# A. Jay Cristol

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6458

## Record

- **Judge:** A. Jay Cristol
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 28

## Text

Biogen Inc — None
General Electric — Int/Div
Hospitality Properties — Int/Div
Blackrock — Int/Div — Sold
Muami-Dade Aviation — Interest
Cohen & Steers — Int/Div
Elbit — Int/Div
AT&T — Int/Div
Nuveen Real Estate Fund Com — Int/Div
CVS Caremark — Int/Div
Mondelez Inc — Int/Div — Buy (add'l)
Mondelez Inc — Sold (part)
Mondelez Inc — Sold
Starbucks — Int/Div
Hillsborough County FL — Interest
Arizona St Transn Brd — Interest — Redeemed
Lord Abbett Floating Rate/High Yield — Int/Div — Buy (add'l)
Apple Inc — Int/Div
Amgen Inc — Int/Div — Sold
Celgene Corp — None
Comcast Corp NEw Special CL A — Int/Div — Buy (add'l)
Mednax Inc — None
Novo Nordisk ADR Denmark — None — Sold (part)
Novo Nordisk ADR Denmark — Sold
Grandeur Peak Int'l Oppertunities — Int/Div
Genesis Energy LP — Distribution
St Johns Canty FL — Interest — Redeemed
Angel Oak Multi Strategy — Int/Div — Buy (add'l)
UBS AG Trigger — None
Alleregen PLC — None — Sold (part)
CBSCompNewCLB — Int/Div — Sold (part)
CBSCompNewCLB — Sold
Constallation Brands Inc CL A — Int/Div — Buy (add'l)
Constallation Brands Inc CL A — Sold (part)
Constallation Brands Inc CL A — Sold
Gilead Sciences Inc — Int/Div — Sold (part)
Alphabet Inc CL A — None
Alphabet Inc CL C — None — Buy (add'l)
Mobileve N.V. Amstelveen Eur — None — Sold
Royal Bank of Canada Trigger PS SPX — None
Grandeur Peak Global — Int/Div
13D Actavist Fund Class — None — Sold
Spectra Energy Partners LP — Distribution
Florida ST BRD ED PUB ED — Interest
Royal Bank of Canada Trigger STEP PS SXE — None
Deutsche Bank AG Trigger — None — Sold
Goldman Sachs Group Trigger — None
Citigroup Inc Trigger — None
Home Depot Inc — Int/Div
RMR Group Inc/ The CL A — Int/Div — Sold
UnitedHealth Group Inc — Int/Div
VF Comp — Int/Div — Sold
Virgm Amer Inc — None — Sold
JP Morgan Chase & Co — None — Sold
Barclay's Bank PLC — None — Redeemed
Maine St Hsg Auth Mtge P SR D — Interest
North Dakota St Hsg FIN Sr D RV — Interest
Angel Ouk Flexible Inc Fund CL — Int/Div — Sold
Victory High Minucipal Bond Fund Class Y — Int/Div — Buy (add'l)
Victory High Minucipal Bond Fund Class Y — Sold (part)
Victory High Minucipal Bond Fund Class Y — Sold
Morgan Staney L/O TPAOS SPX — None
HSBC USA Inc — None
JP Morgan Chase Trigger PS SXES — None
Royal Bank of Canada Trigger ROS SPX — None
Royal Bank of Canada Trigger ROS SPSE — None — Sold
Mastercard Inc CL A (X) — Int/Div — Buy
Pepsico Inc (X) — Int/Div — Buy
American Tower Corp REIT (X) — Int/Div — Buy
American Tower Corp REIT (X) — Sold (part)
Miscrosoft Corp (X) — Int/Div — Buy
Nestle's A Sponsared (X) — Int/Div — Buy
Nestle's A Sponsared (X) — Sold
Ishares MSCI Europe Financials (X) — None — Buy
Ishares MSCI Europe Financials (X) — Sold
Facebook Inc CIA (X) — None — Buy
Visalne. CLA (X) — None — Buy
Heico Corp New (X) — None — Buy
JP Morgan Chase Financial CT-1SS SPX — None — Buy
JP Morgan Chase Financial LO/TA-CYN MXEA SPX — None — Buy
