# Marianne O. Battani

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6860

## Record

- **Judge:** Marianne O. Battani
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 11

## Text

FIDELITY INDIVIDUAL ACCOUNT (H)
Fudelity Cash Reserves Mutual Fund — Int/Div
Fideility Core Account - Cash — Interest
CHASE BANK (cash accounts) — Interest
FIFTH THIRD (cash account) — None
AMERICAN EXPRESS BANK (cash account) — Interest
MassMutual: whole life policy — Int/Div
INDEPENDENT FINANCIAL GROUP BROKERAGE ACCOUNT (Hy
Franklin Convertible Secs Fund Class A — Int/Div — Buy (add'l)
Franklin Michigan Tax-Free Income Fund Class A — Int/Div — Buy (add'l)
Hartford Equity Income Fund Class A — Int/Div — Buy (add'l)
Invesco Unit Trs Unit 1630 High Income Allocation — Int/Div — Redeemed
IShares Tips Bond ETF (TIP) — Int/Div — Sold (part)
IShares Cohen & Steers REIT ETF (1CF) — Int/Div — Buy (add'l)
Spdr Dow Jones Int'l Real Estate ETF (RWX) — Int/Div — Sold (part)
Spdr Dow Jones Int'l Real Estate ETF (RWX) — Sold (part)
IShares Russell 2000 ETF (IWM) — Int/Div — Sold
JP Morgan Chase & Co. US Small Co Fund (JUSSX) — None — Sold
T. Rowe Price Dividend Growth Fund (PDGIX) — Int/Div — Sold (part)
T. Rowe Price Dividend Growth Fund (PDGIX) — Sold (part)
T. Rowe Price Dividend Growth Fund (PDGIX) — Sold
Victory Integrity SM-Cap Value Fund (VSVIX) — None — Sold
Trust £2 (H)
Morgan Stanley Bank NA (cash) — Interest
Morgan Stunley Private Bank NA (cash) (X) — Interest
AB Flexfee Large Cap GW PTF Adv (FFLYX) — None — Buy
AB Flexfee Large Cap GW PTF Adv (FFLYX) — Sold
AB Global Bond ADV (ANAYX) — Int/Div — Sold
AC Alternatives Inc 1 {ALNIX) — Int/Div — Buy
Wayne St Univ Mich Univ Revs Rfdg-Gen Ser A — Interest
Dreyfus Ins Deposit Program ( — Interest
American High-Income Municipal Bond Fund Class A — Int/Div
Putnam Master Inter Income Trust — Int/Div — Sold
Pimco Income Fund Class A — Int/Div
Fundamental Investors Class A — Int/Div
Washington Mutual Investors Fund Class A — Int/Div — Buy (add'l)
Invesco Unit TRS Unit 1847 High Income Allocation — Int/Div — Buy
INDEPENDENT FINANCIAL GROUP IRA (H)
American Balanced Fund Class A — Int/Div
American Funds Global Balanced Fund Class A — Int/Div
American Mutual Fund Class A — Int/Div
Build Amer Bds Income Tr Unit 61 — Int/Div
Capital Income Builder Fund Class A — Int/Div
Capital World Fund Class A — Int/Div
Europacific Growth Fund Class A — Int/Div
Europacific Growth Fund Class A — Buy (add'l)
Europacific Growth Fund Class A — Buy (add'l)
Alger Small Cap Foucs Z (AGOZX) — None — Sold
Am Century Diversified Bond (ACBPX) — Int/Div — Buy (add'l)
Am Century Diversified Bond (ACBPX) — Sold (part)
Am Century Diversified Bond (ACBPX) — Buy (add'l)
Am Century Emerging Markets — Int/Div — Sold (part)
Am Century Emerging Markets — Sold
Blackrock Multi-Asset Inc (BIICX) — Int/Div — Buy (add'l)
Blackrock Multi-Asset Inc (BIICX) — Buy (add'l)
Blackrock Multi-Asset Inc (BIICX) — Buy (add'l)
Blackrock Multi-Asset Inc (BIICX) — Buy (add'l)
Chevron Corp (CVX) — Int/Div — Buy
Chevron Corp (CVX) — Buy (add'l)
Chevron Corp (CVX) — Sold (part)
Chiron Capital Alloc Inst — Int/Div — Buy (add'l)
Chiron Capital Alloc Inst — Buy (add'l)
First Tr Combined Ser Unit 354 Build Amer Bds Port Ser 28 — Int/Div
Fundamental Investors Class A — Int/Div
The Growth Fund of America — Int/Div — Buy (add'l)
The Hartford Balanced Income Fund Class A — Int/Div — Sold
The Income Fund of America Class A — Int/Div
Investment Grade Income Tr 10-20 Yr Unit Ser 2 — Int/Div
Investment Grade Income Tr 10-20 Yr Unit Ser 6 — Int/Div
The New Economy Fund Class A — Int/Div
New World Fund Class A — Int/Div
Dreyfus Ins Deposit Program — Interest
Ishares TR Core S&P Mid Cap ETF — Int/Div — Sold (part)
Ishares TR Core S&P Small Cap ETF — Int/Div — Sold (part)
Ishares TR Core S&P Small Cap ETF — Buy (add'l)
Ishares TR Core S&P Small Cap ETF — Buy (add'l)
Chubb LTD (CB) — None — Buy
Chubb LTD (CB) — Sold (part)
Clearbridge Large Cap Growth (SBLYX) — None — Sold (part)
Clearbridge Large Cap Growth (SBLYX) — Sold
Colgate Palmolive Co (CL) — None — Buy
Colgate Palmolive Co (CL) — Buy (add'l)
Colgate Palmolive Co (CL) — Sold (part)
Destra Flaherty & Crumrine Preferred and Income Fund Class (DPIIX) — Int/Div — Buy
Destra Flaherty & Crumrine Preferred and Income Fund Class (DPIIX) — Buy (add'l)
DowDupont (DWDP) — Int/Div — Buy
DowDupont (DWDP) — Buy (add'l)
DowDupont (DWDP) — Sold (part)
Dreyfus Global EQU INC (DQEIX) — Int/Div — Sold (part)
Dreyfus Global EQU INC (DQEIX) — Buy (add'l)
Dreyfus Global EQU INC (DQEIX) — Buy (add'l)
Agreement — 1982 — State of Michigan Defined Benefit Plan (pension)
Agreement — 1982 — County of Wayne Defined Benefit Plan (pension)
Income — 2018 — Wayne County Retirement System — SIS 3834
VIL INVESTMENTS and TRUSTS income, value, ransactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

