# Jerry W Cavaneau > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/6620 ## Record - **Judge:** Jerry W Cavaneau - **Year:** 2011 - **Report type:** Annual - **Pages:** 12 ## Text ROCKEFELLER CTR PROPERTIES, INC Common. — None ACCOUNTS — Interest Unimproved acreage, AR, purch 110/78, $20,000 — None — note, Part VII BROKERAGE ACCOUNTD — note, Part VIII TRUSTA — note, Part VII MONEY MARKET — Interest ALGER HEALTH SCIENCES FUND (AHSAX) — None AMERICAN EXPRESS 48" BOND — Interest COLUMBIA ENERGY & NAT RES FUND (UMCSX) — Int/Div CREDIT SUISSE 5.125% BOND — Interest DAVIS FINANCIAL FUND (RPFGX) — Int/Div SPDR Dow Jones Industrial Avg (DIA) ETF — Int/Div Prudential GLOBAL R/E FUND (PURAX) — Int/Div EATON VANCE STRUCTURED EMRG MKTS FUND (EAEMX) — Int/Div — Sold EATON VANCE WLDWD HEALTH FUND (ECHSX — Distribution LATIN AMERICA FUND — Distribution SELECT ENERGY FUND — istrnibution ICON HEALTHCARE FUND (ICHCX) — Int/Div ISHARES COHEN & STEERS REALTY ETF (ICH) — Int/Div ISHARES DJ US HEALTHCARE ETF {IYH) — Int/Div ISHARES KLD SEL SOC INDEX ETF (KLD) — Int/Div SHARES S&P SOO INDEX ETF (IVV) — Int/Div ISHARES S&P GLOBAL ENERGY ETF {IXO) — Int/Div ISHARES S&P GLOBAL HEALTHCARE ETF (XH — Int/Div ISHARES S&P MIDCAP 400 ETF (UH) — Int/Div ISHARES S&P NATURAL RESOURCES ETF (IGE) — Int/Div ISHARES TR DJ US FINANCIAL ETF IYGH — Distribution LASALLE FDG 4.0% BOND — Interest — Matured LEHMAN BROS 4.25% BOND — None METZLER PAYDEN EURO EMG MKT FUND (MPXMY) — None T ROWE PRICE EMERG EUROPE FUND (TREMX) FORD HOLDINGS INC. DEBENTURE Corp Bond — Interest SUNAMERICA INC. MEDIUM TERM NOTES Corp Bond — Interest GNMA II GUARANTEED PASS THRL CERTIFICATE POOL # — Interest GNMA Il GUARANTEED PASS THRL CERTIFICATE POOL — Interest REDWOOD TRUST INC. (RWT) Common — Int/Div BUCKEYE PARTNERS LP (BLP) Common — None HEALTH CARE PROPERTY INVS. INC (HCP) Common — Int/Div CALVERT GLOBAL ALTERNATIVE ENERGY FUND — Int/Div CALVERT GLOBAL WATER FUND — Distribution FED HOME LN BKS 3.15% BOND — Interest — Matured NEW ALTERNATIVES FUND — Int/Div KLH 400 SOCIAL INDEX — Int/Div INTERNATIONAL BANK ("6 BOND — None — Matured Proctor & Gamble 1.35% BOND — Interest — Matured Fed Home Loan Banks 2.25% BOND — Interest Fed Farm Credit Banks 2.5% BOND — Interest ISHARES DOW JONES US FINANCIAL SECTOR (IYF) — Int/Div POWERSHARES WATER RESOURCES (PHO) — Int/Div POWERSHARES WINDERHILL CLEAN ENERGY (PBW) — None TOYOTA MOTOR CREDIT 1.9% BOND — Interest LAZARD EMERGING MARKETS — Int/Div Fed Home Ln Bks 2.35% BOND — Interest — Buy Roval Bank of Canada 2.1% BOND — Interest — Buy SELF DIRECTED IRA — note, Part VIII Money Market — Int/Div ABERDEEN GLOBAL EQUITY FUND (GLFAX) — Int/Div — Note, Part VII ALGER HEALTH SCIENCES FUND (AHSHX) — None BRANCH BANK4.87"% BOND — Interest COLUMBIA ENERGY & NAT RES FUND (UMESX) — Int/Div DAVIS FINANCIAL FUND (RPRGX) — Int/Div SPDR Dow Jones Industrial Ave TRUST ETF (DIA) — Int/Div DREYFUS S&P MIDCAP INDEX FUND {PESPX) — Distribution DREYFYS S&P 500 INDEX FUND (PEOPX) — Int/Div Prudential GLOBAL RE FUND (PURAX) — Int/Div EATON VANCE STRUCTURED EMRG MKTS FUNDI(ETEMX) — None — Sold EATON VANCE WLDWD HEALTH FUND (ETHSX) — Int/Div HIGH INCOME FUND — Int/Div LATIN AMERICA FUND — Int/Div SELECT ENERGY FUND — Int/Div GOLDMAN SACHS 5.15% BOND — Interest JCON HEALTH CARE FUND (ICHCX) — Int/Div INTL BANK FOR RECON & D BOND — None ISHARES DJ US FINANCIAL ETF (IYF) — Int/Div JISHARES FTSE NAREIT ETF (FNIO) — Int/Div ISHARES KLD 400 SOCIAL INDEX ETF (DSH — Int/Div ISHARES S&P S00 INDEX ETF (IVV) — Int/Div ISHARES S&P MIDCAP 400 ETF (UH) — Int/Div METZLER PAYDEN EURO EMER FUND (MPYMX) — None MFS ARKANSAS MUNI BOND FUND (IMFARX) — Int/Div PROTECTIVE