UBS AG L/O TA-CYN NDX RTY TNA82019 — None — Buy
UBS AG LO TA-<CYN NDX RTY 12/04/2019 — None — Buy
UBS AG L/O TA-CYN RTY SPX 10192021 — None — Buy
GS Finance Corp L/O SDT-AN MXEA SPX 1173072021 — None — Buy
UBS AG L/O TASSTD RTY SPX 1173072021 — None — Buy
Citigroup Global Markets TAR-SS MXEA SXSE 12212020 — None — Buy
GS Finance Corp LLC L/O TPAOS — None — Buy
GS Finance Corp LLC L/O TPAOS — Redeemed
UBS AG Trigger PAOS SPY — None — Buy
UBS AG Trigger PAOS SPY — Redeemed
American Express Bank, FSB (X) — Interest
Discover Bank (X) — Interest
Sate of Israel Bond (X) — Interest
Trust #2 (H)
FLSITBD
Johnson&Johnson — Int/Div — Distnbuted
Dade County S/O v — Redeemed
Ebay (Y)
Automatic Data — Int/Div — Buy (add'l)
Automatic Data — Distnbuted
Hospitality Properties — Int/Div
General Electric — Int/Div — Sold (part)
Home Depot — Int/Div — Buy (add'l)
Home Depot — Distributed
Heico — None — Buy
Heico — Distnbuted
Heico — Buy
AT&T — Int/Div
Opko Health (Y)
Cohen& Steers — Int/Div
Akamai Technologies — None — Sold
GE(Y)
Palm Beach Waste — Interest
Miami Dade Aviation — Interest — Sold (part)
New York Development — Interest
South Indian River SER 2006 (Y)
FL State Mid Bay Bridge (Y)
Lee Mem Hlth — Interest
Alphabet Inc. CL A — None — Sold (part)
Port St. Lucie Fl Research Fac — Interest
Donald. F. Rubin, INC. (Y)
Allergan INC — None — Sold
Check Pomt Software Tech LTD ILS — None — Distnbuted
Amencan Tower Comp (Y)
Georgia Hsg & Fin Auth — Interest
Lord Abbet Floating — Int/Div — Buy (add'l)
McDonalds Corp — Int/Div — Distnbuted
Mednax Inc — None — Buy (add'l)
Microsoft Corp — Int/Div — Buy (add'l)
Microsoft Corp — Distnibuted
Neveda ST Fgic (Y)
Nike Inc CL — Int/Div — Sold
Thermo Fisher Scientific Inc — Int/Div — Buy (add'l)
Thermo Fisher Scientific Inc — Distributed
Union Pacific Corp (Y)
Wynn Resorts (Y)
TIX Cos Inc New — Int/Div — Buy (add'l)
TIX Cos Inc New — Sold (part)
TIX Cos Inc New — Distnbuted
AT&T Inc — Distnbuted
SPDR Gold Trust — None — Sold (part)
Angel Oak Multi Strategy Income Class Inst! — Int/Div — Buy (add'l)
Angel Oak Multi Strategy Income Class Inst! — Buy (add'l)
Pepsico Inc — Int/Div — Distnbuted
Yahoo Inc (Y)
Hercules Technology Growth — Int/Div
Lord Abbett Floating Rate Fund A — Int/Div — Sold
RS Floating Rate Fund A (Y)
Village Cmnty Dev No 6 Ser 2013 — Interest
Amer Express — Int/Div
Energy Transfer Parmers LP
Citigroup Funding Inc — None — Sold
Citigroup Inc (Y)
Dade CNTY FL Spl Ser 1996 B (Y)
Chicago IL O'Hare Int'l Airport (Y)
Florida St Governmental Util Ser 2003 (Y)
Halifax Hosp Med Ctr FL Ser 2006A (Y)
Hernando Cnty FL Sch BD Ser 2006 (Y)
American Airls Group — Int/Div — Sold
Blackstone Group LP — None
Costco Wholesale — Int/Div — Buy (add'l)
Costco Wholesale — Sold (part)
Costco Wholesale — Buy (add'l)
Costco Wholesale — Buy (add'l)
Ecolab Inc — Int/Div — Sold
Energy Transger Partners
Lege Mason BW ALternative — Int/Div — Sold
New York NY Fiscal — Interest
Targa Rresources Partners (Y)
Wisconsin St Clean Wir — Interest
JP Morgan Chase & Co Trigger (Y)
