# Charles J. Siragusa > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/6724 ## Record - **Judge:** Charles J. Siragusa - **Year:** 2011 - **Report type:** Annual - **Pages:** 30 ## Text VISA INC — Int/Div BASF SE(Y) BCE INC(Y) BG GROUP — Int/Div GAZPROM OAO(Y) ACCOUNT#1 SCOVIDIEN PLC (Y) SANDISK CORP — None CREE INC. (Y) EBAY INC — None VERTEX (Y) VESTAS WIND SYS (Y) M&TBANK — Interest SEAGATE TECHNOLOGY (Y) SB MONEY MARKET FUNDS CASH PORTCL A — PART VIII #1] WEATHERFORD INTLLTD — None TE CONNECTIVITY LTD-CHF — Int/Div — PART VIII #2 TYCO INTERNATIONAL LTD. NEW — Int/Div — Buy (add'l) UBS AGLCHF (Y) — PART VIII #3 ASML HLDG NV NEW YORK REG (LY) AMC NETWORKS INC — None — from line 36) CORE LABORATORIES — Int/Div — Sold (part) CORE LABORATORIES — None — Sold AKAMAI TECHNOLOGIES (Y) AMAZON COM INC — None AMGEN INC.(Y) ANADARKO PETROLEUM CORP — Int/Div ANHEUSER-BUSCH INBEV SPONS — Int/Div APACHE CORP — Int/Div APPLE INC — None — Buy ATLAS COPCO AB SPONS ADR NEW RPSTGCLB-USD(Y) AUTODESK — None AXA UAPSPONS ADR (Y) BASF AG SPONS ADR (Y) BARCLAYSSE — None — Buy BED BATH & BEYOND — Int/Div BHP BILLITONLTD SPONS ADR — Int/Div — Buy BHP BILLITONLTD SPONS ADR — Sold BLACKROCK INC — Int/Div SBP AMOCO PLC SPONS ADR (Y) BIOGEN IDEC INC — None — Sold (part) BROADCOMM CORP (Y) CME GROUP INC. CLASS A — Int/Div — Buy CRHPLC ADUSDK (YY) CVS CAREMARK CORP — Int/Div CABLEVISION SYSTEMS CORP.CL A iY) CAMERON INTERNATIONAL CORP — Int/Div — Buy CANONINC. ADR — Int/Div CELGENE CORP — None CISCOSYSTEMS INC — Int/Div CITRIX SYSTEMS INC (Y) — PART VIII =3 COCA COLA CO. — Int/Div COMCAST CORP CL A-SPL — Int/Div CREE INC.(Y) CUMMINS INC — Int/Div — Buy DANONE SPONS(Y) DEERE & CO) — Int/Div — Buy DIAGEO PLC -SPONSORED ADR NEW na WALT DISNEY CO — Int/Div DIRECTVCLA(Y) DOLBY LABORATORIES INC CLASS A iY) — PART VIII =3 EMC CORP-MASS — None — Buy FOG RESOURCES INC — Int/Div — Buy EATON CORP — Int/Div — Buy ELSTER GROUP SE ADR — None — Buy EXPEDIA INC — None — Sold FIRST SOLAR INC — None — Sold FLUOR CORP NEW — Int/Div FOREST LABORATORIES — Int/Div FREEPORT MCMMORAN COPPER & GOLDCLB(Y) GENERAL ELECTRIC — Int/Div — Sold GENZYME CORP. GENEEAL DIVISION — None — Sold GLAXOSMITHKLINE PLC SPONS ADR-USD ) — None — Sold GOOGLE INCCL A — None GRUPO TELEVISA SA DE CV GLOBAL wy) HSBC HOLDINGS PLC SPONS ADR NEW (Y)COMMON STOCK (Y) HALLIBURTON CO HOLDINGS CO — Int/Div — Buy HALLIBURTON CO HOLDINGS CO) — Sold HOME DEPOT — Int/Div HONDA MOTOR CO.