OJ NONE (No reportable income, assets, or transactions.)

A

B.

D

Description of Assets

Income during

Gross value at end

Transactions during reporting period

(including trust assets)

reporting period

of reporting period

mn

2)

in

bal

oy

5)

'(X)" nfter cach asset

Amount

Value

Value

Type (e.g.

Type leg,

Identaty of

exempt from prior disclosure

Code |

div, rent,

Code 2

bay, sell,

buyer/seller

{A-H)

ocint)

Code 3

UP)

redemption)

(if private

10-W)

transaction)

120.

Buy

11/05/18

(add'l)

121.

Buy

12/03/18

(add'l)

Ra

rT

Nl IC Ns I I A

A FN OD = i

er |

= 1ip

ER NN HO I

[|

126. Colgate Palmolive Co (CL)

one

Buy

1

SH A I

(add'l)

wil

| |=

129. Destra Flaherty & Crumrine Preferred and

Income Fund Class I (DPIIX)

LN

HE

ISH I

(aa

1)

Ha.

131

Dow Dupont (DWDP)

nd

NC

n

(add'l)

A A I

HI

I I

IE KO

Sold

i I el HC I

(purt)

A I A I

[a el)

(add

1)

> [1 [J]

11

1. Income Gain Codes:

A S100 or bess.

B=$1,001 - $2,500

© =$2,501 - $5,000

D=$5,001 - $15,000

E=S15,001 - $50,000

(See Columns B1 and D4)

“$50,001 - $100,000

“$100,001 - $1,000,000

HI =$1,000,001 - $5,000,000

H2 “More than $5,000,000

2. Value Codes

J -S15,000 or less

=515,001 - $50,000

=$50,001 - $100,000

=$100,001 -

2

000

(See Columns C1 and D3}

=S$250,001 « $500,000

© =$500,001 - $1,000,000

PI =S1000.001 « $3,000,000

P2 =85,000,001 « $25,000,000

3 =S25,000,001 - $50,000,000

2 =More thus $50,000,000

3. Value Method Codes

T =Cash Market

Q = Appraisal

R =Cast (Real Estate Only)

S “Assessment

(See Columa C2)

~Hock Value

V =Other

W ~Fstimanted

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6860. Public record. Not legal advice.