# Ralph R. Erickson > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/6194 ## Record - **Judge:** Ralph R. Erickson - **Year:** 2016 - **Report type:** Annual - **Pages:** 9 ## Text AWSHX — Int/Div Intel, Inc. common stock — Int/Div Alcatel Lucent common stock — None Nokia — Int/Div — from line 3) Oakmark Select. mutual fund — Int/Div Proctor & Gamble, common stock — Int/Div Wells Fargo & Co., common stock — Int/Div VMMXX Bell State Bank & Trust 401k — Int/Div Voya457(b) VP Index Plus Large Cap. — Int/Div Voya 457(b) Fidelity VIP Growth Portfolio 109 — Int/Div Voya 457(b) T.Rowe Price MC Gr-lnit-449 — Int ING Aetna 457(b) Oppenheimer Global Pr. Init--432 — Int/Div Gate City Savings--Savings Account — Interest Digital Broadcast Corporation — None Guardian Insurance Trust #1 mixed wholes term life — Int/Div Guardian Insurance (Whole Life Cash Value) — Int/Div Guardian Insurance (Whole Life Cash Value) — Int/Div Guardian Insurance (Whole Life Cash Value) — Int/Div Guardian Insurance (Whole Life Cash Value) — Int/Div Jackson National Life (Life Insurance cash value) — Interest Allianz Life (Life Ins. cash value — Int/Div Allianz Life (Life Ins. cash value) — Int/Div Assets in SEP at Alerus Financial Alerus Financial MMKT — Interest FTRBX — Int/Div — Sold DFSVX — Int/Div — Buy (add'l) DFSVX — Buy (add'l) VSGAX — Int/Div — Buy (add'l) VSGAX — Sold (part) FZAIX — Int/Div — Buy (add'l) FZAIX — Buy (add'l) FZAIX — Sold (part) VFIAX — Int/Div — Buy (add'l) VFIAX — Buy (add'l) VFIAX — Sold (part) VFIAX — Buy (add'l) VFIAX — Buy (add'l) DFCEX — Int/Div — Buy PMZIX — Int/Div — Buy (add'l) PMZIX — Buy (add'l) DFWIX — Int/Div — Buy (add'l) DFWIX — Sold (part) DFWIX — Buy (add'l) DFWIX — Buy (add'l) DFWIX — Sold (part) AGDYX — Int/Div — Sold (part) AGDYX — Sold (part) AGDYX — Buy (add'l) VGSLX — Int/Div — Sold (part) S10. — Sold S10. — Int/Div — Buy (add'l) VCIT — Int/Div — Buy (add'l) VCIT — Buy (add'l) VCIT — Sold (part) VCIT — Buy (add'l) CIVIX — Int/Div — Buy (add'l) CIVIX — Buy (add'l) CIVIX — Buy (add'l) CIVIX — Sold (part) BAGIX — Int/Div — Buy BAGIX — Buy (add'l) BAGIX — Buy (add'l) IMMSX — None — Buy IMMSX — Buy (add'l) IMMSX — Buy (add'l) IMMSX — Buy (add'l) IMMSX — Sold (part) IMMSX — Buy (add'l) Director, Sharchouse Foundation, Fargo, ND Director, Federal Judges Association Agreement — 215193 — NDPERS County Retirement Plan Agreement — 123196 — 457(b) Plan State of North Dakota Reimbursement — North Dakota State Roundup- AA — W/ 16-18-2016 — Medora, ND — Speak at Annual Meeting — Lodging, Mileage Spouse's income — 11273172006 — Self-employed Optometnst SPart VII, Line 3. Nokia acquired Alcatel/Lucent effective January 14, 2016. Part VII, Line 14. Digital Broadcast Company ceased operations a number of years ago and the stock has no value, Part VII, Line 15, Mixed Whole/Term Life Policy. Policy No. XXXX128. All cash held in Guardian's general account. No investment options. Part VII, Line 16. Whole Life Policy. Policy No. XXXX296. All cash held in Guardian's general account. No investment options. Part VII, Line 17. Whole Life Policy. Policy No. XXXX141. All cash held in Guardian'ts gneral account. No investment options, Part VII, Line 18. . Whole Life Policy, Policy No. XXXX246. All cash held in Guardian's general account. No investment options. Part VII, Line 19. . Whole Life Policy, Policy No, XXXX 128, All cash held in Guardian's general account, No investment options. Part VII, Line 20. Variable Life Policy, Policy No. XXXXXXX090. All cash Held in Jackson's general account. No investment options. Part VII, Line 21 . Indexed Universal Life Policy. Policy No. XXXXX607. All cash held in Allianz’s general account. No investment options. Part VII, Line 22. . Indexed Universal Life Policy. Policy No. XXXXX608, All cash held in Allianz's gneeral account. No investment options, Part VII, Line 28. . Because of the way that the "Vanguard Small Cap Growth Index Fund Admiral Shares” (VSGAX) was reported on the quarterly and annual statements of the financial institution handling my spouses SEP | erroneously identified the holding as shares in "Vanguard Small Cap Growth Index Fund Investor Shares" (VISGX). When | recently asked for an interim holdings report to prepare documents for a nomination report the bank sent me a form with the ticker symbols on it and 1 recognized my error. Part VII, Line 30. Because of the way that the "Fidelity Advisor International Discovery Fund Class 2" (FZAIX) was reported on the quarterly and annual statements of the financial institution handling my spouses SEP | erroneously identified the holding as shares in "Fidedlity Advisor International Discovery Fund Class 1" (FIADX). When | recently asked for an interim holdings report to prepare documents for a nomination report the bank sent me a form with the ticker symbols on it and 1 recognized my error. Part VII, Line 38. Because of the way that the "DFA Emerging Markets Core Equity Portfolio Inst. Class™ (DFCEX) was reported on the quarterly and annual statements of the financial institution handling my spouses SEP | erroneously identified the holding as shares in "DFA Emerging Markets Value Portfolio Inst. Class" (DFCEX). When | recently asked for an interim holdings report to prepare documents for a nomination report the bank sent me a form with the ticker symbols on it and 1 recognized my error. Part VII, Line 63. When | recently asked for an interim holdings report to prepare documents for a nomination report the bunk sent me a statement with ticker symbols on it and | realized | had made a typographical error in my report putting down “JMSX" instead of "JMMSX." --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/6194. Public record. Not legal advice.