(Y) HONG KONG & CHINA GAS LTD SPONSORED ADR (Y) HUMAN GENOME SCIENCES INC OCGMI — None — Buy HUTCHINSON WHAMPOA LTD-ADR K iY) JHICON PLC SPONSORED ADR (Y) IMMUNOGEN INC YY) ING GROEP NV SPONS ADRK (Y) INTUIT INC — Int/Div — Buy INTEL CORP — None — Sold ISIS PHARMACEUTICALS (Y) JOHNSON & JOHNSON — Int/Div JUNIPER NETWORKS INC — None KONINKLUKE PHILIPS ELECTRONICS NS SPONADR NEW CS — None — Sold LICOMMUNICATIONS HLDGS INC — Int/Div LIBERTY MEDIA CORP LIBERTY CAP CLASS AY) — PART VIII =4 LIBERTY MEDIA HOLDG CORP INTERACTIVE SER A (Y) METILER TOLEDO INTERNATIONAL INC. COMMON STOCK — None MICROSOFT CORP — Int/Div MITSUBISHI TOKYO FINANCIAL GROUP SPONS ADRIY) MONSANTO CO(Y) NASDAQ OMX GROLP INC. (Y) NATIONAL OILWELL VARCO(Y) NESTLE SA SPONSORED ADR REPSTG REG SH — Int/Div NETAPP INC — None — Buy NEWS CORPCLASSB(Y) NIKE INCCLASSB — Int/Div — Buy NOKIA CORP. SPONSORED ADR — None — Sold NOMURA HOLDINGS INC. UNSP ADR — None — Sold NOVARTIS AG ADRK (Y) NOVONORDISK ASADR(Y) NUCOR CORP (Y) NVIDIA CORP — None — Sold ORACLE CORP(Y) ORIX CORP SPONS ADR (Y) PALL CORP — Int/Div PEPSICO — Int/Div PETROBRAS (Y) PROCTOR & GAMBLE CO — Int/Div QUALCOMM INC — Int/Div — Buy RIO TINTO PLC-GBP K (Y) SANDISK CORP — None SAP SPONS ADR-LSD — Int/Div SCHLUMBERGER LTD — Int/Div SCHWAB CHARLES CORP (Y) SHIRE PLC (Y) SMITH & NEPHEW PLC SP ADR (Y) SUNCOR ENERGY INC NEW (Y) TELEFONICA S.A. SPONS ADR (Y) TESCO PLC SPONSORED ADR (Y) TEVA PHARMACEUTICAL INDS — None — Buy TEXAS INSTRUMENTS — Int/Div THERMO FISHER (Y) TOTAL S.A. SPONS. ADR (Y) TREND MICRO INC SPON AD(Y) UNITED OVERSEAS BANK LTD SPONS ADR (Y) UNITED PARCEL SERVICECLB — Int/Div — Buy UNITEDHEALTH GROUP INC — Int/Div VODAFONE GROUP PLC SP ADR (Y) WAL-MART DE MEXICO SA DE (Y) YAHOO INC — None — Sold VANGUARD TOTAL STOCK MKT ETF — Int/Div — Buy ACCOUNT #2: BLACKROCK GLOBAL SCIENCE & TECH OPPORT PORTFOLIO CL INSTL — None BLACKROCK VALUE OPPORTUNITIES FUND INC CL INSTL — None ACCOUNT #3: SMITH BARNEY BANK DEPOSIT PROGRAM — Interest IRA #1 TACTICAL DIVERSIFIED FUTURES — None IRA #2. GOLDMAN SACHS SMALL VALUE FUND CLASS B — None IRA #3. BLACKROCK VALUE OPPORTUNITIES FUND INC CL INSTL — None IRA #4 BLACKROCK VALUE OPPORTUNITIES FUND INC CL INSTL — None COLLEGE SAVINGS PROGRAM 2) DEVELOPED MARKETS INDEX PORTFOLIO — None — Buy COLLEGE SAVINGS PROGRAM #2 DEVELOPED MARKETS INDEX PORFOLIO — None — Buy DEFERRED