# Kristine Gerhard Baker

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6552

## Record

- **Judge:** Kristine Gerhard Baker
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 16

## Text

Brokerage Acct. #1
Am. Funds Int'l Growth & Income Fund — Int/Div — Buy (add'l)
Am. Funds Int'l Growth & Income Fund — Buy (add'l)
Am. Funds Int'l Growth & Income Fund — Buy (add'l)
Am. Funds Int'l Growth & Income Fund — Buy (add'l)
Am. Funds Europac. Fund — Int/Div — Buy (add'l)
Am. Funds Europac. Fund — Buy (add'l)
Am. Funds Growth Fund of Am. — Int/Div — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds Growth Fund of Am. — Buy (add'l)
Am. Funds New World Fund — Int/Div — Buy (add'l)
Am. Funds Smallcap Wrld. Fund — Int/Div — Buy (add'l)
Am. Funds Washmgton Mut. Fund — Int/Div — Buy (add'l)
Am. Funds Washmgton Mut. Fund — Buy (add'l)
Am. Funds Washmgton Mut. Fund — Buy (add'l)
Am. Funds Washmgton Mut. Fund — Buy (add'l)
Am. Funds Global Balanced Fund — Int/Div — Buy (add'l)
Am. Funds Global Balanced Fund — Buy (add'l)
Am. Funds Global Balanced Fund — Buy (add'l)
Am. Funds Global Balanced Fund — Buy (add'l)
Brokerage Acct. #2
Am. Funds Int'l. Growth & Income Fund na — Int/Div — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund na — Sold (part)
Am. Funds Int'l. Growth & Income Fund na — Distnbuted
Am. Funds Europac. Fund (Y) — None — Sold (part)
Am. Funds Europac. Fund (Y) — Distnbuted
Am. Funds Growth Fund of Am. (Y) — None — Sold (part)
Am. Funds Growth Fund of Am. (Y) — Distnbuted
Am. Funds Smallcap Wrld. Fund (Y) — None — Sold (part)
Am. Funds Smallcap Wrld. Fund (Y) — Distnbuted
Am. Funds Washmgton Mut. Fund (Y) — Int/Div — Buy (add'l)
Am. Funds Washmgton Mut. Fund (Y) — Sold (part)
Am. Funds Washmgton Mut. Fund (Y) — Distnbuted
Brokerage Acct, 43.
Fed Ex Corp (Y)
Am. Funds Fundamental Investors Fund — Int/Div — Buy (add'l)
Am. Funds Growth Fund of Am. — Int/Div — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund — Int/Div — Buy (add'l)
Invesco Constellation Fund — Int/Div — Buy (add'l)
Am. Funds Europace. Fund — Int/Div — Buy (add'l)
Brokerage Acct, #4.
Am. Funds Int'l. Growth & Income Fund Y) — None — Distnbuted
Am. Funds Europac. Fund (Y) — None — Distributed
Am. Funds Fundamental Investors Fund (Y) — None — Distnibuted
Am. Funds Growth Fund of Am. (Y) — None — Distnbuted
Am. Funds Global Balanced Fund (Y) — None — Distnbuted
Brokerage Acct. #5.
Am. Funds Global Balanced Fund — Int/Div — Buy (add'l)
Am. Funds Global Balanced Fund — Buy (add'l)
Am. Funds Europace. Fund — Int/Div — Buy (add'l)
Am. Funds Europace. Fund — Sold (part)
Am. Funds Europace. Fund — Buy (add'l)
Brokerage Acct. #6
Am. Funds Global Balanced Fund — Int/Div — Buy (add'l)
Am. Funds Global Balanced Fund — Buy (add'l)
Am. Funds Europac. Fund — Int/Div — Buy (add'l)
Am. Funds Europac. Fund — Sold (part)
Am. Funds Europac. Fund — Buy (add'l)
Brokerage Acct. 47
Vanguard Age-Based Aggressive Growth Ww) — None — Buy (add'l)
Vanguard Age-Based Aggressive Growth Ww) — Sold
Brokerage Acct. 4%.
Am. Funds Int'l Growth & Income Fund (Y)
Am. Funds Capital World & Income Fund {y)
Am. Funds Europace. Fund (Y)
Am. Funds Growth Fund of Am. (Y)
Am. Funds New World Fund (Y)
Am. Funds Smallcap Wrld. Fund (Y)
Am. Funds Washington Mut. Fund (Y)
Am. Funds Global Balanced Fund (Y)
American Funds 2024 Fund — Int/Div — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Sold (part)
American Funds 2024 Fund — Buy (add'l)
Brokerage Acct. #9.
Vanguard Age-Based Aggressive Growth — None — Buy (add'l)
Vanguard Age-Based Aggressive Growth — Buy (add'l)
Vanguard Age-Based Aggressive Growth — Buy (add'l)
Vanguard Age-Based Aggressive Growth — Buy (add'l)
Brokerage Acct. £10
Am. Funds Growth Fund of Am. (Y) — None
Am. Funds New World Fund (Y) — None
Am. Funds Capital World Growth & Income na — None
American Funds 2024 Fund — Int/Div — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Buy (add'l)
American Funds 2024 Fund — Sold (part)
American Funds 2024 Fund — Buy (add'l)
Centennial Bank {ckg. acct.) — Interest
Delta Trust & Bank (ckg. acct.) — Interest
Iberia Bank (svgs, acct.) — Interest
Membership interest in Arbor Enterprises, LLC:
Delta Bank & Trust — Interest
Am. Funds Int'l. Growth & Income Fund** — Int/Div — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund** — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund** — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund** — Buy (add'l)
