# Carolyn Chiechi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/6419 ## Record - **Judge:** Carolyn Chiechi - **Year:** 2014 - **Report type:** Annual - **Pages:** 13 ## Text SAB HR 10 Plan — Int/Div — Sold (part) — Min. Dis. Age 20% Coca Cola Co.. Common Stock — Int/Div BP PLC. Common Stock — Int/Div Merck & Co... Common Stock — Int/Div Express Scripts Holding Co., Common Stock — None Stryker Corp., Common Stock — Int/Div RBC Wealth Management US Government Money Market Fund — None WalMart Stores, Inc... Common Stk — Int/Div Marriott Intl, Inc. New, Class A, Common Stock — Int/Div Marmot Vacations Worldwide Corp Common Stock — Int/Div Host Hotels and Resorts Inc., Common Stock — None PNC Fmancial Corp., Common Stock — Int/Div Microsoft Corp., Common Stock — Int/Div — Sold (part) Medtronic. Common Stock — Int/Div Bank of America (MM/Ckg Accts) — Interest Boeing, Co. Common Stock — Int/Div NIKE. Class B Common Stock — Int/Div Apple Inc., Common Stock — Int/Div Google Inc, Common Stock — None Amgen. Inc., Common Stock — Int/Div General Electric. Common Stock — Int/Div UBS Bank USA Deposit (Money Market Fund) — None — Sold — proceeds to buy 1.23 Memill Lynch (ML) Bank Deposit (Money Market Fund) — None — Buy — w/ peds. from 2 Berkshire Hathaway B, Common Stock — None Cisco Systems Inc. Common Stock — Int/Div Johnson & Johnson, Common Stock — Int/Div Liberty Media Hidg. Ser. A Inter, Common Stock — None — Sold Liberty Media Corp., Common Stock — None — Sold Starz Ser. A. Common Stock — None — Sold Common Stock — None Amazon.com, Inc., Common Stock — None American Int'l Group, Common Stock — Int/Div — Sold Anadarko Pete... Common Stock — Int/Div Autodesk Inc. Delaware. Common Stock — None — Sold Bed Bath & Bevond Inc., Common Stock — None Biogen Idec Inc., Common Stock — None Broadcom Corp. Cl A, Common Stock — None — Sold Cablevision Systems Corp., Common Stock — Int/Div — Sold AMC Networks. Inc... Common Stock — None — Sold Madison Square Garden Inc., Common Stock — None — Sold Cree Research Inc., Common Stock — None Electronic Arts Inc... Common Stock — None — Sold Expedia Inc., Common Stock — Int/Div Trip Advisors, Inc.. Common Stock — None — Donated Forest Laboratories Inc., Common Stock — None — Sold Actavis PLC, Common Stock — None — from line 45) Actavis PLC, Common Stock — Sold Contingent Value Rights rec'd from Sanofi Adventis — None — Sold Nat'l Oilwell Varco Inc... Common Stock — Int/Div NOW Ine... Common Stock — None — from line 49) NOW Ine... Common Stock — Sold Home Depot Inc., Common Stock — Int/Div JAC Interactive Corp. New, Common Stock — Int/Div — Sold Liberty Ventures Series A, Common Stock — None — Donated HSN Ine.. Common Stock — Int/Div — Sold Interval Leisure Group, Common Stock — Int/Div — Sold Tree. Com... Common Stock — None — Sold Intel Corp., Common Stock — Int/Div L-3 Comm. Hldg Inc., Common Stock — Int/Div — Buy Engility Holdings, Inc., Common Stock — None — Sold Beneficial. interest in Lehman Bros Holdings Inc Plan Trust — None — VII for explanation Liberty Global Inc. C1 A, Common Stock — None — Sold Bank of America Corp., Common Stock — Int/Div Micron Tech Inc.. Common Stock — None — Buy Pall Corp.. Common Stock — Int/Div — Donated Pepsico Inc.. Common Stock — Int/Div Pfizer Inc.. Common Stock — Int/Div Proctor & Gamble, Common Stock — Int/Div Sandisk Corp.. Common Stock — Int/Div Seagate Corp., Common Stock — Int/Div Texas Instruments. Common Stock — Int/Div Time Wamer Inc. New, Common Stock — Int/Div Time Inc.. Common Stock — None — from line 72) Time Inc.. Common Stock — Sold Time Wamer Cable. Inc.. Common Stock — Int/Div — Sold AOL. Inc.. Common Stock — None — Sold Tyco International Ltd.. Common Stock — Int/Div — Sold ADT Corp. Com., Common Stock — Int/Div — Sold Pentair Ltd.. Common Stock — Int/Div — Sold TE Connectivity Ltd., Common Stock — Int/Div — Donated Covidien PLC, Common Stock — Int/Div Mallinckroot Pub Lid Co., Common Stock — None — Sold United Health Gp. Inc., Common Stock — Int/Div Walt Disney Co., Common Stock — Int/Div — Buy Weatherford Int'l Lid. Common Stock — None Yahoo Inc.. Common Stock — None EBay, Inc., Common Stock — None Live Nation Entm't Inc... Common Stock — None — Sold Exxon Mobil. Common Stock — Int/Div Colgate Palmolive, Common Stock — Int/Div Southern Co.. Common Stock — Int/Div Fidelity Bank-1RA — None — Distnbuted — Min. Dis. Age 0% UBS IRA — Distributed — over to ML IRA 1. 