COMPENSATION — None OPPENHEIMER MAIN ST. OPP. A VT FIDELITY CONTRAFUND DODGE AND COX INTL STOCK IRA #5 BANK DEPOSIT PROGRAM CITIBANK, NA. — Interest GOLDMAN SACHS SMALL VALUE FUND CLASS B COMMON STOCK — None PIMCO REAL RETURN COMMODITY STRATEGY FUNDCL COC — Int/Div COEUR D ALENE MINE CORP — None — Sold GAMCO GLOBAL GOLD NATURAL RESO — Int/Div — Sold (part) — PART VIII #5 UNITED STATES OIL FD LP EQUITY — None ISHARES SILVER TRUST EQUITY — None — Sold (part) COMEN & STEERS INTL REALTY FD — Int/Div ABINGDON FUTURES FUND LP CLASS A — None — Buy TACTICAL DIFERSIFIED FUTURES FUND LP — None — Buy ACCOUNT #4 DAIMLER AGI(Y) ARCH CAPITAL GROUP — Sold ACCENTURE PLC — Int/Div — Buy ACCENTURE PLC — Sold COVIDIEN LTD (Y) SEAGATE TECHNOLOGY — Int/Div WILLIS GROLP HLDGS — Int/Div — Sold ALLIED WORLD ASSURANCE CO HLDGS — Int/Div WEATHERFORD INTL LTD NEW TE CONNECTIVITY LTD-CHF — Int/Div — PART VII =2 TYCOINTLLTD — Int/Div AMC NETWORKS INC — None — from line 229) ADVANTEST CORP SPON — Sold AKAMAI TECHNOLOGIES — Int/Div AKZO NOBEL — Int/Div AAMAZON — None AMGEN INC — Int/Div ANADARKO PETROLEUM CORP — Int/Div ANGLO AMERICAN — Int/Div — Sold ANHEUSER-BUSCH — Int/Div ANNALY CAPITAL MANAGEMENT INC — Int/Div — Buy ANNALY CAPITAL MANAGEMENT INC — Sold APACHE CORP — Int/Div APPLE INC — None — Buy APPLIED MATERIALS INC DELWARE — Int/Div — Sold (part) ARCELORMITTAL — Int/Div — Sold ARYZTA AG ADR — None — Buy ASML HLDG NV NEW YORK REG — PART VIII #6 AT&T INC — Int/Div ATLAS COPCO AB SPONS ADR NEW RPISGCLB — PART VIII #6 AUTODESK INC — None AXA S.A. SPONS ADR — Int/Div — Buy AXA S.A. SPONS ADR — Sold BNP PARIBAS SPON ADR — Int/Div — Buy BNP PARIBAS SPON ADR — Sold THE BABCOCK & WILCOX COMPANY — None — Sold BAKER HUGHES INC — Int/Div — Sold (part) BANCO SANTANDER S.A — Int/Div — Buy BANCO SANTANDER SA — Sold BANK OF AMERICA CORP — None — Sold BANK NEW YORK MELLON CORP — Int/Div — Sold BARCLAYS PLC — None — Sold BAYER AG SPONSORED ADR — None — Buy BED BATH & BEYOND — Int/Div BERKSHIRE HATHAWAY INCCL B — None — Sold BG GROUP PLC — None BHP BILLITON LTD SPONS — Int/Div BIOGEN IDEC INC — None BLACKROCK INC — Int/Div BOEING CO. — Int/Div — Sold (part) BRIDGESTONE CORP — Int/Div BRITISH AMERICAN TOBACCO PLC ADR — Int/Div — Buy SBROADCOM CORP CL A — Int/Div CME GROUP INC CLASS A — Int/Div — Buy CNOOC LTD SPONS ADR — Int/Div — Buy CNOOC LTD SPONS ADR — None — Sold CPFL ENERGIA S — Int/Div — Sold CVS