Credit Suisse AG Trigger — None
Royal Bank of Canada Trigger SPS SPX — None
Barclays Bank PLC Trigger PAOS RTY — None — Sold (part)
Barclays Bank PLC Trigger PAOS RTY — None — Redeemed
Angel Oak Flexible Income Fund Cleass — Int/Div — Sold (part)
Lord Abbett High Yield Fd CL F — Int/Div — Sold (part)
Lord Abbett High Yield Fd CL F — Sold (part)
Lord Abbett High Yield Fd CL F — Sold (part)
Sentinel Total RTN BD — Int/Div — Sold
DuPont De Demours — Int/Div
Chemours Co(Y)
Whiting USA — None
Seadnll LTD US Line — None
Facebook Inc CL A — None — Buy (add'l)
Facebook Inc CL A — Sold (part)
Globus Med Inc CL A — None — Sold
RMR Group Inc/CL A — Buy
WP Caareylnc Reit — Int/Div — Distnbuted
Barclays Bank PLC Airbag PS SPX — None
Maine ST Hsg Auth Mtge P SR D — Interest
North Dakota ST Hsg Fin SR D RV — Interest
Victory High Minucipal Bond Fund Class \'4 — Int/Div — Sold (part)
Goldmand Sachs Group Trigger ROS MID yy
Morgan Stanley Chase Trigger PS Int'l Eqty Bsk (Y)
Deutsche Bank AG L/O TPAOS SPX SXSE — None — Sold
Goldmand Sachs Group Trigger AOS RTY — None — Redeemed
Royal Bank of Canada Trigger PS EFA — None
JP Morgan Chase & CO TriggerPS DXK — None
Alphabet Inc CL C — None — Buy
Alphabet Inc CL C — Buy (add'l)
Fortune Brands Home & Sec Inc — Int/Div — Buy
Sealed Air Corp New — Int/Div — Buy
Kroger Company — Int/Div — Buy
Kroger Company — Buy (add'l)
Kroger Company — Buy (add'l)
Kroger Company — Sold
Fidelity National Financial Inc — None — Buy
Priceline Group Inc New — None — Buy
Becton Dickinson & Co — Int/Div — Buy
Becton Dickinson & Co — Distnbuted
Opko Health Inc — None — Buy
Opko Health Inc — Distributed
Hillsborough Cnty Fla (X) — Interest — Redeemed
Enterprise Products Partner LP (X) — None — Distnbuted
Hudson Infra Structure (X) — Interest
Indian Trace CMTY (X) — Interest
Nevada ST FGIC (X) — Interest
UBS AG L/O TA-CYN NDX RTY 7/18/19 — None — Buy
Citigroup Global Markets T-SS SPX 7/3120 — None — Buy
JP Morgan Chase L/O TA-CYN SPX SXSE 1/1920 — None — Buy
UBS AG LO TACCYNRTY SPX 10/1191 — None — Buy
JP Morgan Chase L/O TA-CYN MXEA RTY 01/0220 — None — Buy
UBS Trigger PAOS SPY — None — Buy
UBS Trigger PAOS SPY — Redeemed
GS Fmance Corp lle L/O TA-CYN SPX RTY — None — Buy
GS Fmance Corp lle L/O TA-CYN SPX RTY — Redeemed
UBS AG Trigger Step PS RTY 6/30/17 1X) — None
The Goldman Sachs Group Trigger ROS MID 01312018 — None
Citigroup Inc. Trigger PS SPX 11/30/2018 1X) — None
Morgan Stanley L/O TPAOS SPX SXSE xX) — None
J- P Morgan Chase Trigger PS INTL T3119 (X)y — None
UBS AG CAR PS SXSE 12731119(X) — None
Trust #3 (H)
Helos (Y)
General Motors Company Warrant 072016 — None
General Motors Company Warrant 072019 — None
General Motors Company(GM) — None
Ford Motor (Y)
Occidental Pete Corporation (Y)
Six Flags 9.625 (Y)
US Concrete Inc. B(Y)
US Concrete Inc. A(Y)
Capital Product Partners LP — Int/Div
Transocean Limited REG SHS — None
Catchmark Timber TR Incorporated — Int/Div — Sold (part)
Catchmark Timber TR Incorporated — Sold (part)
Catchmark Timber TR Incorporated — Sold (part)
Catchmark Timber TR Incorporated — Sold (part)
