# Valerie Elaine Caproni

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6645

## Record

- **Judge:** Valerie Elaine Caproni
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 11

## Text

BROKERAGE ACCOUNT #1
APPLE INC. COMMON STOCK — Int/Div
CISCO SYSTEMS INC. COMMON STOCK — Int/Div
CLEAN ENERGY FUELS COMMON STOCK — None — Buy
WALT DISNEY CO. COMMON STOCK — Int/Div
EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — None
FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Buy (add'l)
FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)
GAP INC. COMMON STOCK — Int/Div
INTEL CORP. COMMON STOCK — Int/Div
KEYCORP INC. COMMON STOCK — Int/Div — Sold
MERCK & CO. COMMON STOCK — Int/Div
PFIZER COMMON STOCK — Int/Div
SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div
VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND — Int/Div
VANGUARD SHORT TERM INVESTMENT GRADE FUND — Int/Div
GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)
GABELLI SMALL CAP GROWTH FUND — Buy (add'l)
LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div — Buy (add'l)
SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)
SCHWAB 1000 INDEX FUND — Buy (add'l)
SCHWAB BANK DEPOSIT ACCOUNT — Interest
BROKERAGE ACCOUNT #2
NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)
BROKERAGE ACCOUNT #3
BLACKROCK GLOBAL SMALL-CAP FUND INSTITUTIONAL SHARES — Int/Div
VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Int/Div
VANGUARD FTSE ALL-WORLD EX US INDEX FUND ADMIRAL SHARES — Int/Div
WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Int/Div — Buy
BROKERAGE BANK SWEEP ACCOUNT — Int/Div
BROKERAGE ACCOUNT #4
BROKERAGE BANK SWEEP ACCOUNT — hv
AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND — Int/Div
AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div
AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div
AMERICAN FUNDS GLOBAL BALANCED — Int/Div
AMERICAN FUNDS NEW PERSPECTIVE — Int/Div
AMERICAN FUNDS SMALL-CAP WORLD — Int/Div
ARBITRAGE FUND (ARBNX) — Int/Div
BLACKROCK GLOBAL ALLOCATION FUND — Int/Div
BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div
BOSTON PARTNERS LONG/SHORT RESEARCH FUND — Int/Div — Buy
CALAMOS EVOLVING WORLD GROWTH FUND — Int/Div — Sold
CALAMOS MARKET NEUTRAL INCOME FUND — Int/Div — Sold
DFA EMERGING MARKETS FUND — Int/Div — Buy
FIDELITY NEW MARKETS INCOME FUND — Int/Div — Buy
FPA CRESCENT FUND — Int/Div
GABELLI SMALL-CAP GROWTH FUND — Int/Div
GATEWAY FUND — Int/Div
HEARTLAND VALLE PLUS FUND — Int/Div — Sold
JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div
JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div
JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div
LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div
MAINSTAY MARKETFIELD FUND — None — Sold
OPPENHEIMER GLOBAL VALUE FUND — None — Sold
PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div
PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div
PRUDENTIAL ABSOLUTE RETURN BOND 7 — Int/Div
PRUDENTIAL GLOBAL REAL ESTATE — Int/Div
PRUDENTIAL JENNISON NATURAL RESOURCES FUND — Int/Div
PRUDENTIAL SHORT DURATION HIGH-YIELD INCOME FUND — Int/Div
HARTFORD SCHRODER EMERGING MARKET EQUITY FUND — Int/Div
TEMPLETON GLOBAL TOTAL RETURN ADVANTAGE — Int/Div
VAN ECK GLOBAL HARD ASSETS FUND — Int/Div
VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div
VANGUARD MARKET NEUTRAL FUND — Int/Div — Buy
VANGUARD SMALL-CAP VALUE INDEX FUND — Int/Div — Buy
WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Int/Div — Buy
IPMORGAN CHASE CASH ACCOUNTS — Interest
CITIBANK CASH ACCOUNT — Interest
US SAVINGS BONDS — None
d01K#1
NORTHROP GRUMMAN US FIXED INCOME FUND — None
NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None
NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None
NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — Int/Div
S29 COLLEGE SAVINGS ACCOUNT
FIDELITY NH PORTFOLIO 2033 — None — Buy
FIDELITY NH PORTFOLIO 2033 — Buy (add'l)
MEMBER OF BOARD OF VISITORS, UNIVERSITY OF GEORGIA, SCHOOL OF PUBLIC AND INTERNATIONAL AFFAIRS. ATHENS. GA.
SECRETARY OF RESIDENTIAL COOPERATIVE BOARD, RESIDENTIAL COOP... NEW YORK. NY
PART VII, LINES 76-79: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMN CORP. FOR

THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES 401(K) PLANS. THE FUNDS ARE NOT PUBLICLY TRADED.

PART VII, LINES 64 AND 65: THESE FUNDS WERE PREVIOUSLY NAMED (AND REPORTED AS) SCHRODER EMERGING MARKET EQUITY

FUND AND SCHRODER INTERNATIONAL MULTI-CAP VALUE FUND.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6645. Public record. Not legal advice.