04 ML IRA — Int/Div — over from UBS 93 ML IRA — Sold (part) — Min. Dis. Age 20% BP PLC. Common Stock General Electric. Common Stock Goldman Sachs. Common Stock AT&T Inc. Common Stock Schlumberger, Common Stock Target, Common Stock St. Paul Travelers. Common Stock — Buy (add'l) Columbia Marsico Focus Eq. A Mutual Fund Hartford Cap Appreciation A Mutual Fund Kinetics New Paradigm Fund C1 A Mutual Fund ML Bank Deposit {Money Market Fund) Abbott Labs. Common Stock Abbvie Inc... Common Stock — Buy Johnson & Johnson, Common Stock — Buy Apple Inc., Common Stock — Buy Fifth Third Bank 0.35% fixed rate CD, due 521/14 (typo corrected) — Redeemed Bank of Baroda NY 0.30% fixed rate CD, due 224/14 — Redeemed BB&T Corp., Common Stock — Buy General Motors Co. Common Stock — Buy National-Oilwell Varco Inc., Common Stock — Buy Repsol S.A. Common Stock — Buy Smith & Nephew Group, Common Stock — Buy Devon Energy Corp., Common Stock — Buy Bank of Baroda 0.35% fixed rate CD, due 22/18 — Buy Discover Bank 0.40% fixed rate CD, due S/19/18 — Buy Commenity Bank 0.55% fixed rate CD, due 8/19/15 — Buy Bank of California Irvine 0.30% fixed rate CD. due 10/31/14 — Buy Bank of California Irvine 0.30% fixed rate CD. due 10/31/14 — Redeemed Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations) 11. AGREEMENTS (Cont'd). At least for the foreseeable future, | decided to continue to have certain of the amounts | had accumulated in the HR 10 Plan, which is sponsored by SAB of which I was a partner through September 30, 1992, and which is an independently managed, fully funded, defined contribution plan that allows for self-directed investments, to be managed by the advisor retained by SAB. In July 2000, 1 rolled over into an IRA at Morgan Stanley the balance of those amounts. In 2007, 1 rolled over my Morgan Stanley IRA accounts into IRA accounts at UBS Financial Services, Inc. (UBS). In 2014, | rolled over my UBS IRA into IRA accounts at Merrill Lynch (ML). I have a vested interest in the Sutherland, Asbill & Brennan Defined Benefit Plan for Partners and Noalegal Personnel. The benefit Tam entitled to receive under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 63 and which became effective as of 1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan. | was not entitled to a lump-sum payout when | withdrew as a partner from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that pension payments were to begin automatically after 1 attained the normal retirement age of 65. The amount of the pension payments are in no way affected by the profitability of SAB or by the performance of the trust fund. If the trustee of the plan were to realize a better or 4 worse investment rate than assumed in the actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants. The plan may be terminated either because of a change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for any shortfall up to the benefit levels insured by that agency. It is my understanding that, except in that unlikely event, my benefit under the plan is a fixed amount, VIL INVESTMENTS AND TRUSTS P. 7, line 61 In 2012 Lehman Bros. Holdings, Inc., commenced bankruptcy proceedings, its stock was canceled, and its stockholders received proportionate beneficial interests in or rights to the Lehman Bros Holdings, Inc, plan trust. Although | placed a yearend value in my 2012 financial disclosure report on my interest in or right to that plan trust, upon reflection | believe that a value really was not ascertainable for that interest or right at the end of 2012, 2013, or 2014 because of the uncertainties involved in the bankruptcy proceedings. Nonetheless, indicated that the value code is 1, i.e, "$15,000 or less”, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6419. Public record. Not legal advice.