# Hildy Bowbeer

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6749

## Record

- **Judge:** Hildy Bowbeer
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 25

## Text

US Bank Various Accts — Interest
Rental Property #1, Collier County, FL — Rent
Northwestern Mutual Whole Life Insurance Policy #1 — Int/Div
Northwestern Mutual Whole Life Insurance Policy #2 (X) — Int/Div
Collegebound 529 Invesco Moderate College Port C — None — Sold
Phoenix Life (X) — Int/Div
Optum Bank HSA (X) — Int/Div
Trust #1 (H)
Fidelity Individual Account {Money Market) (SPAXX) — Interest
IM Company Stock (common) (MMM) — Int/Div
TOD #1 (H)
Fidelity Government Money Market (SPAXX) — Interest
3M Company Restricted Stock Units (unvested) (Y)
3M Company VIP Excess (deferred compensation plan / no control) (cash) — None
IM Company Medical Savings Account — Interest
IM Company Stock Options — None
Brokerage Account #1 (H)
Dreyfus General Money Market Fund C1 B (GMBXX) — Int/Div
Russell Tax-Managed US Mid & Small Cap Fund Class S(RTSSX) — istmbution
Russell Int'l Developed Markets Fund Class HRINTX) — None — Sold
Russell Tax Managed US Large Cap Fund Class S (RETSX) — Int/Div — Sold (part)
Russell Tax-Exempt High Yield Bond Fund Class S (RTHSX) — Int/Div — Buy
Russell Tax-Managed Intemational Fund Class S(RTNSX) — Int/Div — Buy
Russell Tax-Managed Intemational Fund Class S(RTNSX) — Sold (part)
Russell Emerging Markets Fund CL S (REMSX) — None — Sold
Russell Global Real Estate Securities Fund Class S (RRESX) — Int/Div
Russell Tax Exempt Bond Fund Class S (RLVSX) — Int/Div — Sold (part)
Trust #2 (H)
RBC Prime Market Money Fund (TPMXX) — Interest
AB Global Bond Fund (ANAYX) — Int/Div — Buy
Artisan Partners FDS Inc (APDK X) — Int/Div — Buy
Brandes INVT TR INTC Small Cap (BISMX) — Int/Div — Buy
Brandes Emerging Markets Value Fund (BEMIX) — Int/Div — Buy
Diamond Hill FDS Small Cap (DHMIX) — Int/Div — Buy
Dodge & Cox Income Fund (DODIX) — Int/Div — Buy
Dodge & Cox Income Fund (DODIX) — Buy (add'l)
IShares Core S&P Small Cap ETF (IR) — Int/Div — Buy
IShares Core S&P Small Cap ETF (IR) — Buy (add'l)
IShares Core S&P Mid Cap ETF (JH) — Int/Div — Buy
IShares Core S&P S00 ETF (IVV) — Int/Div — Buy
IShares Inc MSC Eurozone ETF (EZUN (Y) — Buy
Ivy Emerging Markets Equity Fund (1POIX) — Int/Div — Buy
IShares TR Core MSCI Total INTL Stock ETF (IXUS) — Int/Div — Buy
IShares TR Core MSCI Total INTL Stock ETF (IXUS) — Buy (add'l)
Ivy Apollo Strategic Income Fund (11POX) — Int/Div — Buy
Loomis Sayles Strategic Income Fund INEZYX) — Int/Div — Buy
Loomis Sayles Strategic Income Fund INEZYX) — Sold (part)
Lord Abbott Short Duration Income Fund (LDLFX) — Int/Div — Buy
Lord Abbott Short Duration Income Fund (LDLFX) — Sold
MFS Growth Fund CL (MFEIX) — Int/Div — Buy
MFS Growth Fund CL (MFEIX) — Sold (part)
MFS SER TR Value Fund (MEIX) — Int/Div — Buy
Templeton Income TR Global Total Return Fund (TTRZX) — Int/Div — Buy
Thomburg Invt TR Invt Income Builder C1 C(TIBIX)(X)(Y)
Franklin Income Mutual Fund (FCISX) — Int/Div — Sold
Pimco Low Duration Mutual Fund (PTLAX) — Int/Div — Sold
Templeton Foreign Mutual Fund (TEFTX) — Int/Div — Sold
Thormburg Investment Income Mutual Fund (TIBCX) — Int/Div — Sold
Vanguard Balanced Index FD Inc Admiral SHS (VIBAX) — Int/Div — Sold
IRA £1 (H)
Northwestern Mutual General Money Market Fund Class B — Interest
American Century Diversified Bond Investor Class (ADFIX) — Int/Div — Buy
Invesco Balanced-Risk Commodity Strategy Fund Class Y (BRCYX) — None — Buy (add'l)
Brown Capital Management Small Company Fund (BCSSX) — None — Sold
Dodge & Cox Income Fund (DODIX) — Int/Div — Buy (add'l)
Europacific Growth Fund Class F-2 (AEPFX) — Int/Div — Buy (add'l)
