# Thomas C Wheeler

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/7034

## Record

- **Judge:** Thomas C Wheeler
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 30

## Text

Emerson Electric Common Stock — Int/Div
SIT Tax Exempt Bond Mutual Fund — Int/Div
Bank of America Checking Account — Interest
Potomac Cliffs at Watson House RE P-ship (See Part VIN — None
TCW/ARW Second-to-Die Life Insurance Policy — None
JRW Whole Life Policy — None
Broker Account £1 « JRW Rev. Trust
Daimler AG Common Stock — None
Altria Group Common Stock — Int/Div
Amencan Express Common Stock — Int/Div — Donated
Walt Disney Common Stock — Int/Div — Donated
Philip Morris Int'l Common Stock — Int/Div — Donated
Nuveen Municipal Mkt. Opportunity Fund — Int/Div — Sold
Davis New York Venture A — Int/Div — Buy (add'l)
Davis New York Venture A — Int/Div — Buy (add'l)
Broker Account #2 — JRW IRA
Citigroup Common Stock — Int/Div
Legg Mason Clearbridge Fund. Value Fund — None — Buy (add'l)
Broker Account #3 — TCW IRA Rollover
Air Castle Common Stock — Int/Div
Covidien PLC Common Stock — Int/Div — Sold (part)
Tyco Electronics Common Stock — Int/Div
Altna Group Common Stock — Int/Div
Apollo Investment Common Stock — Int/Div
BP PLC Common Stock — Int/Div
Bristol Myers Squibb Common Stock — Int/Div — Buy (add'l)
Cisco Systems Common Stock — Int/Div — Buy (add'l)
Comcast Common Stock — Int/Div — Buy (add'l)
Constellation Brands Common Stock — None
Walt Disney Common Stock — Int/Div
EBay Common Stock — None — Buy
Energy Transfer Partners LP — Int/Div
General Electric Common Stock — Int/Div
Halliburton Common Stock — Int/Div
Hewlett Packard Common Stock — Int/Div
Home Depot Common Stock — Int/Div
Hospitality Properties Trust Common Stock — Int/Div — Buy (add'l)
J.P. Morgan Chase Common Stock — Int/Div
Kroger Common Stock — Int/Div
Marriott Int'l Common Stock — Int/Div
Microsoft Common Stock — Int/Div
Pepsico Common Stock — Int/Div
Philip Moms Int'l Common Stock — Int/Div
Sandridge Miss. Trust — Int/Div
Southwest Armes Common Stock — Int/Div
IM Common Stock — Int/Div
United Parcel Service Common Stock — Int/Div
United States Steel Common Stock — Int/Div
Verizon Common Stock — Int/Div
Walmart Common Stock — Int/Div
Williams Partners Lid — Int/Div
Cohen & Steers Infrastructure Fund — Int/Div
Kayne Anderson Energy Return Fund — Int/Div
New Germany Fund — Int/Div
Eaton Vance LTD Duration Income Fund — Int/Div
Brker Acct #4 -- SSB Asset Man Fd, JRW Rev Trst
Citibank Money Market — Interest
AMC Networks Common Stock — None
AT&T Inc. Common Stock — Int/Div
Akamai Technologies Common Stock — None
Amazon.com Common Stock — None — Sold
Amgen, Inc. Common Stock — Int/Div
Anadarko Petroleum Common Stock — Int/Div
Anheuser Busch InBev SA Spon. Common Stock — Int/Div
Apache Corp. Common Stock — Int/Div — Sold
Apple, Inc. Common Stock — Int/Div — Buy (add'l)
Applied Materials, Inc. Common Stock — Int/Div
Autodesk. Inc. Delaware Common Stock — None
Axis Capital Holdings Common Stock — Int/Div
Buker Hughes, Inc. Common Stock — Int/Div
Bed Bath & Beyond Common Stock — None
BHP Billiton Ltd. Common Stock — Int/Div
Biogen Idec Inc. Common Stock — None — Sold (part)
Blackrock. Inc. Common Stock — Int/Div
Boemg Co, Common Stock — Int/Div — Sold