LIFE 3.6% BOND — Interest — Matured T ROWE PRICE EMERG EURO FUND {TRFMX) — Int/Div — Sold WELLS FARGO DIV INC FUND (SDVIX) — Int/Div CALVERT GLOBAL ALTERNATIVE FUND — Int/Div CALVERT GLOBAL WATER FUND — Int/Div FED HOME LN MTG 076 BOND — None HSBC FINANCE CORP 5. BOND — Interest LAZARD EMERGING MARKETS FUND — Int/Div Government Income Fund — Int/Div IShares Dow Jones US Financial Sector ETF (LIYG) — Int/Div Powershares FTSE RAFI Emerging Mkis ETF (PGF) — Int/Div FED FARM CREDIT BANKS 2.25% BOND — Interest FED HOME LOAN MTG 3.25% BOND — Interest — Matured US EQUITY INDEX FUND — Int/Div ISHARES DOW JONES US REAL ESTATE ETF — Int/Div POWERSHARES FINANCIAL PREFERRED ETF — Distribution BERKSHIRE HATHAWAY FIN 2.125 BOND — Interest SHELL INT'L FIN 3.25% BOND — Interest WALMART 3.0% BOND — Interest — Buy MICROSOFT 2.5% BOND — Interest — Buy TOYOTA MOTOR CREDIT 3.2% BOND — Interest — Buy self directed IRA — note, Part VII MONEY MKT — Int/Div SPDR Dow Jones Industrial Avg TRUST ETF (DIA) — Int/Div ISHARES KLD SELECT SOCIAL ETF (KLD) — Int/Div Co-Trustee, Trust A (See note, Part VII Vice President/President and Board Member, Board of Adminstration Horizonul Property Regime (See note, Part vin Gift — Larry Cram, mdividual and long-time friend. — R/T arrcraft nde and tickets 10 Arkansas/Ole Miss football game — $750.00 Part]. Line I. Thisisa revocable trust created April 18, 2008, All assets of the trust are mcluded in Part VII, listed under the header "TRUST A" Part 1. Line 2. Changed from Vice President to President in September, 2011, Part VIL. Line 3. Unimproved real property located in Arkansas, Fee simple. Purchase date October 10, 1978. Purchase price $20,000. There were no transactions to be reported under column D{(1). No income was received on this property in 2011. We did learn in 2012 that there were accrued royalties under an oil and gas lease. We learned of this when we received a real estate tax bill which included tax on royalties. Upon inquiry, we learned that there had been drilling in adjacent property and that ours was included in area for royalties. We had not been notified or paid because the leaseholder supposedly did not have our current address. We completed necessary division order forms and did receive income in 2012. Because none of the royalty income was received until 2012, even though it accrued earlier, | think the correct procedure is to report that on the next FDR covering the period from January 1, 2012 to December 31, 2012. Part VII. Line 4. This is a header, This brokerage holds the reportable assets in Trust A (Line 5), the self-directed IRA (Line $5) and a second self-directed IRA (Line 102). The values and income for cach of these entities is reported for cach asset rather than in the aggregate, Part VIL. Line 5. Revocable trust created April 18, 2008. This is a header (or subheader). The assets listed in lines 6 through 54 are the reportable assets of the trust, The value and income is reported for each individual asset rather than in the aggregate. Part VII. Line 55. This is a subhcader. The reportable assets included in this TRA arc listed in lines 56 through 101, The values and income are listed for cach individual asset rather than in the aggregate. Part VII. Line 57. Aberdeen Global Financial Fund changed its name to Aberdeen Global Equity Fund. Name change only - no transactions. Part VII Line 102 This is a subheader. The reportable assets included in this IRA are listed in lines 103 through 105. The values and income are listed for cach individual asset rather than in the aggregate. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6620. Public record. Not legal advice.