# Marilyn D Go

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6863

## Record

- **Judge:** Marilyn D Go
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 14

## Text

end of Account 43
CMA at Citibank, N.A — Interest
Tesoro Petroleum (common stock) — Int/Div
Brokerage Account 21 (IRA - stock)
Bristol Myers Squibb Co. (common shares in IRA) — Int/Div
ChevronTexaco Corp. (common stock in IRA) — Int/Div
Exxon Mobil Corp. {common stock in IRA) — Int/Div
A Frontier Communications Corp. (common stock) — Int/Div
Hawaiian Electric Industries Inc. (common stock in IRA) — Int/Div
Hewlett Packard Enterprise {common stock in IRA) — Int/Div — note 1. Pr. VII
HP Inc. (common stock in IRA) — Int/Div — note 1, Pr. VII
Microsoft (common stock m IRA) — Int/Div
Raytheon (common stock m IRA) — Int/Div
Vernzon Communications (common stock m IRA) — Int/Div
Morgan Stanley Private Bank Deposit Prog (for uninvested funds in IRA) — Interest — note 2, PT. VII
Brokerage Account #2
Ace Ltd. (common stock in IRA) — Int/Div — Buy
Alliancebernstein Holding L.P. (common stock in IRA) — Int/Div — Buy
AT&T (common stock m IRA) — Int/Div
Becton Dickenson & Co. (common stock in IRA) — Int/Div — Buy
Blackstone Group LP (common stock in IRA) — Int/Div — Buy
Boemg (common stock in IRA) — Int/Div — Buy — add'l 5/7/15 K
Bristol Myers Squibb Co. (common stock in IRA) — Int/Div
Chevron Corp. (common stock in IRA) — Int/Div
Church & Dwight Co Inc. (common stock in IRA) — Int/Div — Buy
Exxon Mobil Corp. {common stock in IRA) — Int/Div
Frontier Communications Corp. (common stock) — None — Sold
Glaxosmithkline PLC ADR (common stock in IRA) — Int/Div — Buy (add'l)
Hawaiian Electric Indusctries, Inc. (common stock in IRA) — Int/Div
Intel (common stock in IRA) — Int/Div
KKR & Co LP (common stock in IRA) — Int/Div — Buy
Lockheed Martin Corp. (common stock m IRA) — Int/Div — Buy
Lyondellbasell NV Cl-A(common stock in IRA) — Int/Div — Buy
Merck & Co. Inc. New (common stock in IRA) — Int/Div
Pepsico Inc NC (common stock m IRA) — Int/Div — Buy
Phizer Inc. (common stock in IRA) — Int/Div
PPG Inductries Inc. (common stock in IRA) — Int/Div — Buy
Unilever NV NY Sh New (common stock in IRA) — Int/Div — Buy
Verizon Communications (common stock in IRA) — Int/Div
Walt Disney Co Holdg Co (common stock in IRA) — Int/Div — Buy
Wells Fargo & Co. New (common stock in IRA) — Int/Div — Buy (add'l)
Morgan Stanley Bank Deposit Prog (for uninvested fds in KEOGH) — Int/Div — note 2. Pr. VIII
Brokerage Account 23 (KEOGH)
ACE Lud. (common stock in KEOGH) — Int/Div — Buy
Apple Inc. (common stock m KEOGH) — Int/Div — Buy
AT&T (common stock m KEOGH) — Int/Div
American Electric Power Co., Inc. (common stock in KEOGH) — Int/Div — Buy (add'l)
Bristol Myers Squibb Co. (common shares in KEOGH) — Int/Div
Canadian Natural Resources Ltd. (common stock in KEOGH) — Int/Div — Sold (part)
Chevron (common stock in KEOGH) — Int/Div — Buy (add'l) — add'l 11/10 K
Chubb Corp. (common stock iin KEOGH) — Int/Div — Buy (add'l)
Conoco Phillips {common stock in KEOGH) — Int/Div
Con Edison Inc. (common stock in KEOGH) — Int/Div — Buy
Enterprise Products Prinrs LP — Int/Div
Exxon Mobil Corp. (common stock in KEOGH) — Int/Div
Frontier Communications Corp. (common stock) — None — Sold
HCP Inc. (New) (stock in KEOGH) — Int/Div