CAREMARK CORP — Int/Div CABLEVISION SYSTEMS CORP — Int/Div CANADIAN NATURAL RES — Int/Div CAMERON INTERNATIONAL CORP — Int/Div — Buy CARNIVAL PLC ADR — Int/Div — Buy CARNIVAL CORP — Int/Div CELGENE CORP — None CHINA MOBILE LTD(Y) CHUBB CORP — Int/Div CISCOSYS INC — Int/Div CITIGROUP INC — Int/Div — Buy CITIGROUP INC — Sold CITRIX SYSTEMS INC (Y) COCA-COLA CO, — Int/Div COMCAST CORP CL ASTOCK — Int/Div COMMERCIAL INTL BK — Int/Div — Sold CONOCOPHILLIPS — Int/Div CUMMINS INC — Int/Div — Buy DBS GROUP HLDG LTD — Int/Div — Sold DAIWA SECURITIES GR SPONS — Int/Div — Sold DEERE & CO. — Int/Div — Sold (part) DENSO CORP — None — Sold DEVON ENERGY CORP NEW — Int/Div WALT DISNEY CO. — None DIRECTV CLA — Int/Div DOLBY LABORATORIES INC CLASS A yy DOVER CORP — Int/Div EMC CORP-MASS — None — Buy FOG RESOURCES INC — Int/Div — Buy EATON CORP — Int/Div — Buy EBAY INC — None EMCOR GROUP INC (Y) EMERSON ELECTRIC CO — Int/Div ERICSSON LM TEL CO CL B ADR NEW — Int/Div — Buy EXPERIAN GROUPLTD — None — Sold FANUC CORP — Int/Div — Buy FIRST REPUBLIC BANK — None — Buy FLETCHER BLGD LTD) — Int/Div — Buy EXPEDIA INC — None — Sold FIRST SOLAR INC — None — Sold FLUOR CORP NEW — Int/Div — Sold (part) FOREST LABORATORIES INC — Int/Div — Buy (add'l) FOREST LABORATORIES INC — Sold (part) FRANKLIN RESOURCES — Int/Div FREEPORT & MCMORAN COPPER & GOLDCLB — Int/Div GAP INC. DELAWARE — Int/Div GENERAL ELECTRIC CO — Int/Div — Buy GENERAL ELECTRIC CO — Sold GENZYME CORP CORPGENERAAL DIVISION — None — Sold GLAXOSMITHKLINE PLC SP ADR — Int/Div GOLD FIELDS LTD — Int/Div GOOGLE INC CLASS A — None GREENHILL & CO INC) — Int/Div — Buy H LUNDBECK A/S-ADR — None — Buy HSBC HOLDINGPLC SP ADR NEW — Int/Div — Buy HSBC HOLDINGPLC SP ADR NEW — Sold HALLIBLRTON CO HOLDINGS CO — Int/Div HESS CORP — Int/Div HOME DEPOT INC — Int/Div HONEYWELL INTL INC — Int/Div HUMAN GENOME SCCIENCES — None — Buy HUMAN GENOME SCCIENCES — Sold HUNTINGTON INGALLS INDUSTRIAL) — None — Sold — PART VIII =3 J IMMUNOGEN INC (Y) IMPERIAL TOBACCO GROUP — None — Buy ANDRA SISTEMAS — Int/Div — Buy INDRA SISTEMAS — Sold INTUIT INC — Int/Div — Buy INTEL CORP) — None — Sold ISIS PHARMACEUTICALS (Y) TAU UNIBANCO BANCO HLGD) — Int/Div — Buy JP MORGAN CHASE & CO — Int/Div — Sold (part) JACOBS ENGINEERING (Y) GROUP — PART VIII #3 JOHNSON & JOHNSON — Int/Div JONES LANG LASALLE INC — Int/Div JUNIPER NETWORKS — None KLA-TENCOR CORP — None — Buy KAO CORP — Int/Div — Sold KEYCORP - NEW — Int/Div KIRIN CORP) — None — Sold KOC HOLDING — None — Sold LI COMMUNICATIONS HLDGS INC — Int/Div LAWSON SOFTWARE INCE NEW — None — Sold — PART VIII =#3 LIBERTY MEDIA CORP. A — PART VIII #7 LIBERTY MEDIA HLDG CORP CAP SER A — None LIBERTY MEDIA CORP LIBERTY SER A — None — PART VIII #8 LONZA GROUP) — Int/Div — Sold LUXOTTICA GROLP — None — Sold MAKITA CORP — Int/Div — Sold MASCO CORP DE — Int/Div — Buy MASCO CORP DE — Sold MATTEL INC — Int/Div MCDERMOTT INTERNATIONAL INC — None — Sold MERCK & CO INC — Int/Div MICROSOFI — Int/Div — Buy (add'l) MITSUBISHI UFJ FINANCIAL GROUP INC ADR — None — Sold MONSANTO CO — Int/Div MORGAN STANLEY — Int/Div — Sold (part) MUNICH RE GROUP — Int/Div MURATA MFG (Y) NTT DOCOMO INC — None — Buy NASDAQ OMX GROUP INC — None — Buy (add'l) NATIONAL GRID PLC — Int/Div — Buy NATIONAL OILWELL VARCO INC — Int/Div NESTLE A SPONSORED ADR — Int/Div — Buy NETAPP INC — None — Buy NIKEINCCLB — Int/Div — Buy NINTENDO COLTD — None — Buy NOBLE ENERGY INC — Int/Div NORTHROP GRUMMAN CORP — Int/Div NOVARTIS AG ADER — Int/Div NOVONORDISK AS ADR — None NSKLTDU(Y) NUCOR CORP(Y) NVIDIA CORP — None — Sold ORACLE CORP — Int/Div OSHKOSH TRUCK CORP — None — Buy PALL CORP COMMON STOCK — Int/Div PARKER HANNIFIN CORP — Int/Div — Sold PEBBLEBROOK HOTEL TRUST — Int/Div — Buy PEPSCICO INC — Int/Div PETROBRAS) — Int/Div — Sold PLANTRONICS INC — Int/Div — Buy PROCTER & GAMBLE CO — Int/Div PUBLICIS GROUP — Int/Div QUALCOMM INC — Int/Div — Buy RECKITI BENCKISER GP ADR — Int/Div — Buy REXAM PLC — Int/Div ROYAL DUTCH SHELL — Int/Div SAFEWAY INC NEW — Int/Div SANOFI SPONS ADR — None — Buy SCHLUMBERGER LTD — Int/Div SCHNEIDER ELECT SA — Int/Div — Buy SCHWAB CHARLES CORP (Y) SHIN ETSU CHEM CO — Int/Div SIEMENS AG — Int/Div SOTHEBYS DELAWARE — Int/Div — Buy SOUTHWESTERN ENERGY & CO — None — Buy SUMITOMO METAL INDSLTD — Int/Div — Sold SYMANTEC CORP — None — Buy SWISSCOM AG — None — Sold TELEFONICA SA SPON ADR — Int/Div — Sold TELSTRA LTD) — Int/Div — Sold TEVA PHARMACEUTICAL INDS LTD wy) TEXAS INSTRUMENTS INC — Int/Div — Sold (part) THERMO FISHER SCIENTIFIC (Y) THK CO LID — Int/Div — Sold TOKYO GASCOLTD — None — Sold TOLL BROS INC — None — Buy TOLL BROS INC — Sold TOYOTA MOTOR CORP ADR NEW — Int/Div — Buy TOYOTA MOTOR CORP ADR NEW — Sold US BANCORP — Int/Div UNILEVER PLOC SPONS ADR NEW — Int/Div UNILEVER NV NY SHS-NEW — Int/Div — Sold — PART VIII =3 