Bristol Myers Squibb Common Stock — Int/Div — Buy
Broadcom Corp. Common Stock — Int/Div
CME Group, Inc. Common Stock — Int/Div
CVS Caremark Corp. Common Stock — Int/Div
Cablevision Systems Corp. Common Stock — Int/Div
Cameron intl, Corp. Common Stock — None
Camival CP New Paired Common Stock — Int/Div
Caterpillar Common Stock — Int/Div — Buy
Celgene Corp. Common Stock — None
Check Pomt Software Coomon Stock (X) — None
Chevron Corp. Common Stock — Int/Div — Buy (add'l)
Chubb Corp. Common Stock — Int/Div
Cisco Systems Inc. Common Stock — Int/Div
CitiGroup Common Stock — Int/Div — Buy
Citrix Systems, Inc. Common Stock — None
CME Group Common Stock (X) — Int/Div
Coach Common Stock (X) — Int/Div
Coca Cola Inc. Common Stock — Int/Div
Comcast Corp. CL A Special New Common Stock — Int/Div — Sold (part)
Cree Research Inc. Common Stock — None
Deere & Co. Common Stock — Int/Div
Devon Energy Corp. New Common Stock — Int/Div — Buy (add'l)
DuPont de Nemours Common Stock — Int/Div
Walt Disney Co. Holding Common Stock — Int/Div — Sold (part)
The DirecTV Group CL A Common Stock — None
Dolby CL A Common Stock — None
Dover Corp. Common Stock — Int/Div — Sold
EMC Corp. Mass. Common Stock — None
Eaton Corp. Common Stock — Int/Div
EBay Inc. Common Stock — None
Emerson Electric Common Stock — Int/Div
Ericsson LM Tel. ADR CL B New Common Stock — Int/Div — Sold (part)
Express Scripts Hldg Co. Common Stock — None
Exxon Mobile Corp. Common Stock — Int/Div
Fluor Corp. New Common Stock — Int/Div
Forest Laboratories Inc. Common Stock — None
Franklin Resources Inc. Common Stock — Int/Div
GAP. Inc. Common Stock — Int/Div
General Electric Co. Common Stock — Int/Div — Buy (add'l)
GlaxoSmithKline PLC ADS Common Stock — Int/Div
Goldman Sachs Common Stock — Int/Div — Buy (add'l)
Google Inc. Common Stock — None
Halliburton Co. Common Stock — Int/Div
Hess Corp. Common Stock — Int/Div
Home Depot Inc. Common Stock — Int/Div
Honeywell Intl. Inc. Common Stock — Int/Div
Intuit Inc. Common Stock — Int/Div
JP Morgan Chase & Co. Common Stock — Int/Div
Jacobs Engineering Group Common Stock (xX) — None
Johnson & Johnson Common Stock — Int/Div
Jones Lang LaSalle Inc. Common Stock — Int/Div
Joy Global Common Stock — Int/Div
Juniper Networks Common Stock — None
KLA Tencor Corp. Common Stock — Int/Div
Keycorp New Common Stock — Int/Div
L-3 Communications Holding Inc Common Stock — Int/Div
Liberty Media Co. Liberty Cap A Common Stock — None
Liberty Interactive Co. Inter A Common Stock — None
Mattel Inc. Common Stock — Int/Div
Merck & Co. Inc. New Common Stock — Int/Div
Microsoft Corp. Common Stock — Int/Div
Monsanto Co. New Common Stock — Int/Div
Morgan Stanley Common Stock — Int/Div
National Oilwell Varco Inc. Common Stock — Int/Div
Netapp. Inc. Common Stock — None
Newfield Expl. Co. Common Stock — None
Nike Inc. B Common Stock — Int/Div
Novartis AG ADR Common Stock — Int/Div
Nucor Corp. Common Stock — Int/Div
Occidental Petroleum Common Stock — Int/Div
Oracle Corp. Common Stock — Int/Div — Sold
Oshkosh Corp. Common Stock — None
Pall Corp. Common Stock — Int/Div
Peabody Energy Corp. Common Stock — Int/Div
Pebblebrook Hotel Tr. Com. Common Stock — Int/Div
Pentair Ltd. Common Stock (X) — Int/Div
Pepsico Inc. Common Stock — Int/Div
Procter & Gamble Common Stock — Int/Div