Hawaiian Electric Indus. Inc. (stock in KEOGH) — Int/Div
Health Care REIT (stock in KEOGH) — Int/Div
Hess Corporation (stock in KEOGH) — Int/Div
J.P. Morgan Chase & Co. (common stock in KEOGH) — Int/Div
Johnson & Johnson (stock in KEOGH) — Int/Div
McDonalds Corp. (stock in KEOGH) — Int/Div — Buy (add'l)
Merck & Co Inc NEW stock (formerly Schering-Plough) — Int/Div — Buy (add'l)
Nextera Energy {common stock in KEOGH) — Int/Div — Buy (add'l)
Oracle (common stock in KEOGH) — Int/Div
Phizer Inc. (common stock in KEOGH) — Int/Div
PPG Industries Inc. (common stock in KEOGH) — Int/Div — Buy (add'l)
Royal Dutch PTLM (NY registrty shares in KEOGH) — Int/Div
Schlumberger Ltd. (stock in KEOGH) — Int/Div
Total S.A. Spons ADR (ADR in KEOGH) — Int/Div — Sold
Transocean Ltd (RIG) — Int/Div
Verizon Communications (common stock m KEOGH) — Int/Div
Walt Disney (common stock in KEOGH) — Int/Div — Buy
Wells Fargo & Co. New (common stock in KEOGH) — Int/Div
Welltower Inc. (common stock in KEOGH) — Int/Div — Buy
PDR Servs. LLC: SPDR Dow Jones Indl Avg ETF (equity portfol) — Int/Div
Barclays Glob Fd Advises: IShares TR Dow Jones Sel Div Ind — Int/Div
Barclays Global Fd Advisrs: ISharesRussell 2000 Index Fd — Int/Div — Buy (add'l)
PDR Services LLC: SPDR S&P ETF Trust {equity portfolio) — Int/Div
Morgan Stanley Bank Deposit Prog (for uninvested fds in KEOGH) — Int/Div — 2. Pr. VII
Nanox Imaging Lid. — None — note 3. Pr. VII
Stone Isruventures LLC — None
Softbank Technology Ventures, L.P (limited pership int.) — None
rental income from unit in Kings County. New York — Rent
Brokerage Account #4 (IRA mutual funds)
American Funds: American Fds Growth Fund of America (IRA) — Int/Div
Blackrock Inc.: Blackrock Equity Dividend Fund — Int/Div
Columbia Management Funds: Columbia Acorn Fund Class A (IRA) — Int/Div
Federated Funds: Federated Kaufman Fund Class A (IRA) — Int/Div
First Eagle Funds: First Eagle Global Fund Class A (IRA) — Int
Loomis Sayles Funds: Loomis Sayles Bd Fd Class Retail (IRA) — Int/Div
MFS: MFS Bond Fund A (IRA) — Int/Div
MFS: MFS Research Fund Class A (IRA) — Int/Div
Parnassus Investments: Parnasus Equity Income Fund — Int/Div
Pimco Funds: Pimco Real Return Fund Class A (IRA) — Int/Div
Royce Special Equity Fund (IRA) — Int/Div
Victory Capital Management Inc.: Victory Estab. Value Fund — Int/Div
Virtus Funds: Virtus Multi-sector Short Term Bond Fun (IRA) — Int/Div
end of Account #4
Inform Technoligies LLC {/k/a Goode Parters (Y) — Closed — in bankruptcy
Account £5
American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div — Sold (part)
American Funds : American Mutual Fund Class $29C — Int/Div — Sold (part)
American Funds: Amer Cap Wrld Grwth & Ine (collge trust fd) — Int/Div — Sold (part)
American Funds : Euro PacGrowth Fund of America Class 529C — Int/Div — Sold (part)
American Funds: Washington Mut Investrs Fd (college tr fd) — Int/Div — Sold (part)
American Funds: The Income Fd of Amer {college tr fd) — Int./y — Sold (part)
American Funds: The Bond Fund of Amer {college tr fd) — Int/Div — Sold (part)
American Fds: Grwth Fd of Amer cl 529¢ {collge trust fd) — Int/Div — Sold (part)
Account 26
American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div
American Funds : American Mutual Fund Class 529C — Inv
American Funds: Amer Cap Wrld Grwth & Tne (college trust fd) — Int/Div