UNITED PARCEL SERVICE — Int/Div — Buy UNITED STATES STEEL CORP (Y) UNITEDHEALTH GROUP INC — Int/Div — Sold (part) VERTEX PHARMACEUTICALS (Y) VISA INC COM — Int/Div VODAFONE COMMON STOCK — Int/Div SWPPPLC ADR) — Int/Div — Buy WESFARMERS LTD — Int/Div WESTFIELD GROUP ADR — None — Buy WEYERHAEUSER CO. COMMON STOCK — Int/Div WHEELOCK & CO — Int/Div — Sold YAHOO INC — None — Sold YUE YUEN INDL — None — Sold VANGUARD TOTAL STOCK MKT — Int/Div — Buy NEW YORK DORM AU ST PERS INCM TAX REV — Interest — Matured NEW YORK CITY TRANSITIONAL — Interest DORMITORY AUTHORITY OF THE STATE OF NEW YORK — Interest NEW YORK STATE THRUWAY — Interest NEW YORK ST ENVIRONMENTAL FACS CORP — Interest BEDFORD CENTRAL SCHOOL — Interest NEW YORK STATE DORM AUTH REVS INSDANYL — Interest TRIBOROUGH BRDG — Interest ERIECNTY NY WTR AUTH — Int/Div NEW YORK ST URBAN DEV CORP — Int/Div NEW YORK NY FOR PRIOR ISSUES — Interest ONONDAGA CNTY NY TR CULTURAL RES REV — Interest ACCOUNT #S SMITH BARNEY MONEY MARKET — Int/Div MIAMI-DADE CNTY FLA SCH DIST RFDG FSA — None ALLEGHENY CNTY PA HOSP DEV AUTH REV UNIV PITTSBURGH MED — None ADVISORY BOARD MEMBER, COBBLESTONE ARTS CENTER Agreement — 0 — NEW YORK STATE RETIREMENT SYSTEM (STARTED TO RECIEIVE BENEFITS AS OF NOVEMBER 1. 2005) » SRL IE BLA NLERI, pee ob don ab To FAN bd nS a a Eb Tl REL Chie CHAE MY) Tein GO00O00ON0N0GHNONNNNAHNONNNHNAANNNNGHNNONNNNGONONNNN 1) THIS HOLDING WAS INADVERTENTLY REPORTED IN MY 2010 FINANCIAL DISCLOSURES. IN REVIEWING MY SMITH BARNEY STATEMENTS IT WAS REDEEMED ON SEPTEMBER 4, 2009, 2) ON MARCH 17,2011. TYCO ELECTRONICS LTD CHANGED ITS NAME TO TE CONNECTIVITY LTD-CHF. 3) THIS HOLDING WAS INADVERTETLY OMITTED FROM MY 2010 DISCLOSURE. 4) ON SEPTEMBER 21. 2011 THE ACCCOUNT SHARES OF LIBERTY MEDIA HLDG CORP CAP SERIES A WERE EXCHANGE FOR SHARES OF LIBERTY MEDIA CORP LIBERTY CAP CLASS A. 5) ON DECEMBER 19,2011 GABELLI GLOBAL NAT RES & INCOME TR SBI CHANGED ITS NAME TO GAMCO GLOBAL GOLD NATURAL RESO 6) THIS HOLDING WAS INADVERTENTLY INCLUDED IN ACCOUNT #4 IN MY 2010 DISCLOSURE. IT SHOULD HAVE ONLY BEEN INCLUDED IN ACCOUNT #1. 7) MY 2010 DISCLOSURE INADVERTENTLY FAILED TO INDICATED THAT THIS HOLDING WAS SOLD ON DECEMBER 3, 2010, 8) ON SEPTEMBER 26, 2012, LIBERTY MEDIA CORP LIBERTY CAP CL A WAS EXCHANGED FOR LIBERTY MEDIA CORP LIBERTY CAP SER A --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6724. Public record. Not legal advice.