Catchmark Timber TR Incorporated — Sold
Amazon Com Incorporated — None — Sold (part)
Amazon Com Incorporated — Sold (part)
Amazon Com Incorporated — Sold (part)
Amazon Com Incorporated — Sold (part)
Amazon Com Incorporated — Sold (part)
Hi-Crush Partners LP Com — None — Sold (part)
Memorial Prod Partners LP — Distribution
BP PLC Sponsored ADR (United Kingdom) (Y)
CIT Group Incorporated Com (Y)
Fidus Invt Corporation — Int/Div
Du Pont E De Nemours Co — Int/Div — Sold (part)
Du Pont E De Nemours Co — Sold (part)
Du Pont E De Nemours Co — Sold (part)
Angel Oak Multi-Strategy Inc Fund Class Inst] — Int/Div — Buy (add'l)
RS Floating Rate Class Y (Y)
Lord Abbett Floating Rate fD C1 F — Int/Div — Buy (add'l)
Seadnll LTD US Line — None
Sentinal Total RTN Bnd 1 (Y)
Florida ST Brd ED Lottery — Interest
Legg Mason BW Alternative — Int/Div — Sold
Brookfield High Income FD (Y)
UBS AB Trigger — None
Citigroup Inc Trigger — None
Home Depot Inc — Int/Div — Buy (add'l)
Mumina Ine — None — Sold (part)
Mumina Ine — Sold (part)
Mumina Ine — Sold
Linkedin Corp C: A — None — Buy (add'l)
Linkedin Corp C: A — Sold
Mastercard Inc CL A — Int/Div — Buy (add'l)
Mednax Inc — None — Buy (add'l)
Pepsico Ine — Int/Div
Southwest Airlines Co — Int/Div — Sold (part)
Southwest Airlines Co — Sold
Verizon Inc — Int/Div — Sold
Walt Disney Co (Holding Co) — Int/Div — Buy (add'l)
WPP PLC New SPON ADR — None — Sold
Barclays Bank PLC — None — Sold
Dallas Fort Worth TX INSR C RV — Interest
Florida ST Muni Pwr AGY — Interest
Broward CO FL ARPT — Interest
Miami Dade CNTY FLA AVIA — Interest
Lord Abbett High Yield Fund CL F — Int/Div — Sold
Victory High Minucipal Bond Fund Class YY — Int/Div
Lennar Corp (Y)
Amgen Ic — Int/Div — Buy
Celgene Corp — None — Buy
Cisco Systems Inc — Int/Div — Buy
Cisco Systems Inc — Buy (add'l)
Coresite Rlty Corp COM Rent — Int/Div — Buy
Coresite Rlty Corp COM Rent — Buy (add'l)
Facebook Inc C1 A — None — Buy
Gilead Sciences Inc — Int/Div — Buy
Gilead Sciences Inc — Buy (add'l)
Johnson Ctls Int] PLC — Int/Div — Buy
Johnson Ctls Int] PLC — Buy (add'l)
Johnson Ctls Int] PLC — Sold (part)
Kraft Heinz Co/' The — Int/Div — Buy
Miscrosoft Corp — Int/Div — Buy
kil} — Buy (add'l)
Nestle S A Sponsered ADR — Int/Div — Buy
Nestle S A Sponsered ADR — Buy (add'l)
Nestle S A Sponsered ADR — Sold
New Jersey Tumpike Auth SR B RV — Interest — Buy
Maine ST HSG Auth MTGE P SR C — Interest — Buy
Allianzgi Short Duration High Income C1 ml — Int/Div — Buy
Allianzgi Short Duration High Income C1 ml — Buy (add'l)
Adient PLC Foreign Stock — None — from line 306)
Adient PLC Foreign Stock — Sold
Angel Oak Flexible Inc CL 1(X) — Int/Div — Sold
Chemours CO (X) — Int/Div — Sold
General Electric Co (X) — Int/Div — Sold (part)
Chesapeak Granite Wash Trus (X) — Distribution — Sold (part)
JP Morgan Chase Financial TAR-GEARS SPX 83172021 — None — Buy
JP Morgan Chase Financial CT-1SS SPX 3/29/2019 — None — Buy
JP Morgan Chase Financial L'O TA-CYN MXEA SPX 5/17/2019 — None — Buy
UBS AG LO CYN NDX RTY 7182019 — None — Buy
