ishares Tr Indo Invs Mkt (EIDO) MFC Shares — Int/Div — Sold Ishares Tr FTSE XNHUA Idx China 25 — Interest Isharse MSCI Em Mkt ETF — Interest — Buy Select Sector SPDR Tr SBI Cons Discr — Interest Select Sector SPDR Tr SBI Int-Energy — Interest Select Sector SPDR Tr SBI Int-Tech — Interest Ishares Tr MSC1 ACW] Ex — Interest Brazil Federative Rep. — Interest Ishares MSC Singapore — Int/Div Ishares Inc. MSCI Malaysia — Int/Div — Sold Vanguard Index Tr 500 — Int/Div — Buy (add'l) — Divs. Vanguard Index Tr 500 — Int/Div — a — " Vanguard Index Tr 500 — Int/Div — Buy (add'l) Vanguard Index Tr 500 — Int/Div — Buy (add'l) Vanguard Health Care — Int/Div — Buy (add'l) Vanguard Health Care — Buy (add'l) — " T Rowe Price MidCap Growth — Int/Div — Buy (add'l) SPDR Gold Tr Gold Shrs — Sold Chairman of the Board of Directors Chairman, Gender Bias Committee/7th Circuit Court of Appeals Member and Fellow, American Bar Association Member, Council Group, American Bar Association Section on Public Utilities, Communications & I'mansportation Member, The Lawyers Club of Chicago Member, Federal Judges’ Association Trustee Ementus and Member of Investment Commuttee Emeritus, Catholic Theological Umon, Chacago, Hlmois Co-Trustee, I FT #82 Member, Union League Club of Chicago Member, Advisory Committee to the Center for International Human Rights at Northwestern University Member, Foundation Advisory Board of the International Aviation Law Institute at DePaul University Member, Visiting Committee of the University of Chicago Divinity School Homorary Judicial Member, IPLAC « Intellectual Property Law Association of Chicago Member, Judicial Advisory Board of the American Society of International Law Income — 2013 — Prudential Retirement (formerly JE Pension Plan B) — S1.451.30 Income — 2013 — West Services, book rovalties — $2,753.66 VIL J bank accounts that now have Jl ownership with JEN are being shuffled in the report: Line 86 is a duplicate of Line 4 and will be removed next year. Line 83 will become Line 4 nxt year, Lines 108 and 109 were used to indicate a name change: next year only Nationwide Geneva will appear for the entry. Line 117 is for a holding that is no longer in the portfolio and must have been sold last year. It will be removed for next year. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7228. Public record. Not legal advice.