# James Maxwell Moody

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6423

## Record

- **Judge:** James Maxwell Moody
- **Year:** 2013
- **Report type:** Final
- **Pages:** 14

## Text

One Bank NA-Account — Interest
Summit Bank NA-Account — Interest
Regions Bank NA-Account — Interest
Teko Federal Credit Union-Account — Interest
Regions Bank/Morgan Keegan (IRA). Account — Int/Div
BH & M Oil Comm Stock — Int/Div
Radius Real Estate Venture — Int/Div — Buy
Header 1-1
Goldman Sachs Bank USA-Account( X) — Interest
Raymond James Bank, FSB-Account(X) — Interest
Virtus Premium Alphasector fund calss HUVAPIX) — Int/Div
Virtus Dynamic Alphsector (VIMNX) — Int/Div
Ishares MSC Eafe (EFA) — Int/Div
SPDR S&P SOO ETF (SPY) — Int/Div
First Trust ETF II Consumer (FXD) Discretionary (FXD) — Int/Div — Sold
First Trust ETF Il Consumer Staples (FXG) — Int/Div — Sold
First Trust ETF Fund 11 Alphadex Fund Amnual (FXO) — Int/Div — Sold
FIRST TRUST HEALTH CARE ALPHADEX FD ETF (FXH) — Int/Div — Sold
First Trust ETF II Indls Prod Durable Alphadex Fund (FXR) — Int/Div — Sold
First Trust ETF 1 Unhines(FXU) — Int/Div — Sold
First Trust Exchange Alphadex (FDT) — Int/Div — Sold
First Trust Exchange Alphadex Emerging( FEM) — Int/Div — Sold
Ishares TR Barclays TIPS Bd (TIP) — Int/Div — Sold
Ishares TR Iboxx Inv CPBD (LQD) — Int/Div — Sold
Isahres Barclys 7-10 YR (1EF) — Int/Div — Sold
Ishares 18 DJ US Real Est (IYR) — Int/Div — Sold
Ishares TR High Yd Corp (HYG) — Int/Div — Sold
Ishares TR Barclvs MBS BD (MBB) — Int/Div — Sold
Ishares TR Flig Rate Nt (FLOT) — Int/Div — Sold
SPDR Gold Tr Fgold Shs (GLD) — Int/Div
Ishares Emg mkts-EEM — Int/Div — Buy
Ishares Emg mkis-EEM — Int/Div — Sold
shares Eafe-EFA — Int/Div — Buy
shares Eafe-EFA — Int/Div — Sold
shares US Real-1YR — Int/Div — Buy
SPDR Gold «GLD — Int/Div — Buy
SPDR Gold <GLD — Int/Div — Sold
shares US Real-1YR — Int/Div — Sold
SPDr S& P soOetf-DPY — Int/Div — Buy
SPDr S&P S00etf-DPY — Int/Div — Sold
Virtus Premium Alphasector fund calss UVAPIX) — Int/Div — Buy
Virtus Premium Alphasector fund calss UVAPIX) — Int/Div — Sold
Virtus Dynamic Alphsector (VIMNX) — Int/Div — Buy
Virtus Dynamic Alphsector (VIMNX) — Int/Div — Sold
Header 1-2
Muni Cash Trust — Interest
Batesville Ar School Dist 001 RFDG & Const — Interest
UA FAyetvl Var Fac — Interest
AR StR Fdg Water Waste Disp & Poll CB E — Interest — Sold
AR St Univ Rev Hsg Sys FGIC B/E — Interest
NLR Hlth Fac Board Hlth Care RV Ref Baptist Hh BE — Interest — Sold
AR State High Ed Ser B — Interest
Univ of Ark Univ Rev Var Fac Fywvlle Campus A B/E FGIC — Interest
Arkadeplhia AR Pub Ed Facs Rev Ouachita Baptist Univ B/E — Interest
Rogers AR Sewere Impevt Ambac B/E — Interest
Russellevilee AR School — Interest — Sold
Bryant AR School — hy
Paris AR School — Interest
Clinton Ar School EEE — Interest — Sold
Pulaks: — Interest
El Dorado Ar Sch Dist — Interest
Little Rock Ar Hith EEE — Interest
Conway AR I — Interest — Buy
Conway AR — Interest — Buy
North Little Rock AR EE — Interest — Buy
Pulasks County — Interest — Buy
Header 1-3
Schwab Cash Money Market Fund (X) — Interest
Aloca Inc — Int
Bank of America Corp — Int/Div