Barclays Bank PLC L/O TA-CYN RY SXSE R/152019 — None — Buy
Citigroup Global Markets T-SS SPX T/3172020 — None — Buy
UBS AG L/O TA-CYN RTY SPX 1192021 — None — Buy
GS Fmancial LLC L/O TA-CYN — None — Buy
GS Fmancial LLC L/O TA-CYN — Redeemed
UBS Trigger PAOS SPY — None — Buy
UBS Trigger PAOS SPY — Redeemed
G- oldman Sach Group Inc (X) — None — Sold (part)
Morgan Stanley L/O TPAOS SPX SXSE 1173072018 (X) — None
Goldman Sachs Group Inc Trigger PS EFA 1X) — None
JP Morgan Chase Trigger PS SXSE 43002020 (x) — None
Diversified Property Fund Class (X) — Distribution
UBS Tradinonal (IRA) 22 (H)
Seadnll LTD US Line — None
Genl Electric Co — Int/Div — Sold
Angel Oak Multi-Strategy Inc FD CL Inst — Int/Div — Sold (part)
Goldman Sachs Strategic Inc CL — None — Sold
Legg Mason BW Alternative Alternative Credit FDCL 1 — None — Sold
Lord Abbett Floating Rate FD CL F — Int/Div — Sold
RS Floating Rate Class Y — None — Sold
Angel Oak Flexible Income FD CL — Int/Div — Sold
UBS Traditional (IRA) 23 (H)
UBS AG Trigger PS SXSE — None
Citigroup Inc. Trigger PS SXSE — None
Morgan Stanley L/O TPAOS SPX SXSE — None
The Goldman Sachs Group Trigger ROS MID — None
Goldman Sachs Group Inc Trigger PS EFA — None
Goldman Sachs Group Inc Trigger AOS RTY — None — Redeemed
JPMorgun Chase& CO Trigger PS SXSE — None
Judicaal Director, Lmversity of Miami School of Law Alumm Association
Reimbursement — Judicial Conference — 5/3/2016 - 57172016 — Point Clear, AL — Judicial Conference — Air, Hotel, Meals
Reimbursement — Bankruptcy Bar Assocution — 5/12/16 - 8/15/2016 — Marco Island, FL — Educational seminar or program — Hotel, Meals
Reimbursement — Open World Organization — 10/13/16 - 1/14/2016 — Washington, DC — AcCTvity of professional aSS0C OF Civic organization — Air, Hotel, Meals
Reimbursement — Nanonal Conference of Bankruptcy Judges — 10/25/16 - 1029/16 — San Francisco, CA — Educational seminar or program — Air, Hotel, Meals
Note 1:

Line 59, Was listed in 2015 as "RS High Income Municipal Bd Fund" in 2016 there was a name change to Victory High Minucipal Bond Fund Class Y.

Note 2:

Line 185, Corrected spelling of Security

Note 3:

Line 193, Was listed in 2015 as "RS High Income Municipal Bd Fund" in 2016 there was a name change to Victory High Minucipal Bond Fund Class Y.

Note 4:

Line 295, Was listed in 2015 as "RS High Income Municipal Bd Fund" in 2016 there was a name change to Victory High Minucipal Bond Fund Class Y.

Note 5:

All leading numbers before a Security's name has been omitted from this report.

Amended Notes:

1. Line 93, Should have been reported with an (X) at the end of the name m Column A

2. Lines 98, 109, 111, 112, 116, 117, 119, 121-124, 131,135, 136, 145,148, 152, 154-158, 169, 171, 182,187, 194-197, 235, 239-243, 258, 259, 265, 268,

271.276, 288, 289 and 296.

All of the lines listed in the Inquery Letter Part 11 - Should have been reported with a (Y) at the end of the name in Column A.

3. Lines 111, 119, 152 entered None in Cloumn B2

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6458. Public record. Not legal advice.