Qualcomm Inc. Common Stock — Int/Div
Raytheon Common Stock — Int/Div — Buy
Red Hat Common Stock — None — Buy
Regions Finance Corp. Common Stock — Int/Div
Riverbed Tech Common Stock — None — Buy
Safeway Inc. Com. New Common Stock — Int/Div — Sold (part)
Sandisk Corp. Common Stock — Int/Div
Schivmberger Lid. Common Stock — Int/Div
Charles Schwab New Common Stock — Int/Div
Stanley Black & Decker Common Stock — Int/Div — Buy
State Street Common Stock — Int/Div — Buy
Symantic Corp. Common Stock — Int/Div
Teradyne Common Stock — None — Buy
Texas Instruments Common Stock — Int/Div
The ADT Corp. Common Stock (X) — Int/Div
Thermo Fisher Scientific Inc. Common Stock — Int/Div
US Bancorp. Com New Common Stock — Int/Div
Unilever PLC (New) ADS Common Stock — Int/Div
United Parcel Service Inc. CL B Common Stock — Int/Div
United States Steel Corp. New Common Stock — Int/Div
United Health Group Inc. Common Stock — Int/Div
Veeco Instr. Inc. Common Stock — None
Vertex Pharmaceuticals Common Stock — None — Buy
Visa Inc. CL A Common Stock — Int/Div
Vodaphone Group PLC ADS New Common Stock — Int/Div
W.W. Grainger Common Stock — Int/Div — Buy
Weyerhauser Co. Common Stock — Int/Div
Xilinx Inc. Common Stock — Int/Div
Covidien PLC New Common Stock — Int/Div
Seagate Technology PLC Common Stock — Int/Div
Allied World Assurance Co. Hldgs Ltd Common Stock — Int/Div
Weatherford International Ltd. Common Stock — None
TE Connectivity Ltd. New Common Stock — Int/Div
Tyco International Ltd. New Common Stock — Int/Div
Brker Acct # 5 -- SSB Asset Man Fd, TCW IRA
MS Liquid Asset Fund Money Market — None
Davis New York Venture Mutual Fund — Int/Div — Buy (add'l)
Broker Account £6 — JRW Pers. Trust
Dominion Resources Common Stock — Int/Div
Exxon Mobile Common Stock — Int/Div
Pepsico Common Stock — Int/Div
PNC Financial Services Common Stock — Int/Div
Walmart Common Stock — Int/Div
Maryland CDA Housing Conds 07/01/13 — Interest
Prince George's County MD Bonds 1001/15 — Interest
Puerto Rico Housing Public Serv. Bonds 070116 — Interest
Baltimore MD Ser. C Sink Fund 07/01/17 — Interest
MFS Maryland Municipal Bond Fund — Interest
Broker Account #7 - IShares Managed Trust
First Trust Exchange Truded Fund 11 — Int/Div — Buy
IShares Barclays Aggregate Bond Fund — Int/Div
IShares Barclay's MBS Bond Fund — Int/Div — Sold
IShares Barclays 1-3 Yr. CD Bond Fund — Int/Div
Shares Dow Jones LS Consumer Services Index Fund — Int/Div — Sold (part)
IShares Dow Jones Real Estate Index Fund — Int/Div — Sold (part)
IShares Dow Jones Technology Sector Index Fund — Int/Div
IShares Dow Jones LS Consumer Goods Index Fund — Int/Div
Shares Dow Jones US Financial Sector Index Fund — Int/Div — Sold
Shares Dow Jones LS Healtk Care Sector Index Fund — Int/Div — Sold (part)
Shares Dow Jones US Energy Sector Index Fund — Int/Div — Sold (part)
Guggenheim Enhanced Short Duration Bond — Interest — Buy
IShares Floating Rate Bond — Interest — Buy
Pimco Bond — Int/Div — Sold (part)
Vanguard BD Index Fund — Int/Div — Sold
Broker Account # 8 -- TCW/JRW Joint RMA
Frederick MD Rfdg & Impt Bonds 08/01/13 — Interest — Redeemed
Maryland CDA Hsg Cmty Dev Bonds 0701/18 — Interest
Puerto Rico Elec. Power Auth Bonds 0070117 — None
Blackrock Munivest Fund 11 — Interest
Blackrock Munivest Fund — Interest