Fidelity Advisor Mid Cap Fund Class (FIIMX) — Int/Div
Fidelity Advisor New Insights Fund Class (FINSX) — Int/Div — Sold (part)
The Oakmark Intemational Fund Class {OAKIX) — Int/Div — Buy (add'l)
The Oakmark International Small Cap Fund {OAKEX) — Int/Div — Buy (add'l)
American Funds, International Growth and Income Fund Class F-2 (IGFFX) — None — Sold
John Hancock Disciplined Value Mid Cap Fund Class (JVMIX) — Int/Div — Sold (part)
MFS Value Fund Class 1 (MEINX) — Int/Div — Buy (add'l)
Metropolitan West Total Return Bond Fund Class (MWTIX) — Int/Div — Sold
New World Fund - Class F2 (NFFFX) — Int/Div — Buy (add'l)
Northern Small Cap Value Fund (NOSGX) — Int/Div — Buy (add'l)
Parnassus Core Equity Fund Institutional Class — None — Sold
PIMCO Income Fund Class P (PONDX) — Int/Div
T Rowe Price Emerging Markets Stock Fund (PRMSX) — Int/Div
T Rowe Price Real Estate Fund (TRREX) — Int/Div
IRA #2 (H)
RBC Cash and Federated Money Market Fund — Interest
AB Global Bond Fund (ANAYX) — Int/Div — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
Artisan Partners FDS luc INTL Value FD ADV SH (APDKX) — Int/Div — Buy (add'l)
Artisan Partners FDS luc INTL Value FD ADV SH (APDKX) — Sold (part)
Artisan Partners FDS luc INTL Value FD ADV SH (APDKX) — Sold (part)
Artisan Partners FDS luc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Brandes Emerging Markets Mutual Fund (BEMIX) — Int/Div — Buy (add'l)
Brandes Emerging Markets Mutual Fund (BEMIX) — Sold (part)
Brandes Emerging Markets Mutual Fund (BEMIX) — Sold (part)
Brandes Emerging Markets Mutual Fund (BEMIX) — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL 1 (BSMIX) — Int/Div — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL 1 (BSMIX) — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL 1 (BSMIX) — Buy (add'l)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Int/Div — Sold (part)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Sold (part)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy (add'l)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy (add'l)
Dodge and Cox Income Fund (DODIX) — Int/Div — Buy
Dodge and Cox Income Fund (DODIX) — Buy (add'l)
Dodge and Cox Income Fund (DODIX) — Buy (add'l)
shares Core S&P S00 Index ETF (IVV) — Int/Div — Sold (part)
shares Core S&P S00 Index ETF (IVV) — Buy (add'l)
shares Core S&P S00 Index ETF (IVV) — Sold (part)
shares Core S&P S00 Index ETF (IVV) — Buy (add'l)
shares Core S&P S00 Index ETF (IVV) — Sold (part)
shares Core S&P Mid Cap ETF (JH) — Int/Div — Sold (part)
shares Core S&P Mid Cap ETF (JH) — Buy (add'l)
shares Core S&P Mid Cap ETF (JH) — Sold (part)
shares Core S&P Mid Cap ETF (JH) — Buy (add'l)
shares Core S&P Mid Cap ETF (JH) — Buy (add'l)
shares Core S&P Mid Cap ETF (JH) — Buy (add'l)
shares Core S&P Mid Cap ETF (JH) — Sold (part)
Shares Core S&P Small Cap ETF (JR) — Int/Div — Sold (part)
Shares Core S&P Small Cap ETF (JR) — Sold (part)
Shares Core S&P Small Cap ETF (JR) — Buy (add'l)
Shares Core S&P Small Cap ETF (JR) — Sold (part)
Shares Core S&P Small Cap ETF (JR) — Buy (add'l)
Shares Core S&P Small Cap ETF (JR) — Buy (add'l)
Shares Core S&P Small Cap ETF (JR) — Sold (part)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Int/Div — Buy (add'l)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Sold (part)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Intl Stock ETF (IXUS) — Sold (part)
IShares Inc MSC Eurozone ETF (EZU) — None — Buy
IShares Inc MSC Eurozone ETF (EZU) — Sold (part)
IShares Inc MSC Eurozone ETF (EZU) — Sold
Shares TR Core MSC Europe ETF (IEUR) — None — Buy
Shares TR Core MSC Europe ETF (IEUR) — Sold
