# Catherine Caldwell Eagles > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/6843 ## Record - **Judge:** Catherine Caldwell Eagles - **Year:** 2011 - **Report type:** Annual - **Pages:** 8 ## Text Brokerage Account #1 BNC Bancorp — None — Sold Dommion Resources Inc. VA New Stock — Int/Div — Sold (part) Duke Energy — Int/Div Piedmont Natural Gas — Int/Div Progress Energy — Int/Div Public Service Enterprise Group — Int/Div Southern Bancshares NC Inc — Int/Div Spectra Energy — Int/Div The Southern Company — Int/Div Brokerage Account #1 Invesco Charter Fund Cl A — Int/Div Growth Fund America Cl A Mutual Fund — Int/Div Investment Co. America C1 A AIVSX — Int/Div Wash Mut] Invs Fd Inc. C1 A AWSHX — Int/Div Brokerage Account #1 Bank of India Cert of Deposit — None — Buy Wells Fargo Advisors Money Market Account — Interest IRA #1] Amer. Balanced Fd C1 A Mutual Fund — Int/Div Inv, Co. of America CL A — Int/Div IRA #2 Wells Fargo Advtg Cl Value Fd (Y) Wells Fargo Equity Value Fd CL A (X) — Int/Div IRA 23 Growth Fund Am. CL A — Int/Div IRA #4 Cash - Wells Fargo Advisors — Interest Inv. Co. Am CL A AIVSX — Int/Div Amer Balanced FA CL A — Int/Div — Buy Capital Income Bldr CL A(X) — Int/Div IRA HS Growth Fund Am CL A AGTHX — Int/Div NC Large Cap Index Fund Mutual Fund — None — with line 28) NC Large Cap Value Fund Mutual Fund — None — with lime 28) NC Large Cap Growth Fund Mutual Fund — None — with line 28) 401k #2 Growth Fund America R2 Mutual Fund — None Capital Income Builder R2 Mutual Fund — None Inv. Co. of Am. Class A — Int/Div Lincoln National Life Insurance Co Policies Surrrender Value — None Wachovia Bank Account — Interest Eagles Farms LLC — Distribution Bank of America Account — Int/Div Auspice stock (X) — None — Redeemed Income — 2011 — Matthew Bender & Co - Book Rovalties — S209.15 Income — 2011 — Consohdated Judicial Retirement System of NC « Pension — $71,306.16 Spouse's income — 2011 — Higgs, Benjamin, Eagles & Adams, PLLC - Share of PLLC income Spouse's income — 2011 — Elon University Law School - eamings for teaching Part 1. Positions listed on nomination report are no longer held. Part 11. 401(k) NC Supplemental Retirement Plan listed on line 11. | of nomination report was rolled over on (08/03/11) into IRA #4, an account managed by Wells Fargo Advisors. The account where the funds are now held is listed in Part VII, lines 27-31 of this report. Part VIL. BB&T stock reported on line 2 of nomination report was sold at a loss on 12/20/10, after filing of nomination report but before confirmation. Citigroup stock (reported as "Citicorp™ on line 4 of nomination report) was sold at i loss on 05/11/10, after filing of nomination report but before Senate confirmation. GlaxoSmithKline stock reported on line 7 of nomination report was sold on 3/10/09, after reporting period for nomination report and before confirmation. Lincoln National Corp. stock reported on line 8 of nomination report was sold on 3/10/09, 3/24/09, 7/30/09 and 11/20/09, after reporting period for nomination report and before confirmation. Sprint stock reported on line 15 of nomination report was sold at a loss on 05/11/10, after filing of nomination report but before Senate confirmation. AIM Equity Funds in Charter FD listed on line 17 of nomination report changed names in April, 2010 to Invesco Charter Fund, Invesco Charter Fund holdings are listed on line 12 of this report. Evergreen Equity Income FD CL A listed on line 26 of nomination report changed names in July, 2010 10 Wells Fargo Advantage Classic Value Fd CL A, listed on line 23 of this report. On 8/30/11, Wells Fargo Advantage Classic Value Fd CL A was exchanged for Wells Fargo Equity Value FD CL A, listed on line 24 of this report. Line 3- Donated shares of Dominion Resources Inc. VA New Stock on 5/4/11. Approximate value of donated shares = $5,075. Line 18 - Reflects cash in money market account in Brokerage Acct, #1. Listed on line 42 of nomination report, Line 31 - Capital Income Bldr CL A - Shares purchased 4/20/10, after filing of nomination report but before Senate confirmation. Lines 34-37 - Funds on lines 34-37 (reported on lines 34-37 of nomination report) were rolled over on 8/3/11 into IRA #4, listed on lines 27-31 of this 2011 report Line 41 - This fund is the same as fund reported on line 21 of nomination report. Line 46 - Auspice stock reported on line 45 had a value of less than $1,000, and thus was not included on nomination report. All shares were liquidated mn 2011; liquidation distribution reported here. | do not know the date of the distribution. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6843. Public record. Not legal advice.