Nuveen Select Tax Free Income Port 3 — Interest
Dreyfus State Mun Bond Fd Maryland Ser Class C — Interest
Brker Acct # 9 -« Shares Man JRW Rev Trust
First Trust Exchange Traded Fund 11 — Int/Div — Buy
IShares Barclay's Aggregate Bond Fund — Int/Div
IShares Barclay's MBS Bond Fund — Int/Div — Sold
IShares Barclay's 1-3 Yr. CD Bond Fund — Int/Div
Shares Dow Jones US Consumer Services Index Fund — Int/Div — Sold (part)
IShares Dow Jones US Real Estate Index Fund — Int/Div — Sold (part)
Shares Dow Jones Technology Sector Index Fund — Int/Div
IShares Dow Jones US Consumer Goods Index Fund — Int/Div
Shares Dow Jones US Financial Sector Index Fund — Int/Div — Sold
IShares Dow Jones US Health Care Sector Index Fund — Int/Div — put)
IShares Dow Jones LS Energy Sector Index Fund — Int/Div — Sold (part)
Guggenheim Enhanced Short Duration Bond — Interest — Buy
IShares Floating Rate Bond — Interest — Buy
Pimeco Bond — Int/Div — Sold (part)
Vanguard BD Index Fund — Int/Div — Sold
Broker Account # 10 — TCW Rev. Trust
American Capital Limited Common Stock — None
EMC Corp. Mass. Common Stock — Int/Div
Ford Motor Co. Common Stock — Int/Div
Schlumberger Ltd. Common Stock — Int/Div
ING Clarion Global Real Estate Fund — Interest
Kayne Anderson Energy Fund — Int/Div
ACAP Strategic Fund Shares Mutual Fund — None
Hartford Municipal Opp. Fund Class € — Int/Div — Sold
Lege Mason Western Asset Mun, Class C — Int/Div
Principal Investment Fund — Int/Div
Broker Account £ 11 — EJW IRA
Tortoise MLP Fund — Int/Div
Best Buy Common Stock — Int/Div
Chesapeake Energy Corp. Common Stock — Int/Div
Schlumberger Ltd. Common Stock — Int/Div
Broker Account # 12 — EJW IRA Trust
United Health Group Commaon Stock — Int/Div
Calamos Strategy Fund — Int/Div — Buy (add'l)
Hartford Floating Rate Fund — Int/Div
Pimco Commodity Real Return Strategy Fund — Int/Div
Putnam Diversified Income Trust Fund, Class C — Int/Div
Broker Account # 13 «« HKW IRA Trust
Bristol Myers Squibb Common Stock — Int/Div
Energy Transfer Parmers LP — Int/Div
Exxon Mobile Common Stock — Int/Div
Ford Motor Co. Common Stock — Int/Div
Microsoft Corp, Common Stock — Int/Div — Buy (add'l)
U.S. Steel Common Stock — Int/Div
Bank of America Preferred Stock — Int/Div — Redeemed
Principal Inv. Pref. Sec. Mut. Fund — Int/Div
Brker Acct #14--For HKW IRA Man Acct (See Part VID
Alger Small Cap Growth Inst. (X) — None — Buy (add'l)
Artisan Midcap Value Inv. (X) — Int/Div — Buy (add'l)
Blackrock Equity Dividend 1 (X) — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth (X) — None — Buy (add'l)
Oppenheimer Int’ Growth (X) — Int/Div — Buy (add'l)
Prudential Jenmson MD Cap. (X) — None — Buy (add'l)
Royce Premier Inv. (X) — Int/Div — a
Wells Fargo Emerg. Mkts. (X) — Int/Div — Sold (part)
Broker Account #15 --HKW IRA Managed Account
MS Liquid Asset Fund — Interest
Alger Small Cap Growth Inst — None — Buy (add'l)
Artisan Midcap Value Inv. — Int/Div — Buy (add'l)
Blackrock Equity Dividend — Int/Div — Buy (add'l)
Columbia Select Large Cap Growth — None — Buy (add'l)
Oppenheimer Int'l Growth — Int/Div — Buy (add'l)
Prudential Jennison MD Cap — None — Buy (add'l)
Rovee Premier Inv — Int/Div — Buy (add'l)
Virtus Insight Emerg. Mkts — Int/Div — Buy (add'l)
Wells Fargo Emerg. Mkts — Int/Div — Buy (add'l)