Ivy Apollo Strategic Income Fund CL (POX) — Int/Div — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Emergmg Markets Equity Fund (1POIX) — Int/Div — Buy
Ivy Emergmg Markets Equity Fund (1POIX) — Sold (part)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Int/Div — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Sold (part)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Int/Div — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Ishares Core S&P Mid Cap ETF (UH) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Sold
MFS Growth Mutual Fund (MFELX) — Distribution — Buy (add'l)
MFS Growth Mutual Fund (MFELX) — Buy (add'l)
MFS Growth Mutual Fund (MFELX) — Sold (part)
MFS Growth Mutual Fund (MFELX) — Sold (part)
MFS Growth Mutual Fund (MFELX) — Sold (part)
MFS Growth Mutual Fund (MFELX) — Buy (add'l)
MFS Growth Mutual Fund (MFELX) — Sold (part)
MFS Growth Mutual Fund (MFELX) — Sold (part)
MFS SER TR Value Fund C1 1 (IMENX) — Int/Div — Sold (part)
MFS SER TR Value Fund C1 1 (IMENX) — Sold (part)
MFS SER TR Value Fund C1 1 (IMENX) — Sold (part)
MFS SER TR Value Fund C1 1 (IMENX) — Buy (add'l)
MFS SER TR Value Fund C1 1 (IMENX) — Sold (part)
MFS SER TR Value Fund C1 1 (IMENX) — Buy (add'l)
Oppenheimer Developing Markets FDS C1 Y (ODVYX) — None — Buy (add'l)
Oppenheimer Developing Markets FDS C1 Y (ODVYX) — Sold
Putnam FDS TR Short Duration Income Fund (PSDYX) — Int/Div — Buy
Putnam FDS TR Short Duration Income Fund (PSDYX) — Buy (add'l)
Putnam FDS TR Short Duration Income Fund (PSDYX) — Sold
Templeton Income Global Total Return Mutual Fund — Int/Div — Buy (add'l)
Templeton Income Global Total Return Mutual Fund — Buy (add'l)
Templeton Income Global Total Return Mutual Fund — Buy (add'l)
Templeton Income Global Total Return Mutual Fund — Buy (add'l)
Templeton Income Global Total Return Mutual Fund — Buy (add'l)
Vanguard Fixed Income Secs Inter Term INVT Grade FD Adm CHVFIDX) — Int/Div — Sold
Voya SER FD Inc Floating Rate FD Class {IFRIX) — Int/Div — Buy (add'l)
Voya SER FD Inc Floating Rate FD Class {IFRIX) — Buy (add'l)
Voya SER FD Inc Floating Rate FD Class {IFRIX) — Buy (add'l)
Voya SER FD Inc Floating Rate FD Class {IFRIX) — Sold
Brokerage Account #2 (H)
RBC Money Market Bank Deposit Program — Interest
AB Global Bond Fund (ANAYX) — Int/Div — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
AB Global Bond Fund (ANAYX) — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Int/Div — Buy (add'l)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Sold (part)
Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)
Brandes Emerging Markets Mutual Fund (BEMIX) — Int/Div — Sold (part)
Brandes INVT TR INTL Small Cap Equity FD CL 1 {BSMIX) — Int/Div — Buy (add'l)
Brandes INVT TR INTL Small Cap Equity FD CL 1 {BSMIX) — Buy (add'l)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Int/Div — Sold (part)
Diamond Hill FDS Small Cap FD CL (DHMIX) — Sold
Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy
Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy (add'l)
Dodge & Cox Income Mutual Fund (DODIX) — Int/Div — Buy
Dodge & Cox Income Mutual Fund (DODIX) — Buy (add'l)
Dodge & Cox Income Mutual Fund (DODIX) — Buy (add'l)
Ishares Core S&P S00 Index ETF (IVV) — Int/Div — Sold (part)
Ishares Core S&P S00 Index ETF (IVV) — Buy (add'l)
Ishares Core S&P S00 Index ETF (IVV) — Sold (part)
Ishares Core S&P S00 Index ETF (IVV) — Sold (part)
Ishares Core S&P Mid Cap ETF (UH) — Int/Div — Sold (part)
Ishares Core S&P Mid Cap ETF (UH) — Buy (add'l)
Ishares Core S&P Mid Cap ETF (UH) — Sold (part)
Ishares Core S&P Mid Cap ETF (UH) — Buy (add'l)
Ishares Core S&P Mid Cap ETF (UH) — Sold (part)