Am. Funds Capital World Fund** (Y) — Int/Div — Buy (add'l)
Am. Funds Capital World Fund** (Y) — Buy (add'l)
Am. Funds Capital World Fund** (Y) — Sold
Am. Funds Europace. Fund** (Y) — Int/Div — Sold
Am. Funds Growth Fund of Am. ** — Int/Div — Buy (add'l)
Am. Funds Growth Fund of Am. ** — Buy (add'l)
Am. Funds New World Fund** — Int/Div — Sold (part)
Am. Funds New World Fund** — Buy (add'l)
Am. Funds Smallcap Wrld. Fund** — Int/Div — Sold (part)
Am. Funds Smallcap Wrld. Fund** — Buy (add'l)
Am. Funds Washington Mut. Fund** — Int/Div — Buy (add'l)
Am. Funds Washington Mut. Fund** — Buy (add'l)
Am. Funds Washington Mut. Fund** — Buy (add'l)
Am. Funds Washington Mut. Fund** — Buy (add'l)
Munder Growth Opportunities Fund ** (Y) — None
Windstream Corp.* (Y) — None
Am. Funds Fundamental Investors Fund® — Int/Div — Sold (part)
Am. Funds Growth Fund of Am.* — Int/Div — Sold (part)
Am. Funds Growth Fund of Am.* — Buy (add'l)
American Beacon Stephens Mid Cap Growth Fund* — Int/Div — Sold (part)
American Beacon Stephens Mid Cap Growth Fund* — Buy (add'l)
American Beacon Stephens Small Cap Growth Fund* — Int/Div — Sold (part)
American Beacon Stephens Small Cap Growth Fund* — Buy (add'l)
Am. Funds Europac. Fund* — Int/Div — Buy (add'l)
Membership interest in Wasserliebend, LLC:
Developed parce in [—_IN [] — None
Undeveloped parcel IEE Hk. — None
SnCeveloped parce! I——__—_-_ [ — None
Linkeselopec pred: I—_II—INGINN_—_N— [] — None
Simmons First National Bank (ckg. acct.) — None
Membership interest in Quattlebaum. Grooms. Tull & Burrow (Y) — None
Membership interest in Mitchell Williams — Int/Div
New York Life: whole life policy — Int/Div
New York Life: whole life policy 2 — Int/Div
Membership micrest in SRN I — Rent — Buy
Brokerage Acct. #11: (X)
Am. Funds Global Balanced Fund (X) — Int/Div — Open
Am. Funds Global Balanced Fund (X) — Buy (add'l)
Am. Funds Global Balanced Fund (X) — Buy (add'l)
Am. Funds Global Balanced Fund (X) — Buy (add'l)
Am. Funds Global Balanced Fund (X) — Buy (add'l)
Am. Funds Europac. Fund (X) — Int/Div — Open
Am. Funds Europac. Fund (X) — Open
Am. Funds Europac. Fund (X) — Buy (add'l)
Am. Funds Fundamental Investors Fund (X) — Int/Div — Open
Am. Funds Fundamental Investors Fund (X) — Buy (add'l)
Am. Funds Fundamental Investors Fund (X) — Buy (add'l)
Am. Funds Fundamental Investors Fund (X) — Buy (add'l)
Am. Funds Fundamental Investors Fund (X) — Buy (add'l)
Am. Funds Growth Fund of Am. (X) — Int/Div — Open
Am. Funds Growth Fund of Am. (X) — Open
Am. Funds Growth Fund of Am. (X) — Buy (add'l)
Am. Funds Int'l Growth & Income Fund (X) — Int/Div — Open
Am. Funds Int'l Growth & Income Fund (X) — Buy (add'l)
Am. Funds Int'l Growth & Income Fund (X) — Open
Am. Funds Int'l Growth & Income Fund (X) — Buy (add'l)
Am. Funds Int'l Growth & Income Fund (X) — Buy (add'l)
Am. Funds Int'l Growth & Income Fund (X) — Buy (add'l)
Am. Funds Smallcap Wrld. Fund (X) — Int/Div — Open
Am. Funds Smallcap Wrld. Fund (X) — Buy (add'l)
Am. Funds Washington Mutual Fund (X) — Int/Div — Open
Am. Funds Washington Mutual Fund (X) — Buy (add'l)
Am. Funds Washington Mutual Fund (X) — Buy (add'l)
Am. Funds Washington Mutual Fund (X) — Buy (add'l)
Brokerage Acct, #12: (X)
Am. Funds Int'l. Growth & Income Fund 1X) — Int/Div — Open
Am. Funds Int'l. Growth & Income Fund 1X) — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund 1X) — Buy (add'l)
Am. Funds Int'l. Growth & Income Fund 1X) — Buy (add'l)
Am. Funds Europace. Fund (X) — Int/Div — Open
Am. Funds Europace. Fund (X) — Buy (add'l)
Am. Funds Growth Fund of Am. (X) — Int/Div — Open
Am. Funds Growth Fund of Am. (X) — Buy (add'l)
Am. Funds Smallcap Wrld. Fund (X) — Int/Div — Open
Am. Funds Smallcap Wrld. Fund (X) — Buy (add'l)
Am. Funds Washington Mut. Fund (X) — Int/Div — Open
Am. Funds Washington Mut. Fund (X) — Buy (add'l)
Am. Funds Washington Mut. Fund (X) — Buy (add'l)
Am. Funds Washington Mut. Fund (X) — Buy (add'l)
Member, Arbor Enterprises, LLC
Agreement — 1/14/813 — QGTB PLLC 401(k) Plan; plan participants in firm-sponsored 401(k) plan; self-directed account with investments disclosed on Part VII
Liability — Chase # — Credit card
Liability — Chase #2 — Credit card
Spouse's income — 11273172013 — MWSGW Ordinary business income
Lines 27 to 36 (Y): This account was closed in 2013, with assets being transferred in part to Brokerage Acct. #11 and Brokerage Acct. #12 as reflected below