Berkshire Hathaway, Inc — Int/Div
BP Amoco Spons ADR-BP — Int/Div
Cisco — Int/Div — Sold
Costco — Int/Div — Sold
FISERV. Inc — Int/Div
GlaxosmithKline — Int/Div
Lexmark Int Group — Int/Div
MGIC INvestment Corp — Int/Div
Markel Corp — Int/Div
Microsoft Corp — Int/Div
PNC Fmancial Sves Grp — Int/Div
Petroleo BRasilerio, SA — Int/Div — Sold
Phizer — Int/Div
Public Service Enterprise — Int/Div
Spectra Energy — Int/Div — Sold
Telefonica de espana SA — Int/Div
Telefonos de Mexico — Int/Div — Sold
Tim Particiacoes — Int/Div — Sold
Thomburg Income Builder CL C-TIBCX — Int/Div — Sold
Oppenheimer GLobal CL — Int/Div — Sold
Firstenergy-FE — Int/Div — Buy
Intel INTC — Int/Div — Buy
Windstream — Int/Div — Buy
Fidelity SLCT FSDPX — Int/Div — Buy
CALL-Vector group — Int/Div — Buy
Ishares silver Trust — Int/Div — Buy
US Steel — Int/Div — Buy
US Steel — Int/Div — Sold
Vector Group (VGR) — Int/Div
Header 1-4
Raymond James Bank FSB-Account — Interest
Morgan Stanley Com Stock — Int/Div
Wal-Mart Stores Com Stock — Int/Div
Discover Fiancial Sve — Int/Div
APPLE INCORPORATED (AAPL) — Int/Div
TOYOTA MOTOR CORP ™ — Int/Div
VERIZON COMMUNICATIONS INCORPORATED (VZ) — Int/Div
Header 1-5
Russellville AR School Dist Constr CFG — Interest — Sold
LR AR School District Ser B — Interest
General Motors Corp Note — Interest
Muni Cash Trust Funds — Interest
Roger AR School — Interest
General Motors Co (GM) — Int/Div
Motors Liquidation (MTLQU) — Interest
North Little Rock — Interest — Buy
Ar School Dist 5.04% IEEE — Interest
Header 2-1
Raymond James Bank, FSB — Interest
Header 2-2
Raymond James Bank, FSB — Interest
Fed Ex COmp — Int/Div
Intel — Int/Div
Qualcomm, Inc — Int/Div
Apple Inc.-AAPL — Int/Div
Merck — Int/Div
Blackstone Group LP Comm Unit Ltd-BX — Iistnbution
Header 2-3
Raymond James Bank, FSB — Interest
General Electric — Int/Div
Microsoft — Int/Div
Celegene Corp — Int/Div
Header 2-4
Raymond James Bank, FSB — Int
Goldman Sachs Bank, USA-Account — Interest
Evergreen Solar, Inc — Int/Div
AT& T Incorporated (T) — Int/Div
Apple Inc. (AAPL) — Int/Div
Conocophillips (COP) — Int/Div
Merck (MRK) — Int/Div
Phizer Inc. (PFE) — Int/Div
Phillips 66 (PSX) — Int/Div
IDeal Holding Ltd — Int/Div
Mineral mterestl)-Lafayette County Arkansas (X) — Rovalty
Rental 21-Nashville TN — Rent
First Southwest Prime Funds (Y) — Int/Div
Banco Bilbsovizcava (Y)
Contax Paratiacipacoes (Y)
Banco Santander SA STD (Y)
Plains Capital Bank-cash (Y)
Letter of Inquiry listed 5 items.

On Page 4 Item 7-Added requested information

Missing from 2012 to 2013

Page 7/#62-Please note it was listed as item #56 im 2013 report

Page 7/468-Added as Page 12/%146

Page 8/481

Please note was listed as #78 in 2013 report

Page 9/#97=Please note listed as #83 in 2013 report

LETTER OF INQUIRY DATED 12/09/14

Please note that the follwing items from the 2012 report should have been noted with the designation (Y) for the 2013 year:

#62 Banco Bilbaovizeaya

#68 Contax Paratiacipacoes

#81 Banco Santander SA STD

#87 Plains Capital Bank-cash

These items are added on line 147-150 of the 2013 report

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6423. Public record. Not legal advice.