IShares Core S&P Small Cap ETF (LIR) — Int/Div — Sold (part)
IShares Core S&P Small Cap ETF (LIR) — Sold
IShares Core S&P Small Cap ETF (LIR) — Buy
IShares Core S&P Small Cap ETF (LIR) — Sold (part)
IShares Core S&P Small Cap ETF (LIR) — Buy (add'l)
IShares Core S&P Small Cap ETF (LIR) — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Int/Div — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Buy (add'l)
Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)
IShares Inc MSC Eurozone ETF (EZU) — Int/Div — Buy
IShares Inc MSC Eurozone ETF (EZU) — Sold (part)
IShares Inc MSC Eurozone ETF (EZU) — Sold
IShares TR Core MSC Europe ETF (IEUR) — None — Buy
IShares TR Core MSC Europe ETF (IEUR) — Sold
Ivy Apollo Strategic Income Fund CL (POX) — Int/Div — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Apollo Strategic Income Fund CL (POX) — Buy (add'l)
Ivy Emerging Markets Equity Fund (1POIX) — Int/Div — Buy
Ivy Emerging Markets Equity Fund (1POIX) — Sold (part)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Int/Div — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y INEZYX) — Sold (part)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Int/Div — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Buy (add'l)
Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Sold
MFS Growth Mutual Fund (MFEIX) — Int/Div — Buy (add'l)
MFS Growth Mutual Fund (MFEIX) — Buy (add'l)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS Growth Mutual Fund (MFEIX) — Sold (part)
MFS SER TR Value Fund C11 (MENX) — Int/Div — Sold (part)
MFS SER TR Value Fund C11 (MENX) — Sold (part)
MFS SER TR Value Fund C11 (MENX) — Buy (add'l)
MFS SER TR Value Fund C11 (MENX) — Sold (part)
MFS SER TR Value Fund C11 (MENX) — Buy (add'l)
Oppenheimer Developing Mrkets FDS C1'Y {ODVYX) — None — Sold
Putnam FDS TR Short Duration Income Fund (PSDYX) — Int/Div — Buy
Putnam FDS TR Short Duration Income Fund (PSDYX) — Buy (add'l)
Putnam FDS TR Short Duration Income Fund (PSDYX) — Sold
Templeton Income Global Total Return Mutual Fund (TTRZX) — Int/Div — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TTRZX) — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TTRZX) — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TTRZX) — Buy (add'l)
Templeton Income Global Total Return Mutual Fund (TTRZX) — Buy (add'l)
Vanguard Fixed Income Secs Inter Term INVT Grade FD Adm CHVFIDX) — Int/Div — Sold
Voya SER FD Inc FLoating Rate FD Class (IFRIX) — Int/Div — Buy (add'l)
Voya SER FD Inc FLoating Rate FD Class (IFRIX) — Buy (add'l)
Voya SER FD Inc FLoating Rate FD Class (IFRIX) — Sold
IRA #3 (H)
General Money Market Fund CL B (X) — Interest
American Century Diversified Bond Investor Class (ADFIX) (X) — Int/Div — Buy (add'l)
Brown Capital Management Small Company Fund (BCSSX) (X) — None — Sold
Deutsche Enhanced Commodity Strategy Fund (SKIRX) (X) — Int/Div — Buy (add'l)
Dodge & Cox Income Fund (DODIX) (X) — Int/Div — Buy (add'l)
Europacific Growth Fund Class F-2 (AFEPFX)(X) — Int/Div — Buy (add'l)
Fidelity Advisor Mid Cap Il Fund Class (FIMXO 1X) — Int/Div — Sold (part)
Fidelity Advisors New Insights Fund Class (FINSX)(X) — Int/Div — Sold (part)
The Oakmark International Fund Investor Class (OAKIX)(X) — Int/Div — Buy (add'l)
The Oakmark International Small-Cap Fund Investor Class (OAKEX) (X) — Int/Div — Sold (part)
Hartford World Bond Fund Class (HWDIX)H (XX) — Int/Div — a
International Growth and Income Fund Class F-2 (IGFFX) (xX) — None — Sold
John Hancock Disciplined Value Mid Cap Fund Class 1 JVMIX)(X) — Int/Div
MFS Value Fund Class IMENX) (X) — Int/Div — Buy (add'l)
Metropolitan West Return Bond Fund Class TIMWTIX) (XD — Int/Div — Sold