Broker Account £16 «« TCW Trust
CVS Caremark Common Stock — Int/Div
Celgene Common Stock — None
EMC Corp. Mass. Common Stock — Int/Div — Buy (add'l)
Energy Transfer Equity LP — Int/Div
Enterprise Products Partners LP — Int/Div
General Electric Common Stock — Int/Div
Merck Common Stock — Int/Div
Murphy Oil Common Stock — None
Vale Common Stock — Int/Div — Sold
Vodofone GP Common Stock — Int/Div — Buy (add'l)
Williams Cos. Common Stock — Int/Div — Buy (add'l)
WPX Energy Common Stock — None
Nuveen NFM MTP Preferred — Int/Div
Nuveen MD Dividend Mum Fund — Int/Div
Hartford Floating Rate Fund — Int/Div
Legg Mason WA SHT Muni Fund — Int/Div
Legg Mason Western Asset Muni Fund — Int/Div
Broker Account #17--Small Cap Man. Trust
MS Liquid Asset Fund — Interest
Alger Small Cap Growth Inst — None — Buy (add'l)
American Century Int. TRM TX FR BD Inv, — Int/Div — Sold (part)
American Century Intl. Bond Inv — Int/Div — Sold (part)
Artisan Midcap Value Inv — Int/Div — Buy (add'l)
Baron Small Cap Retail — None — Buy (add'l)
Columbia Marsico Growth Z — None
Columbia Marsico Intl Opp. Z — None
Davis New York Venture Y — Int/Div
Amencan Europacific Growth Fi — Int/Div
Goldman Sachs Growth Opp. — None — Buy (add'l)
American Growth Fund of America FI — Int/Div
JP Morgan Emerging Markets Sel — Int/Div — Buy (add'l)
Lazard Emerging Markets — Int/Div — Buy (add'l)
Legg Mason WA Interim Muni Inst — Int/Div — Buy (add'l)
Mainstay ICAP Select Equity 1 — Int/Div
PIMCO Emerging Local BD P — Int/Div — Sold (part)
T Rowe Price High Yield — Int/Div
T Rowe Price Mid-Cap Growth — None — Buy (add'l)
Royce Micro-cap Inv — Int/Div — Buy (add'l)
Royce Total Return Inv — Int/Div — Buy (add'l)
Templeton Global Bond Fd Adv — Int/Div — Sold (part)
CRM Midcap Value Inst] — Int/Div — Buy (add'l)
Wells Fargo High Income Inv — Int/Div
Broker Account #18 -« HKW/TCW Annuities
Tactical Diversified Futures Fund LP — None
Sun Life of Canada Annuity — None
Nationwide Life & Annuity — None
Skybridge Multi-Advisor Hedge Fund — None
Broker Account £19 «- US Bank EL Trust
First American Prime Obligation Fund — None — Buy (add'l)
IShares Iboxx H Y Corp Bond — Int/Div
Agilent Technologies Common Stock — Int/Div — Sold
Allergan Inc. Common Stock — Int/Div
Anadarko Petroleum Common Stock — Int/Div
Apple Inc. Common Stock — None — Sold (part)
AT&T Inc. Common Stock — Int/Div
Bristol Myers Squibb Co. Common Stock — Int/Div — Sold
Cameron Intl. Corp. Common Stock — None — Sold
Caterpillar Common Stock — Int/Div
CBS Corp. Class B Non-Voting — Int/Div — Buy
Cincmnati Financial, Corp. Common Stock — Int/Div — Sold (part)
Citigroup Common Stock — Int/Div — Buy
CME Group Common Stock — Int/Div
Covidien Common Stock — Int/Div — Buy
Cummins Common Stock — Int/Div
CVS Caremark Common Stock — Int/Div
Discovery Communications Inc. CL A Common Stock — None
Dover Corp. Common Stock — Int/Div — Buy
EMC Corp. Common Stock — None
Ecolab Inc. Common Stock — Int/Div
Emerson Electric Co. Common Stock — Int/Div — Sold (part)
Exxon Mobile Corp. Common Stock — Int/Div — Sold (part)
Google Inc. Common Stock — None
Humana Common Stock — Int/Div — Sold
IBM Common Stock — Int/Div — Sold
Intel Corp. Common Stock — Int/Div — Sold
Int'l Paper Co. Common Stock — Int/Div — Buy