American Funds : EuroPac Growth Fund of America Class $29C — Int/Div
American Funds: Washington Mut Investrs Fd (college tr fd) — Int/Div
American Funds: The Income Fd of Amer {college tr fd) — Int/Div
American Funds: The Bond Fund of Amer {college tr fd) — Int/Div
American Fds: Grwth Fd of Amer cl 529 {collge trust fd) — hy
Account £7
American Century Inv. : Centuury Heritage Funds — Int/Div
American Funds: Growth Fund of America Class F — Int/Div — note 4, Pt VIL
Dreyfus: Dreyfus Small Company Value Fund — Int/Div
First Eagle: FE Overseas Funds — Int/Div
Franklin Templeton Investments: FT Mut Glob Discv FACIA — Int/Div
GAMCO Investors: Gabelli Equity Inv Fund C1 A — Int/Div
MFS: MFS Value Fund Class A — None
Oppenheimer Funds: Oppenheimer Dey Mrkis FACIL A — Int/Div
Rovce: Rovee Special Equity Fund — Int/Div
Virtus Funds: Virtus Mid-Cap Val Fund CI A — None
WellsFargo: WF Ad vantage Growth Fund — Int/Div
Babson Global Credit Inc Opp Fund Class A — Int/Div — Sold (part)
Babson Global Floating Rate Fund Class A — Int/Div — Sold (part)
John Hancock: John Hancock NY Tax Exmpt FCI A — None
JP MorganStrategic Inc. Fund — Int/Div
Looms Sayles Strategic Income Fund Class A — Int/Div
Lord Abbett Total Return Fund Class A — Int/Div
Pimco Funds: Pimco Real Return Fd C1 A — None
Pimco Funds: Pimco Commodity Real Ret Strat Fd CI A — None
BlackRock Funds: Blackrock Glob Alloctn Fdlnc A — Int/Div
Yacktman Asset Mgt: Yacktman Fund Service — Int/Div
UBS Bank USA Deposit Acct (for uninvested funds) — Int/Div
end of account
Chase Bank accounts — Interest
Empower Retirement: Key Guaranteed Portfolio Fd — Int/Div — Buy (add'l) — note 5, Pr. VII
PowerMat Ltd — None
Enhanced Surface Dynamics Inc — None — note 6, Pr. VII
Morgan Stanley Roth IRA — None — Open — deposit
Spouse's income — 2015 — Self-employed lawyer (partner in law practice)
1. Part VIL, lines 9, 10. Hewlett Packard Corp. split into Hewlett Packard Enterprise and HP Inc. on November 2, 2015.

2. Part VII, lines 14, 41 and 80. Uninvested funds in the KEOGH account are placed by the brokerage, at its discretion, in accounts at Morgan Stanley Bank or

Citibank, N.A. In the prior report year, some funds were held in the Citibank NA Bank Deposit Program or Citi US Treas Res Class N.

3. Part VIL, line 81. Nanox Imaging Ltd. interests are held in three separate brokerage accounts, two of which are for separate trusts. The amount reported is for

the combined value of the investments based on the amount of the mvestment.

4. Part VII, line 122, 1 mistakely reported last year that we sold all interests in Growth Fund of America in this account, The sale in 2014 was only a partial sale

of assets.

5. Part VIL line 145. The Great-West Financial Services changed its name to Empower Retirement on Feburary 2, 2015. In addition to the additional purchase

on | 1/10/15, two additional purchases were made on 11/25/15 and 12/9/15, both for value code [1]. The amount reported on the form is the aggregate value of the

three purchases.

6. Part VIL, line 147. Interests in Enhanced Surface Dynamics Inc. are held in three separate brokerage accounts, two of which are for separate trusts. The

amount reported is for the combined value of the investments.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6863. Public record. Not legal advice.
