# Paul William Grimm

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/6242

## Record

- **Judge:** Paul William Grimm
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 11

## Text

M&T Bank accounts — Interest — Sold (part)
AXA Equitable TSA (Equi-Vest) — None
Fidelity Government Cash Reserves Roth (formerly Cash Reserve) — Int/Div
Fidelity Government Cash Reserves Roth {formerly Cash Reserve) — Int/Div
T Rowe Price Government Money — Int/Div
IRA - MORGAN STANLEY (41) (H):
Morgan Stanley Bank — Interest
IShares S&P S00 Growth ETF — Int/Div — Sold (part)
IShares S&P S00 Growth ETF — Sold (part)
IShares S&P S00 Value ETF — Int/Div — Sold (part)
IShares S&P S00 Value ETF — Sold (part)
IShares S&P Mid-Cap 400 V ETF — Int/Div — Sold (part)
IShares S&P Mid-Cap 400 V ETF — Sold (part)
Oppenheimer Large Cap Revenue — Int/Div — Sold (part)
Powershares S&P S00 Low Volatility ETF — Int/Div — Sold (part)
Powershares S&P S00 Low Volatility ETF — Sold (part)
SPDR Bbg Barclays 1-3 Month-B — Int/Div — Sold
Vanguard ¥ INE Developed Markets ETF — Int/Div — Sold (part)
Vanguard ¥ INE Developed Markets ETF — Sold (part)
American Century Emerging Markets — Int/Div — Sold (part)
American Century Emerging Markets — Buy (add'l)
Baron Small Cap Institutional — Int/Div — Sold (part)
Baron Small Cap Institutional — Sold (part)
Cohen & Steers Real Assets — Int/Div — Sold
Goldman Sachs Strategic Income — Int/Div — Buy (add'l)
Goldman Sachs Strategic Income — Buy (add'l)
Goldman Sachs Absolute Return Tracker — Int/Div — Sold (part)
Goldman Sachs Absolute Return Tracker — Buy (add'l)
Janus Henderson International Opportunity — Int/Div — Sold (part)
Janus Henderson International Opportunity — Buy (add'l)
Neuberger Berman Core Bond Inst — Int/Div — Buy (add'l)
Neuberger Berman Core Bond Inst — Buy (add'l)
Prudential Jennison Mid Cap Growth Z — Int/Div — Sold (part)
Prudential Jennison Mid Cap Growth Z — Sold (part)
Prudential Absolute Return Bond Z — Int/Div — Buy (add'l)
Prudential Absolute Return Bond Z — Buy (add'l)
Royce Opportunity Inv — Int/Div — Sold (part)
Royce Opportunity Inv — Sold (part)
Touchstone Sands Capital Select Growth Y — Int/Div — Sold (part)
Touchstone Sands Capital Select Growth Y — Sold (part)
Wisdomtree Mgd Futures Strat — None — Buy
Wisdomtree Mgd Futures Strat — Sold (part)
Abbey Cptl Futures Strategy — None — Buy
Lord Abbett Total Return — None — Buy
IRA - MORGAN STANLEY (#2) (H):
IShares S&P Mid Cap 400 Index — Int/Div — Sold (part)
IShares S&P Mid Cap 400 Index — Sold
SPDR S&P 500 Ev Trust — Int/Div — Sold (part)
SPDR S&P 500 Ev Trust — Buy (add'l)
S10. — Buy (add'l)
Schwab US. Large Cap Value — Int/Div — Sold (part)
Schwab US. Large Cap Value — Sold
Schwab US Mid Cap ETF — Int/Div — Sold (part)
Schwab US Mid Cap ETF — Buy (add'l)
Vanguard Russell 1000 Value ETF — Int/Div — Buy (add'l)
Vanguard Russell 1000 Value ETF — Buy (add'l)
Vanguard Index Funds S&P 500 ETF — Int/Div — Buy (add'l)
Vanguard S&P Mid Cap 400 ETF — Int/Div — Buy
Vanguard S&P Mid Cap 400 ETF — Sold
S&P S00 Index — Int/Div — Buy
S&P S00 Index — Sold
SPDR S&P Mid Cap 400 ETF Trust — Int/Div — Buy (add'l)
SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)
Vanguard Mid Cap ETF — Int/Div — Buy
Vanguard Mid Cap ETF — Buy (add'l)
Morgan Stanley Bank — Interest
IRA - MORGAN STANLEY (#3) (H):
Morgan Stanley Bank — Interest
Eaton Vance Tax Mg By-WR — Int/Div
IShares Cohen & Steers REIT ETF — Int/Div
IShares 1Boxx Invest Grade Corp Bond — Int/Div
Powershares S&P S00 High Dividend — Int/Div
SPDR Barclays Convertible — Int/Div
SPDR S&P Dividend — Int/Div
Voya Global Advantage — Int/Div
AB High Income Ady — Int/Div
Goldman Sachs Strategic Income — Int/Div
Janus Henderson Global Income — Int/Div
Principal Preferred Sec Inst — Int/Div
Prudential Absolute Return Bond Z — Int/Div
IRA - MORGAN STANLEY (#4) (H):
Synchrony Bank 1.5% CD — None — Buy
Bank of China NY City 1.05% CD — None — Buy
Wells Fargo Sioux Falls 1.00% CD — Interest — Buy
Ally Bank Midvale 1.35% CD — Interest — Buy
MS Bank 1.90% CD — None — Buy
Capital One 1.25% CD — None — Buy
Goldman Sachs 5.5% CD — Interest — Buy
Exelon Corporation stock (X) — Int/Div
Instructor, part-time, Shemer Bar Review (lecturer)
Reimbursement — ALI — 0726-0729 — Santa Fe. NM — CLE Employment Law Conference — travel expenses
Reimbursement — Rhode Island State Court — 09/15 — Providence, RI — Rhode Island State Judicial Conference — travel expenses
Reimbursement — Vanderbilt University Law School — 10712-10013 — Nashville, TN — Vanderbilt Law Review Symposium — travel expenses
Income — 27 — Shemer Bar Review, lecturer — S4.600.00
Income — 2007 — ABA-MD Discovery Problems Solutions, royalties — $198.56
Spouse's income — 2017 — Dencian-Commumcare
Part VII, lines 3 & 4: Fidelity Cash Reserve: name change to Fidelity Government Cash Reserve.

Part VII, line 20: American Century Emerging Markets Inv: name change to American Century Emerging Markets 1,

Part VIL, line 29: Henderson International Opportunity: name change to Janus Henderson International Opportunity.

Part VIL, line 78: Henderson Global Income: name change to Janus Henderson Global Income.

Part VII, line 89: Exelon Corporation stock: Value was below threshold in 2016, exceeded minimum threshold in current year,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6242. Public record. Not legal advice.