Line 40 (Y) All of this asset was sold in 2012 as reflected on the 2012 report

Lines 47 to 51 (Y) This account was closed in 2013, with assets being transferred to Brokerage Acct. #11 as reflected below

Line 65 (Y) All of this asset was sold mn 2013

Lines 68 to 75 (Y) All of these assets were sold in 2012 as reflected on the 2012 report

Lines 89 to 91 (Y) All of these assets were sold in 2012 as reflected on the 2012 report

Line 107 (Y) All of this asset was sold in 2013

Line 110 (Y) All of this asset was sold in 2013

Line 121 (Y) All of this asset was sold in 2012 as reflected on the 2012 report

Line 122 (Y) All of this asset was sold in 2012 as reflected on the 2012 report

Line 137 (Y) All of this asset was sold in 2012 as reflected on the 2012 report

Line 142 (X) New account created in 2013

Line 143 (X) Transfer of assets from Line 51

Line 148 (X) Transfer of assets from Line 48

Line 149 (X) Transfer of assets from Line 31

Lines 151 (X) Transfer of assets from Line 49

Line 156 (X) Transfer of assets from Line 50

Line 157 (X) Transfer of assets from Line 33

Line 159 (X) Transfer of assets from Line 47

Line 161 (X) Transfer of assets from Line 29

Line 165 (X) Transfer of assets from Line 35

Line 167 (X) Transfer of assets from Line 37

Lime 171 (X) New account created in 2013

Line 172 (X) Transfer of assets from Line 28

Line 176 (X) Transfer of assets from Line 30

Line 178 (X) Transfer of assets from Line 32

Line 180 (X) Transfer of assets from Line 34

Line 182 (X) Transfer of assets from Line 38

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6552. Public record. Not legal advice.