New World Fund Class F-2 (NFFFX) (X) — Int/Div — Buy (add'l)
Northern Small Cap Value Fund (NOSGX) (xX) — Int/Div — Buy (add'l)
Parnassus Core Equity Fund Institutional Class (PRILX) (X) — None — Sold
Pimco Income Fund Class P (PONPX) (X) — Int/Div — Sold (part)
T Rowe Price Real Estate (TRREX) (X) — Int/Div
Templeton Global Bond Fund Advisor Class (TGBAX)(X) — Int/Div — Sold
Trust #3 (H)
General Money Market Fund CL B (X) — Int/Div
Comcast Corp CL A (CMCSA) (X) — None — Sold
Medtronic PLC SHS (MDT) (X) — None — Sold
Macquarie Infrastructure Corp SHS (MIC) xX) — Int/Div
Target Corp Com (TGT) (X) — None — Sold
Trust #4 (H)
General Money Market Fund CL B (X) — Interest
Deutsche Enhanced Commodity Strategy Fund (SKIRX) (X) — Int/Div — Buy (add'l)
Deutsche Enhanced Commodity Strategy Fund (SKIRX) (X) — Buy (add'l)
Dodge & Cox International Fund (DODFX) xX) — Int/Div — Buy (add'l)
Euwropacific Growth Fund Class F-2 (AFPFX) (X) — Int/Div — Sold (part)
Fidelity Advisor Mid Cap Il Fund Class (FIMXO) (XX) — Int/Div — Sold (part)
Fidelity Advisor New Insights Fund Class (FINSX)(X) — Int/Div — Sold (part)
Fidelity Advisor New Insights Fund Class (FINSX)(X) — Sold (part)
Fidelity Advisor Internediate Muni Income Fund Class 1H HFZIIX) (X) — Int/Div — Buy (add'l)
Franklin Federal Intermediate-Term Tax Free Income Fund (FITZX) (X) — Int/Div — Buy (add'l)
John Hancock Disciplined Value Mid Cap Fund Class 1 JVMIX) (XX) — Int/Div — Sold (part)
RIT) — Sold (part)
MFS Value Fund Class (IMENX) (X) — Int/Div — Sold (part)
New World Fund Class F-2 INFFFX) (X) — Int/Div — Buy (add'l)
Northern Small Cap Value Fund (NOSGX) (xX) — Int/Div — Sold (part)
T Rowe Price Emerging Markets Stock (PRMSX)(X) — Int/Div
T Rowe Price Real Estate (TRREX) (X) — Int/Div — Sold (part)
Gray Plant Mooty Retirement Savings Trust (Hy
Dodge & Cox Stock (DODGX) (X) — None
T Rowe Price Growth Stock (PRGFX) (X) — None
Vanguard Institutional Index (VINIX) (X) — None
American Century Small Cap Value (ACVIX)(X) — None
Fidelity Small Cap Growth (FCPGX) (X) — None
Vanguard Mid Cap Index Institutional (VMCIX) (XX) — None
Morgan Stanley Inst International E (MSIOX) (X) — None
T Rowe Price International Discove (PRIDX) (X) — None
American Funds American Balanced RS (RLBFX)(X) — None
T Rowe Price Short Term Bond (PRWBX) xX) — None
Vanguard Total Bond Market Index (VBMFX) (X) — None
Retirement Account 22 (H)
US Bancorp (USB) (X) — Int/Div
Entergy Corp (ETR) (X) — Int/Div
Piper Jaffray (PIC) (X) — Int/Div
Schwab Bank Cash Sweep (X) — Interest
Misc Holdings (H)
Gray Plant Mooty Mooty and Bennett PA x) — Int/Div
Rallyvest (X) — None — Buy (add'l)
Rallyvest (X) — Buy (add'l)
Rallyvest (X) — Buy (add'l)
Agreement — 1997 — IM Company Pension Plan - former employer, no control other than to specify when pension payments will start: intend to recuse from all 3M matters before Court
Reimbursement — Developing Best Practices for Trade Secret Issues — hr
Income — 27 — New Harbinger Publishing Company - book royalties — $1,778.28
Income — 2007 — Taylor & Francis Group - book rovalties — $245.46
Spouse's income — 2017 — Gray, Plant, Mooty, Mooty & Bennett, PA - salary
Part VIL, line 41: This item was purchased through a reportable transaction, then became non-reportable without a reportable transaction. (Y)

Part VII, lines 1, 20, 56, 71, 83, and 185: Corporate name/ticker changes; see 2016, lines 1, 22, 33, 48, 60, and 161, respectively.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the mvestments do not allocate mcome to dividual holdings, but stead are credited only in unit value, per

page 42 of the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6749. Public record. Not legal advice.