JP Morgan Chase Co. Common Stock — Int/Div
Johnson & Johnson Common Stock — Int/Div
Kraft Foods Common Stock — Int/Div
Lincoln Nat'l Corp. Common Stock — Int/Div — Buy
Lowe's Common Stock — Int/Div — Buy
Marathon Oil Common Stock — Int/Div
Mastercard Inc. Common Stock — Int/Div
McDonald's Corp. Common Stock — Int/Div — Sold (part)
McKesson Corp. Common Stock — Int/Div
Medco Health Solutions Inc. Common Stock — None
Merck Common Stock — Int/Div
Medtronic Common Stock — Int/Div — Buy
Mohawk Indus. Common Stock — Int/Div — Buy
Nextera Energy Inc. Common Stock — Int/Div
Nordstrom Ine. Common Stock — Int/Div — Sold
Philip Morris Intl. Common Stock — Int/Div
Pioneer Natural Resources Common Stock — Int/Div
PNC Fin. Servs. Group Common Stock — Int/Div — Sold
Polans Ind. Inc. Common Stock — Int/Div
Praxair Inc. Common Stock (X) — Int/Div
Priceline Com. Inc. Common Stock — None
Procter & Gamble Inc. Common Stock — Int/Div
Prudential Financial Inc. Common Stock — Int/Div
Qualcomm Inc. Common Stock — Int/Div
Teradata Corp. Del Common Stock — None
Thermo Fisher Scientific Inc. Common Stock — None — Sold (part)
United Health Group, Inc. Common Stock — Int/Div
Visa Inc. CL A Common Stock — Int/Div
Williams Cos. Common Stock — Int/Div — Sold
Windstream Corp. Common Stock — Int/Div
Symantec Common Stock — Int/Div — Buy
IM Co. Common Stock — Int/Div
3M Co. Common Stock — Int/Div
Zoetis Common Stock — Int/Div — Buy
Accenture PLC Cl A Common Stock — Int/Div
Ace Lud. Common Stock — Int/Div — Sold (part)
Schlumberger Ltd. Common Stock — Int/Div — Sold (part)
SPDR DJ Wilshire Int'l Common Stock — Int/Div — Buy
Aberdeen FDS Emerging — Int/Div — Buy
Goldman Sachs M C Value Cl Inst — Int/Div
Highland Long Short Equity Z — Int/Div
1Path Dow Jones UBS Commodity — None — Sold (part)
IShares MSC Emerging Markets ETF — Int/Div — Sold (part)
Loomis Sayles ABS Strat Y — Int/Div — Buy
Oppenheimer SR Floating Rate Bond Fund — Int/Div
Scout Int'l Fund — Int/Div — Buy (add'l)
TCW Emerging Market Income Fund — Int/Div
T Rowe Price Mid-cap Growth Fd #64 — None
TT. Rowe Price Group Common Stock — Int/Div — Buy (add'l)
TT. Rowe Price Int'l Bond Fund — Int/Div — Buy (add'l)
SPDR Dow Jones Intl. — Int/Div
TFS Market Neutral Fund — None
Nuveen Real Estate Security Class — Int/Div — Buy (add'l)
Agreement — 2006 — DLA Piper Retirement Trust Plan with former law firm, no control
Spouse's income — 2013 — Montgomery County Public Schools, Payment
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FAN AIRS MAAR BALLER RES L Che (HARE gui] Ty tpn

Section VIL, line 3, Potomac Cliffs at Watson House Real Estate Partnership, purchased on 4/20/1987 at cost of $26,150 (1/2-share).

May 10, 2013 Report, Section VII, Broker Account #14, lines 369-377, | inadvertently failed to report for 2012 that all of the assets in the account were sold on

8/14/12, and reinvested in other assets. The new assets were acquired on 8/24/12, and are listed in the current report for Broker Account #14, lines 273-281.

Each of these assets is marked with an (X). The name of the account on line 273 has been modified to accurately reflect the content. Reportable activity for this

account is included for 2013.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/7034. Public record. Not legal advice.